Creative Planning, Llc
SEC-registered
Wealth Manager · Mega ($100B+)
CRD 105348
· SEC file 801-18564
· Overland Park, KS
· twitter.com
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ADV data as of Jul 10, 2026
- Regulatory AUM
- $296B
- Discretionary
- $292B
- Clients
- 100,298
- Avg AUM / client
- $2.9M
- Accounts
- 320,323
- Employees
- 1,650
AUM over time
$3.4B
$296B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 10, 2026
Asset allocation (SMA assets by investment type)
as of Jul 10, 2026
Registered investment companies (funds/ETFs)
$239B
81%
Exchange-traded equities
$32.5B
11%
Pooled investment vehicles
$8.9B
3%
Cash & equivalents
$8.9B
3%
US government & agency bonds
$3.0B
1%
State & local bonds
$3.0B
1%
Investment-grade corporate bonds
$3.0B
1%
Other
$3.0B
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 47,540 | $19.5B | 6.61% |
| High net worth individuals | 39,511 | $164B | 55.6% |
| Pooled investment vehicles (non-investment companies) | 5 | $922M | 0.31% |
| Pension and profit sharing plans | 10,861 | $96.0B | 32.5% |
| Charitable organizations | 335 | $4.1B | 1.4% |
| State or municipal government entities | 199 | $3.4B | 1.15% |
| Corporations and other businesses | 1,847 | $7.1B | 2.41% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $39.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Cais Private Equity Core I, L.P. | Private Equity Fund | Delaware | $26.7M | 303 |
| Cais Private Equity Core Ii, L.P. | Private Equity Fund | Delaware | $6.0M | 207 |
| Lenox Pe Fund I, Llc | Private Equity Fund | Ohio | $3.8M | 40 |
| Lenox Hpe, Llc | Private Equity Fund | Ohio | $1.5M | 35 |
| Lenox Blue Chip, Llc | Private Equity Fund | Ohio | $1.1M | 38 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Athlos Leadership Academy EIN 411822009 | Brooklyn Park, MN | 06/30/2024 |
| Pim Arts High School EIN 542116256 | Eden Prairie, MN | 06/30/2024 |
| St Croix Preparatory Academy EIN 900103622 | Stillwater, MN | 06/30/2024 |
| Woodbury Leadership Academy EIN 464095121 | Woodbury, MN | 06/30/2024 |
| Spectrum High School EIN 371518372 | Elk River, MN | 06/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 862.
People (1,146)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Peter Alex Mallouk | President And Ceo | Apr 2002 (24y) | Less than 5% | |
| Molly Marie Rothove | Vice President | CFP | Feb 2005 (22y) | Less than 5% |
| Mallouk, Alexander, George | Trustee | Jan 2014 (13y) | GP / trustee / elected manager of Mjg Irrevocable Cp Trust Dated 01/01/2014 (indirect) | |
| Jonathan Michael Knapp | Chief Operations Officer | Sep 2014 (12y) | Less than 5% | |
| Chatten Walker Scruggs | Chief Technology Officer | Apr 2017 (9y) | Less than 5% | |
| Kaye, David, John | Chief Financial Officer | Jun 2020 (6y) | Less than 5% | |
| Lee Richardson | Chief Risk And Chief Compliance Officer | May 2021 (5y) | Less than 5% | |
| James Lewis Battmer | Chief Investment Officer | Dec 2021 (5y) | Less than 5% | |
| Ramesh Babu Poola | Co Chief Investment Officer | CFA | Mar 2023 (3y) | Less than 5% |
| Pyle, Kenneth, Richard | Compliance Executive | Oct 2023 (3y) | Less than 5% | |
| David Faubion Hokanson | Registered representative | Jan 2002 (25y) | ||
| Todd Benton Shepherd | Registered representative | CFP | Oct 2004 (22y) | |
| Craig Jerome Seiler | Registered representative | Jan 2008 (19y) | ||
| Brenna Kathleen Saunders | Registered representative | CFP | Feb 2008 (18y) | |
| Donald Francis Recker | Registered representative | Apr 2009 (17y) | ||
| Daniel Ronie Foster | Registered representative | CFP | Sep 2009 (17y) | |
| Jacinda Dawn Torre | Registered representative | Sep 2009 (17y) | ||
| Mark Joseph Henke | Registered representative | CFP | Oct 2009 (17y) | |
| Robert Joseph Mccarthy | Registered representative | CFP | Oct 2009 (17y) | |
| Jessica Ann Culpepper | Registered representative | Jun 2010 (16y) | ||
| Kristen Yancey Shope | Registered representative | Jun 2010 (16y) | ||
| Timothy Paul Sutton | Registered representative | CFP | Mar 2011 (15y) | |
| Elizabeth Marie Hartung | Registered representative | May 2011 (15y) | ||
| Michael John Rabbitt | Registered representative | Jun 2011 (15y) | ||
| Peter Edward Boyack | Registered representative | Sep 2011 (15y) | ||
| Brett Thomas Broyles | Registered representative | Dec 2011 (15y) | ||
| Benjamin Mark Polich | Registered representative | Jan 2012 (15y) | ||
| Michael Scott Moleski | Registered representative | CFP | Jan 2012 (15y) | |
| Kaylynn Delaney Watts | Registered representative | CFP | Feb 2012 (14y) | |
| Joseph Michael Lussier | Registered representative | Feb 2012 (14y) | ||
| Joseph Sebastian Fazekas | Registered representative | CFP | Feb 2012 (14y) | |
| Christopher Bonner North | Registered representative | CFP | Feb 2012 (14y) | |
| Branden Robert Frazier | Registered representative | CFP | Mar 2012 (14y) | |
| Kenneth A Steeves | Registered representative | Mar 2012 (14y) | ||
| Jason Robert Guehl | Registered representative | Apr 2012 (14y) | ||
| Bryan Joseph O'dell | Registered representative | Apr 2012 (14y) | ||
| Jason Robert Preston | Registered representative | Apr 2012 (14y) | ||
| Darsi Diane Mccarthy | Registered representative | Aug 2012 (14y) | ||
| Andrew Keith Shearer | Registered representative | Oct 2012 (14y) | ||
| Jonathan Andrew Horsman | Registered representative | CFP | Jan 2013 (14y) | |
| Anthony David Favela | Registered representative | Jan 2013 (14y) | ||
| Aaron Scott Buczek | Registered representative | Mar 2013 (13y) | ||
| Christopher P Kelliher | Registered representative | CFP | Jul 2013 (13y) | |
| Charles Robert Webb | Registered representative | CFP | Jul 2013 (13y) | |
| Jay M Beebe | Registered representative | CFP | Jul 2013 (13y) | |
| Matthew Howard Enger | Registered representative | Aug 2013 (13y) | ||
| Daniel Evan Davis | Registered representative | CFP | Sep 2013 (13y) | |
| Tamara Lowenberg | Registered representative | CFP | Sep 2013 (13y) | |
| Ryan Thomas Dryer | Registered representative | CFP | Nov 2013 (13y) | |
| Darren John Osbahr | Registered representative | CFP | Dec 2013 (13y) | |
| Randall Phillip Hallier | Registered representative | CFP | Jan 2014 (13y) | |
| Sean Paul Granere | Registered representative | Jan 2014 (13y) | ||
| Sarah Marie Ayler | Registered representative | CFP | Feb 2014 (12y) | |
| David Michael Burgess | Registered representative | CFP CFA | Feb 2014 (12y) | |
| Jeffrey M. Juday | Registered representative | CFP | Feb 2014 (12y) | |
| Kimberly A Riewerts | Registered representative | Feb 2014 (12y) | ||
| Travis Gregory Bezella | Registered representative | CFP | Feb 2014 (12y) | |
| Michael Garrett Harvey | Registered representative | CFP | Mar 2014 (12y) | |
| Ealing Jahn | Registered representative | CFP | Mar 2014 (12y) | |
| James Joseph Ciarmella | Registered representative | CFP Chartered Financial Consultant | Mar 2014 (12y) | |
| Kevin M Copley | Registered representative | CFP | Mar 2014 (12y) | |
| Carolyn Ann Frager | Registered representative | Jul 2014 (12y) | ||
| Corey Don Holliman | Registered representative | CFP | Jul 2014 (12y) | |
| Daniel Neal Mathews | Registered representative | CFP | Jul 2014 (12y) | |
| William Justin Cole | Registered representative | CFP | Jul 2014 (12y) | |
| John Stephen Simonson | Registered representative | CFP | Jul 2014 (12y) | |
| Ryan O Folster | Registered representative | Jul 2014 (12y) | ||
| Carlos J F Lopez | Registered representative | CFP | Jul 2014 (12y) | |
| Peter Conrad Lauer | Registered representative | Jul 2014 (12y) | ||
| Henry Peter Conlon | Registered representative | Aug 2014 (12y) | ||
| Richard Cole Harper | Registered representative | Sep 2014 (12y) | ||
| Ryan K Swartz | Registered representative | CFP | Sep 2014 (12y) | |
| Hannah Nicole Knoll | Registered representative | CFP | Sep 2014 (12y) | |
| Sean Robert Smith | Registered representative | CFP | Sep 2014 (12y) | |
| Andres Eduardo Medina | Registered representative | CFP | Sep 2014 (12y) | |
| Arnold Raymond Kiman | Registered representative | CFP | Oct 2014 (12y) | |
| Tiya Lim | Registered representative | Nov 2014 (12y) | ||
| Daniel Joseph Lobb | Registered representative | Dec 2014 (12y) | ||
| Gregory Steven Trainor | Registered representative | Jan 2015 (12y) | ||
| Ted Emmet Edwards Krause | Registered representative | CFP | Feb 2015 (11y) | |
| Nathan Paul Farmer | Registered representative | CFP Personal Financial Specialist | Feb 2015 (11y) | |
| Michael Kevin Latinis | Registered representative | CFP | Mar 2015 (11y) | |
| Vincent Cecil Clark | Registered representative | Apr 2015 (11y) | ||
| David C Shropshire | Registered representative | Apr 2015 (11y) | ||
| Bradley Mathew Blessen | Registered representative | Apr 2015 (11y) | ||
| Mikayla R. Lowman | Registered representative | CFP | Apr 2015 (11y) | |
| Kurt Charles Commerford | Registered representative | CFP | May 2015 (11y) | |
| Edward Joseph Brownstein | Registered representative | CFP | May 2015 (11y) | |
| Holly Elizabeth Villasi | Registered representative | CFP | May 2015 (11y) | |
| Jason Eric Young | Registered representative | CFP | Jun 2015 (11y) | |
| Mike Scott Batista | Registered representative | CFP | Jul 2015 (11y) | |
| Daniel Hugh Donegan | Registered representative | Jul 2015 (11y) | ||
| Kevin Neal Jones | Registered representative | CFP | Oct 2015 (11y) | |
| Mark Daniel Vater | Registered representative | CFP | Oct 2015 (11y) | |
| Christopher Robert Weeks | Registered representative | Oct 2015 (11y) | ||
| John Lanning Baker | Registered representative | Jan 2016 (11y) | ||
| Nancy Nuernberger Thomsen | Registered representative | CFP | Jan 2016 (11y) | |
| Tanner Daniel Strathman | Registered representative | Jan 2016 (11y) | ||
| Conner Thomas Sivewright | Registered representative | CFP | Jan 2016 (11y) | |
| Micah Thor Lawson | Registered representative | Jan 2016 (11y) | ||
| Jeffrey Samuel Stolper | Registered representative | CFP | Feb 2016 (10y) | |
| Patrick Joseph Grindinger | Registered representative | Mar 2016 (10y) | ||
| Andrew David Prignitz | Registered representative | CFP | May 2016 (10y) | |
| Sara Lynn Krause | Registered representative | CFP | May 2016 (10y) | |
| Melissa Ann Saxton | Registered representative | CFP | May 2016 (10y) | |
| Beth Berthelot Falkenstein | Registered representative | Jun 2016 (10y) | ||
| Amy Beth Sharpe Verdugo | Registered representative | Jun 2016 (10y) | ||
| Michael Alan Konzen | Registered representative | CFP | Aug 2016 (10y) | |
| Norman Clark Caldwell | Registered representative | Aug 2016 (10y) | ||
| Javid Leamer Dabestani | Registered representative | CFP | Aug 2016 (10y) | |
| Grant Thomas Minick | Registered representative | CFP | Aug 2016 (10y) | |
| Aidan William Nauman Hamaker | Registered representative | CFP | Sep 2016 (10y) | |
| Jeff R Ellena | Registered representative | CFP | Sep 2016 (10y) | |
| Jesse Espinoza | Registered representative | Sep 2016 (10y) | ||
| Matthew Joseph Steciow | Registered representative | CFP | Sep 2016 (10y) | |
| Todd Leon Mons | Registered representative | CFP | Sep 2016 (10y) | |
| Gregory James Lott | Registered representative | Sep 2016 (10y) | ||
| Jan Vicco Alexander Von Buelow | Registered representative | CFP | Oct 2016 (10y) | |
| Jordan Blaine Arave | Registered representative | CFP | Oct 2016 (10y) | |
| Daniel Lemuel Andrews | Registered representative | CFP | Oct 2016 (10y) | |
| Ryan Lewis Hook | Registered representative | CFP | Jan 2017 (10y) | |
| Gregory Scott Harris | Registered representative | Jan 2017 (10y) | ||
| Stephen Robert Walsh | Registered representative | Feb 2017 (9y) | ||
| Taylor A Harroun | Registered representative | CFP | Feb 2017 (9y) | |
| Jennifer Michelle Lopez | Registered representative | CFP | Feb 2017 (9y) | |
| Blake Madison Steele | Registered representative | Mar 2017 (9y) | ||
| Lane Eugene Tryon | Registered representative | CFP CFA | Mar 2017 (9y) | |
