Beacon Pointe Advisors, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 119290
· SEC file 801-60943
· Newport Beach, CA
· BEACONPOINTEFUNDS.COM
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ADV data as of Jul 13, 2026
- Regulatory AUM
- $54.9B
- Discretionary
- $50.5B
- Clients
- 29,929
- Avg AUM / client
- $1.8M
- Accounts
- 29,892
- Employees
- 780
AUM over time
$4.0B
$54.9B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 13, 2026
Asset allocation (SMA assets by investment type)
as of Jul 13, 2026
Exchange-traded equities
$26.3B
48%
Registered investment companies (funds/ETFs)
$17.0B
31%
State & local bonds
$3.8B
7%
Pooled investment vehicles
$3.8B
7%
Cash & equivalents
$2.7B
5%
Investment-grade corporate bonds
$549M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 18,083 | $6.1B | 11.1% |
| High net worth individuals | 11,482 | $43.0B | 78.4% |
| Banking or thrift institutions | 1 | $8.5M | 0.02% |
| Investment companies | 1 | $984M | 1.79% |
| Pooled investment vehicles (non-investment companies) | 7 | $110M | 0.2% |
| Pension and profit sharing plans | 55 | $357M | 0.65% |
| Charitable organizations | 156 | $3.4B | 6.12% |
| State or municipal government entities | 1 | $12.4M | 0.02% |
| Insurance companies | 8 | $595M | 1.08% |
| Corporations and other businesses | 135 | $309M | 0.56% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $130M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Bp Credit Opportunities Fund, L.P. master | Other Private Fund | Delaware | $48.3M | 34 |
| Bp Real Estate Opportunities Fund Ii L.P. | Real Estate Fund | Delaware | $25.7M | 66 |
| Bp Real Estate Opportunities Fund, L.P. | Real Estate Fund | Delaware | $22.9M | 70 |
| Bp Credit Opportunities Fund Ii L.P. master | Other Private Fund | Delaware | $19.5M | 20 |
| Bp Gim Opportunity Fund, L.P. | Other Private Fund | Delaware | $14.0M | 50 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (473)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cooper, Matthew, Baird | President | Feb 2002 (25y) | Less than 5% | |
| Shannon Flint Eusey | Chief Executive Officer, Chief Compliance Officer | Feb 2002 (25y) | Less than 5% | |
| Commie Stevens | Chief Practice Officer | Jul 2011 (15y) | Less than 5% | |
| Michael Gaffney Dow | Chief Investment Officer | CFA | Nov 2018 (8y) | Less than 5% |
| Hathaway, Janet, Judith | General Counsel | May 2019 (7y) | Less than 5% | |
| Gray, John, Raymond | Chief Financial Officer | Mar 2021 (5y) | Less than 5% | |
| Diephouse, Karisa, Jade | Chief Operating Officer | Apr 2021 (5y) | Less than 5% | |
| Felix Tser Chun Lin | Registered representative | CFA | Jun 2009 (17y) | |
| Graham Brown Pierce | Registered representative | May 2010 (16y) | ||
| David Mark Hopkins | Registered representative | Jun 2010 (16y) | ||
| Michael Breller | Registered representative | Aug 2010 (16y) | ||
| Julie Lynn Johnson | Registered representative | Oct 2011 (15y) | ||
| Rocky Lin | Registered representative | CFA | Nov 2011 (15y) | |
| Derek Thomas Newcomer | Registered representative | CFA | Dec 2011 (15y) | |
| Juna Ho Chiang | Registered representative | CFP | Mar 2012 (14y) | |
| Kelly Lauren Digonzini | Registered representative | CFP | Nov 2012 (14y) | |
| Scott William Ayers | Registered representative | Feb 2013 (13y) | ||
| Jonathan Theodore Acosta | Registered representative | Mar 2013 (13y) | ||
| Alexander Gilbert Kassouf | Registered representative | Sep 2013 (13y) | ||
| Jason Scott Overholtzer | Registered representative | CFA | Jul 2014 (12y) | |
| Brian Lawrence Coughlan | Registered representative | Jan 2015 (12y) | ||
| Christopher Frank Palermo | Registered representative | CFP CFA | Jan 2015 (12y) | |
| Landen Leon Lunsway | Registered representative | CFP | Jan 2015 (12y) | |
| Andrew Richard Reinhardt | Registered representative | CFP | Mar 2015 (11y) | |
| Eric Lee Newby | Registered representative | CFP | Aug 2015 (11y) | |
| Matthew John Armistead | Registered representative | CFP | Aug 2015 (11y) | |
| David Duc Ngoc Le | Registered representative | CFP | Dec 2015 (11y) | |
| Mark Draper Flint | Registered representative | CFA | Jan 2016 (11y) | |
| Mark Vincent Mathers | Registered representative | CFP | Jan 2016 (11y) | |
| Mark Louis Moehlman | Registered representative | Apr 2016 (10y) | ||
| Tyler M Brock | Registered representative | CFP | Apr 2016 (10y) | |
| Vincent Paul Franks | Registered representative | Apr 2016 (10y) | ||
| Eric Russell Witte | Registered representative | CFP | Oct 2016 (10y) | |
| James Joel Ward | Registered representative | CFP | Oct 2016 (10y) | |
| Samuel Dale Mitchell | Registered representative | CFP | Oct 2016 (10y) | |
| Jill Broder Steinberg | Registered representative | Jan 2017 (10y) | ||
| Kenneth Brian Kann | Registered representative | Feb 2017 (9y) | ||
| Robyn Michelle Gerke | Registered representative | CFP | Feb 2017 (9y) | |
| Dylan James Macdonald | Registered representative | CFP | May 2017 (9y) | |
| Brandt Laurence Kuhn | Registered representative | CFP | Jul 2017 (9y) | |
| Michele Thibodeau Sarna | Registered representative | Jul 2017 (9y) | ||
| Scott Alan Plamondon | Registered representative | Chartered Financial Consultant | Oct 2017 (9y) | |
| Alisa B Garnek | Registered representative | CFP | Mar 2018 (8y) | |
| Todd Douglas Reinhart | Registered representative | Aug 2018 (8y) | ||
| Coby Cress | Registered representative | CFP | Aug 2018 (8y) | |
| Julia Michelle Cummings | Registered representative | Nov 2018 (8y) | ||
| Indya Maree Yuill | Registered representative | Jan 2019 (8y) | ||
