Sequoia Financial Advisors, L.L.C.
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 117756
· SEC file 801-61089
· Akron, OH
· x.com
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ADV data as of Jun 30, 2026
- Regulatory AUM
- $32.2B
- Discretionary
- $30.6B
- Clients
- 11,218
- Avg AUM / client
- $2.9M
- Accounts
- 39,636
- Employees
- 424
AUM over time
$590M
$32.2B
Dec 2011
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Asset allocation (SMA assets by investment type)
as of Jun 30, 2026
Registered investment companies (funds/ETFs)
$15.5B
48%
Exchange-traded equities
$10.3B
32%
Non-exchange-traded equities
$2.9B
9%
Cash & equivalents
$1.6B
5%
State & local bonds
$967M
3%
Investment-grade corporate bonds
$645M
2%
US government & agency bonds
$322M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6,508 | $5.1B | 15.7% |
| High net worth individuals | 4,556 | $24.8B | 76.9% |
| Pooled investment vehicles (non-investment companies) | 17 | $1.6B | 5.08% |
| Pension and profit sharing plans | 6 | $18.1M | 0.06% |
| Charitable organizations | 25 | $83.0M | 0.26% |
| State or municipal government entities | Fewer than 5 clients | $212K | 0.0% |
| Corporations and other businesses | 106 | $654M | 2.03% |
Private funds (17)
View all →Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $1.5B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sfg Global Equity Strategy Institutional, Lp | Hedge Fund | Delaware | $711M | 136 |
| Zca Niche Credit Opportunities Fund, Lp | Other Private Fund | Delaware | $258M | 134 |
| Zca Rock Island, Lp | Private Equity Fund | Delaware | $108M | 109 |
| Zca Hedged Credit Strategy, Lp | Hedge Fund | Delaware | $92.1M | 101 |
| Zca Focus Fund Lp | Hedge Fund | Delaware | $73.3M | 85 |
| Zca Private Investments Fund, Lp | Other Private Fund | Delaware | $46.1M | 60 |
| Zca Private Investments Fund Ii, Lp | Other Private Fund | Delaware | $42.8M | 89 |
| Sfg Multi Strategy Fund, Lp | Hedge Fund | Delaware | $24.0M | 21 |
| Zca Private Investments Fund Iii, Lp | Other Private Fund | Delaware | $23.9M | 94 |
| Sfg Global Equity Strategy, Lp | Hedge Fund | Delaware | $21.3M | 17 |
| Zca Long/Short Strategy, Lp | Hedge Fund | Delaware | $16.5M | 46 |
| Zca Apex Corporate Partners, Llc | Real Estate Fund | Delaware | $16.0M | 67 |
| Sfg Diameter Private Credit, Lp | Other Private Fund | Delaware | $14.9M | 107 |
| Zca Devon Park Drive, Lp | Real Estate Fund | Delaware | $13.4M | 36 |
| Zca Front Street Qof, Llc | Real Estate Fund | Pennsylvania | $10.9M | 45 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Shutts & Bowen Llp 401(k) Profit Sharing Plan (A) Shutts & Bowen Llp | 2024 | |
| O & W, Inc. 401(k) Retirement Plan O & W, Inc. | 2024 | |
| Cleveland Clinic Savings And Investment Plan The Cleveland Clinic Foundation | 2024 | |
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 | |
| Uipath, Inc. Profit Sharing Plan And Trust Uipath, Inc. | 2024 | |
| Ohio Anesthesia Group, Inc. 401(k) Profit Sharing Plan And Trust Ohio Anesthesia Group, Inc. | 2024 | |
| Maritz Holdings Inc. Retirement Plan Maritz Holdings Inc. | 2024 | |
| Pwp 401(k) Plan Pwp Employer Lp | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (256)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Arthur Haught | Pres, Ceo | CFP Chartered Financial Consultant | Apr 2000 (26y) | ≈ 14.06% – 50% via Thomas A. Haught Living Trust |