| Joseph Michael Cortese | Registered representative | Apr 2017 (9y) | ||
| Thomas William Mooney | Registered representative | CFP | Apr 2017 (9y) | |
| William Austin Wall | Registered representative | CFP | Apr 2017 (9y) | |
| Eric Dane Jones | Registered representative | CFP | Apr 2017 (9y) | |
| Jessica Anne Carter | Registered representative | CFP | Apr 2017 (9y) | |
| Ronald Ray Adkison | Registered representative | CFP | Apr 2017 (9y) | |
| Sonja Simons Cashion | Registered representative | CFP | Apr 2017 (9y) | |
| Benjamin Lee Briggs | Registered representative | CFP | Apr 2017 (9y) | |
| Daniel Khun Toy | Registered representative | Apr 2017 (9y) | ||
| Anthony Vincent Pressimone | Registered representative | May 2017 (9y) | ||
| Gerhart Keith Kloiber | Registered representative | CFP | May 2017 (9y) | |
| Scott Thomas Stanfield | Registered representative | CFP | Jun 2017 (9y) | |
| Christopher M Beesley | Registered representative | CFP | Jun 2017 (9y) | |
| Brian Steven Peters | Registered representative | CFP CFA | Jun 2017 (9y) | |
| Tyler Scott Maddox | Registered representative | Jun 2017 (9y) | ||
| Kathleen Anne Harris | Registered representative | CFP | Jul 2017 (9y) | |
| Jerrod Michael Pearce | Registered representative | CFP | Jul 2017 (9y) | |
| Tyler James Stack | Registered representative | Aug 2017 (9y) | ||
| Alan Lee Mcfann | Registered representative | Aug 2017 (9y) | ||
| Amy Marie Pavlis | Registered representative | CFP | Sep 2017 (9y) | |
| William Howard Falk | Registered representative | Sep 2017 (9y) | ||
| Adam Gregory Hoopes | Registered representative | CFP | Sep 2017 (9y) | |
| Ryan Patrick Kaszycki | Registered representative | CFP | Sep 2017 (9y) | |
| James Mantosh | Registered representative | CFP CFA | Sep 2017 (9y) | |
| Daniel Sandom Pontarelli | Registered representative | CFP | Sep 2017 (9y) | |
| Jennifer Leigh Boroff | Registered representative | CFP | Sep 2017 (9y) | |
| Christopher George Muniz | Registered representative | CFP | Sep 2017 (9y) | |
| Kevin Joseph Timmerman | Registered representative | CFP | Oct 2017 (9y) | |
| Christopher Matthew Johnson | Registered representative | CFP | Oct 2017 (9y) | |
| Jeffrey Michael Barnthouse | Registered representative | CFP | Oct 2017 (9y) | |
| Zachary Aaron Brummel | Registered representative | Oct 2017 (9y) | ||
| Alex William Pollard | Registered representative | CFP | Nov 2017 (9y) | |
| Chad Alan Fawcett | Registered representative | CFP | Nov 2017 (9y) | |
| Darren Frederick Kalb | Registered representative | CFP | Nov 2017 (9y) | |
| Jessica Lynn Rossana | Registered representative | CFP | Nov 2017 (9y) | |
| Troy Lee Kuhn | Registered representative | CFP | Nov 2017 (9y) | |
| Zachary Austin White | Registered representative | CFP CFA | Nov 2017 (9y) | |
| Jonathan Colby Winslow | Registered representative | CFP | Nov 2017 (9y) | |
| Nicholas Joseph Karabas | Registered representative | Nov 2017 (9y) | ||
| Cindy Huynh Ghattas | Registered representative | CFP | Dec 2017 (9y) | |
| Ben Djelassi | Registered representative | CFP | Dec 2017 (9y) | |
| Christine Marie Sand | Registered representative | CFP | Dec 2017 (9y) | |
| Connor James Cavanaugh | Registered representative | Dec 2017 (9y) | ||
| Dylan Avery Aldrich | Registered representative | Jan 2018 (9y) | ||
| Wayne Lewis Barber | Registered representative | Jan 2018 (9y) | ||
| Michael John Machalicek | Registered representative | Feb 2018 (8y) | ||
| John Robert Faulkenberry | Registered representative | CFA | Feb 2018 (8y) | |
| Jay Thomas Jasnoski | Registered representative | Mar 2018 (8y) | ||
| Janae Marie Linenberger | Registered representative | CFP | Mar 2018 (8y) | |
| Benjamin Thomas Mulligan | Registered representative | Mar 2018 (8y) | ||
| Colleen Elizabeth Maldonado | Registered representative | CFP | Apr 2018 (8y) | |
| Peter Thomas Moormeier | Registered representative | CFP | Apr 2018 (8y) | |
| John Vagianos | Registered representative | CFP | Apr 2018 (8y) | |
| Michael Robert Nemzek | Registered representative | CFP | Apr 2018 (8y) | |
| Tyler William Fortney | Registered representative | Apr 2018 (8y) | ||
| Eric Alan Lynn | Registered representative | Apr 2018 (8y) | ||
| Amy Inglis Webb | Registered representative | May 2018 (8y) | ||
| Nicholas James Bedlan | Registered representative | CFP CFA | May 2018 (8y) | |
| Bradley Kyle Ray | Registered representative | CFP | May 2018 (8y) | |
| Samuel Hiram Dominguez | Registered representative | May 2018 (8y) | ||
| Ryan Christopher Vogl | Registered representative | CFP | Jun 2018 (8y) | |
| Kevin Patrick Shea | Registered representative | CFA | Jun 2018 (8y) | |
| Aaron Sebastian Kriebel | Registered representative | Jun 2018 (8y) | ||
| Gabriel Edwards Wilson | Registered representative | CFP | Jun 2018 (8y) | |
| Stephanie Lee Cooper | Registered representative | CFP | Jun 2018 (8y) | |
| Cameron Scott Andre | Registered representative | CFP | Jun 2018 (8y) | |
| Nolan Harris Plous | Registered representative | CFP | Jun 2018 (8y) | |
| Joseph Robert Cummings | Registered representative | CFP | Jul 2018 (8y) | |
| Dustin Macy Landau | Registered representative | Jul 2018 (8y) | ||
| Karina Brunson | Registered representative | CFP | Jul 2018 (8y) | |
| David Andrew Polischeck | Registered representative | CFP | Aug 2018 (8y) | |
| Meghan Mccaffery Perry | Registered representative | Aug 2018 (8y) | ||
| Nicholas Richard Santana | Registered representative | CFP CFA | Aug 2018 (8y) | |
| Patrick Joseph Betley | Registered representative | Aug 2018 (8y) | ||
| Randy James Morse | Registered representative | CFP | Aug 2018 (8y) | |
| Garrett Lee Workmon | Registered representative | CFP | Aug 2018 (8y) | |
| Elizabeth Jane Mcleod | Registered representative | Aug 2018 (8y) | ||
| Samual Jacob Carroll | Registered representative | Sep 2018 (8y) | ||
| Zachary Taylor Lyman | Registered representative | CFP | Oct 2018 (8y) | |
| Nicholas Bradford Burchstead | Registered representative | Oct 2018 (8y) | ||
| Johnathan Pierce Cullen | Registered representative | Oct 2018 (8y) | ||
| Brian Andrew Lester | Registered representative | CFP | Oct 2018 (8y) | |
| Kevin Russell Corkran Kephart | Registered representative | Nov 2018 (8y) | ||
| Daniel Patrick Schmitz | Registered representative | CFP | Dec 2018 (8y) | |
| Robert William Myers | Registered representative | CFP | Dec 2018 (8y) | |
| Jeremy Ryan Myrum | Registered representative | CFP | Jan 2019 (8y) | |
| Cole Gerard Tripp | Registered representative | Jan 2019 (8y) | ||
| Jason R Baugh | Registered representative | CFP | Jan 2019 (8y) | |
| Travis Dean Knight | Registered representative | CFP | Jan 2019 (8y) | |
| Jennifer Casey | Registered representative | CFP | Jan 2019 (8y) | |
| Alexis M Trauger | Registered representative | CFP | Jan 2019 (8y) | |
| Stephanie Aaron Trentham | Registered representative | CFP | Jan 2019 (8y) | |
| Bing Hanbin Chen | Registered representative | CFP CFA | Jan 2019 (8y) | |
| Judd Matthew Eberhart | Registered representative | CFP | Jan 2019 (8y) | |
| Mark Tillman Pratt | Registered representative | CFP | Feb 2019 (7y) | |
| Phillip Noland Attebery | Registered representative | Feb 2019 (7y) | ||
| Andreas Michael Johnson | Registered representative | CFP | Feb 2019 (7y) | |
| Brigid Anne Jones Mook | Registered representative | CFP | Feb 2019 (7y) | |
| Jacqueline Simone O'hern | Registered representative | CFP | Feb 2019 (7y) | |
| James Hendrik Boxma | Registered representative | CFP | Feb 2019 (7y) | |
| John J Kang | Registered representative | CFP | Feb 2019 (7y) | |
| Carson Michael Schram | Registered representative | Feb 2019 (7y) | ||
| Gerald Joseph Sharkey | Registered representative | CFP | Feb 2019 (7y) | |
| Joshua Robert William Tarr | Registered representative | CFP | Feb 2019 (7y) | |
| Kyle Andrew Wright | Registered representative | Feb 2019 (7y) | ||
| Richard Donald Foytek | Registered representative | CFA | Feb 2019 (7y) | |
| Ryan Matthew Maroney | Registered representative | CFP | Feb 2019 (7y) | |
| Anthony Robert Dibrino | Registered representative | CFP | Feb 2019 (7y) | |
| Byron Alexander Frey | Registered representative | CFP | Feb 2019 (7y) | |
| Christine Ann Condeni | Registered representative | CFP | Feb 2019 (7y) | |
| Jennifer Ann Cavanaugh | Registered representative | Feb 2019 (7y) | ||
| Jennifer Solis | Registered representative | CFP | Feb 2019 (7y) | |
| Joshua Michael Falbe | Registered representative | Feb 2019 (7y) | ||
| Christopher Ryan Brasher | Registered representative | Feb 2019 (7y) | ||
| Robert Louis Ricci | Registered representative | Feb 2019 (7y) | ||
| Michael Timothy Rogers | Registered representative | Feb 2019 (7y) | ||
| Andrew Lee Gryszowka | Registered representative | CFP | Mar 2019 (7y) | |
| Frank Fitzgerald Fairbanks | Registered representative | CFP | Mar 2019 (7y) | |
| Jonathan David Slabaugh | Registered representative | CFP | Mar 2019 (7y) | |
| Luke Seiderman | Registered representative | CFP | Mar 2019 (7y) | |
| Angela Jamieson Hankins | Registered representative | Mar 2019 (7y) | ||
| Stacy J. Marshall | Registered representative | CFP | Apr 2019 (7y) | |
| Wendy Leigh Crowell | Registered representative | CFP | Apr 2019 (7y) | |
| George Andrew James | Registered representative | CFP | Apr 2019 (7y) | |
| David Alan Willett | Registered representative | May 2019 (7y) | ||
| Alexander Stewart Allen | Registered representative | May 2019 (7y) | ||
| Justin Michael Bogardus | Registered representative | CFP | Jun 2019 (7y) | |
| Lauren Jacqueline Bauer | Registered representative | CFP | Jun 2019 (7y) | |
| Michael David Glenn | Registered representative | CFP | Jul 2019 (7y) | |
| Sandra Kay Harder | Registered representative | Jul 2019 (7y) | ||
| Christy N Nichols | Registered representative | CFP | Aug 2019 (7y) | |
| Jennifer Calvi Price | Registered representative | CFP | Oct 2019 (7y) | |
| Maria Dernis Hare | Registered representative | CFP | Oct 2019 (7y) | |
| Michael William Persell | Registered representative | CFP | Oct 2019 (7y) | |
| Sharon Ellen Greenfield | Registered representative | CFP | Oct 2019 (7y) | |
| Andrew Lee Blessman | Registered representative | CFP | Dec 2019 (7y) | |
| Samuel P Kruschel | Registered representative | CFP Chartered Financial Consultant | Dec 2019 (7y) | |
| Jeremy Boyd Laughton | Registered representative | CFP | Jan 2020 (7y) | |
| Clint Robert Wondra | Registered representative | CFP | Jan 2020 (7y) | |
| Weston Dyer Burnett | Registered representative | CFP | Jan 2020 (7y) | |
| Anastasia Cirigliana Maston | Registered representative | CFP | Feb 2020 (6y) | |
| Jason Alan Gower | Registered representative | CFP | Feb 2020 (6y) | |
| Casey Louis Jensen | Registered representative | CFP | Feb 2020 (6y) | |
| Kolleen Lynn Freudiger | Registered representative | CFP | Feb 2020 (6y) | |
| Andrew H Fuller | Registered representative | CFP | Mar 2020 (6y) | |
| Justin Thomas Hawksley | Registered representative | CFP | Mar 2020 (6y) | |
| Michael Hickey Giefer | Registered representative | CFP | Mar 2020 (6y) | |
| Nadira Balkissoon Deery | Registered representative | CFP | Apr 2020 (6y) | |
| Ty Walker Johnston | Registered representative | Apr 2020 (6y) | ||
| Samuel Robert Scott | Registered representative | CFP | Apr 2020 (6y) | |
| Amy Hawkins Crawford | Registered representative | Jun 2020 (6y) | ||
| Jordan Tyler Canupp | Registered representative | CFP | Jun 2020 (6y) | |
| David William Perky | Registered representative | CFP | Jun 2020 (6y) | |
| Mercedes Le Troy Givens | Registered representative | CFP | Jul 2020 (6y) | |
| Diane Louise Prenger | Registered representative | CFP | Jul 2020 (6y) | |
| Joshua Blaine Schmitt | Registered representative | CFP | Jul 2020 (6y) | |
| Anne Lame Megerle | Registered representative | CFP | Aug 2020 (6y) | |
| Matthew Joseph Pitzer | Registered representative | CFP | Aug 2020 (6y) | |