| Flynn Thomas Mcdonnell | Registered representative | Feb 2019 (7y) | ||
| Alex Reid Nunes | Registered representative | CFP | Feb 2019 (7y) | |
| Callie Lorraine Renner | Registered representative | CFP | Apr 2019 (7y) | |
| Melissa J Gerckens | Registered representative | CFP | Apr 2019 (7y) | |
| Jordan Heller | Registered representative | CFP CFA | Apr 2019 (7y) | |
| Michael John Whittemore | Registered representative | CFP CFA | Apr 2019 (7y) | |
| Donald John Hertling | Registered representative | CFP | May 2019 (7y) | |
| Mitchell Hughes | Registered representative | May 2019 (7y) | ||
| Trenton Benjamin Jolly | Registered representative | May 2019 (7y) | ||
| Dylan Jacob Brooks | Registered representative | CFP | Jun 2019 (7y) | |
| Seth Evan Guenther | Registered representative | Chartered Financial Consultant | Jul 2019 (7y) | |
| Austin Hugh Rouk | Registered representative | CFP | Aug 2019 (7y) | |
| David Peter Suess | Registered representative | CFP | Aug 2019 (7y) | |
| Matthew R Henn | Registered representative | Aug 2019 (7y) | ||
| George Emmett Mccall | Registered representative | Aug 2019 (7y) | ||
| Neil Edwin Livingston | Registered representative | Aug 2019 (7y) | ||
| Rebecca Minch Tornabene | Registered representative | Nov 2019 (7y) | ||
| Nicholas William English | Registered representative | Jan 2020 (7y) | ||
| Jacob R. Heisler | Registered representative | CFP | Jan 2020 (7y) | |
| Bruce Alan Meyer | Registered representative | May 2020 (6y) | ||
| Andrew Brian Saltzman | Registered representative | CFP | May 2020 (6y) | |
| Pascal Jean Claude Menut | Registered representative | May 2020 (6y) | ||
| Brian David Plowman | Registered representative | CFP | May 2020 (6y) | |
| Lauren Christine Meixel | Registered representative | May 2020 (6y) | ||
| Carolyn Ruth Smith | Registered representative | May 2020 (6y) | ||
| Tony Han | Registered representative | May 2020 (6y) | ||
| Nichole Michelle Diaz | Registered representative | May 2020 (6y) | ||
| Michael Alexander Gonzalez | Registered representative | CFP | Jun 2020 (6y) | |
| Crystal Simmons Garner | Registered representative | Jun 2020 (6y) | ||
| James William Ferrell | Registered representative | CFP | Jun 2020 (6y) | |
| Katherine Pettee Hickey | Registered representative | CFP | Jul 2020 (6y) | |
| Jennings Laverne Hurt Iv | Registered representative | Aug 2020 (6y) | ||
| Medha A Nadgir | Registered representative | Aug 2020 (6y) | ||
| Paige Laverell Goll | Registered representative | Sep 2020 (6y) | ||
| Michael Lee Meadows | Registered representative | Nov 2020 (6y) | ||
| Doug Anthony Tillman | Registered representative | Nov 2020 (6y) | ||
| Edward Ian Blanchard | Registered representative | Nov 2020 (6y) | ||
| Raymond Ambrose Daigle | Registered representative | Nov 2020 (6y) | ||
| Mollie Becker Taylor | Registered representative | CFP | Nov 2020 (6y) | |
| Robert John Comeaux | Registered representative | Nov 2020 (6y) | ||
| Walter Andrew Bond | Registered representative | CFP | Nov 2020 (6y) | |
| Brandon Dale Baker | Registered representative | CFA | Jan 2021 (6y) | |
| Michael Shawn Bakos | Registered representative | Feb 2021 (5y) | ||
| Jeffrey Kent Giguere | Registered representative | CFP Chartered Financial Consultant | Feb 2021 (5y) | |
| Steven Thomas Bright | Registered representative | Feb 2021 (5y) | ||
| Andrew Trong Hoang | Registered representative | CFP | Mar 2021 (5y) | |
| Ryan Edward Quigley | Registered representative | CFP | Apr 2021 (5y) | |
| Gene (Nmn) Ka | Registered representative | Apr 2021 (5y) | ||
| Julien Frazzo | Registered representative | Apr 2021 (5y) | ||
| Leslie Reynoso Ancona | Registered representative | CFP CFA | Apr 2021 (5y) | |
| Jonathan Savorgiannakis | Registered representative | CFP | Apr 2021 (5y) | |
| Michael Roth Beck | Registered representative | Apr 2021 (5y) | ||
| Michael Harry Kane | Registered representative | CFA | Apr 2021 (5y) | |
| Charles Gregory Carrick | Registered representative | CFP | May 2021 (5y) | |
| Michael Shawn Welch | Registered representative | CFP | May 2021 (5y) | |
| Charles Elliott Carrick | Registered representative | CFP Chartered Financial Consultant | May 2021 (5y) | |
| William Bradford Mann | Registered representative | May 2021 (5y) | ||
| Jeffery Wen Jun Hwang | Registered representative | CFP | May 2021 (5y) | |
| Daniel Ray Saur | Registered representative | May 2021 (5y) | ||
| Haley Rebekah Rodriques | Registered representative | CFP | May 2021 (5y) | |
| Megan Olivia Motes Cochran | Registered representative | Jul 2021 (5y) | ||
| James Raymond Simone | Registered representative | CFP CFA | Aug 2021 (5y) | |
| Kimberly Anne Arnesen | Registered representative | Chartered Financial Consultant | Aug 2021 (5y) | |
| Alexandra Nicole Schmidt | Registered representative | Aug 2021 (5y) | ||
| John Chester Riecke | Registered representative | Aug 2021 (5y) | ||
| Frederick Blackburn Taylor | Registered representative | Sep 2021 (5y) | ||
| Grant Estep Hartvigson | Registered representative | CFP | Sep 2021 (5y) | |
| Azita Jalali | Registered representative | Sep 2021 (5y) | ||
| Arthur M. Winstead | Registered representative | Sep 2021 (5y) | ||
| Charlie Lee Welborn | Registered representative | Sep 2021 (5y) | ||
| Michael Richard Gillis | Registered representative | Personal Financial Specialist | Sep 2021 (5y) | |
| Ralph Milton Howell | Registered representative | Sep 2021 (5y) | ||
| Andrew Joseph Scanlon | Registered representative | CFP | Oct 2021 (5y) | |
