Schaefer Financial Management, Inc.
- Regulatory AUM
- $1.1B
- Discretionary
- $0
- Clients
- 446
- Avg AUM / client
- $2.5M
- Accounts
- 1,776
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 213 | $95.5M | 8.57% |
| High net worth individuals | 233 | $1.0B | 91.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hall & Evans, Llc Employee Savings Plan Hall & Evans, Llc | 2024 | |
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Alan Schaefer | President, Chairman, Sole Shareholder | CFP | Jan 1999 (28y) | 75% or more |
| Rebecca A Aardal | Chief Compliance Officer | CFP | Feb 2008 (18y) | Less than 5% |
| Andrea Noelle Searle | Registered representative | CFP | Mar 2005 (21y) | |
| Lowell Clinton Hansen | Registered representative | CFP | Feb 2007 (19y) | |
| Kirsten Shonstrom Hollander | Registered representative | CFP | Feb 2007 (19y) | |
| Henry J Schaefer | Registered representative | CFP | May 2022 (4y) | |
| Gavin Forrest | Registered representative | CFP | Apr 2025 (1y) | |
| James Lawrence Owsley | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hall & Evans, Llc Employee Savings Plan | Hall & Evans, Llc | 223 | $45.3M | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 851 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $554M (82% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