| John Christopher Lame, Jr. | Registered representative | CFP | Aug 2020 (6y) | |
| Haley Ann Elder | Registered representative | Aug 2020 (6y) | ||
| Zachariah Timothy Thies | Registered representative | CFP Personal Financial Specialist | Sep 2020 (6y) | |
| Jennifer Sue Henry | Registered representative | CFP | Sep 2020 (6y) | |
| Andrew Kendall Miller | Registered representative | CFP CFA | Sep 2020 (6y) | |
| Jack William Thomas | Registered representative | CFP | Oct 2020 (6y) | |
| Kathy Marie Kaffer | Registered representative | CFP | Oct 2020 (6y) | |
| Dustin J Mongler | Registered representative | CFP | Oct 2020 (6y) | |
| Marjorie Uys Edenfield | Registered representative | CFP | Oct 2020 (6y) | |
| James Wallace Heard | Registered representative | CFP Chartered Financial Consultant | Oct 2020 (6y) | |
| Kristin Margaret Pugh | Registered representative | CFP | Oct 2020 (6y) | |
| Roger Glenn Ward | Registered representative | CFP Personal Financial Specialist | Oct 2020 (6y) | |
| Amy Farel Merrill | Registered representative | CFP | Oct 2020 (6y) | |
| Ashley Renee Barba | Registered representative | CFP | Oct 2020 (6y) | |
| Chelsea Marie Nalley | Registered representative | CFP | Oct 2020 (6y) | |
| Leslie Adams Blanchard | Registered representative | CFP | Oct 2020 (6y) | |
| Stacy M Lewis | Registered representative | CFP | Oct 2020 (6y) | |
| Jennifer Elaine Birchett | Registered representative | CFP Personal Financial Specialist | Oct 2020 (6y) | |
| Peter Allin Zobel | Registered representative | CFP | Dec 2020 (6y) | |
| Paul Daniel Jensen | Registered representative | Dec 2020 (6y) | ||
| Chancellor Oerly Spangler | Registered representative | CFP | Dec 2020 (6y) | |
| Richard Philip Friedman | Registered representative | Jan 2021 (6y) | ||
| Steven James Weil | Registered representative | Jan 2021 (6y) | ||
| Jason Andrew Woon | Registered representative | Jan 2021 (6y) | ||
| Roger Healy | Registered representative | CFP | Jan 2021 (6y) | |
| Julie Karen Schieffer | Registered representative | CFP | Jan 2021 (6y) | |
| Brett Young Manahan | Registered representative | Mar 2021 (5y) | ||
| Beckie Doty | Registered representative | Mar 2021 (5y) | ||
| Logan Lea | Registered representative | CFP | Mar 2021 (5y) | |
| John Franklin Edgar | Registered representative | Personal Financial Specialist | Mar 2021 (5y) | |
| Stephen Franklin Whitley | Registered representative | CFP | Mar 2021 (5y) | |
| Andrew S Sasso | Registered representative | CFP | Apr 2021 (5y) | |
| Thomas Edward Maclaughlin | Registered representative | CFP | Apr 2021 (5y) | |
| Brian Roy Katzman | Registered representative | CFP | Apr 2021 (5y) | |
| Scott Patrick Mckay | Registered representative | CFP | Apr 2021 (5y) | |
| Michael David Segalo | Registered representative | CFP | Apr 2021 (5y) | |
| Daniel Joseph Graff | Registered representative | CFP | Apr 2021 (5y) | |
| Morgan Douglass | Registered representative | Apr 2021 (5y) | ||
| Patrick William Dunne | Registered representative | CFP | Apr 2021 (5y) | |
| Drew Randall Howell | Registered representative | CFP | Apr 2021 (5y) | |
| Gary Jerome Lyons | Registered representative | Apr 2021 (5y) | ||
| Jeffrey Richard Porter | Registered representative | CFP CFA | Apr 2021 (5y) | |
| Kristen Maley Andrejev | Registered representative | CFP | Apr 2021 (5y) | |
| Mark J Martin | Registered representative | CFP | Apr 2021 (5y) | |
| Matthew Behr Lazor | Registered representative | CFP | Apr 2021 (5y) | |
| Thomas Joseph Annin | Registered representative | CFP | Apr 2021 (5y) | |
| Walter John Nockett | Registered representative | CFP CFA | Apr 2021 (5y) | |
| Alexandra Faye Payne | Registered representative | CFP | Apr 2021 (5y) | |
| Barbara Jane Schelhorn | Registered representative | CFP | Apr 2021 (5y) | |
| Jennifer Bevin Quigley | Registered representative | CFP | Apr 2021 (5y) | |
| Mark Edward Johannessen | Registered representative | CFP | Apr 2021 (5y) | |
| Taylor Robert Seiling | Registered representative | CFP | Apr 2021 (5y) | |
| Alfred A. Jordano | Registered representative | CFP | Apr 2021 (5y) | |
| Chip Jason Jurgensen | Registered representative | CFP | Apr 2021 (5y) | |
| Kyle Matthew Summers | Registered representative | CFP | Apr 2021 (5y) | |
| Gregory Donald Sullivan | Registered representative | CFP | Apr 2021 (5y) | |
| Lynn Oeding | Registered representative | Apr 2021 (5y) | ||
| Aaron Nathaniel Nichols | Registered representative | CFP | Apr 2021 (5y) | |
| Peter Charles Speros | Registered representative | CFP | Apr 2021 (5y) | |
| Christian Enrique Mijares | Registered representative | CFP | Apr 2021 (5y) | |
| James Joseph Bruyette | Registered representative | Apr 2021 (5y) | ||
| Jason Lloyd Williams | Registered representative | CFP Personal Financial Specialist | May 2021 (5y) | |
| Kelly E Senkyr | Registered representative | CFP | May 2021 (5y) | |
| Brett Donald Mongeau | Registered representative | CFP | May 2021 (5y) | |
| Kyle William Mack | Registered representative | May 2021 (5y) | ||
| Zachary James Baird | Registered representative | May 2021 (5y) | ||
| Jenna Lee Heimbaugh | Registered representative | Jun 2021 (5y) | ||
| Joseph Weston Norton | Registered representative | CFP | Jun 2021 (5y) | |
| Rebecca Ann Havens | Registered representative | Jun 2021 (5y) | ||
| Dylan Ray Ross | Registered representative | CFP | Jun 2021 (5y) | |
| John Thomas Wheeler | Registered representative | CFP | Jun 2021 (5y) | |
| Benjamin Andrew Mart | Registered representative | CFP | Jun 2021 (5y) | |
| Stacia Glass Miller | Registered representative | Jun 2021 (5y) | ||
| Ryan Charles Adams | Registered representative | Jul 2021 (5y) | ||
| Corey John Cowan | Registered representative | Jul 2021 (5y) | ||
| Jacob Alan Gadwood | Registered representative | CFP | Aug 2021 (5y) | |
| Brett David Benjamin | Registered representative | Aug 2021 (5y) | ||
| Clayton Alexander Baker | Registered representative | CFP | Aug 2021 (5y) | |
| Todd Andrew Kowalski | Registered representative | CFP | Aug 2021 (5y) | |
| Sean Troupe | Registered representative | Sep 2021 (5y) | ||
| Autum Moore | Registered representative | Sep 2021 (5y) | ||
| Halle Marie Holmes | Registered representative | CFP | Sep 2021 (5y) | |
| Ryan Curtis Wilson | Registered representative | Sep 2021 (5y) | ||
| Ryan Scott Lindsay | Registered representative | CFP | Sep 2021 (5y) | |
| Mick Anthony Keeven | Registered representative | Oct 2021 (5y) | ||
| Eric Thomas Grauer | Registered representative | CFP | Oct 2021 (5y) | |
| Scott Andrew Schuster | Registered representative | CFP | Oct 2021 (5y) | |
| Paul Liles Casazza | Registered representative | Oct 2021 (5y) | ||
| Robert Allen Turley | Registered representative | CFP | Oct 2021 (5y) | |
| Mitchell James Fisher | Registered representative | CFP | Oct 2021 (5y) | |
| Shawna Marie Rusk | Registered representative | Oct 2021 (5y) | ||
| Jesse M Reed | Registered representative | CFP | Oct 2021 (5y) | |
| Claire Marie Stradinger | Registered representative | CFP | Nov 2021 (5y) | |
| Margaret Ann Fitzgerald | Registered representative | CFP | Nov 2021 (5y) | |
| Andrew Joseph Keating | Registered representative | Nov 2021 (5y) | ||
| Amy Leigh Goodwin | Registered representative | Nov 2021 (5y) | ||
| Mary Elizabeth Tunakan | Registered representative | Dec 2021 (5y) | ||
| Anthony Michael Folz | Registered representative | CFP | Dec 2021 (5y) | |
| Donna Lee Ellis | Registered representative | CFP | Dec 2021 (5y) | |
| Michael Gardner Ollmann | Registered representative | CFP | Dec 2021 (5y) | |
| Patrick Carl Mcknight | Registered representative | CFP | Dec 2021 (5y) | |
| Stephen Mark Roegge | Registered representative | CFP | Dec 2021 (5y) | |
| Christopher Thomas Wall | Registered representative | CFP | Dec 2021 (5y) | |
| Andrew Eben Lollback | Registered representative | Dec 2021 (5y) | ||
| Abigail Morrow | Registered representative | Dec 2021 (5y) | ||
| Andrew G Calder | Registered representative | Dec 2021 (5y) | ||
| Christian Wayne Thomas | Registered representative | CFA | Dec 2021 (5y) | |
| Darrell William Quam | Registered representative | Dec 2021 (5y) | ||
| Dimetrois Kostarelos | Registered representative | Dec 2021 (5y) | ||
| Hubert Paul Kingsley | Registered representative | Dec 2021 (5y) | ||
| James Martin Hall | Registered representative | CFA | Dec 2021 (5y) | |
| Jessica Ann Odorisio | Registered representative | Dec 2021 (5y) | ||
| Melinda Marie Marburger | Registered representative | Dec 2021 (5y) | ||
| Michael Christopher Patton | Registered representative | Dec 2021 (5y) | ||
| Nathan Watson | Registered representative | Dec 2021 (5y) | ||
| Paola Andrea Santos | Registered representative | Dec 2021 (5y) | ||
| Scott Jeffery Weneck | Registered representative | Dec 2021 (5y) | ||
| Thomas Albert Clark | Registered representative | Dec 2021 (5y) | ||
| Thomas Paul Simonson | Registered representative | CFP | Dec 2021 (5y) | |
| Tina Jo Standish | Registered representative | Dec 2021 (5y) | ||
| William Arthur Crocker | Registered representative | Dec 2021 (5y) | ||
| Andrew Charles Scalia | Registered representative | Dec 2021 (5y) | ||
| Chance Scott Dial | Registered representative | Dec 2021 (5y) | ||
| David Paul Peterson | Registered representative | Dec 2021 (5y) | ||
| Fred Leo Rutler | Registered representative | Dec 2021 (5y) | ||
| Jennifer Kate Martin | Registered representative | Dec 2021 (5y) | ||
| Joseph James Masciopinto | Registered representative | Dec 2021 (5y) | ||
| Mckenzie Lee Johnson | Registered representative | Dec 2021 (5y) | ||
| Melissa Ann Wiss | Registered representative | Dec 2021 (5y) | ||
| Meredith Ruth Moore | Registered representative | Dec 2021 (5y) | ||
| Ryan Michael Fuchs | Registered representative | CFP | Dec 2021 (5y) | |
| Scott Henry Andricks | Registered representative | Dec 2021 (5y) | ||
| Stefanie Marie Williams | Registered representative | Dec 2021 (5y) | ||
| Thomas Edward Altimont | Registered representative | Dec 2021 (5y) | ||
| Tyler Saam | Registered representative | Dec 2021 (5y) | ||
| Anna Patricia Duarte | Registered representative | Dec 2021 (5y) | ||
| Courtney Danielle Stroope | Registered representative | Dec 2021 (5y) | ||
| David Thomas Hooban | Registered representative | Dec 2021 (5y) | ||
| Douglas Morris | Registered representative | Dec 2021 (5y) | ||
| Jason Michael Smith | Registered representative | CFP | Dec 2021 (5y) | |
| Jessica Ann Stephan Lebar | Registered representative | Dec 2021 (5y) | ||
| Julie Dennis Babcock | Registered representative | Dec 2021 (5y) | ||
| Kelly Grzyb | Registered representative | Dec 2021 (5y) | ||
| Mark Steven Doman | Registered representative | Dec 2021 (5y) | ||
| Michael Ryan Duckett | Registered representative | Dec 2021 (5y) | ||
| Richard David Unser | Registered representative | Dec 2021 (5y) | ||
| William Thomas Lovett | Registered representative | Dec 2021 (5y) | ||
| Ashli Brook Smith | Registered representative | Dec 2021 (5y) | ||
| Max Filbeck | Registered representative | CFP | Dec 2021 (5y) | |
| Michael Nash Zabalaoui | Registered representative | CFP Personal Financial Specialist | Dec 2021 (5y) | |
| Andrew Roy Ferrette | Registered representative | CFP | Jan 2022 (5y) | |
| Dylan Jacob Dunlea | Registered representative | CFP | Jan 2022 (5y) | |
| Gabriel Seth Adams | Registered representative | CFP | Jan 2022 (5y) | |
| Gabrielle Nicole Reilly Watters | Registered representative | CFP | Jan 2022 (5y) | |
| Hanna Grace Kennedy | Registered representative | CFP | Jan 2022 (5y) | |
| Ryan Timothy Munroe | Registered representative | CFP | Jan 2022 (5y) | |
| Jenifer Patricia Pratt | Registered representative | CFP Personal Financial Specialist | Jan 2022 (5y) | |
| Melissa Marie Yost | Registered representative | Jan 2022 (5y) | ||
| Frank Carmen Marinaro | Registered representative | CFP | Jan 2022 (5y) | |