| Cory Blake Bruntz | Registered representative | CFP | Oct 2021 (5y) | |
| T Liam Powell | Registered representative | CFP | Oct 2021 (5y) | |
| Todd Michael Ruble | Registered representative | Oct 2021 (5y) | ||
| Alisha Renee Rosenthal | Registered representative | CFP | Oct 2021 (5y) | |
| Amy Lynn Hammock | Registered representative | CFP | Nov 2021 (5y) | |
| Jameson Alan Van Houten | Registered representative | CFP | Nov 2021 (5y) | |
| William Burk Rosenthal | Registered representative | CFP Chartered Financial Consultant | Nov 2021 (5y) | |
| William Andrew Haddock | Registered representative | Dec 2021 (5y) | ||
| Sean Patrick Mahoney | Registered representative | Dec 2021 (5y) | ||
| Melisa Dobraca Iacono | Registered representative | Dec 2021 (5y) | ||
| Matthew Douglas Macdonald | Registered representative | CFA | Jan 2022 (5y) | |
| Jeffrey Clyde Marko | Registered representative | Jan 2022 (5y) | ||
| Michael John Beaulieu | Registered representative | CFP | Jan 2022 (5y) | |
| Darin Albert Simonian | Registered representative | CFP | Jan 2022 (5y) | |
| David Alan Massart | Registered representative | Jan 2022 (5y) | ||
| Gregory Len Gionfriddo | Registered representative | Jan 2022 (5y) | ||
| Brent Jonathan Sheppard | Registered representative | CFP | Jan 2022 (5y) | |
| Jay Lawrence Healy | Registered representative | CFP | Jan 2022 (5y) | |
| Jeffrey William Kralovec | Registered representative | Jan 2022 (5y) | ||
| Michael John Weil | Registered representative | CFP Chartered Financial Consultant | Jan 2022 (5y) | |
| Sean Franklin Curley | Registered representative | CFP | Jan 2022 (5y) | |
| Grant Raymond Lyon | Registered representative | CFP | Feb 2022 (4y) | |
| Timothy James Hoffman | Registered representative | Feb 2022 (4y) | ||
| Merriweather Kae Mule | Registered representative | CFP | Feb 2022 (4y) | |
| Edward Raymond Moor | Registered representative | Feb 2022 (4y) | ||
| Cassandra Monique Thornock | Registered representative | CFP | Feb 2022 (4y) | |
| Jonathan E. Shumate | Registered representative | CFP | Feb 2022 (4y) | |
| Logan Lee Bolick | Registered representative | CFP CFA | Feb 2022 (4y) | |
| Quinn R Schneider | Registered representative | Feb 2022 (4y) | ||
| Jeffrey Brisbin Howden | Registered representative | Mar 2022 (4y) | ||
| Kyle Russell Boyd | Registered representative | Mar 2022 (4y) | ||
| Lewis Daniel Akers | Registered representative | CFP | Mar 2022 (4y) | |
| Paul Douglas Duncan | Registered representative | Mar 2022 (4y) | ||
| James Paul Cooper | Registered representative | Mar 2022 (4y) | ||
| Mark Demosthenes Generales | Registered representative | Mar 2022 (4y) | ||
| Ronald Gene Carland | Registered representative | CFP | Mar 2022 (4y) | |
| Gregory Norton Jones | Registered representative | Mar 2022 (4y) | ||
| Charles George Duncan | Registered representative | CFP Chartered Financial Consultant | Apr 2022 (4y) | |
| Jeffrey Louis Mantoani | Registered representative | Apr 2022 (4y) | ||
| Maryam Jameela Khayali | Registered representative | May 2022 (4y) | ||
| Bryan C. Jackson | Registered representative | CFP | Jul 2022 (4y) | |
| Benjamin Joseph Hess | Registered representative | CFP | Jul 2022 (4y) | |
| Keith Allen Ferguson | Registered representative | Jul 2022 (4y) | ||
| Keith Allen Ferguson | Registered representative | CFP | Jul 2022 (4y) | |
| Petra Ljubic Lane | Registered representative | Jul 2022 (4y) | ||
| Rawles Fulgham Bell | Registered representative | Jul 2022 (4y) | ||
| Wayne Cornelius Mc Cullough | Registered representative | CFP | Jul 2022 (4y) | |
| Scott Anthony Schneider | Registered representative | CFP | Sep 2022 (4y) | |
| Andrew Joseph Wood | Registered representative | Sep 2022 (4y) | ||
| Delia Kate Mezzina | Registered representative | CFP | Oct 2022 (4y) | |
| John Robert Gerling | Registered representative | Dec 2022 (4y) | ||
| Joshua Lustbader | Registered representative | Jan 2023 (4y) | ||
| Brendan Gates Stringer | Registered representative | CFP | Jan 2023 (4y) | |
| Heather O'neill Fairbanks | Registered representative | CFP Chartered Financial Consultant | Jan 2023 (4y) | |
| Lance Aaron Wexler | Registered representative | Jan 2023 (4y) | ||
| Loyd Benjamin Wellman | Registered representative | CFP | Jan 2023 (4y) | |
| Bradley Michael Meyer | Registered representative | CFP | Feb 2023 (3y) | |
| Thomas Charles Stefaniak | Registered representative | CFP | Mar 2023 (3y) | |
| Justin Shane Josephs | Registered representative | CFP | Mar 2023 (3y) | |
| William Samuel Thompson | Registered representative | Mar 2023 (3y) | ||
| Mary Margaret Kiser | Registered representative | CFP | Mar 2023 (3y) | |
| John Alvin Martindale | Registered representative | CFP | Mar 2023 (3y) | |
| Tiffany T Bodell | Registered representative | Mar 2023 (3y) | ||
| Dane Jensen | Registered representative | Mar 2023 (3y) | ||
| Brendan Maurice Reidy | Registered representative | Mar 2023 (3y) | ||
| Andrew James Rovzar | Registered representative | Mar 2023 (3y) | ||
| Andrew Allan Roberts | Registered representative | CFP | Mar 2023 (3y) | |
| Daniel Francis Brascetta | Registered representative | CFP | Mar 2023 (3y) | |
| Hugh W Gates | Registered representative | CFP | Apr 2023 (3y) | |
| Jennifer R Mccosley | Registered representative | CFP | Apr 2023 (3y) | |
| Logan Patrick Robertson | Registered representative | CFA | Apr 2023 (3y) | |
| John Armistead Thomas | Registered representative | CFP | Apr 2023 (3y) | |
| Heather Renee Schaber | Registered representative | Apr 2023 (3y) | ||