| Gerald Paul Knotek | Executive Vice President | CFP Personal Financial Specialist | Oct 2000 (26y) | Less than 5% |
| Annelise Waterfall Mccauley | Evp, Chief Client Experience Officer | CFP | May 2005 (21y) | Less than 5% |
| Trevor Robert Chuna | Chief Technology Officer | CFP | Apr 2007 (19y) | Less than 5% |
| Tichnell, Kevin, Nicholas | Evp, Chief Strategy & Acquisitions Officer | Jan 2021 (6y) | Less than 5% | |
| Kantra, Albert, Steven | Evp, Head Of Advisors & Business Development | Oct 2021 (5y) | Less than 5% | |
| Rosenblatt, Eric, Lyle | Controller | Jan 2022 (5y) | Less than 5% | |
| Dunn, Matthew, James | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Glick, Joseph, A | Evp, Chief Operating Officer | May 2023 (3y) | Less than 5% | |
| Christopher Brian Thom | Evp, Chief Strategy & Partnership Officer | CFP | Jun 2024 (2y) | Less than 5% |
| William Venter | Registered representative | CFP | Oct 2004 (22y) | |
| Heather Lee Welsh | Registered representative | CFP | Sep 2007 (19y) | |
| Kristan Nicole Preston | Registered representative | CFP | Mar 2009 (17y) | |
| Michael Christopher Redhead | Registered representative | CFP | Jun 2009 (17y) | |
| Ryan Christopher Baney | Registered representative | CFP Chartered Financial Consultant | Dec 2012 (14y) | |
| Laura Beth Kiick | Registered representative | CFP | Feb 2016 (10y) | |
| David Berry | Registered representative | CFA | Sep 2016 (10y) | |
| Christine Michelle Boehnlein | Registered representative | Oct 2016 (10y) | ||
| Kenneth Joseph Paull | Registered representative | CFP | Oct 2016 (10y) | |
| Thomas Andrew Moughan | Registered representative | Oct 2016 (10y) | ||
| John L Marchand | Registered representative | CFP | Sep 2017 (9y) | |
| Amanda Katherine Blankenship | Registered representative | CFP | Oct 2017 (9y) | |
| Christopher James Creahan | Registered representative | Dec 2017 (9y) | ||
| Matthew Michael Pullar | Registered representative | Apr 2018 (8y) | ||
| Jill A Branthoover | Registered representative | CFP | Jun 2018 (8y) | |
| Larry Shetler | Registered representative | CFP | Sep 2018 (8y) | |
| Alexander Isaiah Rupert | Registered representative | CFP | Oct 2018 (8y) | |
| William Gandert | Registered representative | CFP | Oct 2018 (8y) | |
| Don Bentley | Registered representative | CFP | Jan 2019 (8y) | |
| Laura Ann Marshall | Registered representative | CFP | Jan 2019 (8y) | |
| Richelle Annette Durkin | Registered representative | Jan 2019 (8y) | ||
| Matthew K Teetor | Registered representative | Jan 2019 (8y) | ||
| Anthony J Rome | Registered representative | CFP | Jan 2019 (8y) | |
| Sara Sydney Gans | Registered representative | CFP Chartered Financial Consultant | Jul 2019 (7y) | |
| Albert Andrew Yambor | Registered representative | CFP | Sep 2019 (7y) | |
| Ryan Thomas Tomer | Registered representative | CFP | Nov 2019 (7y) | |
| Kathryn Michelle Senn | Registered representative | CFP | Jan 2020 (7y) | |
| Ashley D Male | Registered representative | CFP | Jan 2020 (7y) | |
| Brian James Grossman | Registered representative | Jul 2020 (6y) | ||
| James Kendell Thompson | Registered representative | May 2021 (5y) | ||
| Cheryl Lynne Lutman | Registered representative | CFP | Jul 2021 (5y) | |
| Angela J Cosgray | Registered representative | CFP | Jul 2021 (5y) | |
| Christopher D Rule | Registered representative | CFP | Jul 2021 (5y) | |
| Heather Marie Walters | Registered representative | Jul 2021 (5y) | ||