| Mathew Shane Emmert | Registered representative | Jan 2022 (5y) | ||
| Timothy Michael Hatton | Registered representative | CFP | Jan 2022 (5y) | |
| Jonathan M. Copley | Registered representative | Jan 2022 (5y) | ||
| Susan Diane Wickoren | Registered representative | CFP | Jan 2022 (5y) | |
| Nicholas Charles Zelie | Registered representative | Jan 2022 (5y) | ||
| Derrick Williams | Registered representative | CFP | Jan 2022 (5y) | |
| Andrea Elise Longhi | Registered representative | Jan 2022 (5y) | ||
| Jake Jourdan Cohen | Registered representative | Feb 2022 (4y) | ||
| Tigran Sarkis Unciano | Registered representative | CFP CFA | Feb 2022 (4y) | |
| Ellen Cassin | Registered representative | Feb 2022 (4y) | ||
| Sally Marie Johnson | Registered representative | Feb 2022 (4y) | ||
| Tyler Ashley Higgins | Registered representative | CFP | Feb 2022 (4y) | |
| Thomas Conor Eastman | Registered representative | Feb 2022 (4y) | ||
| Matthew Henry Kiehl | Registered representative | CFP | Feb 2022 (4y) | |
| James J Hatton | Registered representative | CFP | Feb 2022 (4y) | |
| Tovin James Mcgovern | Registered representative | CFP | Feb 2022 (4y) | |
| Lauren Andrews Mc Carty | Registered representative | Feb 2022 (4y) | ||
| Gary Michael Stevens | Registered representative | CFP | Mar 2022 (4y) | |
| Kyle Eugene Andrews | Registered representative | Mar 2022 (4y) | ||
| Jolene Alex Mc Cord | Registered representative | Mar 2022 (4y) | ||
| Andrew Michael Tyler | Registered representative | Mar 2022 (4y) | ||
| Gregory Joseph Goltermann | Registered representative | CFP | Mar 2022 (4y) | |
| Ana Jadranka Ulicevic | Registered representative | Mar 2022 (4y) | ||
| Zachary Dean Riggins | Registered representative | Mar 2022 (4y) | ||
| Donald Joseph Schoen | Registered representative | CFP | Mar 2022 (4y) | |
| Elliot Bramham | Registered representative | CFP | Mar 2022 (4y) | |
| Christophor Alan Rowell | Registered representative | Mar 2022 (4y) | ||
| Erin Mansell | Registered representative | CFP | Mar 2022 (4y) | |
| Ryan Matthew Klaus | Registered representative | Mar 2022 (4y) | ||
| Kent Richard Anderson | Registered representative | Mar 2022 (4y) | ||
| Lawrence Wilton Warren | Registered representative | Mar 2022 (4y) | ||
| Eileen Kay | Registered representative | CFP | Apr 2022 (4y) | |
| Joseph Andrew Healey | Registered representative | CFP | Apr 2022 (4y) | |
| David K Lynch | Registered representative | CFA | Apr 2022 (4y) | |
| Sarah Lawrence Owen | Registered representative | CFP | Apr 2022 (4y) | |
| Collin James Sechrist | Registered representative | Apr 2022 (4y) | ||
| Chad Michael Fletcher | Registered representative | CFP Chartered Financial Consultant | Apr 2022 (4y) | |
| Robert Christian Oldaker | Registered representative | Apr 2022 (4y) | ||
| Earnest Levell Harris | Registered representative | Apr 2022 (4y) | ||
| Sean Thomas Collins | Registered representative | Apr 2022 (4y) | ||
| Kevin Hannibal | Registered representative | CFP | Apr 2022 (4y) | |
| Rachael Elizabeth Thorn | Registered representative | CFP | Apr 2022 (4y) | |
| Anpu Lau Stephens | Registered representative | CFP | Apr 2022 (4y) | |
| Brooke Noelle Cantrell | Registered representative | CFP | Apr 2022 (4y) | |
| Carlton Johnson Weber | Registered representative | CFP | May 2022 (4y) | |
| Daniel Lee Pallesen | Registered representative | CFP | May 2022 (4y) | |
| Perry John Dufresne | Registered representative | CFP Chartered Financial Consultant | May 2022 (4y) | |
| Zachary Michael Tyson | Registered representative | May 2022 (4y) | ||
| Kenneth Edward Gatliff | Registered representative | May 2022 (4y) | ||
| Brett Mathew Penne | Registered representative | CFP | May 2022 (4y) | |
| Donald Alan Stringfield | Registered representative | CFP | Jun 2022 (4y) | |
| Rebekah Ann Pennell | Registered representative | CFP | Jun 2022 (4y) | |
| Andrew David Vernazza | Registered representative | Jun 2022 (4y) | ||
| Matthew K Elsenbeck | Registered representative | Jun 2022 (4y) | ||
| Gregory John Ross | Registered representative | CFP | Jun 2022 (4y) | |
| Daniel Andrew Applegate | Registered representative | CFP | Jun 2022 (4y) | |
| Jeffrey James Brownlee | Registered representative | CFP | Jun 2022 (4y) | |
| Justin Michael Dodge | Registered representative | Jun 2022 (4y) | ||
| Todd Christian Ericson | Registered representative | CFP Chartered Financial Consultant | Jun 2022 (4y) | |
| Cole Travis Beckwith | Registered representative | CFP | Jun 2022 (4y) | |
| Mallie Powell Scott | Registered representative | CFP | Jun 2022 (4y) | |
| Theresa Anderson | Registered representative | CFP | Jun 2022 (4y) | |
| Caleb Hendrixson | Registered representative | CFP | Jun 2022 (4y) | |
| Peyton Olen Jones | Registered representative | CFP | Jun 2022 (4y) | |
| Ann Pope Colvin | Registered representative | CFP | Jun 2022 (4y) | |
| Antonio Gregorio Scaletti | Registered representative | CFP | Jun 2022 (4y) | |
| Alek James Van Valkenburg | Registered representative | CFP | Jun 2022 (4y) | |
| Ryan David Gress | Registered representative | CFP | Jul 2022 (4y) | |
| Scott Kennedy Buffa | Registered representative | CFP CFA | Jul 2022 (4y) | |
| Eric Ganeles | Registered representative | Jul 2022 (4y) | ||
| Mark Richard Deters | Registered representative | Jul 2022 (4y) | ||
| Michael S Jacobs | Registered representative | CFP | Jul 2022 (4y) | |
| Alexander James Rodriguez Juszczak | Registered representative | Jul 2022 (4y) | ||
| George Z Lin | Registered representative | CFP | Jul 2022 (4y) | |
| Benjamin Sean Mc Kiernan | Registered representative | Jul 2022 (4y) | ||
| Megan Lea Uphold | Registered representative | CFP | Jul 2022 (4y) | |
| John Thompson | Registered representative | CFP | Jul 2022 (4y) | |
| Cale Edward Hill | Registered representative | Jul 2022 (4y) | ||
| Kristi Dolan | Registered representative | Jul 2022 (4y) | ||
| Glenn Alan Rosen | Registered representative | CFP Chartered Financial Consultant | Jul 2022 (4y) | |
| Michael Charles Wickley | Registered representative | Jul 2022 (4y) | ||
| Catherine Popp Hoffman | Registered representative | Aug 2022 (4y) | ||
| Carl Jacob Bever | Registered representative | Aug 2022 (4y) | ||
| Mathew Adam Litsheim | Registered representative | CFP | Aug 2022 (4y) | |
| Abigail Kathleen La Sala | Registered representative | CFP | Aug 2022 (4y) | |
| Connor Fratello Dominici | Registered representative | CFP | Aug 2022 (4y) | |
| Kelli Ann Rawley | Registered representative | CFP | Aug 2022 (4y) | |
| Lorraine Marie Mckee | Registered representative | CFP | Aug 2022 (4y) | |
| Joseph Robert Chmiel | Registered representative | Sep 2022 (4y) | ||
| Claudia Hernandez Nybo | Registered representative | CFP | Sep 2022 (4y) | |
| Karley Emilia Ann Colclasure | Registered representative | CFP | Sep 2022 (4y) | |
| Lance William Zasso | Registered representative | CFP Chartered Financial Consultant | Sep 2022 (4y) | |
| Nicholas Lynn Zeitlow | Registered representative | CFP | Oct 2022 (4y) | |
| Adam Wade Netland | Registered representative | CFP | Oct 2022 (4y) | |
| Alexa Kay Schulze | Registered representative | CFP | Oct 2022 (4y) | |
| Amy Lynn Macal | Registered representative | CFP | Oct 2022 (4y) | |
| Anthony Louis Perillo | Registered representative | CFP | Oct 2022 (4y) | |
| Benjamin John Hayes | Registered representative | CFP | Oct 2022 (4y) | |
| Brett William Pophal | Registered representative | Oct 2022 (4y) | ||
| Cassandra Elena Mcnulty | Registered representative | CFP | Oct 2022 (4y) | |
| Cole James Gustke | Registered representative | CFP | Oct 2022 (4y) | |
| Claire Elizabeth Beck | Registered representative | CFP | Oct 2022 (4y) | |
| Dean Thomas Stange | Registered representative | CFP | Oct 2022 (4y) | |
| Derec James Mieden | Registered representative | CFP | Oct 2022 (4y) | |
| David Burke Hallam | Registered representative | CFP | Oct 2022 (4y) | |
| Elizabeth Ann Kocour | Registered representative | CFP | Oct 2022 (4y) | |
| Evan Ryan Schumacher | Registered representative | CFP | Oct 2022 (4y) | |
| Jacob Gerrit Harmsen | Registered representative | CFP | Oct 2022 (4y) | |
| Joshua James Mcmahon | Registered representative | CFP | Oct 2022 (4y) | |
| Kyle Ambrose Griffith | Registered representative | CFP | Oct 2022 (4y) | |
| Lora Marie Murphy | Registered representative | CFP | Oct 2022 (4y) | |
| Madeline Michelle Baranczyk | Registered representative | CFP | Oct 2022 (4y) | |
| Mckenna Lea Galante | Registered representative | CFP | Oct 2022 (4y) | |
| Micah Malcolm Ballew | Registered representative | CFP | Oct 2022 (4y) | |
| Quincy Roman Gerrits | Registered representative | CFP | Oct 2022 (4y) | |
| Ronald Michael Graziano | Registered representative | CFP | Oct 2022 (4y) | |
| Ryan Matthew Seifert | Registered representative | Oct 2022 (4y) | ||
| Sherry Lynn Pingel | Registered representative | Oct 2022 (4y) | ||
| Thomas Gregory Langmo | Registered representative | CFP | Oct 2022 (4y) | |
| Brock Matthew Staudt | Registered representative | CFP | Oct 2022 (4y) | |
| Douglas Allen Hunt | Registered representative | CFP Personal Financial Specialist | Oct 2022 (4y) | |
| Jacqueline Michelle O'brien | Registered representative | CFP | Oct 2022 (4y) | |
| Jordan Michelle Mills | Registered representative | CFP | Oct 2022 (4y) | |
| John Ries Shevlin | Registered representative | CFP | Oct 2022 (4y) | |
| Kimberly Jean Dewane | Registered representative | CFP | Oct 2022 (4y) | |
| Leah Dawn Schmid | Registered representative | CFP | Oct 2022 (4y) | |
| Macie Rita O'sullivan | Registered representative | CFP | Oct 2022 (4y) | |
| Marshall Aaron Lund | Registered representative | CFP | Oct 2022 (4y) | |
| Nathan Wenner | Registered representative | CFP Personal Financial Specialist | Oct 2022 (4y) | |
| Nina Rose Deschene | Registered representative | CFP | Oct 2022 (4y) | |
| Samantha Kate Fitzgerald | Registered representative | Oct 2022 (4y) | ||
| Samuel David Romersberger | Registered representative | CFA | Oct 2022 (4y) | |
| Scot Peter Roche | Registered representative | Personal Financial Specialist | Oct 2022 (4y) | |
| Zachary Ryan Olson | Registered representative | CFP | Oct 2022 (4y) | |
| Zola Maxine Clark | Registered representative | Oct 2022 (4y) | ||
| Brian David Huey | Registered representative | CFP | Oct 2022 (4y) | |
| Mitchell Allen Guralski | Registered representative | CFP | Oct 2022 (4y) | |
| Nathan Joseph Digmann | Registered representative | CFP | Oct 2022 (4y) | |
| Noah Brian Williams | Registered representative | Oct 2022 (4y) | ||
| Rachel M Seiler | Registered representative | CFP | Oct 2022 (4y) | |
| Shawn Michael Meade | Registered representative | CFP | Oct 2022 (4y) | |
| Collin Matthew Brown | Registered representative | CFP | Oct 2022 (4y) | |
| Lane Alex Steinberger | Registered representative | CFP CFA | Oct 2022 (4y) | |
| Sara Jo Sell | Registered representative | CFP | Oct 2022 (4y) | |
| Timothy James Larson | Registered representative | CFP | Oct 2022 (4y) | |
| Wesley Bishop Gallenberger | Registered representative | CFP | Oct 2022 (4y) | |
| Carl R Barton | Registered representative | CFP | Oct 2022 (4y) | |
| Donna Carpenter Morris | Registered representative | Oct 2022 (4y) | ||
| Thomas Matthew Licwinko | Registered representative | CFP | Oct 2022 (4y) | |
| Tamara Radisic Harms | Registered representative | CFP | Nov 2022 (4y) | |
| Caleb Allen Beil | Registered representative | Nov 2022 (4y) | ||
| Rashaad Kaiser | Registered representative | CFP Chartered Financial Consultant | Nov 2022 (4y) | |
| Cole Baker | Registered representative | CFP | Nov 2022 (4y) | |
| John Andrew Dimarco | Registered representative | CFP | Nov 2022 (4y) | |
| Jack Matthew Pine | Registered representative | Nov 2022 (4y) | ||
| Deborah S. Teske | Registered representative | Nov 2022 (4y) | ||
| Robert Bruce Whited | Registered representative | CFA | Dec 2022 (4y) | |