| Andrew Lane Stern | Registered representative | Apr 2023 (3y) | ||
| Carrie Gallaway Maglia | Registered representative | CFP | Apr 2023 (3y) | |
| Theodore Franklin Dickson | Registered representative | CFA | Apr 2023 (3y) | |
| Leigh Thomas Moglia | Registered representative | CFP CFA | Apr 2023 (3y) | |
| Kenneth Crews Griffin | Registered representative | May 2023 (3y) | ||
| Alicia Marie Langdon | Registered representative | CFP | May 2023 (3y) | |
| Steven Johnson | Registered representative | May 2023 (3y) | ||
| Montana Thomas Murphy | Registered representative | Jun 2023 (3y) | ||
| Kelley Lynn O Brien | Registered representative | CFP | Jul 2023 (3y) | |
| Ronald H. Dawson, Jr. | Registered representative | Jul 2023 (3y) | ||
| Philip Charles Hagopian | Registered representative | Jul 2023 (3y) | ||
| Liliana Marina Milenia Sobaszek | Registered representative | Jul 2023 (3y) | ||
| Lindsey Russell Crow | Registered representative | Aug 2023 (3y) | ||
| William Walter Diehl | Registered representative | Aug 2023 (3y) | ||
| Pierce James Halsted | Registered representative | CFA | Aug 2023 (3y) | |
| Sarah Roberta Stubbs | Registered representative | Aug 2023 (3y) | ||
| Justin Poplawski | Registered representative | CFP | Aug 2023 (3y) | |
| Julie Michelle Anderson | Registered representative | Aug 2023 (3y) | ||
| Alexander Webster Pierce | Registered representative | Sep 2023 (3y) | ||
| Thomas Matthew Behr | Registered representative | CFP | Oct 2023 (3y) | |
| Justin R Nelson | Registered representative | CFP | Oct 2023 (3y) | |
| John Reed Finney | Registered representative | CFP | Oct 2023 (3y) | |
| Charles Joseph Ramos | Registered representative | CFP | Oct 2023 (3y) | |
| Bernard Patrick Mc Gloin | Registered representative | CFA | Oct 2023 (3y) | |
| Chi Gee Gigi Yip | Registered representative | CFP | Oct 2023 (3y) | |
| Peter Albert Darius Curtis | Registered representative | CFP | Oct 2023 (3y) | |
| Bryton Kessel | Registered representative | CFP | Oct 2023 (3y) | |
| Mari Frances Panzenhagen | Registered representative | Nov 2023 (3y) | ||
| Cameron Meek | Registered representative | CFP | Dec 2023 (3y) | |
| Michael Steven Himmel | Registered representative | Dec 2023 (3y) | ||
| Rebecca Ann Thompson | Registered representative | CFP | Jan 2024 (3y) | |
| Robert Hurley Ingham | Registered representative | CFP | Jan 2024 (3y) | |
| Brian Alexander Bengry | Registered representative | Jan 2024 (3y) | ||
| Bo Young Lee | Registered representative | Jan 2024 (3y) | ||
| John Patrick Keeney | Registered representative | Feb 2024 (2y) | ||
| Zachary Oliver Boleyn | Registered representative | CFP | Feb 2024 (2y) | |
| Donald Wayne Ferguson | Registered representative | Mar 2024 (2y) | ||
| Matthew Scott Diquollo | Registered representative | CFP | Mar 2024 (2y) | |
| Kristian Idar Albornoz | Registered representative | CFP | Mar 2024 (2y) | |
| Jared Tomsu | Registered representative | CFP | May 2024 (2y) | |
| Connor William Pearl | Registered representative | May 2024 (2y) | ||
| Quintin Andrew Pile | Registered representative | CFP | May 2024 (2y) | |
| Emerald Emmelee Ward | Registered representative | CFP | May 2024 (2y) | |
| Julia Michelle Stauffer | Registered representative | CFP | May 2024 (2y) | |
| Anca Garcia | Registered representative | Jun 2024 (2y) | ||
| David Aaron Monsees | Registered representative | Jun 2024 (2y) | ||
| Michael Doyle Joslin | Registered representative | Personal Financial Specialist | Jun 2024 (2y) | |
| Nathan Patrick Keeney | Registered representative | CFP | Jun 2024 (2y) | |
| John Sawyer Delafield | Registered representative | CFP | Jul 2024 (2y) | |
| Brian Keeney | Registered representative | CFP | Jul 2024 (2y) | |
| Michael Thomas Smith | Registered representative | Aug 2024 (2y) | ||
| Danielle Wen | Registered representative | Sep 2024 (2y) | ||
| Austin Cassidy | Registered representative | CFP | Sep 2024 (2y) | |
| Carlos Daniel Diaz Montoya | Registered representative | Oct 2024 (2y) | ||
| Hunter Gregory Shaw | Registered representative | Oct 2024 (2y) | ||
| Courtney Lyn Mccutchan | Registered representative | CFP | Oct 2024 (2y) | |
| Conor Ryan Turley | Registered representative | Oct 2024 (2y) | ||
| Vanessa Young Burnett | Registered representative | CFP | Oct 2024 (2y) | |
| Thomas Harold Smith | Registered representative | Oct 2024 (2y) | ||
| Kurt Micheal Haugen | Registered representative | Oct 2024 (2y) | ||
| Ryan Anthony Trabant | Registered representative | CFA | Oct 2024 (2y) | |
| Chad David Broberg | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Jack Robert Mcnamara | Registered representative | CFP | Oct 2024 (2y) | |
| Leah Nicole Brooks | Registered representative | CFP | Oct 2024 (2y) | |
| Mitchell Eugene Schommer | Registered representative | Oct 2024 (2y) | ||
| David Rickard Penniall | Registered representative | CFP | Oct 2024 (2y) | |
| Nicholas Michael Colletta | Registered representative | CFA | Oct 2024 (2y) | |
| Tamara Ruth Mark | Registered representative | Oct 2024 (2y) | ||
| Thomas Mark Selbo | Registered representative | CFP | Oct 2024 (2y) | |
| Devon Maxwell Nick | Registered representative | Oct 2024 (2y) | ||
| Debra Beth Curry | Registered representative | CFP | Oct 2024 (2y) | |
| Jennifer Lee Beyl Lee | Registered representative | CFP | Oct 2024 (2y) | |
| Nathaniel Jack Spruiell | Registered representative | Nov 2024 (2y) | ||
| Tamara Lynn Tudor | Registered representative | Nov 2024 (2y) | ||
| Christopher C Phillips | Registered representative | Nov 2024 (2y) | ||