| Jack P Zhang | Registered representative | CFA | Jul 2021 (5y) | |
| Norman Gary Cook | Registered representative | Jul 2021 (5y) | ||
| Nazley R Wilson | Registered representative | CFP | Aug 2021 (5y) | |
| Linda Beth Litner | Registered representative | Sep 2021 (5y) | ||
| Elizabeth Faller De Nitto | Registered representative | CFP | Dec 2021 (5y) | |
| James David Weaver | Registered representative | Dec 2021 (5y) | ||
| Tiffany Dawn Stover | Registered representative | CFP | Jan 2022 (5y) | |
| Connor Steven Fife | Registered representative | Jan 2022 (5y) | ||
| David Francis Kurtz | Registered representative | Jan 2022 (5y) | ||
| Karey Lynn Edwards | Registered representative | CFP | Jan 2022 (5y) | |
| Kevin Howard Myeroff | Registered representative | CFP | Jan 2022 (5y) | |
| Melanie R. Ross | Registered representative | CFP | Jan 2022 (5y) | |
| Michael Martin Wasylyshyn | Registered representative | Jan 2022 (5y) | ||
| Robert Blair Casarona | Registered representative | CFP | Jan 2022 (5y) | |
| Gregory Rongone Robb | Registered representative | Feb 2022 (4y) | ||
| Brian Douglas Petras | Registered representative | Feb 2022 (4y) | ||
| Cassandra L Oliver | Registered representative | CFP | Mar 2022 (4y) | |
| Erika Mutch | Registered representative | CFP | May 2022 (4y) | |
| Daniel Tesfaye | Registered representative | CFP | May 2022 (4y) | |
| David Alan Stribula | Registered representative | CFP | Jun 2022 (4y) | |
| Jared Cutlip | Registered representative | Jul 2022 (4y) | ||
| Cody Daniel Koletic | Registered representative | CFP | Aug 2022 (4y) | |
| Ashley Mays | Registered representative | Nov 2022 (4y) | ||
| Danielle Serlin | Registered representative | CFP | Nov 2022 (4y) | |
| Steven Brian Resler | Registered representative | CFP | Feb 2023 (3y) | |
| Zachary Noah Gerber | Registered representative | CFP | Feb 2023 (3y) | |
| Douglas John Haught | Registered representative | Feb 2023 (3y) | ||
| Andrew Francis Hogan | Registered representative | Mar 2023 (3y) | ||
| Andrew Francis Smith | Registered representative | Mar 2023 (3y) | ||
| Cody Lewis Pittman | Registered representative | Mar 2023 (3y) | ||
| John Frederick Kemmerer | Registered representative | Mar 2023 (3y) | ||
| Joseph August Frederick | Registered representative | Mar 2023 (3y) | ||
| Norborne Gee Smith | Registered representative | Mar 2023 (3y) | ||
| Edward Nishan Antoian | Registered representative | CFA | Mar 2023 (3y) | |
| Michael Francis Kelley | Registered representative | Mar 2023 (3y) | ||
| Corinne P Vanderipe | Registered representative | CFP | Mar 2023 (3y) | |
| Carlos Alberto Gonzalez | Registered representative | Mar 2023 (3y) | ||
| Nathan T Marcus | Registered representative | CFP | Mar 2023 (3y) | |
| Christian Emanuel Seybert | Registered representative | CFP | Mar 2023 (3y) | |
| Joseph M Coyne | Registered representative | CFP | Apr 2023 (3y) | |
| Daniela Savova Truver | Registered representative | CFP | Apr 2023 (3y) | |
| Richard M Kallmeyer | Registered representative | May 2023 (3y) | ||
| Brandon Joseph Schwab | Registered representative | May 2023 (3y) | ||
| Amber Marie Mac Beth | Registered representative | Jun 2023 (3y) | ||
| Maddalena Maria Parks | Registered representative | Jun 2023 (3y) | ||
| Ryan Scott Heider | Registered representative | Jun 2023 (3y) | ||
| Christopher Robert Peck | Registered representative | Jun 2023 (3y) | ||
