Zega Investments, Llc
- Regulatory AUM
- $614M
- Discretionary
- $614M
- Clients
- 224
- Avg AUM / client
- $2.7M
- Accounts
- 1,315
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 139 | $41.8M | 6.8% |
| High net worth individuals | 58 | $90.4M | 14.7% |
| Other investment advisers | 27 | $482M | 78.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Alexander Pestrichelli | Chief Executive Officer | Mar 2011 (15y) | 75% or more | |
| Mcdevitt, John, Thomas | Chief Compliance Officer | May 2024 (2y) | Less than 5% | |
| Mcgrath, Michael, Sean | Chief Operating Officer | May 2024 (2y) | Less than 5% | |
| Derek Brian Moore | Registered representative | Aug 2024 (2y) | ||
| Kenneth Blaine Luckinbill | Registered representative | Aug 2024 (2y) | ||
| Michael Waldorf Puck | Registered representative | Sep 2024 (2y) | ||
| Michael Alan Snyder | Registered representative | Jul 2025 (1y) | ||
| Makai Florante Elep | Registered representative | Oct 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $505M (82% of AUM) Mar 2026
- Fidelity Brokerage Services $109M (18% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