| Catherine Elizabeth Jenson | Registered representative | CFP | Dec 2024 (2y) | |
| John Thomas Levi | Registered representative | Dec 2024 (2y) | ||
| Ryan Keane Lam | Registered representative | Dec 2024 (2y) | ||
| William John Ferrell | Registered representative | CFP | Dec 2024 (2y) | |
| Kevin R Tehan | Registered representative | Dec 2024 (2y) | ||
| Matthew Chrisman Thompson | Registered representative | Dec 2024 (2y) | ||
| Erica Renee Smith | Registered representative | CFP | Dec 2024 (2y) | |
| Bjorn Thomas Nesvold | Registered representative | Jan 2025 (2y) | ||
| Garth Kevin Flint | Registered representative | Jan 2025 (2y) | ||
| James Ferrill Davenport | Registered representative | Jan 2025 (2y) | ||
| Valerie Isabel Marquez | Registered representative | Jan 2025 (2y) | ||
| Allison Ruckey Kvikstad | Registered representative | CFP | Jan 2025 (2y) | |
| Grace Kathryn Boyle | Registered representative | Jan 2025 (2y) | ||
| Gary Arthur Tangwall | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Peyton Eugene Steigerwald | Registered representative | CFP | Jan 2025 (2y) | |
| Brianna Marie Mariolle | Registered representative | CFA | Jan 2025 (2y) | |
| Stephanie Anne Rumold | Registered representative | CFP | Jan 2025 (2y) | |
| Karen M Reifel | Registered representative | CFP | Jan 2025 (2y) | |
| Hannah Hae Jin Pfaff | Registered representative | Jan 2025 (2y) | ||
| Jacob Angelo Kutche | Registered representative | Jan 2025 (2y) | ||
| Robert Tyler Santamaria | Registered representative | Jan 2025 (2y) | ||
| Sydney Erin Wilson | Registered representative | Jan 2025 (2y) | ||
| Elizabeth Leigh Bivings | Registered representative | CFP | Feb 2025 (1y) | |
| Mark P Haser | Registered representative | CFP | Feb 2025 (1y) | |
| Maria Faleyev | Registered representative | CFA | Feb 2025 (1y) | |
| Stephanie F Mackara | Registered representative | Feb 2025 (1y) | ||
| Gavin Michael Ford | Registered representative | Feb 2025 (1y) | ||
| Karlie Diane Achenbach | Registered representative | Feb 2025 (1y) | ||
| Andrew John Bello | Registered representative | Feb 2025 (1y) | ||
| Gregory Vaughn Taylor | Registered representative | CFP CFA | Mar 2025 (1y) | |
| Jeremiah M Keating | Registered representative | Mar 2025 (1y) | ||
| Marc Steven Wolff | Registered representative | Mar 2025 (1y) | ||
| William Griffith Blackard | Registered representative | Mar 2025 (1y) | ||
| James G Elliott | Registered representative | Mar 2025 (1y) | ||
| Michael Sean Dunn | Registered representative | Mar 2025 (1y) | ||
| Christopher James Budny | Registered representative | CFP | Mar 2025 (1y) | |
| Jeanette Sonya Ng Urrutia | Registered representative | CFP | Mar 2025 (1y) | |
| Michelle Lynn Le May | Registered representative | Mar 2025 (1y) | ||
| Rashedul Hasan Khan | Registered representative | Mar 2025 (1y) | ||
| Philip Michael Malitas | Registered representative | Apr 2025 (1y) | ||
| James Deason Franklin | Registered representative | Apr 2025 (1y) | ||
| Victoria Oneill Shadaia | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Michelle Holaren | Registered representative | Apr 2025 (1y) | ||
| Ryan Kevin Leahy | Registered representative | Apr 2025 (1y) | ||
| Austin Mitchell Kastenberg | Registered representative | May 2025 (1y) | ||
| Michael Anthony Dubis | Registered representative | CFP | Jun 2025 (1y) | |
| Gregory Lawrence Mykytyn | Registered representative | Jun 2025 (1y) | ||
| Vikki Diane Lenhart | Registered representative | CFP | Jul 2025 (1y) | |
| Lucia Burleigh Shah | Registered representative | CFP | Jul 2025 (1y) | |
| Sally Woo Ng | Registered representative | CFP | Jul 2025 (1y) | |
| Courtney Brooke Hutchinson | Registered representative | CFP | Jul 2025 (1y) | |
| Jessica Pence Shore | Registered representative | CFP | Jul 2025 (1y) | |
| Michael Scott Bergen | Registered representative | Jul 2025 (1y) | ||
| Annette Eriksen Brinton | Registered representative | CFP | Jul 2025 (1y) | |
| Charles Lee Bowes | Registered representative | CFP | Jul 2025 (1y) | |
| Sandrea Joyce Crivellari | Registered representative | Jul 2025 (1y) | ||
| Allison G Geiger | Registered representative | CFP | Jul 2025 (1y) | |
| Chad Alan Smith | Registered representative | CFP Chartered Financial Consultant | Jul 2025 (1y) | |
| Mary Sample Chastain | Registered representative | Jul 2025 (1y) | ||
| Steven Lee Blankenship | Registered representative | CFP | Jul 2025 (1y) | |
| Daniel Wain Campbell | Registered representative | CFA | Jul 2025 (1y) | |
| Rachel Ann Calvert Sowers | Registered representative | CFP | Jul 2025 (1y) | |
| Jesse Christopher Lazar | Registered representative | CFP | Jul 2025 (1y) | |
| Cooper Allen Branham | Registered representative | CFP | Jul 2025 (1y) | |
| Will Smith | Registered representative | CFP | Jul 2025 (1y) | |
| Daniel Joseph Bloom | Registered representative | CFP | Jul 2025 (1y) | |
| Michael Brogan | Registered representative | CFP | Jul 2025 (1y) | |
| Gunnar Himmel | Registered representative | CFP | Jul 2025 (1y) | |
| Matthew Ryan Jentner | Registered representative | CFP | Aug 2025 (1y) | |
| Seth Michael Jentner | Registered representative | CFP | Aug 2025 (1y) | |
| William Floyd Day | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Jason Tyler Gergely | Registered representative | CFP | Aug 2025 (1y) | |
| Alan Scott Alderfer | Registered representative | CFP | Aug 2025 (1y) | |
| Kaitlyn Gayle Simmons | Registered representative | CFP | Aug 2025 (1y) | |
| Cindy Nicole Randolph | Registered representative | CFP | Aug 2025 (1y) | |