| Laura Sternheimer | Registered representative | CFP | Jun 2023 (3y) | |
| Jan Paul Vecerka | Registered representative | CFP | Jun 2023 (3y) | |
| Michael Stephen Orfe | Registered representative | CFA | Jun 2023 (3y) | |
| Michael Christopher Coyne | Registered representative | CFP CFA | Jun 2023 (3y) | |
| Pamela Pena | Registered representative | CFP | Jul 2023 (3y) | |
| Claude Keeran Koontz | Registered representative | CFA | Aug 2023 (3y) | |
| Edwin Ray Barton | Registered representative | Aug 2023 (3y) | ||
| Patrick Allen Snell | Registered representative | CFA | Aug 2023 (3y) | |
| Alexandria Morgan Nadworny | Registered representative | CFP | Sep 2023 (3y) | |
| Bennett John Nadworny | Registered representative | Sep 2023 (3y) | ||
| Cynthia Rose Haddad | Registered representative | CFP | Sep 2023 (3y) | |
| Dylan Joseph Greene | Registered representative | CFP | Sep 2023 (3y) | |
| Benjamin Mark Taylor | Registered representative | Nov 2023 (3y) | ||
| Daniel E Grove | Registered representative | CFP | Nov 2023 (3y) | |
| Heidi Jane Zirnkilton | Registered representative | Dec 2023 (3y) | ||
| Jeffrey Alan Tudor | Registered representative | Jan 2024 (3y) | ||
| Jared Anthony Gruszczynski | Registered representative | CFP | Jan 2024 (3y) | |
| Phillip Benjamin Friedman | Registered representative | Jan 2024 (3y) | ||
| Matthew Vegel | Registered representative | CFP | Feb 2024 (2y) | |
| Ryan Karl Cosgray | Registered representative | Mar 2024 (2y) | ||
| Jared Scott Waldrup | Registered representative | CFP | Apr 2024 (2y) | |
| Chad E Schleh | Registered representative | CFP | Apr 2024 (2y) | |
| William Szlag | Registered representative | Apr 2024 (2y) | ||
| James Donald Clemens | Registered representative | Apr 2024 (2y) | ||
| Nicholas Zamparelli | Registered representative | CFA | May 2024 (2y) | |
| Brandon B Mc Bride | Registered representative | May 2024 (2y) | ||
| Stephanie Marie Pritchard | Registered representative | Jul 2024 (2y) | ||
| Scott Michael Walsh | Registered representative | Jul 2024 (2y) | ||
| Matthew Paul Karpas | Registered representative | Jul 2024 (2y) | ||
| Zachary Adam Chernus | Registered representative | CFA | Jul 2024 (2y) | |
| Ignacio D'windt | Registered representative | Aug 2024 (2y) | ||
| Evan Michael Pinney | Registered representative | Aug 2024 (2y) | ||
| Maxwell M Cole | Registered representative | Sep 2024 (2y) | ||
| Jeffrey Todd Lester | Registered representative | Sep 2024 (2y) | ||
| Kelley Grace | Registered representative | Sep 2024 (2y) | ||
| Ryan Christopher Spaude | Registered representative | CFP | Sep 2024 (2y) | |
| Andrew Thomas Barrett | Registered representative | Sep 2024 (2y) | ||
| Daniel Terrill Russler | Registered representative | Sep 2024 (2y) | ||
| Jenna Marie Johnson | Registered representative | Sep 2024 (2y) | ||
| Austin T Fields | Registered representative | Sep 2024 (2y) | ||
| Landon Eatough | Registered representative | Sep 2024 (2y) | ||
| Brett Michael Myer | Registered representative | CFA | Sep 2024 (2y) | |
| Brandon Allen Deckert | Registered representative | CFP | Nov 2024 (2y) | |
| Scott A. Clark | Registered representative | CFP | Nov 2024 (2y) | |
| June Rochelle Malvin Lonnquist | Registered representative | Nov 2024 (2y) | ||
| Jacob William Walters | Registered representative | Nov 2024 (2y) | ||
| Kimberly Dawn Chism Moore | Registered representative | Nov 2024 (2y) | ||