| Cory Jeffrey Eagerman | Registered representative | Dec 2022 (4y) | ||
| Vincenzo Franco Dastoli | Registered representative | Dec 2022 (4y) | ||
| Trent Douglas Evans | Registered representative | CFP | Dec 2022 (4y) | |
| Francis Samuel Stasi | Registered representative | CFP | Jan 2023 (4y) | |
| Connor Reynolds Stremel | Registered representative | CFP | Jan 2023 (4y) | |
| Shane Douglas Hunt | Registered representative | CFP | Jan 2023 (4y) | |
| Mark Charles Keyser | Registered representative | Jan 2023 (4y) | ||
| Charles V Bilello | Registered representative | Jan 2023 (4y) | ||
| Isaac Alexander Jambor | Registered representative | Jan 2023 (4y) | ||
| Max Severson Collins | Registered representative | CFP | Feb 2023 (3y) | |
| Christine Tillman | Registered representative | CFP | Feb 2023 (3y) | |
| Andrew Jayson Kratz | Registered representative | CFP CFA | Mar 2023 (3y) | |
| Brandy Leann Wagner | Registered representative | Mar 2023 (3y) | ||
| Owen Alexander Keith | Registered representative | CFP | Mar 2023 (3y) | |
| Colton James Fee | Registered representative | CFP | Mar 2023 (3y) | |
| Robert Edward Ducey | Registered representative | CFP | Mar 2023 (3y) | |
| Vanessa Therese Yaghmour | Registered representative | CFP | Mar 2023 (3y) | |
| Bryan E Spencer | Registered representative | Mar 2023 (3y) | ||
| Michael Andrew Shaul | Registered representative | Mar 2023 (3y) | ||
| Michael Cameron Shaul | Registered representative | CFP | Mar 2023 (3y) | |
| Robert Glenn Dingler | Registered representative | Mar 2023 (3y) | ||
| Sahil Sury | Registered representative | Mar 2023 (3y) | ||
| Krista Nicole Thompson | Registered representative | Mar 2023 (3y) | ||
| Ryan Tray Svendson | Registered representative | CFP | Mar 2023 (3y) | |
| Joseph Allen Dillon | Registered representative | CFP | Mar 2023 (3y) | |
| Mark Lawrence Metz | Registered representative | CFP | Mar 2023 (3y) | |
| Michael O'brien | Registered representative | CFP | Mar 2023 (3y) | |
| Parker James Waters | Registered representative | Mar 2023 (3y) | ||
| Anthony Joseph Sibley | Registered representative | CFP | Apr 2023 (3y) | |
| Dylan Freberg | Registered representative | Apr 2023 (3y) | ||
| Ethan David Diedel | Registered representative | CFP | Apr 2023 (3y) | |
| Kymona C. Thomas | Registered representative | Apr 2023 (3y) | ||
| Jared Alexander Wewers | Registered representative | Apr 2023 (3y) | ||
| Lisa Marie Pamperin | Registered representative | Apr 2023 (3y) | ||
| Eric Martin Medlock | Registered representative | Apr 2023 (3y) | ||
| Austin Joseph Mc Donough | Registered representative | CFP | Apr 2023 (3y) | |
| Dalton Grant Engle | Registered representative | CFP | Apr 2023 (3y) | |
| Jonae Daniels | Registered representative | Apr 2023 (3y) | ||
| Kyle Dale Wheeler | Registered representative | CFP | Apr 2023 (3y) | |
| Andrew Michael Hamilton | Registered representative | CFP | Apr 2023 (3y) | |
| Joshua Michael Pinchek | Registered representative | CFP | Apr 2023 (3y) | |
| Richard Roper Winters | Registered representative | CFP | Apr 2023 (3y) | |
| Michelle G Yates | Registered representative | CFP | Apr 2023 (3y) | |
| Shawn Patrick Mcgrane | Registered representative | May 2023 (3y) | ||
| Eugene Marcus Gard | Registered representative | CFP CFA | May 2023 (3y) | |
| Jacob Cohen | Registered representative | May 2023 (3y) | ||
| Kyle Lawrence Bernstein | Registered representative | May 2023 (3y) | ||
| Jill L Pivato | Registered representative | CFP Chartered Financial Consultant | May 2023 (3y) | |
| Richard Hamilton Oldham | Registered representative | CFP | May 2023 (3y) | |
| Jennifer Wei | Registered representative | May 2023 (3y) | ||
| Paige Alysse Arbuckle | Registered representative | CFP | May 2023 (3y) | |
| Rashi Poddar | Registered representative | CFP CFA | May 2023 (3y) | |
| Whitney Danielle H Ill | Registered representative | CFP | May 2023 (3y) | |
| Michael Patrick Green | Registered representative | CFP | Jun 2023 (3y) | |
| Dhanise Pagulayan | Registered representative | CFP | Jun 2023 (3y) | |
| Michael Dominic Croce | Registered representative | CFP | Jun 2023 (3y) | |
| Kile Joseph Kropko | Registered representative | CFP | Jun 2023 (3y) | |
| Abeaku Jackson Kuofie | Registered representative | CFP | Jun 2023 (3y) | |
| Aubrianna Nicole Peck | Registered representative | CFP | Jun 2023 (3y) | |
| Brittany Steagall Del Favero | Registered representative | Jun 2023 (3y) | ||
| Kevin Michael Newell | Registered representative | CFP | Jun 2023 (3y) | |
| Adam Donald Heathcote | Registered representative | CFP | Jul 2023 (3y) | |
| Angela Leitzke Thomas | Registered representative | CFP | Jul 2023 (3y) | |
| Bradley Paul Reiling | Registered representative | CFP | Jul 2023 (3y) | |
| Ian Michael O'brien | Registered representative | Jul 2023 (3y) | ||
| Kenneth John Zarske | Registered representative | Jul 2023 (3y) | ||
| Samuel Murphy Andrews | Registered representative | CFP | Jul 2023 (3y) | |
| Timothy Paul Ronning | Registered representative | CFP | Jul 2023 (3y) | |
| Thomas Gabriel Landreville | Registered representative | Jul 2023 (3y) | ||
| Mikayla Hogue | Registered representative | CFP | Jul 2023 (3y) | |
| Nicholas Anre Parker | Registered representative | Jul 2023 (3y) | ||
| Sydney Clara Bohlinger | Registered representative | CFP | Jul 2023 (3y) | |
| Joshua David Cromer | Registered representative | CFP | Jul 2023 (3y) | |
| Jonathan Eugene Abdo | Registered representative | CFP | Jul 2023 (3y) | |
| Joshua Noland | Registered representative | Jul 2023 (3y) | ||
| Madeline Elizabeth Welch Stephens | Registered representative | Jul 2023 (3y) | ||
| Trent William Dudenhoeffer | Registered representative | CFP | Jul 2023 (3y) | |
| Joseph Robert Hamad | Registered representative | CFP | Jul 2023 (3y) | |
| Jennifer Lynn Burleson | Registered representative | CFP Chartered Financial Consultant | Jul 2023 (3y) | |
| Colin Holmes | Registered representative | CFP | Jul 2023 (3y) | |
| Derek Richard Hoyt | Registered representative | CFA | Jul 2023 (3y) | |
| Brett Evert N Nilsson | Registered representative | Jul 2023 (3y) | ||
| Lauren Serafini | Registered representative | CFP | Jul 2023 (3y) | |
| Joanne Wolf | Registered representative | Jul 2023 (3y) | ||
| Megan Terri Hill | Registered representative | CFP | Jul 2023 (3y) | |
| Jonathan Wayne Liang | Registered representative | CFP | Aug 2023 (3y) | |
| Hanssraj Matta | Registered representative | Aug 2023 (3y) | ||
| Logan Chandler Baker | Registered representative | CFP | Aug 2023 (3y) | |
| Michelle Leigh Hall | Registered representative | Aug 2023 (3y) | ||
| Ozro Charles Brown | Registered representative | CFP | Aug 2023 (3y) | |
| Jake Charles Taylor | Registered representative | Aug 2023 (3y) | ||
| Patrick Matthew Gallagher | Registered representative | CFP | Aug 2023 (3y) | |
| David Harris Larocca | Registered representative | CFP | Aug 2023 (3y) | |
| Devonee Lynn Quinn | Registered representative | CFP | Aug 2023 (3y) | |
| Rebecca Erin Oelrich | Registered representative | CFP | Aug 2023 (3y) | |
| Erick Hoyer | Registered representative | Aug 2023 (3y) | ||
| Jason Stewart Dohrman | Registered representative | CFP | Aug 2023 (3y) | |
| Jeffrey Scott White | Registered representative | CFP CFA | Aug 2023 (3y) | |
| Kirby Joel Mack | Registered representative | CFP | Aug 2023 (3y) | |
| Krisha Meghann Kozlowski | Registered representative | Aug 2023 (3y) | ||
| Larissa Kristine Grantham | Registered representative | CFP | Aug 2023 (3y) | |
| Paolo Daniel Ferretti | Registered representative | CFP | Aug 2023 (3y) | |
| Peter Sargent Sengelmann | Registered representative | CFA | Aug 2023 (3y) | |
| Phillip J Pizzuti | Registered representative | CFP | Aug 2023 (3y) | |
| Daniel Matthew Phillips | Registered representative | Aug 2023 (3y) | ||
| Juan Miguel Grau | Registered representative | Aug 2023 (3y) | ||
| Jason Phan | Registered representative | CFP | Sep 2023 (3y) | |
| Sabrina Kaye Saxer | Registered representative | Sep 2023 (3y) | ||
| Michael Andrew Conner | Registered representative | CFA | Sep 2023 (3y) | |
| Michael Gilbert Fancher | Registered representative | CFA | Sep 2023 (3y) | |
| Sandeep Brion | Registered representative | Sep 2023 (3y) | ||
| Larry Letterio | Registered representative | Sep 2023 (3y) | ||
| Andrew M Reder | Registered representative | Sep 2023 (3y) | ||
| Matthew Pearce Arnold | Registered representative | CFA | Sep 2023 (3y) | |
| David Stanley Kovach | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Zachary Allen Knox | Registered representative | CFP | Sep 2023 (3y) | |
| Austin M Johnson | Registered representative | Sep 2023 (3y) | ||
| Nicole Marie Dahmer | Registered representative | Sep 2023 (3y) | ||
| Andrew Joseph Hess | Registered representative | CFP | Oct 2023 (3y) | |
| Christopher Frank Daniels | Registered representative | Chartered Financial Consultant | Oct 2023 (3y) | |
| Christopher Williams Daniels | Registered representative | CFA | Oct 2023 (3y) | |
| Danielle Johnson Sandoval | Registered representative | CFP | Oct 2023 (3y) | |
| Thomas Jordan Daniels | Registered representative | CFP | Oct 2023 (3y) | |
| Ryan Randall Block | Registered representative | Oct 2023 (3y) | ||
| Thomas Francis Enright | Registered representative | CFP | Oct 2023 (3y) | |
| Vincent Anthony Allegra | Registered representative | Oct 2023 (3y) | ||
| Cara Lynn Esser | Registered representative | CFA | Oct 2023 (3y) | |
| Jennifer Marie Friedman | Registered representative | Oct 2023 (3y) | ||
| Kevin Lynn Babb | Registered representative | Oct 2023 (3y) | ||
| Matthew Ryan Kennedy | Registered representative | CFP | Oct 2023 (3y) | |
| Thomas Andrew Panoplos | Registered representative | Oct 2023 (3y) | ||
| Christopher John Pohlman | Registered representative | Oct 2023 (3y) | ||
| Rita Mary Latnhotha | Registered representative | Oct 2023 (3y) | ||
| Charles Boyles Lawless | Registered representative | Oct 2023 (3y) | ||
| David H. Dermenjian | Registered representative | Oct 2023 (3y) | ||
| Devon Williams Daniels | Registered representative | Chartered Financial Consultant | Oct 2023 (3y) | |
| Ernest Joseph Talarico | Registered representative | Oct 2023 (3y) | ||
| Andrew Robert Seitz | Registered representative | CFP | Oct 2023 (3y) | |
| Kyle Gene Schrieffer | Registered representative | CFP CFA | Oct 2023 (3y) | |
| Mary Kathryn Tompkins | Registered representative | CFP | Oct 2023 (3y) | |
| Stacey Lee Velez | Registered representative | CFP | Oct 2023 (3y) | |
| David Thomas Rivkin | Registered representative | CFP | Nov 2023 (3y) | |
| Cameron Wrennall | Registered representative | CFA | Nov 2023 (3y) | |
| Matthew Walter Heatley | Registered representative | CFP | Dec 2023 (3y) | |
| Harrison Max Schrier Wirth | Registered representative | Dec 2023 (3y) | ||
| Matthew Dean Martin Tomlin | Registered representative | CFP | Jan 2024 (3y) | |
| Kaitlin Lee Barnes | Registered representative | Feb 2024 (2y) | ||
| Eric Joseph Cedor | Registered representative | Chartered Financial Consultant | Feb 2024 (2y) | |
| Ross Allen Copeland | Registered representative | CFP | Feb 2024 (2y) | |
| Alexander Jeffrey Moore | Registered representative | Feb 2024 (2y) | ||
| Sarah Ann Berggren | Registered representative | Mar 2024 (2y) | ||
| Steven Dew | Registered representative | Mar 2024 (2y) | ||
| Julie Elizabeth Reinhardt | Registered representative | Apr 2024 (2y) | ||
| Scott Frederick Adair | Registered representative | CFP | Apr 2024 (2y) | |
| Bryce Anthony Currier | Registered representative | Apr 2024 (2y) | ||
| Kira Leigh Scott | Registered representative | CFP | Apr 2024 (2y) | |
| Pamela Jean Raffaele | Registered representative | Apr 2024 (2y) | ||
| Steven Lee Harvey | Registered representative | CFP | Apr 2024 (2y) | |
| Stuart Vick Smith | Registered representative | Personal Financial Specialist | Apr 2024 (2y) | |