| Connor Ryan Mc Guire | Registered representative | Aug 2025 (1y) | ||
| Cameron Paul Crain | Registered representative | Aug 2025 (1y) | ||
| Louis Christopher Ambrosio | Registered representative | Aug 2025 (1y) | ||
| Stephen Paul Daly | Registered representative | CFP | Sep 2025 (1y) | |
| Charles Anderson Moore | Registered representative | CFP | Sep 2025 (1y) | |
| Benjamin Jacob Albright | Registered representative | CFP | Sep 2025 (1y) | |
| Stacy Kelly Bakri | Registered representative | CFP | Sep 2025 (1y) | |
| Donald Patrick Lord | Registered representative | CFP | Sep 2025 (1y) | |
| Gina Marie Kiefer | Registered representative | CFP | Sep 2025 (1y) | |
| Maria Antonieta Camacho | Registered representative | CFP | Sep 2025 (1y) | |
| Richard Donald Fine | Registered representative | CFP | Oct 2025 (1y) | |
| Carla Ng Yuan | Registered representative | Oct 2025 (1y) | ||
| Briana Grace Gonzales | Registered representative | Oct 2025 (1y) | ||
| Frank Carmine Napolitano | Registered representative | CFP CFA | Oct 2025 (1y) | |
| Laura Elizabeth Williams | Registered representative | CFP | Oct 2025 (1y) | |
| Marie Elizabeth St. Clare | Registered representative | CFP | Oct 2025 (1y) | |
| Matthew Scott Moser | Registered representative | Personal Financial Specialist | Oct 2025 (1y) | |
| Katherine Barrett Fries | Registered representative | CFP | Oct 2025 (1y) | |
| Marina Cekani | Registered representative | Oct 2025 (1y) | ||
| Emma Moran Smith | Registered representative | CFP | Oct 2025 (1y) | |
| Frederick Hotchkiss Miller | Registered representative | CFP | Oct 2025 (1y) | |
| Brandon Charles Garneau | Registered representative | Oct 2025 (1y) | ||
| Aimee Plouffe Polley | Registered representative | CFP | Nov 2025 (1y) | |
| Christopher Carl Andrysiak | Registered representative | CFP | Nov 2025 (1y) | |
| Joshua Sansby Trubow | Registered representative | CFP | Nov 2025 (1y) | |
| Meryl Eileen Feys | Registered representative | Nov 2025 (1y) | ||
| Olivia Martha Harrison | Registered representative | Nov 2025 (1y) | ||
| Edward Joseph Samp | Registered representative | CFA | Nov 2025 (1y) | |
| Luke Thomas Jackson | Registered representative | Nov 2025 (1y) | ||
| Kelsey Lynn Winters | Registered representative | Nov 2025 (1y) | ||
| Rachael Ann Nickelsen | Registered representative | CFP | Nov 2025 (1y) | |
| James Cole De Lucas | Registered representative | CFP | Nov 2025 (1y) | |
| Katherine Paige Mabry | Registered representative | CFP | Nov 2025 (1y) | |
| James Patrick Geissler | Registered representative | Nov 2025 (1y) | ||
| Miles Bearden Beck | Registered representative | Nov 2025 (1y) | ||
| Robert Jay Anderson | Registered representative | CFP | Nov 2025 (1y) | |
| Steven Robert Cherry | Registered representative | CFP | Nov 2025 (1y) | |
| Alexandra M Mastrota | Registered representative | CFP | Nov 2025 (1y) | |
| Carrie Joyce Leinbach | Registered representative | Nov 2025 (1y) | ||
| Jennifer Lake Dawson | Registered representative | CFP | Nov 2025 (1y) | |
| Michael Francis Byman | Registered representative | CFP | Nov 2025 (1y) | |
| Michael John Skillman | Registered representative | Dec 2025 (1y) | ||
| Patrick Stephen Bradford | Registered representative | CFP | Dec 2025 (1y) | |
| Amber Marie Lembo | Registered representative | CFP | Dec 2025 (1y) | |
| Andrew Terry Hall | Registered representative | CFP | Dec 2025 (1y) | |
| Eileen Murphy O'connor | Registered representative | CFP | Dec 2025 (1y) | |
| Connor Granston Cirillo | Registered representative | Dec 2025 (1y) | ||
| Greggory Jonas Cowan | Registered representative | Jan 2026 (1y) | ||
| Brendan Walter Gybbon Spilsbury | Registered representative | CFP | Jan 2026 (1y) | |
| Andrew Bun Chhor | Registered representative | Jan 2026 (1y) | ||
| Josh Ac Rummonds | Registered representative | Jan 2026 (1y) | ||
| Christopher C Wheaton | Registered representative | CFP | Jan 2026 (1y) | |
| John Michael Baxman | Registered representative | CFP | Jan 2026 (1y) | |
| Joseph David Schofield | Registered representative | Jan 2026 (1y) | ||
| Joseph Rocco Pecoraro | Registered representative | CFP | Jan 2026 (1y) | |
| Lesley Estelle Cannan | Registered representative | CFP | Jan 2026 (1y) | |
| Anthony Lawrence Guerrerio | Registered representative | Jan 2026 (1y) | ||
| Jason Alan Guenther | Registered representative | CFP | Jan 2026 (1y) | |
| Jill Raeanne Carr | Registered representative | CFP | Jan 2026 (1y) | |
| Tyler Joel Stephens | Registered representative | Jan 2026 (1y) | ||
| Liam James Rooney | Registered representative | Jan 2026 (1y) | ||
| Monica Blair Munoz | Registered representative | CFP | Jan 2026 (1y) | |
| Jessica Erin Schlanderer | Registered representative | Jan 2026 (1y) | ||
| Joseph T Friedman | Registered representative | CFP | Jan 2026 (1y) | |
| Sheryl Elaine Stephens | Registered representative | Jan 2026 (1y) | ||
| Sien Celine Blanche Vernyns | Registered representative | CFP | Jan 2026 (1y) | |
| Jared William Noland | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Kyle Andrew Brown | Registered representative | CFP | Jan 2026 (1y) | |
| Connor Raymond Morie | Registered representative | Jan 2026 (1y) | ||
| Craig Bernard Keller | Registered representative | CFA | Jan 2026 (1y) | |
| Hunter Kell Hardy | Registered representative | CFP | Jan 2026 (1y) | |
| Andrew Francis Holmes | Registered representative | CFP | Jan 2026 (1y) | |
| Dillon Frederick Driscoll | Registered representative | Jan 2026 (1y) | ||
