Williams Jones Wealth Management, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 301925
· SEC file 801-116946
· New York, NY
· www.focusfinancialpartners.com
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ADV data as of Apr 30, 2026
- Regulatory AUM
- $12.5B
- Discretionary
- $12.4B
- Clients
- 1,754
- Avg AUM / client
- $7.1M
- Accounts
- 4,788
- Employees
- 52
AUM over time
$0
$12.5B
Jun 2019
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Asset allocation (SMA assets by investment type)
as of Apr 30, 2026
Exchange-traded equities
$8.7B
70%
State & local bonds
$1.7B
14%
US government & agency bonds
$748M
6%
Cash & equivalents
$748M
6%
Investment-grade corporate bonds
$374M
3%
Other
$125M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 182 | $125M | 1.0% |
| High net worth individuals | 1,335 | $11.0B | 87.8% |
| Pension and profit sharing plans | 26 | $114M | 0.91% |
| Charitable organizations | 127 | $271M | 2.18% |
| Corporations and other businesses | 84 | $1.0B | 8.1% |
Private funds (8)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $214M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Wja Alternative Investment Strategies I, Llc, Series I 10 | Hedge Fund | Delaware | $58.3M | 135 |
| Wja Housing Bond Fund, Llc | Other Private Fund | Delaware | $57.0M | 66 |
| Wja Alternative Investment Strategies I, Llc, Series I 7 | Hedge Fund | Delaware | $37.8M | 98 |
| Williams Jones & Associates Hedge Fund 7 Traunche 5 | Hedge Fund | New York | $23.7M | 80 |
| Wja Alternative Investment Strategies I, Llc, Series I 24 | Hedge Fund | Delaware | $18.5M | 74 |
| Wja Alternative Investment Strategies I, Llc, Series I 2 | Hedge Fund | Delaware | $13.2M | 49 |
| Wja Alternative Investment Strategies I, Llc, Series I 9 | Hedge Fund | Delaware | $3.5M | 26 |
| Wja Alternative Investment Strategies I, Llc, Series I 14 | Hedge Fund | Delaware | $2.3M | 14 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| American Booksellers Assoc Inc EIN 135676641 | Harrison, NY | 09/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Jetblue Airways Retirement Plan Jetblue Airways Corporation | 2024 | |
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 |
People (23)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barbara Ann Tarmy | Partner | May 2019 (7y) | Less than 5% | |
| John Joseph Eager | President, Treasurer And Partner | May 2019 (7y) | Less than 5% | |
| Schweon, Jeff | Chief Compliance Officer, Chief Financial Officer, Chief Legal Officer, Partner | May 2019 (7y) | Less than 5% | |
| William Pickering Jones, Jr. | Chairman, Partner | May 2019 (7y) | Less than 5% | |
| Le, Hoa, Van | Chief Operations Officer, Partner | Mar 2021 (5y) | Less than 5% | |
| Nancy Lee Kokolj | Registered representative | Sep 2019 (7y) | ||
| David Allan Rosenfeld | Registered representative | Jan 2020 (7y) | ||
| Malcolm Lauder Macpherson | Registered representative | CFA | May 2021 (5y) | |
| Sidney F. Goudie | Registered representative | CFA | May 2021 (5y) | |
| J. Douglas Kelly | Registered representative | May 2021 (5y) | ||
| Joseph Bergamo Ghio | Registered representative | May 2021 (5y) | ||
| Karen Yuen Ma | Registered representative | May 2021 (5y) | ||
| Maureen Clancy Tompkins | Registered representative | May 2021 (5y) | ||
| Kyle Joseph Eager | Registered representative | Aug 2021 (5y) | ||
| David Evan Goldberger | Registered representative | CFP | Jun 2022 (4y) | |
| Timothy Robert Georgen | Registered representative | Mar 2024 (2y) | ||
| Thomas Haskell Maccowatt | Registered representative | CFA | Jan 2025 (2y) | |
| Evan Michael Binder | Registered representative | CFP | Jun 2025 (1y) | |
| Othilla Tara Nowak | Registered representative | CFA | Jul 2025 (1y) | |
| John Blair Cummings | Registered representative | Jul 2025 (1y) | ||
| Henry Augustus Wilmerding | Registered representative | Aug 2025 (1y) | ||
| Patrick Michael Kenny | Registered representative | CFA | Aug 2025 (1y) | |