| Sarah Christine Wasaff | Registered representative | CFP | Apr 2024 (2y) | |
| Vanessa Lynn Mcelwrath | Registered representative | CFP | Apr 2024 (2y) | |
| Stefany Natalia Quirico Canepa | Registered representative | CFP | Apr 2024 (2y) | |
| Jaimeson Martin Smith | Registered representative | Apr 2024 (2y) | ||
| Grant Prescott Fuller | Registered representative | CFP | May 2024 (2y) | |
| Amanda Marie Rose | Registered representative | CFP | May 2024 (2y) | |
| Josalyn Lexus Mosby | Registered representative | CFP | May 2024 (2y) | |
| Kenji Kyo Callahan | Registered representative | CFP | May 2024 (2y) | |
| Samuel Parker Snyder | Registered representative | Jun 2024 (2y) | ||
| Caleb G Hoopes | Registered representative | CFP | Jun 2024 (2y) | |
| Christopher T Nelson | Registered representative | CFP | Jun 2024 (2y) | |
| Skyler Todd Ray | Registered representative | CFP | Jun 2024 (2y) | |
| Joseph William Galunas | Registered representative | CFP CFA | Jun 2024 (2y) | |
| Matthew Platt | Registered representative | CFP | Jun 2024 (2y) | |
| Taylor Alexandra Graham | Registered representative | CFP | Jun 2024 (2y) | |
| Ivy Anne Brooks | Registered representative | Jul 2024 (2y) | ||
| Karen Lynn Olsen | Registered representative | Jul 2024 (2y) | ||
| Angela C Wilcox | Registered representative | Jul 2024 (2y) | ||
| Madison G Stevens | Registered representative | Jul 2024 (2y) | ||
| Shari Mount | Registered representative | Jul 2024 (2y) | ||
| Abby Elizabeth Shemeld | Registered representative | CFP | Jul 2024 (2y) | |
| Kari Moon Brown | Registered representative | CFP | Jul 2024 (2y) | |
| Kevin C Paul | Registered representative | Jul 2024 (2y) | ||
| Pete John Honiotes | Registered representative | CFP | Aug 2024 (2y) | |
| Yulia Petrovsky | Registered representative | CFP | Aug 2024 (2y) | |
| Adam Christopher Cole | Registered representative | CFP | Aug 2024 (2y) | |
| Colton F Higgins | Registered representative | CFP | Aug 2024 (2y) | |
| William David Carroll | Registered representative | Aug 2024 (2y) | ||
| Christopher Allen Holt | Registered representative | CFP | Aug 2024 (2y) | |
| Brandy Nicole Benton | Registered representative | CFP | Aug 2024 (2y) | |
| Mackenzie Lynn Buysse | Registered representative | Sep 2024 (2y) | ||
| Sean William Hanley | Registered representative | CFP | Sep 2024 (2y) | |
| Derrick John Bordeleau | Registered representative | Sep 2024 (2y) | ||
| Daniel Andrew Yu | Registered representative | CFP CFA | Sep 2024 (2y) | |
| Dayton Smith | Registered representative | CFP | Sep 2024 (2y) | |
| Marcos Medina | Registered representative | CFP | Sep 2024 (2y) | |
| William Christopher Hess | Registered representative | CFP | Sep 2024 (2y) | |
| Andrew Gregory Baldwin | Registered representative | CFP | Sep 2024 (2y) | |
| Daniel Bryan Clements | Registered representative | Sep 2024 (2y) | ||
| Laura Ortega | Registered representative | CFP | Sep 2024 (2y) | |
| Banqi Yang | Registered representative | CFP CFA | Sep 2024 (2y) | |
| Jacob Christopher Apodaca | Registered representative | Sep 2024 (2y) | ||
| Madison Marie Ring | Registered representative | Oct 2024 (2y) | ||
| Cassidy Marie Mc Master | Registered representative | Oct 2024 (2y) | ||
| Jason Stephen Edmonds | Registered representative | Oct 2024 (2y) | ||
| Donald Dwayne Duncan | Registered representative | CFP | Oct 2024 (2y) | |
| Kevin Tietz | Registered representative | Oct 2024 (2y) | ||
| Garrett Brandon Niles | Registered representative | CFP | Oct 2024 (2y) | |
| Patrick Alan Brown | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Dominic Vincent Saladino | Registered representative | Oct 2024 (2y) | ||
| Kendall Zane Allender | Registered representative | Oct 2024 (2y) | ||
| Melissa L Wajda | Registered representative | Oct 2024 (2y) | ||
| Caley Renee Coss | Registered representative | CFP | Oct 2024 (2y) | |
| Jonathan E. Barton | Registered representative | Oct 2024 (2y) | ||
| Emily Ann Reeves | Registered representative | Nov 2024 (2y) | ||
| Kimberly Marie Mcdaniels | Registered representative | Nov 2024 (2y) | ||
| Thomas Emerson Bevington | Registered representative | CFP | Nov 2024 (2y) | |
| Jacob Crawford | Registered representative | Nov 2024 (2y) | ||
| Jason Riley Maddox | Registered representative | Nov 2024 (2y) | ||
| Gina Cohen | Registered representative | CFP | Nov 2024 (2y) | |
| Guilherme Henrique Silva Dos Santos | Registered representative | Nov 2024 (2y) | ||
| Zachary Montana Kellner | Registered representative | Nov 2024 (2y) | ||
| Anthony Phillip Felipe | Registered representative | CFP | Nov 2024 (2y) | |
| Breanna Lynn Horvath | Registered representative | CFP | Nov 2024 (2y) | |
| Kayla Isabella Fusaro | Registered representative | Dec 2024 (2y) | ||
| Charles A Schuster | Registered representative | Dec 2024 (2y) | ||
| Benjamin Andrew Madtes | Registered representative | CFP | Dec 2024 (2y) | |
| Jason Robert Pugh | Registered representative | Dec 2024 (2y) | ||
| Aaron Timothy Kowal | Registered representative | CFP | Dec 2024 (2y) | |
| Anthony Thomas Priester | Registered representative | CFP | Dec 2024 (2y) | |
| Chaunston Carlemer Weisensel | Registered representative | CFP | Dec 2024 (2y) | |
| Jeffrey Davis Kowal | Registered representative | Chartered Financial Consultant | Dec 2024 (2y) | |
| Joseph Michael Still | Registered representative | Dec 2024 (2y) | ||
| John James White | Registered representative | CFP | Dec 2024 (2y) | |
| Thomas Robert Krueger | Registered representative | Chartered Financial Consultant | Dec 2024 (2y) | |
| Paul Leonard Schaefer | Registered representative | Dec 2024 (2y) | ||
| Tammy Margaret Hudacek | Registered representative | Jan 2025 (2y) | ||
| Christopher Michael Garrett | Registered representative | CFP | Jan 2025 (2y) | |
| Matthew John Hoesch | Registered representative | Jan 2025 (2y) | ||
| Ashif M Siddique | Registered representative | Jan 2025 (2y) | ||
| Elizabeth Nicole Horton | Registered representative | Jan 2025 (2y) | ||
| Austin Lee Hinck | Registered representative | CFP | Jan 2025 (2y) | |
| Cary Dwars | Registered representative | CFP | Jan 2025 (2y) | |
| Shane Alan Martin | Registered representative | Jan 2025 (2y) | ||
| James Robert Popper | Registered representative | Jan 2025 (2y) | ||
| Emily Marie Watson | Registered representative | Jan 2025 (2y) | ||
| Benjamin Ammon Bradford | Registered representative | Feb 2025 (1y) | ||
| James Eric Maxwell | Registered representative | Feb 2025 (1y) | ||
| Matthew Powell Koelsch | Registered representative | CFP | Feb 2025 (1y) | |
| Tracie Renee Glaros | Registered representative | Feb 2025 (1y) | ||
| Kyle Robert Gensrick | Registered representative | CFP | Feb 2025 (1y) | |
| Riley Christian Wells | Registered representative | Feb 2025 (1y) | ||
| Shane Michael Sachse | Registered representative | Feb 2025 (1y) | ||
| Austin Eugene Keller | Registered representative | Feb 2025 (1y) | ||
| Steven Chambers | Registered representative | CFP CFA | Feb 2025 (1y) | |
| Noah M Brown | Registered representative | Mar 2025 (1y) | ||
| Margaret Ann Haake | Registered representative | Mar 2025 (1y) | ||
| Raya Prabhakar Kulkarni | Registered representative | CFP | Mar 2025 (1y) | |
| Kaleb Michael Langsdorf | Registered representative | Mar 2025 (1y) | ||
| Jeffrey William Mashini | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Logan Robert Wiedel | Registered representative | CFP | Mar 2025 (1y) | |
| Brayden Charles Harden | Registered representative | Mar 2025 (1y) | ||
| Michelle Peterson | Registered representative | Mar 2025 (1y) | ||
| William David Gnad | Registered representative | Mar 2025 (1y) | ||
| Nicholas Michael Reddin | Registered representative | Mar 2025 (1y) | ||
| Kristine Anne Bennett | Registered representative | Mar 2025 (1y) | ||
| Cristofer Andres Cabanillas | Registered representative | CFP | Apr 2025 (1y) | |
| Gary Eugene Douglas Alt | Registered representative | CFP | Apr 2025 (1y) | |
| Hannah Dee Rogge | Registered representative | CFP | Apr 2025 (1y) | |
| Mark W Kooiman | Registered representative | CFP | Apr 2025 (1y) | |
| Spencer Harvey Lloyd | Registered representative | CFP | Apr 2025 (1y) | |
| Steven Allen Pugh | Registered representative | CFP | Apr 2025 (1y) | |
| Zachariah A Harney | Registered representative | CFP | Apr 2025 (1y) | |
| Alex Kent Andersen | Registered representative | Apr 2025 (1y) | ||
| Melissa Kemper Beach | Registered representative | CFP | Apr 2025 (1y) | |
| Jeffrey David Hottinger | Registered representative | CFP | Apr 2025 (1y) | |
| Sylvester Carl Byrd | Registered representative | CFP | Apr 2025 (1y) | |
| Carmen Sofia Alvarado | Registered representative | Apr 2025 (1y) | ||
| Daniel Judah Mumma | Registered representative | Apr 2025 (1y) | ||
| Samuel Joel Wickline | Registered representative | CFP | Apr 2025 (1y) | |
| Paul Gareth Nacario | Registered representative | Apr 2025 (1y) | ||
| Scott Morris Martineau | Registered representative | Apr 2025 (1y) | ||
| Stephanie Kay Goins | Registered representative | CFP | Apr 2025 (1y) | |
| Ryan Alexander Lukasek | Registered representative | Apr 2025 (1y) | ||
| Alec Michael Barber | Registered representative | May 2025 (1y) | ||
| Jordan William Chapman | Registered representative | May 2025 (1y) | ||
| John James Crosby | Registered representative | May 2025 (1y) | ||
| Joseph Martin Conachy | Registered representative | CFP | May 2025 (1y) | |
| Adam Michael Schlittler | Registered representative | May 2025 (1y) | ||
| Emily Kate Minick | Registered representative | CFP | May 2025 (1y) | |
| Zachary Mc Donald | Registered representative | CFP | May 2025 (1y) | |
| Jessie Barnes Wussow | Registered representative | May 2025 (1y) | ||
| Richard Landis Stewart | Registered representative | May 2025 (1y) | ||
| Tyler Alexander Specht | Registered representative | May 2025 (1y) | ||
| Eric Jia | Registered representative | CFP | May 2025 (1y) | |
| Zachary Thomas Desmond | Registered representative | CFP | May 2025 (1y) | |
| Storm Calum Davidson | Registered representative | May 2025 (1y) | ||
| Ashton G. Swartzfager | Registered representative | Jun 2025 (1y) | ||
| Joseph Wilson Hydes | Registered representative | Jun 2025 (1y) | ||
| James Martin Meussner | Registered representative | CFP | Jun 2025 (1y) | |
| Andrew Curtis Sawyer | Registered representative | CFP | Jun 2025 (1y) | |
| Nicholas James Timmerman | Registered representative | Jun 2025 (1y) | ||
| Ai Shi | Registered representative | Jun 2025 (1y) | ||
| Gary Michael Disalvo | Registered representative | Jun 2025 (1y) | ||
| Andrea E.L. Deutsch | Registered representative | Jul 2025 (1y) | ||
| Andrew L Stiles | Registered representative | Jul 2025 (1y) | ||
| Brian Kiyoto Ishihara | Registered representative | Jul 2025 (1y) | ||
| Cory Michael Nakamura | Registered representative | CFP CFA | Jul 2025 (1y) | |
| Gage Waiwaiole | Registered representative | Jul 2025 (1y) | ||
| Jeanne Marie Stjohn | Registered representative | Jul 2025 (1y) | ||
| Jacob Robert Waldenmeyer | Registered representative | CFP | Jul 2025 (1y) | |
| Donn Lee Hess | Registered representative | Jul 2025 (1y) | ||
| Jennifer Leigh Hoffman | Registered representative | Jul 2025 (1y) | ||
| Tara Cylcewski | Registered representative | Jul 2025 (1y) | ||
| Katelyn Alexis Silcox | Registered representative | Jul 2025 (1y) | ||
| Jenna D Patterson | Registered representative | CFP | Jul 2025 (1y) | |
| Claire Dimock Kingstad | Registered representative | Jul 2025 (1y) | ||
| Melissa Dea Daigle | Registered representative | CFP | Jul 2025 (1y) | |
| Jessica Ann Brockway | Registered representative | Jul 2025 (1y) | ||
| Harrison Mark Wiger | Registered representative | CFP | Jul 2025 (1y) | |
| Courtney Ceglio Kennedy | Registered representative | CFP | Jul 2025 (1y) | |
| Thomas Andrew Howard | Registered representative | CFP | Jul 2025 (1y) | |
| Caden Joseph Wolf | Registered representative | Aug 2025 (1y) | ||