| Janet Rhodes Friedman | Registered representative | CFP | Jan 2026 (1y) | |
| Lyman Hood Jackson | Registered representative | CFP | Jan 2026 (1y) | |
| Margaret Ann Dolan | Registered representative | Jan 2026 (1y) | ||
| Richard Howard Fingerman | Registered representative | CFP | Jan 2026 (1y) | |
| Kevin Henderson | Registered representative | CFP | Jan 2026 (1y) | |
| Michael Paull Kumph | Registered representative | CFP | Jan 2026 (1y) | |
| Robert Conover Miller | Registered representative | CFP | Feb 2026 (0y) | |
| Anna V Larina | Registered representative | CFP | Feb 2026 (0y) | |
| Louis Carl Bonasera | Registered representative | Personal Financial Specialist | Feb 2026 (0y) | |
| Lucas Deslauriers | Registered representative | CFP | Feb 2026 (0y) | |
| Michael Anthony Dempsey | Registered representative | CFP | Feb 2026 (0y) | |
| Victoria Adair Boswell | Registered representative | Feb 2026 (0y) | ||
| Colin Rowe | Registered representative | Feb 2026 (0y) | ||
| Sean Thomas Lamb | Registered representative | CFP | Feb 2026 (0y) | |
| Tzuhsuan Meng | Registered representative | CFA | Feb 2026 (0y) | |
| Summer Erika Ramos | Registered representative | CFP | Feb 2026 (0y) | |
| Jackson Miles Dorris | Registered representative | CFP | Feb 2026 (0y) | |
| Robert Pagliarini | Registered representative | CFP | Feb 2026 (0y) | |
| Jason Jareth Siedle | Registered representative | Feb 2026 (0y) | ||
| Cole Howard Helton | Registered representative | Mar 2026 (0y) | ||
| Daniel Marcelo De Anda | Registered representative | Mar 2026 (0y) | ||
| Peter Michael Sousa | Registered representative | CFP | Mar 2026 (0y) | |
| Tiffani Denise Boskovich | Registered representative | CFA | Mar 2026 (0y) | |
| Michael Glen Bailey | Registered representative | Mar 2026 (0y) | ||
| Melissa Ochoa | Registered representative | Mar 2026 (0y) | ||
| Hongyu Liu | Registered representative | Mar 2026 (0y) | ||
| Tammy K Pioch | Registered representative | Mar 2026 (0y) | ||
| Rachelle Kristine Rodman Dix | Registered representative | CFP | Apr 2026 (0y) | |
| Kevin Michael Klein | Registered representative | CFP | Apr 2026 (0y) | |
| Thomas James Gillen | Registered representative | CFP | Apr 2026 (0y) | |
| Rachael Aucker Derrico | Registered representative | CFP | Apr 2026 (0y) | |
| Kristopher Paul Brassard | Registered representative | Apr 2026 (0y) | ||
| Maxwell James Campbell | Registered representative | Apr 2026 (0y) | ||
| Sarah Elizabeth Equils | Registered representative | CFP | Apr 2026 (0y) | |
| Tyler J. Curley | Registered representative | Apr 2026 (0y) | ||
| Cody James | Registered representative | CFP CFA | May 2026 (0y) | |
| Philip Clayton Lee | Registered representative | CFP | May 2026 (0y) | |
| Jeanne Gibson Sullivan | Registered representative | CFP | May 2026 (0y) | |
| Parker Lewis Stewart | Registered representative | CFP | May 2026 (0y) | |
| Audrey Hannah Day | Registered representative | CFP | May 2026 (0y) | |
| Jennifer Dewey Kundrot | Registered representative | CFP | May 2026 (0y) | |
| Amanda Anne Magee | Registered representative | May 2026 (0y) | ||
| Mari Isabella Bowidowicz | Registered representative | May 2026 (0y) | ||
| Justin Baker Frio | Registered representative | May 2026 (0y) | ||
| Jacob Anthony Lucchese | Registered representative | Jun 2026 (0y) | ||
| Diandra Dominique Allen | Registered representative | Jun 2026 (0y) | ||
| Dylan Cole Simons | Registered representative | Jun 2026 (0y) | ||
| Darren Hem | Registered representative | CFP CFA | Jun 2026 (0y) | |
| River Zachary Galland | Registered representative | CFP | Jun 2026 (0y) | |
| Corbyn John Munson | Registered representative | Jun 2026 (0y) | ||
| Benjamin Steven Ingram | Registered representative | Jun 2026 (0y) | ||
| John Reed Finney | Registered representative | CFP | Jun 2026 (0y) | |
| Christopher Ross Steinl | Registered representative | Jul 2026 (0y) | ||
| Jack Liam Schneider | Registered representative | Jul 2026 (0y) | ||
| Jackson M Bush | Registered representative | CFP | Jul 2026 (0y) | |
| Benjamin Myers Mander | Registered representative | Jul 2026 (0y) | ||
| Mark Alan Meier | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Beacon Pointe Advisors Holdings, Llc | Member | Apr 2020 | A | 75% or more |
| Beacon Pointe Harmony, Llc | Owner | Dec 2021 | B | ≈ 56.25% – 100% via Beacon Pointe Advisors Holdings, Llc |
| Kkr North America Fund Xiii (Polyphony) L.P. | Owner | Nov 2021 | B | ≈ 8.9% – 75% via Kkr Polyphony Aggregator L.P. |
| Polyphony Topco, Llc | Owner | Nov 2021 | B | ≈ 23.73% – 100% via Polyphony Holdco, Llc |
| Polyphony Holdco, Llc | Owner | Nov 2021 | B | ≈ 31.64% – 100% via Polyphony Buyer, Llc |
| Polyphony Buyer, Llc | Owner | Nov 2021 | B | ≈ 42.19% – 100% via Beacon Pointe Harmony, Llc |
| Kkr North America Xiii (Polyphony) Blocker Llc | Owner | Nov 2021 | B | ≈ 4.45% – 56.25% via Kkr North America Fund Xiii (Polyphony) L.P. |
| Kkr Polyphony Aggregator L.P. | Owner | Nov 2021 | B | ≈ 11.87% – 75% via Polyphony Topco, Llc |
| Kkr North America Xiii (Polyphony) Blocker Parent, L.P. | Owner | Nov 2021 | B | ≈ 1.11% – 28.13% via Kkr North America Xiii (Polyphony) Blocker Llc |
| Kkr Associates North America Xiii Aiv L.P. | General Partner | Nov 2021 | B | GP / trustee / elected manager of Kkr North America Xiii (Polyphony) Blocker Llc (indirect) |