| Franco Giovanni Agapito | Registered representative | CFA | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Focus Operating, Llc | Member (Manager) | May 2019 | A | 75% or more |
| Focus Financial Partners, Llc | Member | Jan 2007 | B | ≈ 56.25% – 100% via Focus Operating, Llc |
| Focus Financial Partners, Inc. | Member | Jul 2018 | B | ≈ 42.19% – 100% via Focus Financial Partners, Llc |
| Ferdinand Ffp Acquisition, Llc | Shareholder, Class A Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners, Inc. |
| Ferdinand Ffp Ultimate Holdings, Lp | Shareholder, Class B Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners, Inc. |
| Ferdinand Ffp Intermediate Holdings, Llc | Member | Aug 2023 | B | ≈ 23.73% – 100% via Ferdinand Ffp Acquisition, Llc |
| Ferdinand Ffp Parent, Inc. | Member | Aug 2023 | B | ≈ 17.8% – 100% via Ferdinand Ffp Intermediate Holdings, Llc |
| Cd&R Ferdinand Holdings, L.P. | Partner | Aug 2023 | B | ≈ 15.82% – 75% via Ferdinand Ffp Ultimate Holdings, Lp |
| Clayton Dubilier & Rice Fund Xii, L.P. | Partner | Aug 2023 | B | ≈ 7.91% – 56.25% via Cd&R Ferdinand Holdings, L.P. |
| Cd&R Ferdinand Co Investor, L.P. | Partner | Aug 2023 | B | ≈ 3.96% – 37.5% via Cd&R Ferdinand Holdings, L.P. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Focus Financial Partners, Llc: 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Focus Financial Partners, Inc.: 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ferdinand Ffp Acquisition, Llc: 75% – 100% of Focus Financial Partners, Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Ultimate Holdings, Lp: 75% – 100% of Focus Financial Partners, Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Intermediate Holdings, Llc: 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners, Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Ferdinand Ffp Parent, Inc.: 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners, Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Cd&R Ferdinand Holdings, L.P.: 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners, Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Clayton Dubilier & Rice Fund Xii, L.P.: 50% – 75% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners, Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 7.91% – 56.25% of the firm
- Cd&R Ferdinand Co Investor, L.P.: 25% – 50% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners, Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 3.96% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (8, $214M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Wja Alternative Investment Strategies I, Llc, Series I 10 | Hedge Fund | $58.3M | $10.0K | 135 |
| Wja Housing Bond Fund, Llc | Other Private Fund | $57.0M | $100K | 66 |
| Wja Alternative Investment Strategies I, Llc, Series I 7 | Hedge Fund | $37.8M | $10.0K | 98 |
| Williams Jones & Associates Hedge Fund 7 Traunche 5 | Hedge Fund | $23.7M | $10.0K | 80 |
| Wja Alternative Investment Strategies I, Llc, Series I 24 | Hedge Fund | $18.5M | $10.0K | 74 |
| Wja Alternative Investment Strategies I, Llc, Series I 2 | Hedge Fund | $13.2M | $10.0K | 49 |
| Wja Alternative Investment Strategies I, Llc, Series I 9 | Hedge Fund | $3.5M | $10.0K | 26 |
| Wja Alternative Investment Strategies I, Llc, Series I 14 | Hedge Fund | $2.3M | $10.0K | 14 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Jetblue Airways Retirement Plan | Jetblue Airways Corporation | 23,089 | $5.4B | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| American Booksellers Assoc Inc | Public charity | $39.6M | 09/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 2.49 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $5.1B (41% of AUM) Apr 2026
- Fnz Trust Company $2.6B (25% of AUM) Mar 2024
- Fidelity Brokerage Services $2.6B (21% of AUM) Apr 2026
- State Street $1.9B (20% of AUM) Jun 2021
- Fiduciary Trust Company International $1.5B (12% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