| Long N Tran | Registered representative | CFP | Aug 2025 (1y) | |
| Lynn Marie Chambers | Registered representative | CFP | Aug 2025 (1y) | |
| Samuel Arthur Stevens | Registered representative | CFP | Aug 2025 (1y) | |
| Sarah Ellen Vrana | Registered representative | Aug 2025 (1y) | ||
| Connor Joseph Hanrahan | Registered representative | Aug 2025 (1y) | ||
| Soha Samer Dessouky | Registered representative | Aug 2025 (1y) | ||
| Mason Kenneth Schoen | Registered representative | CFP | Aug 2025 (1y) | |
| Hector Kenneth Cervantes | Registered representative | Aug 2025 (1y) | ||
| Jack Gordon Sullivan | Registered representative | Aug 2025 (1y) | ||
| Peter Edward Grassi | Registered representative | Aug 2025 (1y) | ||
| Peter James Mitchell | Registered representative | Aug 2025 (1y) | ||
| Madison Elizabeth Johnson | Registered representative | Sep 2025 (1y) | ||
| Milo Mercury Mc Farland | Registered representative | Sep 2025 (1y) | ||
| Aaron Wayne Bouronich | Registered representative | Sep 2025 (1y) | ||
| Ian Patrick Middendorf | Registered representative | Sep 2025 (1y) | ||
| Colin Timothy Christo | Registered representative | Sep 2025 (1y) | ||
| Nicholas Michael Hershey | Registered representative | Sep 2025 (1y) | ||
| Alexis Houlihan | Registered representative | CFP | Sep 2025 (1y) | |
| Keaton James Stramberg | Registered representative | Sep 2025 (1y) | ||
| Dawn Teree Stoffel | Registered representative | Sep 2025 (1y) | ||
| Jessica Stegman | Registered representative | CFP | Sep 2025 (1y) | |
| Ashton Scott Immel | Registered representative | Oct 2025 (1y) | ||
| Debra Ann Seaward | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Rubin Paul Nichols | Registered representative | Oct 2025 (1y) | ||
| Austen Robert Hawkey | Registered representative | CFP | Oct 2025 (1y) | |
| Garrett Patrick Dollard | Registered representative | Oct 2025 (1y) | ||
| Ryan Austin Schall | Registered representative | Oct 2025 (1y) | ||
| Benjamin Peter Martinez | Registered representative | Oct 2025 (1y) | ||
| Christopher James Mulford | Registered representative | CFP | Oct 2025 (1y) | |
| Krystle M. Sinclair | Registered representative | Oct 2025 (1y) | ||
| John Patrick Sentner | Registered representative | CFP | Oct 2025 (1y) | |
| Tyler Mann | Registered representative | Oct 2025 (1y) | ||
| Matthew Jordan Pearson | Registered representative | Oct 2025 (1y) | ||
| Jesse Li | Registered representative | CFP | Oct 2025 (1y) | |
| Michael Todd Wolverton | Registered representative | CFP CFA | Oct 2025 (1y) | |
| Corey Patrick Mc Cready | Registered representative | Oct 2025 (1y) | ||
| Rebecca Jean Gruver | Registered representative | Oct 2025 (1y) | ||
| Michael Connor Roberts | Registered representative | Oct 2025 (1y) | ||
| Taylor Marie Hindes | Registered representative | Nov 2025 (1y) | ||
| Erica Yoshiko Puent | Registered representative | CFP | Nov 2025 (1y) | |
| Harlan Jason Shulevitz | Registered representative | CFP CFA | Nov 2025 (1y) | |
| Stephen Paul Polizzi | Registered representative | CFP | Nov 2025 (1y) | |
| Nick Patrick Denucci | Registered representative | CFP | Nov 2025 (1y) | |
| Beth K Venit | Registered representative | CFP | Nov 2025 (1y) | |
| Deanna Carole Tomasetti | Registered representative | CFP | Nov 2025 (1y) | |
| Frederick Joseph Cornelius | Registered representative | CFP CFA | Nov 2025 (1y) | |
| James Mc Spadden Phillips | Registered representative | Nov 2025 (1y) | ||
| Jennifer C. Mac Lennan | Registered representative | CFP | Nov 2025 (1y) | |
| Maria Georgeanne Cornelius | Registered representative | CFP | Nov 2025 (1y) | |
| Myrle Albertha Simone | Registered representative | CFP | Nov 2025 (1y) | |
| Pranali Pai Fortini | Registered representative | CFP | Nov 2025 (1y) | |
| Todd Daniel Growney | Registered representative | CFP | Nov 2025 (1y) | |
| Adam Joseph Reinert | Registered representative | CFP CFA | Dec 2025 (1y) | |
| Alexander Stewart Pimental | Registered representative | CFP | Dec 2025 (1y) | |
| Donald Robert Scholz | Registered representative | CFP | Dec 2025 (1y) | |
| Elizabeth Ann O'malley | Registered representative | CFP | Dec 2025 (1y) | |
| Jeffrey Paul Dowds | Registered representative | CFP Personal Financial Specialist | Dec 2025 (1y) | |
| Nicholas Paolo Pileggi | Registered representative | CFP | Dec 2025 (1y) | |
| Paula Cooper Nangle | Registered representative | CFP | Dec 2025 (1y) | |
| Thomas Matthew Mcgraw | Registered representative | CFP | Dec 2025 (1y) | |
| Robyn Smeltzer | Registered representative | Dec 2025 (1y) | ||
| Russell Stewart Weiss | Registered representative | CFP | Dec 2025 (1y) | |
| Alexander Mac Isaac | Registered representative | CFP | Dec 2025 (1y) | |
| Chad Kennedy Olson | Registered representative | Dec 2025 (1y) | ||
| Cord Anthony Adams | Registered representative | Dec 2025 (1y) | ||
| Carrie Walters Shapiro | Registered representative | CFP | Dec 2025 (1y) | |
| Christine Emma Quintero | Registered representative | Dec 2025 (1y) | ||
| Janet Lucinda Josselyn | Registered representative | Dec 2025 (1y) | ||
| Kyle Jeffrey Thompson | Registered representative | Dec 2025 (1y) | ||
| Kevin Christopher Schmeits | Registered representative | Dec 2025 (1y) | ||
| Mallory Faye Jackson | Registered representative | CFP | Dec 2025 (1y) | |
| Marie Norkett | Registered representative | CFP | Dec 2025 (1y) | |
| Molly Mc Quillan Powers | Registered representative | CFP | Dec 2025 (1y) | |
| Thomas William Goldman | Registered representative | Dec 2025 (1y) | ||
| Camilo Ramon Hernandez Santana | Registered representative | Dec 2025 (1y) | ||
| Jonathan Martin Spahr | Registered representative | Dec 2025 (1y) | ||
| Charlotte Ivins Valentino | Registered representative | CFP Chartered Financial Consultant | Dec 2025 (1y) | |
| Kenneth Gregory Barnes | Registered representative | CFP | Dec 2025 (1y) | |
| Samir Ahmed | Registered representative | CFP Chartered Financial Consultant | Dec 2025 (1y) | |
| Ty Waterman Chesnut | Registered representative | Dec 2025 (1y) | ||
| Eric Zachary Weissman | Registered representative | Dec 2025 (1y) | ||
| Brenton William Simonson | Registered representative | CFP | Dec 2025 (1y) | |
| Christopher Charles Martin | Registered representative | CFP | Dec 2025 (1y) | |
| Daniel David Cairns | Registered representative | CFP | Dec 2025 (1y) | |
| Evan Lamb | Registered representative | CFA | Dec 2025 (1y) | |
| Jonathan Tyler Upham | Registered representative | Dec 2025 (1y) | ||
| Roy Scott Hamilton | Registered representative | Dec 2025 (1y) | ||
| Ashley Natasha Hansard | Registered representative | CFP | Dec 2025 (1y) | |
| Patrick M Kenney | Registered representative | Dec 2025 (1y) | ||
| Sean Christopher Grzyb | Registered representative | Dec 2025 (1y) | ||
| Christopher Michael House | Registered representative | CFP | Jan 2026 (1y) | |
| David Allan Kuenzi | Registered representative | CFP | Jan 2026 (1y) | |
| Joseph Patrick Sullivan | Registered representative | Jan 2026 (1y) | ||
| Maricela Medina Shenouda | Registered representative | CFP | Jan 2026 (1y) | |
| Shannon Blackmon | Registered representative | CFP | Jan 2026 (1y) | |
| Sierra Jessie Schlesner | Registered representative | CFP | Jan 2026 (1y) | |
| Thomas A. Meeker | Registered representative | CFP | Jan 2026 (1y) | |
| Yasasri Umesha Weerasuriya | Registered representative | CFP | Jan 2026 (1y) | |
| Alexander Josue Reyes | Registered representative | CFP | Jan 2026 (1y) | |
| Amanda Molin | Registered representative | CFP | Jan 2026 (1y) | |
| James Choi Pak | Registered representative | CFP | Jan 2026 (1y) | |
| John Michael Mayer | Registered representative | Jan 2026 (1y) | ||
| Matthew Louis Brtek | Registered representative | Jan 2026 (1y) | ||
| Michael Christian Eriquez | Registered representative | Jan 2026 (1y) | ||
| Nicholas Patrick Sauro | Registered representative | CFP | Jan 2026 (1y) | |
| Austin David Anthony | Registered representative | CFP | Jan 2026 (1y) | |
| James Russell Dyer | Registered representative | CFP | Jan 2026 (1y) | |
| Nathan Daniel Bodart | Registered representative | CFP | Jan 2026 (1y) | |
| Sean Findley | Registered representative | Jan 2026 (1y) | ||
| Bismarck O. Darko | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| David Spencer Hall | Registered representative | Jan 2026 (1y) | ||
| Daniel James Quirk | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Cameron Howard Carty | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Christopher George Remmich | Registered representative | CFP | Jan 2026 (1y) | |
| Nicholas Stephen Lamb | Registered representative | Jan 2026 (1y) | ||
| Daniel K Palmer | Registered representative | CFP | Jan 2026 (1y) | |
| Steven Samuel Sansone | Registered representative | Jan 2026 (1y) | ||
| Katherine Elizabeth Koenig | Registered representative | Jan 2026 (1y) | ||
| Allison Raez Swanson | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Garrett Dale Patton | Registered representative | Jan 2026 (1y) | ||
| Justin Robert Oleson | Registered representative | Jan 2026 (1y) | ||
| Monica Kostrzewa Ivins | Registered representative | CFP | Jan 2026 (1y) | |
| Brock Martin Becker | Registered representative | CFP | Jan 2026 (1y) | |
| Caroline Grace Flannagan | Registered representative | Jan 2026 (1y) | ||
| David Lusso | Registered representative | Jan 2026 (1y) | ||
| Jamie H. Baccus | Registered representative | Jan 2026 (1y) | ||
| Winston C Ventura | Registered representative | Jan 2026 (1y) | ||
| Derrick Kyle Byrd | Registered representative | CFP | Jan 2026 (1y) | |
| Cody Matthew Klein | Registered representative | Jan 2026 (1y) | ||
| John Mack Majors | Registered representative | CFA | Jan 2026 (1y) | |
| Nolan James Early | Registered representative | Jan 2026 (1y) | ||
| John Richard Russell | Registered representative | CFP | Jan 2026 (1y) | |
| Ryan Scott Manaker | Registered representative | Jan 2026 (1y) | ||
| Thomas John Demko | Registered representative | Jan 2026 (1y) | ||
| Neil Eric Elmouchi | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Aidan Joseph Siefkes | Registered representative | Jan 2026 (1y) | ||
| Douglas Anthony Webster | Registered representative | Jan 2026 (1y) | ||
| Daniel Robert Stewart | Registered representative | Feb 2026 (0y) | ||
| John Michael Schindler | Registered representative | CFP | Feb 2026 (0y) | |
| Steve Kuan | Registered representative | CFP | Feb 2026 (0y) | |
| Wesley Mullins | Registered representative | CFP | Feb 2026 (0y) | |
| Sarah Elizabeth Patton | Registered representative | CFP | Feb 2026 (0y) | |
| Zechariah Daugherty | Registered representative | CFP | Feb 2026 (0y) | |
| Kristi Nicole Bledsoe Henry | Registered representative | CFP | Feb 2026 (0y) | |
| Susanna Siu Pinto | Registered representative | CFP | Feb 2026 (0y) | |
| Michael Adrian Rarey | Registered representative | CFA | Feb 2026 (0y) | |
| Stephen Patrick Hickman | Registered representative | CFP | Feb 2026 (0y) | |
| Nathan Hartwig | Registered representative | Feb 2026 (0y) | ||
| Isabella Marie Klinowski | Registered representative | Feb 2026 (0y) | ||
| Neil Anthony Davies | Registered representative | Feb 2026 (0y) | ||
| Katie Ann Stamp | Registered representative | Feb 2026 (0y) | ||
| Zachary Joseph Shahrokhi | Registered representative | Feb 2026 (0y) | ||
| Peter Nieporent | Registered representative | CFP | Feb 2026 (0y) | |
| Christopher Michael Struckhoff | Registered representative | CFP | Feb 2026 (0y) | |
| Andres Guarin | Registered representative | Feb 2026 (0y) | ||
| Stephan John Miskjian | Registered representative | CFP CFA | Feb 2026 (0y) | |
| Scott Aaron Fishel | Registered representative | CFP Chartered Financial Consultant | Mar 2026 (0y) | |
| John Colby Haley | Registered representative | Mar 2026 (0y) | ||
| Kelsey Leigh Morrison | Registered representative | Mar 2026 (0y) | ||
