Schwabplan Retirement Savings And Investment Plan
Sponsored by The Charles Schwab Corporation · EIN 943025021 · Plan #002
- Total assets
- $8.9B
- Net assets
- $8.9B
- Active participants
- 32,145
- With balances
- 43,060
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Creative Planning, Llc CRD 105348 | deterministic · 100% | 2024 |
| Mariner, Llc CRD 140195 | deterministic · 100% | 2024 |
| Envestnet Asset Management, Inc. CRD 111694 | deterministic · 100% | 2024 |
| Main Street Research Llc CRD 114629 | deterministic · 100% | 2024 |
| Douglas Lane & Associates, Llc CRD 282563 | fuzzy_auto · 97% | 2024 |
| Jmg Financial Group Ltd CRD 110302 | deterministic · 100% | 2024 |
| Cookson Peirce & Co Inc CRD 110729 | fuzzy_auto · 96% | 2024 |
| Corient Private Wealth Lp CRD 319448 | deterministic · 100% | 2024 |
| Hightower Advisors, Llc CRD 145323 | deterministic · 100% | 2024 |
| Kohmann Bosshard Financial Services, Llc. CRD 138851 | fuzzy_auto · 97% | 2024 |
| Tci Wealth Advisors, Inc. CRD 107373 | deterministic · 100% | 2024 |
| Ascension Wealth Partners, Llc CRD 146451 | deterministic · 100% | 2024 |
| Beacon Pointe Advisors, Llc CRD 119290 | deterministic · 100% | 2024 |
| Armor Investment Advisors, Llc CRD 134200 | deterministic · 100% | 2024 |
| Ep Wealth Advisors, Llc. CRD 111147 | deterministic · 100% | 2024 |
| Rwa Wealth Partners, Llc CRD 156984 | deterministic · 100% | 2024 |
| Cerity Partners Llc CRD 151559 | deterministic · 100% | 2024 |
| Longview Financial Advisors, Inc. CRD 122451 | fuzzy_auto · 98% | 2024 |
| Wealthspire Advisors Llc CRD 106181 | deterministic · 100% | 2024 |
| Freestone Capital Management, Llc CRD 145711 | fuzzy_auto · 99% | 2024 |
| Signaturefd, Llc CRD 112758 | deterministic · 100% | 2024 |
| Capital Advisors, Inc. CRD 104643 | deterministic · 100% | 2024 |
| Wealth Enhancement Advisory Services, Llc CRD 116407 | fuzzy_auto · 97% | 2024 |
| Williams Jones Wealth Management, Llc CRD 301925 | fuzzy_auto · 99% | 2024 |
| Fisher Asset Management, Llc CRD 107342 | deterministic · 100% | 2024 |
| Lutz Financial Services, Llc CRD 117273 | deterministic · 100% | 2024 |
| Plante Moran Financial Advisors, Llc CRD 112158 | fuzzy_auto · 99% | 2024 |
| Sequoia Financial Advisors, L.L.C. CRD 117756 | fuzzy_auto · 96% | 2024 |
| Capital Advantage, Inc. CRD 108985 | deterministic · 100% | 2024 |
| Trellis Wealth Advisors, Llc CRD 154861 | deterministic · 100% | 2024 |
| The Burney Company CRD 106945 | deterministic · 100% | 2024 |
| Ironwood Investment Counsel, Llc CRD 110623 | fuzzy_auto · 98% | 2024 |
| Johnson Investment Counsel, Inc. CRD 117054 | deterministic · 100% | 2024 |
| Roffman Milller Associates Inc CRD 106019 | deterministic · 100% | 2024 |
| Schaefer Financial Management, Inc. CRD 110110 | deterministic · 100% | 2024 |
| Signature Estate & Investment Advisors Llc CRD 108163 | fuzzy_auto · 94% | 2024 |
| Private Capital Management, Llc CRD 169172 | deterministic · 100% | 2024 |
| Wcg Wealth Advisors, Llc CRD 173194 | deterministic · 100% | 2024 |
| Lodestar Private Asset Management Llc CRD 107638 | fuzzy_auto · 98% | 2024 |
| Pure Financial Advisors, Llc CRD 144316 | deterministic · 100% | 2024 |
| Destination Wealth Management CRD 110365 | deterministic · 100% | 2024 |
| Heritage Financial Advisors, Llc CRD 154955 | fuzzy_auto · 94% | 2024 |
| Chicago Partners Investment Group Llc CRD 147662 | fuzzy_auto · 98% | 2024 |
| Woodley Farra Manion Portfolio Management Inc CRD 107660 | fuzzy_auto · 95% | 2024 |
| Empirical Financial Services, Llc CRD 152622 | fuzzy_auto · 99% | 2024 |
| Kaltbaum Capital Management, Llc CRD 123991 | fuzzy_auto · 98% | 2024 |
| Financial Synergies Wealth Advisors, Inc. CRD 105643 | fuzzy_auto · 97% | 2024 |
| Mount Tamalpais Asset Management, Llc CRD 301017 | fuzzy_auto · 99% | 2024 |
| Apriem Advisors CRD 108188 | deterministic · 100% | 2024 |
| Gemmer Asset Management Llc CRD 109034 | deterministic · 100% | 2024 |
| Boulay Financial Advisors, Llc CRD 111334 | deterministic · 100% | 2024 |
| Zega Investments, Llc CRD 330428 | deterministic · 100% | 2024 |