| Kkr Polyphony Aggregator Gp Llc | General Partner | Nov 2021 | B | GP / trustee / elected manager of Kkr Polyphony Aggregator L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Beacon Pointe Harmony, Llc: 75% – 100% of Beacon Pointe Advisors Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Kkr North America Fund Xiii (Polyphony) L.P.: 75% – 100% of Kkr Polyphony Aggregator L.P. × 50% – 75% of Polyphony Topco, Llc × 75% – 100% of Polyphony Holdco, Llc × 75% – 100% of Polyphony Buyer, Llc × 75% – 100% of Beacon Pointe Harmony, Llc × 75% – 100% of Beacon Pointe Advisors Holdings, Llc × 75% – 100% direct ≈ 8.9% – 75% of the firm
- Polyphony Topco, Llc: 75% – 100% of Polyphony Holdco, Llc × 75% – 100% of Polyphony Buyer, Llc × 75% – 100% of Beacon Pointe Harmony, Llc × 75% – 100% of Beacon Pointe Advisors Holdings, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Polyphony Holdco, Llc: 75% – 100% of Polyphony Buyer, Llc × 75% – 100% of Beacon Pointe Harmony, Llc × 75% – 100% of Beacon Pointe Advisors Holdings, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Polyphony Buyer, Llc: 75% – 100% of Beacon Pointe Harmony, Llc × 75% – 100% of Beacon Pointe Advisors Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Kkr North America Xiii (Polyphony) Blocker Llc: 50% – 75% of Kkr North America Fund Xiii (Polyphony) L.P. × 75% – 100% of Kkr Polyphony Aggregator L.P. × 50% – 75% of Polyphony Topco, Llc × 75% – 100% of Polyphony Holdco, Llc × 75% – 100% of Polyphony Buyer, Llc × 75% – 100% of Beacon Pointe Harmony, Llc × 75% – 100% of Beacon Pointe Advisors Holdings, Llc × 75% – 100% direct ≈ 4.45% – 56.25% of the firm
- Kkr Polyphony Aggregator L.P.: 50% – 75% of Polyphony Topco, Llc × 75% – 100% of Polyphony Holdco, Llc × 75% – 100% of Polyphony Buyer, Llc × 75% – 100% of Beacon Pointe Harmony, Llc × 75% – 100% of Beacon Pointe Advisors Holdings, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Kkr North America Xiii (Polyphony) Blocker Parent, L.P.: 25% – 50% of Kkr North America Xiii (Polyphony) Blocker Llc × 50% – 75% of Kkr North America Fund Xiii (Polyphony) L.P. × 75% – 100% of Kkr Polyphony Aggregator L.P. × 50% – 75% of Polyphony Topco, Llc × 75% – 100% of Polyphony Holdco, Llc × 75% – 100% of Polyphony Buyer, Llc × 75% – 100% of Beacon Pointe Harmony, Llc × 75% – 100% of Beacon Pointe Advisors Holdings, Llc × 75% – 100% direct ≈ 1.11% – 28.13% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $130M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Bp Credit Opportunities Fund, L.P. | Other Private Fund | $48.3M | $250K | 34 |
| Bp Real Estate Opportunities Fund Ii L.P. | Real Estate Fund | $25.7M | $250K | 66 |
| Bp Real Estate Opportunities Fund, L.P. | Real Estate Fund | $22.9M | $250K | 70 |
| Bp Credit Opportunities Fund Ii L.P. | Other Private Fund | $19.5M | $250K | 20 |
| Bp Gim Opportunity Fund, L.P. | Other Private Fund | $14.0M | $250K | 50 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (27)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Forvis Mazars, Llp Employees Savings Plan Ii | Forvis Mazars, Llp | 2,551 | $881M | 06/01/2024 |
| Foley & Lardner Llp Defined Contribution Retirement Plan | Foley & Lardner Llp | 2,109 | $1.7B | 02/01/2024 |
| The Athenian School 403(b) Plan | The Athenian School | 130 | $39.9M | 01/01/2024 |
| Haynes And Boone Retirement Savings Plan | Haynes And Boone, Llp | 1,097 | $360M | 01/01/2024 |
| Northwood Club 401(k) Plan | Northwood Club, Inc. | 143 | $6.4M | 01/01/2024 |
| Regional Cancer Care Associates Llc 401(k) Profit Sharing Plan | Regional Cancer Care Associates Llc | 521 | $126M | 01/01/2024 |
| Metrolina Nephrology Associates, P.A. 401(k) Plan | Metrolina Nephrology Associates, P.A. | 220 | $60.0M | 01/01/2024 |
| Townsquare Media, Inc. 401 K Plan | Townsquare Media, Inc. | 2,034 | $111M | 01/01/2024 |
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
| Lammico Employee Retirement Plan | Lammico | 120 | $48.9M | 01/01/2024 |
| Newport Diversified, Inc. Profit Sharing And Savings Plan | Newport Diversified, Inc. | 198 | $9.6M | 01/01/2024 |
| Alexander Dawson School 401(k) Plan | Alexander Dawson Foundation | 273 | $36.8M | 01/01/2024 |
| Etc Hotels 401(k) Plan | E.T. Whitehall Santa Monica Partners, L.P. | 564 | $31.6M | 01/01/2024 |
| C & C Marine And Repair, L.L.C. 401(k) Savings Plan | C & C Marine And Repair, L.L.C. | 143 | $10.4M | 01/01/2024 |
| Howard Building Corp 401(k) Profit Sharing Plan | Howard Building Corporation | 150 | $22.8M | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| Lone Star Communications, Inc. 401(k) Profit Sharing Plan | Lone Star Communications, Inc. | 227 | $19.1M | 01/01/2024 |
| Benchmark Bank Employees 401 K Plan And Trust | Benchmark Bank | 169 | $26.6M | 01/01/2024 |
| Tidewater Physicians Multispecialty Group, P.C. 401(k) Plan | Tidewater Physicians Multispecialty Group, P.C. | 1,105 | $169M | 01/01/2024 |
| Vira Insight, Llc 401(k) Plan | Vira Insight, Llc | 201 | $12.2M | 01/01/2024 |
| Humana Retirement Savings Plan | Humana Inc. | 42,968 | $7.7B | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
| Sansum Santa Barbara Medical Clinic, Inc. Profit Sharing Plan | Sansum Santa Barbara Medical Clinic, Inc. | 241 | $236M | 01/01/2024 |
| Adriatic Marine, L.L.C. 401(k) Retirement Savings Plan | Adriatic Marine, L.L.C. | 135 | $4.3M | 01/01/2024 |
| Mw&E Savings And Retirement Plan | Mcdermott Will & Emery Llp | 1,979 | $1.4B | 01/01/2024 |
Top 25 of 27 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 3.38 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $12.1B (22% of AUM) Jul 2026
- Wells Fargo $836M (12% of AUM) Mar 2020
- U.S. Bank $758M (11% of AUM) Mar 2020
- Charles Schwab & Co. $37.8M (0% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