| Krystle Sumner Mcentire | Registered representative | CFP | Mar 2026 (0y) | |
| Ethan Douglas Rethman | Registered representative | Mar 2026 (0y) | ||
| Mason Mead | Registered representative | Mar 2026 (0y) | ||
| Evaggelia Themis Hatzimanolis | Registered representative | CFP | Mar 2026 (0y) | |
| Myles Illion | Registered representative | CFP | Mar 2026 (0y) | |
| Jack Kelly Seymour | Registered representative | Mar 2026 (0y) | ||
| Joseph Rost | Registered representative | CFP | Mar 2026 (0y) | |
| Marc A Schmeeckle | Registered representative | Mar 2026 (0y) | ||
| Justin Wohlford | Registered representative | CFP | Mar 2026 (0y) | |
| Marcus Coleman | Registered representative | CFP | Mar 2026 (0y) | |
| Daniel Eugene Shay | Registered representative | CFP | Mar 2026 (0y) | |
| David John O'hea | Registered representative | Mar 2026 (0y) | ||
| Kyle Allan Jones | Registered representative | Mar 2026 (0y) | ||
| Tyler Gregory Merrill | Registered representative | Apr 2026 (0y) | ||
| Orlando Silvester Copeland | Registered representative | Apr 2026 (0y) | ||
| Jeffrey David Feccia | Registered representative | Apr 2026 (0y) | ||
| Nancy Ann Briguglio | Registered representative | CFP Chartered Financial Consultant | Apr 2026 (0y) | |
| Scot Andrew Millen | Registered representative | Apr 2026 (0y) | ||
| Tomislav Vatavuk | Registered representative | CFP | Apr 2026 (0y) | |
| Lisa Marie Drake | Registered representative | Apr 2026 (0y) | ||
| Virginia Lee | Registered representative | Apr 2026 (0y) | ||
| John Andres Agudelo | Registered representative | Apr 2026 (0y) | ||
| Jason Chuang | Registered representative | CFP | Apr 2026 (0y) | |
| Grant David Cetola | Registered representative | CFP | Apr 2026 (0y) | |
| John Michael Merritt | Registered representative | Apr 2026 (0y) | ||
| Aaron Ryan Greene | Registered representative | Apr 2026 (0y) | ||
| Daniel Gene Cox | Registered representative | CFP | Apr 2026 (0y) | |
| Edward Ashley Wagner | Registered representative | Apr 2026 (0y) | ||
| Patrick Colorado Abelon | Registered representative | Apr 2026 (0y) | ||
| David Rafael Garcia | Registered representative | CFP CFA | Apr 2026 (0y) | |
| Gina Kim Seid | Registered representative | CFP | Apr 2026 (0y) | |
| Zachary Craig Smith | Registered representative | CFP | Apr 2026 (0y) | |
| Gregory James Revak | Registered representative | CFP | May 2026 (0y) | |
| Robert Tyler Bloom | Registered representative | May 2026 (0y) | ||
| Sean M. Nash | Registered representative | CFP | May 2026 (0y) | |
| Timothy Edwin Parker | Registered representative | CFA | May 2026 (0y) | |
| Brandon Gabriel Weed | Registered representative | May 2026 (0y) | ||
| Macord Henri Foran | Registered representative | May 2026 (0y) | ||
| Jeffrey Norman Robinson | Registered representative | CFP | May 2026 (0y) | |
| George Hurley | Registered representative | CFP | May 2026 (0y) | |
| Brendan Patrick Wise | Registered representative | May 2026 (0y) | ||
| Ian Walsh Crangle | Registered representative | May 2026 (0y) | ||
| Jennifer Fahey | Registered representative | May 2026 (0y) | ||
| Katherine Rae Ferro | Registered representative | May 2026 (0y) | ||
| William Gregory Whittaker Jr. | Registered representative | May 2026 (0y) | ||
| Roberto Jose Herrera | Registered representative | Jun 2026 (0y) | ||
| Nicholas Cooper Blaine | Registered representative | Jun 2026 (0y) | ||
| Michael Theodore Prodromou | Registered representative | CFP CFA | Jun 2026 (0y) | |
| Shilu Sheng | Registered representative | CFP | Jun 2026 (0y) | |
| Robert Sidney Thompson | Registered representative | Jun 2026 (0y) | ||
| Brayden Jacob Van Meeteren | Registered representative | Jun 2026 (0y) | ||
| Kathryn Smith Banis | Registered representative | CFP | Jun 2026 (0y) | |
| Peter Xinyu Zhang | Registered representative | Jun 2026 (0y) | ||
| Benjamin Robert Meyers | Registered representative | CFP | Jun 2026 (0y) | |
| Matthew John Miller | Registered representative | Jun 2026 (0y) | ||
| Christine Curtsinger Devries | Registered representative | Jun 2026 (0y) | ||
| Ninos George Mirza | Registered representative | Jun 2026 (0y) | ||
| Taylor Brandon Ayres | Registered representative | CFP | Jun 2026 (0y) | |
| Max Henry Campos | Registered representative | Jun 2026 (0y) | ||
| Klint Lynn Armitstead | Registered representative | Jul 2026 (0y) | ||
| Heather Dawn Mazander | Registered representative | Jul 2026 (0y) | ||
| Jordan James Davis | Registered representative | CFP | Jul 2026 (0y) | |
| Charlton Eduardo Gutierrez | Registered representative | Jul 2026 (0y) | ||
| William Stephen Taylor | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cpi Holdco B, Llc | Sole Member | Jan 2020 | A | 75% or more |
| Cpi Holdco A, Llc | Sole Member | Jan 2020 | B | ≈ 56.25% – 100% via Cpi Holdco B, Llc |
| Creative Planning Holdco, Llc | Sole Member | Jan 2020 | B | ≈ 42.19% – 100% via Cpi Holdco A, Llc |
| Creative Planning (Cpi) Holdco, Inc. | Member | Jan 2020 | B | ≈ 31.64% – 100% via Creative Planning Holdco, Llc |
| Peter Mallouk Trust Dated 7/17/2002 | Stockholder | Jan 2020 | B | ≈ 15.82% – 75% via Creative Planning (Cpi) Holdco, Inc. |
| Mjg Irrevocable Cp Trust Dated 01/01/2014 | Stockholder | Jan 2020 | B | ≈ 7.91% – 50% via Creative Planning (Cpi) Holdco, Inc. |
| Creative Planning Trust Company, Llc | Trustee | Nov 2024 | B | GP / trustee / elected manager of Mjg Irrevocable Cp Trust Dated 01/01/2014 (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cpi Holdco A, Llc: 75% – 100% of Cpi Holdco B, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Creative Planning Holdco, Llc: 75% – 100% of Cpi Holdco A, Llc × 75% – 100% of Cpi Holdco B, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Creative Planning (Cpi) Holdco, Inc.: 75% – 100% of Creative Planning Holdco, Llc × 75% – 100% of Cpi Holdco A, Llc × 75% – 100% of Cpi Holdco B, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Peter Mallouk Trust Dated 7/17/2002: 50% – 75% of Creative Planning (Cpi) Holdco, Inc. × 75% – 100% of Creative Planning Holdco, Llc × 75% – 100% of Cpi Holdco A, Llc × 75% – 100% of Cpi Holdco B, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Mjg Irrevocable Cp Trust Dated 01/01/2014: 25% – 50% of Creative Planning (Cpi) Holdco, Inc. × 75% – 100% of Creative Planning Holdco, Llc × 75% – 100% of Cpi Holdco A, Llc × 75% – 100% of Cpi Holdco B, Llc × 75% – 100% direct ≈ 7.91% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $39.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Cais Private Equity Core I, L.P. | Private Equity Fund | $26.7M | $250K | 303 |
| Cais Private Equity Core Ii, L.P. | Private Equity Fund | $6.0M | $250K | 207 |
| Lenox Pe Fund I, Llc | Private Equity Fund | $3.8M | $250K | 40 |
| Lenox Hpe, Llc | Private Equity Fund | $1.5M | $350K | 35 |
| Lenox Blue Chip, Llc | Private Equity Fund | $1.1M | $250K | 38 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Michigan Sugar Company And Bakery, Confectionary, Tobacco Workers & Grain Millers, Afl Cio | Michigan Sugar Company | 74 | $51.8M | 10/01/2024 |
| Alton Steel, Inc. 401(k) Plan | Alton Steel, Inc. | 248 | $25.3M | 10/01/2024 |
| Wolverine Advanced Materials Retirement Plan | Wolverine Advanced Materials Llc | 334 | $26.0M | 09/27/2024 |
| Fairwater Payroll Management Llc 401(k) | Fairwater Payroll Management Llc | 161 | $11.3M | 08/01/2024 |
| Playfly, Llc 401(k) Plan | Playfly, Llc | 643 | $32.4M | 07/01/2024 |
| Illinois Central Companies 401(k) And Profit Sharing Plan | Illinois Central School Bus, Llc | 3,236 | $10.8M | 07/01/2024 |
| National Recreation And Park Association 403(b) Plan | National Recreation And Park Association | 82 | $10.7M | 07/01/2024 |
| Rasmussen Mechanical Services, Inc. 401(k) Plan | Rasmussen Mechanical Services, Inc. | 210 | $14.5M | 07/01/2024 |
| Oklahoma Medical Research Foundation Supplemental Retirement Plan | Oklahoma Medical Research Foundation | 397 | $59.4M | 07/01/2024 |
| Oklahoma Medical Research Foundation For Full Time Employees | Oklahoma Medical Research Foundation | 509 | $99.9M | 07/01/2024 |
| 403(b) Thrift Plan Of Community Seniorserv, Inc | Community Seniorserv, Inc. | 93 | $2.7M | 07/01/2024 |
| Tetco, Inc. Employees' Savings Plan | Tetco, Inc. | 723 | $24.2M | 07/01/2024 |
| Manildra Milling Corporation Retirement Plan | Manildra Milling Corporation | 107 | $14.2M | 07/01/2024 |
| Bernard Robinson & Company, Llp 401(k) And Profit Sharing Retirement Plan | Bernard Robinson & Company, Llp | 164 | $38.3M | 06/01/2024 |
| Much Shelist Profit Sharing Plan And Trust | Much Shelist, P.C. | 159 | $60.2M | 06/01/2024 |
| Cdm Investment Group, Inc. 401(k) Savings Plan | Cdm Investment Group, Inc. | 287 | $34.8M | 06/01/2024 |
| Cdm Investment Group, Inc. 401(k) Savings Plan For Union Employees | Cdm Investment Group, Inc. | 1,086 | $11.9M | 06/01/2024 |
| Crowder Constructors 401(k) Savings And Profit Sharing Plan | Crowder Constructors Inc. | 682 | $76.3M | 04/01/2024 |
| Salemtowne Retirement Savings Plan | Moravian Home, Inc. | 324 | $6.6M | 04/01/2024 |
| Musson Bros., Inc. 401(k) Retirement Plan | Musson Bros., Inc. | 172 | $12.1M | 04/01/2024 |
| Western Ecosystems Technology, Inc. 401(k) Plan | Western Ecosystems Technology, Inc. | 515 | $9.0M | 04/01/2024 |
| Uft 401(k) Plan | United Flow Technologies Intermediate Holdco Ii, Llc | 662 | $78.2M | 02/01/2024 |
| Foley & Lardner Llp Defined Contribution Retirement Plan | Foley & Lardner Llp | 2,109 | $1.7B | 02/01/2024 |
| Habitat For Humanity Of Omaha 403(b) Retirement Plan | Habitat For Humanity Of Omaha Inc | 127 | $4.9M | 02/01/2024 |
| Fcarchitects Inc 401(k) Profit Sharing Plan & Trust | Fcarchitects Inc | 147 | $19.4M | 01/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (5)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Athlos Leadership Academy | Public charity | $7.4M | 06/30/2024 |
| Pim Arts High School | Public charity | $2.8M | 06/30/2024 |
| St Croix Preparatory Academy | Public charity | $13.9M | 06/30/2024 |
| Woodbury Leadership Academy | Public charity | $4.8M | 06/30/2024 |
| Spectrum High School | Public charity | $6.5M | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 3.42 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.D(4)
as of Nov 27, 2024
Allegations: ON SEPTEMBER 18, 2018, THE SEC INSTITUTED A SETTLED ORDER AGAINST CREATIVE PLANNING, INC. ("CPI") AND PETER A. MALLOUK, THE FIRM'S PRESIDENT AND MAJORITY OWNER. CREATIVE PLANNING DISTRIBUTED HUNDREDS OF RADIO ADVERTISEMENTS THAT CONTAINED PROHIBITED CLIENT TESTIMONIALS. THE RADIO STATION DJ HAD BECOME A CLIENT OF CREATIVE PLANNING AND, ON AIR, DISCUSSED HIS AND HIS WIFE'S SATISFACTION WITH CREATIVE PLANNING SERVICES AND WITH THEIR ADVISOR. CREATIVE SHOULD HAVE BEEN AWARE OF THESE TESTIMONIALS AND STOPPED THEM. CREATIVE AND MALLOUK FAILED TO ENFORCE THE FIRM'S CODE OF ETHICS WITH REGARD TO THE RADIO ADVERTISEMENTS AND THE REPORTING AND REVIEW OF CERTAIN SECURITIES ACCOUNTS IN WHICH THE FIRM'S PRESIDENT HAD A BENEFICIAL INTEREST. CREATIVE FAILED TO KEEP TRUE AND ACCURATE BOOKS AND RECORDS AND FAILED TO ADOPT AND IMPLEMENT WRITTEN POLICIES AND PROCEDURES REASONABLY DESIGNED TO PREVENT VIOLATIONS OF THE ADVISERS ACT. CREATIVE CONSENTED TO A CEASE-AND-DESIST ORDER, A CENSURE, AND A CIVIL PENALTY OF $200,000 AND MALLOUK CONSENTED TO A CEASE-AND-DESIST ORDER AND A CIVIL PENALTY OF $50,000. Status: Final Sanction Detail: FIRM WAS ORDERED TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTIONS 204, 204A, AND 206(4) OF THE ADVISERS ACT AND RULES 204-2(A)(11),204A-1, 206(4)-1(A)(1), AND 206(4)-7 THEREUNDER, CENSURED, AND IMPOSED A CIVIL PENALTY OF $200,000 ON CREATIVE PLANNING AND $50,000 AGAINST MR. MALLOUK. Summary: FINE WAS PAID ON SEPTEMBER 9/18/2018.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $152B (52% of AUM) Jul 2026
- Ascensus Broker Dealer Services, Llc $73.5B (25% of AUM) Jul 2026
- National Financial Services (Fidelity) $63.9B (22% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