| Moller Wealth Partners, Inc. CRD 110493 | deterministic · 100% | 2024 |
| Badgley Phelps Wealth Managers, Llc CRD 315440 | deterministic · 100% | 2024 |
| Steelpeak Wealth, Llc CRD 165168 | deterministic · 100% | 2024 |
| Spectrum Asset Management Inc CRD 111007 | deterministic · 100% | 2024 |
| Pittenger & Anderson Inc CRD 111033 | fuzzy_auto · 97% | 2024 |
| Berkeley Capital Partners, Llc CRD 281082 | deterministic · 100% | 2024 |
| Avior Wealth Management, Llc CRD 148674 | deterministic · 100% | 2024 |
| Cary Street Partners Investment Advisory Llc CRD 128545 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Schwab Retirement Plan Services | Recordkeeping, Investment advisory (participants), Direct payment from the plan | $2,750,314 |
| Charles Schwab & Co., Inc. | Securities brokerage, Direct payment from the plan, Float revenue | $319,890 |
| Creative Planning Llc | Investment advisory (participants), Direct payment from the plan | $130,966 |
| Mariner Llc | Investment advisory (participants), Direct payment from the plan | $121,513 |
| Envestnet Asset Management Inc | Investment advisory (participants), Direct payment from the plan | $112,782 |
| Main Street Research Llc | Investment advisory (participants), Direct payment from the plan | $62,562 |
| Private Ocean | Investment advisory (participants), Direct payment from the plan | $55,519 |
| Douglas Lane & Associates Llc | Investment advisory (participants), Direct payment from the plan | $49,416 |
| Jmg Financial Group Ltd | Investment advisory (participants), Direct payment from the plan | $48,419 |
| Cookson Peirce & Co Inc | Investment advisory (participants), Direct payment from the plan | $38,673 |
| Corient Private Wealth Llc | Investment advisory (participants), Direct payment from the plan | $37,260 |
| Hightower Advisors Llc | Investment advisory (participants), Direct payment from the plan | $35,516 |
| At Investment Advisers Inc | Investment advisory (participants), Direct payment from the plan | $35,059 |
| Kohmann Bosshard Financial Ser | Investment advisory (participants), Direct payment from the plan | $34,119 |
| Tci Wealth Advisors Inc | Investment advisory (participants), Direct payment from the plan | $33,139 |
| Ascension Wealth Partners Llc | Investment advisory (participants), Direct payment from the plan | $30,599 |
| Beacon Pointe Advisors Llc | Investment advisory (participants), Direct payment from the plan | $28,592 |
| Armor Investment Advisors Llc | Investment advisory (participants), Direct payment from the plan | $27,531 |
| Ep Wealth Advisors Llc | Investment advisory (participants), Direct payment from the plan | $25,609 |
| Rwa Wealth Partners Llc | Investment advisory (participants), Direct payment from the plan | $25,418 |
| The Colony Group Llc | Investment advisory (participants), Direct payment from the plan | $24,333 |
| Cerity Partners Llc | Investment advisory (participants), Direct payment from the plan | $23,590 |
| Longview Financial Advisors Ll | Investment advisory (participants), Direct payment from the plan | $22,593 |
| Interocean Capital Group Llc | Investment advisory (participants), Direct payment from the plan | $21,241 |
| Wealthspire Advisors Llc | Investment advisory (participants), Direct payment from the plan | $21,165 |
| Freestone Capital Management L | Investment advisory (participants), Direct payment from the plan | $20,904 |
| Signaturefd Llc | Investment advisory (participants), Direct payment from the plan | $20,340 |
| Capital Advisors Inc | Investment advisory (participants), Direct payment from the plan | $19,165 |
| Wealth Enhancement Advisory Se | Investment advisory (participants), Direct payment from the plan | $18,497 |
| Williams Jones Wealth Manageme | Investment advisory (participants), Direct payment from the plan | $17,368 |
| Fisher Investments | Investment advisory (participants), Direct payment from the plan | $15,860 |
| Lutz Financial Services Llc | Investment advisory (participants), Direct payment from the plan | $15,195 |
| Plante Moran Financial Advisor | Investment advisory (participants), Direct payment from the plan | $13,825 |
| Sequoia Financial Advisors Llc | Investment advisory (participants), Direct payment from the plan | $13,278 |
| Capital Advantage Inc | Investment advisory (participants), Direct payment from the plan | $12,715 |
| Trellis Wealth Advisors Llc | Investment advisory (participants), Direct payment from the plan | $12,576 |
| The Burney Company | Investment advisory (participants), Direct payment from the plan | $12,497 |
| Ironwood Investment Counsel Ll | Investment advisory (participants), Direct payment from the plan | $12,068 |
| Johnson Investment Counsel Inc | Investment advisory (participants), Direct payment from the plan | $11,939 |
| Roffman Miller Associates Inc | Investment advisory (participants), Direct payment from the plan | $11,462 |
| Schaefer Financial Management | Investment advisory (participants), Direct payment from the plan | $10,896 |
| Signature Estate & Investment | Investment advisory (participants), Direct payment from the plan | $10,817 |
| Private Capital Management Llc | Investment advisory (participants), Direct payment from the plan | $10,548 |
| Wcg Wealth Advisors Llc | Investment advisory (participants), Direct payment from the plan | $10,412 |
| Lodestar Private Asset Managem | Investment advisory (participants), Direct payment from the plan | $10,400 |
| Pure Financial Advisors Llc | Investment advisory (participants), Direct payment from the plan | $10,377 |
| Destination Wealth Management | Investment advisory (participants), Direct payment from the plan | $10,360 |
| Heritage Financial Services | Investment advisory (participants), Direct payment from the plan | $9,625 |
| Chicago Partners Investment Gr | Investment advisory (participants), Direct payment from the plan | $9,368 |
| Woodley Farra Manion Portfolio | Investment advisory (participants), Direct payment from the plan | $9,161 |
| Empirical Financial Services L | Investment advisory (participants), Direct payment from the plan | $8,629 |
| Gyl Financial Synergies Llc | Investment advisory (participants), Direct payment from the plan | $8,368 |
| Kaltbaum Capital Management Ll | Investment advisory (participants), Direct payment from the plan | $7,961 |
| Financial Synergies Wealth Adv | Investment advisory (participants), Direct payment from the plan | $7,911 |
| Mount Tamalpais Asset Manageme | Investment advisory (participants), Direct payment from the plan | $7,789 |
| Apriem Advisors | Investment advisory (participants), Direct payment from the plan | $7,612 |
| Gemmer Asset Management Llc | Investment advisory (participants), Direct payment from the plan | $7,016 |
| Boulay Financial Advisors Llc | Investment advisory (participants), Direct payment from the plan | $6,910 |
| Zega Investments | Investment advisory (participants), Direct payment from the plan | $6,852 |
| Moller Wealth Partners Inc | Investment advisory (participants), Direct payment from the plan | $6,664 |
| Badgley Phelps Wealth Managers | Investment advisory (participants), Direct payment from the plan | $6,260 |
| Zega Financial Llc | Investment advisory (participants), Direct payment from the plan | $6,139 |
| Steelpeak Wealth Llc | Investment advisory (participants), Direct payment from the plan | $6,070 |
| Spectrum Asset Management Inc | Investment advisory (participants), Direct payment from the plan | $5,948 |
| Buckingham Strategic Partners | Investment advisory (participants), Direct payment from the plan | $5,625 |
| Wealth Mgmt Solutions Llc | Investment advisory (participants), Direct payment from the plan | $5,399 |
| Pittenger & Anderson Inc | Investment advisory (participants), Direct payment from the plan | $5,273 |
| Berkeley Capital Partners Llc | Investment advisory (participants), Direct payment from the plan | $5,267 |
| Avior Wealth Management Llc | Investment advisory (participants), Direct payment from the plan | $5,242 |
| Cary Street Partners | Investment advisory (participants), Direct payment from the plan | $5,099 |