| Gabriel J Sauvinsky | Registered representative | Jan 2025 (2y) | ||
| Martin Gaganelov | Registered representative | CFP | Jan 2025 (2y) | |
| Anthony Joseph Labrake | Registered representative | CFP | Jan 2025 (2y) | |
| Paula S. Peck | Registered representative | CFP | Feb 2025 (2y) | |
| John Michael Redhead | Registered representative | CFP | Feb 2025 (1y) | |
| Matthew Bird Malone | Registered representative | Feb 2025 (1y) | ||
| Timothy Jake Landmesser | Registered representative | Feb 2025 (1y) | ||
| Aaron Michael Klein | Registered representative | CFP | Mar 2025 (1y) | |
| Abra Sue Kramas | Registered representative | CFP | Mar 2025 (1y) | |
| Adam P Hoffmann | Registered representative | CFP | Mar 2025 (1y) | |
| Andrew Allen Hauskins | Registered representative | CFP | Mar 2025 (1y) | |
| Andrew Kenneth Owen | Registered representative | CFP | Mar 2025 (1y) | |
| Benjamin Robert Carlson | Registered representative | CFP | Mar 2025 (1y) | |
| Callie Rae Geist | Registered representative | CFP | Mar 2025 (1y) | |
| Camila Kundele Peterson | Registered representative | Mar 2025 (1y) | ||
| Christopher Richard Fencl | Registered representative | CFP | Mar 2025 (1y) | |
| Cody William Warren | Registered representative | CFP | Mar 2025 (1y) | |
| David Alan Webb | Registered representative | CFP CFA | Mar 2025 (1y) | |
| David M Sayers | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Elizabeth Lee England | Registered representative | CFP | Mar 2025 (1y) | |
| Gregory Alan Carlson | Registered representative | Mar 2025 (1y) | ||
| James Michael Yaworski | Registered representative | CFA | Mar 2025 (1y) | |
| Jason Brandt Kley | Registered representative | CFP | Mar 2025 (1y) | |
| Justin Daniel Stets | Registered representative | Mar 2025 (1y) | ||
| John Michael Cronin | Registered representative | CFP | Mar 2025 (1y) | |
| Kevin Paul Koski | Registered representative | Mar 2025 (1y) | ||
| Kim Diemer Wurl | Registered representative | CFP | Mar 2025 (1y) | |
| Matthew David Jaeger | Registered representative | CFP | Mar 2025 (1y) | |
| Steven Yateka Tecker | Registered representative | CFP | Mar 2025 (1y) | |
| Selene K Serkland | Registered representative | CFP | Mar 2025 (1y) | |
| Connor Aaron Misch | Registered representative | CFP Chartered Financial Consultant | Apr 2025 (1y) | |
| Jeffrey Robert Carlson | Registered representative | CFP | Apr 2025 (1y) | |
| Nicholas Krakosky | Registered representative | CFP | Apr 2025 (1y) | |
| Brady Ryan Marlow | Registered representative | CFP | Apr 2025 (1y) | |
| Nicholas John Willson | Registered representative | Apr 2025 (1y) | ||
| William Hilliard Holz | Registered representative | Apr 2025 (1y) | ||
| Kyra Bowden | Registered representative | Apr 2025 (1y) | ||
| Jennifer Kathryn Collins | Registered representative | May 2025 (1y) | ||
| Kirill Semenov | Registered representative | CFP | May 2025 (1y) | |
| Paige Jo Anne Woods | Registered representative | May 2025 (1y) | ||
| Ryan M Koler | Registered representative | CFP | May 2025 (1y) | |
| Isabella Grace Swanson | Registered representative | May 2025 (1y) | ||
| Lane Darryl Christensen | Registered representative | CFP | May 2025 (1y) | |
| Lucas Jon Peterson | Registered representative | May 2025 (1y) | ||
| Cuyler Chase Costanzo | Registered representative | CFA | Jun 2025 (1y) | |
| Daniel James Robinson | Registered representative | CFP | Jun 2025 (1y) | |
| Paige K Van Dusseldorp | Registered representative | CFP | Jun 2025 (1y) | |
| Zeina Zahr | Registered representative | Jun 2025 (1y) | ||
| Benjamin William Stalheim Lane | Registered representative | Jun 2025 (1y) | ||
| Thomas Paul Nowariak | Registered representative | CFP | Jun 2025 (1y) | |
| Joshua Robert Lester | Registered representative | Jun 2025 (1y) | ||
| Bradley Mark Kelley | Registered representative | Jul 2025 (1y) | ||
| Eric Glen Mc New | Registered representative | CFA | Jul 2025 (1y) | |
| Jack L Griffin | Registered representative | Jul 2025 (1y) | ||
| Austin Allen Tanner | Registered representative | CFP | Jul 2025 (1y) | |
| Andrew W Hosbach | Registered representative | Jul 2025 (1y) | ||
| Leslie Nettles Zamora | Registered representative | Jul 2025 (1y) | ||
| Avery Slotsve | Registered representative | CFP | Jul 2025 (1y) | |
| Barry Todd Watson | Registered representative | CFP | Jul 2025 (1y) | |
| Brian Andrew Worley | Registered representative | CFP | Jul 2025 (1y) | |
| Shandon Dale Johnson | Registered representative | CFP | Jul 2025 (1y) | |
| Terra Jo Thurgood | Registered representative | CFP | Jul 2025 (1y) | |
| Kerry Michael Finn | Registered representative | CFP | Aug 2025 (1y) | |
| Raymond Chad Frueboes | Registered representative | CFP | Aug 2025 (1y) | |
| Lucas Weber Klosterman | Registered representative | Aug 2025 (1y) | ||
| Caden Boyer | Registered representative | Aug 2025 (1y) | ||
| Alexandria Wetmore | Registered representative | Aug 2025 (1y) | ||
| Evan Laleman | Registered representative | CFP | Aug 2025 (1y) | |
| Janice Marie Cackowski | Registered representative | CFP | Aug 2025 (1y) | |
| Jenna Grace Oriani | Registered representative | Sep 2025 (1y) | ||
| Halle Michelle Chelko | Registered representative | Oct 2025 (1y) | ||
| Matthew Thomas Hadley | Registered representative | CFP | Oct 2025 (1y) | |
| Berkeley George Harrison | Registered representative | CFA | Oct 2025 (1y) | |
| Danielle Riana Smith | Registered representative | CFP | Oct 2025 (1y) | |
| Kody Austin Brown | Registered representative | CFP | Oct 2025 (1y) | |
| Michael Patrick Hatch | Registered representative | CFP | Oct 2025 (1y) | |
| Parker J Schultz | Registered representative | Oct 2025 (1y) | ||
| Jake Nicholas Pergolizzi | Registered representative | CFP | Oct 2025 (1y) | |
| Eric Michael Carlon | Registered representative | Nov 2025 (1y) | ||
| Caroline Kirsch | Registered representative | Dec 2025 (1y) | ||
| Zachery R. Moore | Registered representative | Dec 2025 (1y) | ||
| Colin A. Duncan | Registered representative | Dec 2025 (1y) | ||
| Brittany Nicole O'connor | Registered representative | Jan 2026 (1y) | ||
| Michael Sean Spangler | Registered representative | CFP | Jan 2026 (1y) | |
| Samuel Andrew Hawkins | Registered representative | Jan 2026 (1y) | ||
| Nathaniel Fritel | Registered representative | Feb 2026 (0y) | ||
| Michael Eric Kruse | Registered representative | CFP | Feb 2026 (0y) | |
| Amanda Gehres | Registered representative | CFP | Feb 2026 (0y) | |
| Andrew Horst Calhoun | Registered representative | CFP | Feb 2026 (0y) | |
| Ronald James Moss | Registered representative | CFA | Feb 2026 (0y) | |
| Brittanie R. Mandich | Registered representative | Mar 2026 (0y) | ||
| Thomas Randolph Fox | Registered representative | CFP | Mar 2026 (0y) | |
| Nicholas Glueckler | Registered representative | Apr 2026 (0y) | ||
| Eric James Gardner | Registered representative | CFA | May 2026 (0y) | |
| Grant Robert Germscheid | Registered representative | May 2026 (0y) | ||
| Matthew Alan Berhow | Registered representative | CFP | May 2026 (0y) | |
| Matthew T. Schmidt | Registered representative | CFA | May 2026 (0y) | |
| Robert John Klefsaas | Registered representative | CFP | May 2026 (0y) | |
| Amy Jean Erkenbrack | Registered representative | May 2026 (0y) | ||
| Brittney Drew Olinger Franklin | Registered representative | Jun 2026 (0y) | ||
| Jackson James Wegner | Registered representative | CFP | Jun 2026 (0y) | |
| Natalie Ann Ostrand | Registered representative | Jun 2026 (0y) | ||
| Logan Hunter Johnson | Registered representative | Jun 2026 (0y) | ||
| Logan Isaiah Green | Registered representative | Jul 2026 (0y) | ||
| Tuan C Le | Registered representative | Jul 2026 (0y) | ||
| Benjamin Rein Weaver | Registered representative | CFP | Jul 2026 (0y) | |
| Brian Robert Lichtenheld | Registered representative | CFP | Jul 2026 (0y) | |
| David Curran Wolf | Registered representative | Jul 2026 (0y) | ||
| Julia Wentworth | Registered representative | Jul 2026 (0y) | ||
| Kathrin Biscornet | Registered representative | CFP | Jul 2026 (0y) | |
| Lily Justine Beitel Horton | Registered representative | CFP | Jul 2026 (0y) | |
| Matthew Vernon Samek | Registered representative | Jul 2026 (0y) | ||
| Raliegh Darin Riddoch | Registered representative | CFP | Jul 2026 (0y) | |
| Timothy Raymond Wojtalik | Registered representative | CFP | Jul 2026 (0y) | |
| Olivia Anne Otoole | Registered representative | Jul 2026 (0y) | ||
| Steven A Szafranski | Registered representative | CFP | Jul 2026 (0y) | |
| Tami C Carroll | Registered representative | CFP | Jul 2026 (0y) | |
| Julie D Martinez | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sequoia Financial Group, Llc | Owner | Jan 2000 | A | 75% or more |
| Amg Pantheon Lead Fund, Llc | Member | Oct 2022 | B | ≈ 2.34% – 18.75% via Sherman Opportunity Opportunity A Lp |
| Thomas A. Haught Living Trust | Owner | Apr 2000 | B | ≈ 18.75% – 50% via Sequoia Financial Group, Llc |
| Sherman Aggregator, Lp | Member | Oct 2022 | B | ≈ 18.75% – 50% via Sequoia Financial Group, Llc |
| Sherman Opportunity Opportunity A Lp | Member | Oct 2022 | B | ≈ 4.69% – 25% via Sherman Aggregator, Lp |
| Valeas Capital Partners Fund I Lp | Member | Oct 2022 | B | ≈ 4.69% – 25% via Sherman Aggregator, Lp |
| Coller Partners 815 Lp Incorporated | Member | Oct 2022 | B | ≈ 1.17% – 12.5% via Sherman Opportunity Opportunity A Lp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Thomas Arthur Haught: 75% – 100% of Thomas A. Haught Living Trust × 25% – 50% of Sequoia Financial Group, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Amg Pantheon Lead Fund, Llc: 50% – 75% of Sherman Opportunity Opportunity A Lp × 25% – 50% of Sherman Aggregator, Lp × 25% – 50% of Sequoia Financial Group, Llc × 75% – 100% direct ≈ 2.34% – 18.75% of the firm
- Thomas A. Haught Living Trust: 25% – 50% of Sequoia Financial Group, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Sherman Aggregator, Lp: 25% – 50% of Sequoia Financial Group, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Sherman Opportunity Opportunity A Lp: 25% – 50% of Sherman Aggregator, Lp × 25% – 50% of Sequoia Financial Group, Llc × 75% – 100% direct ≈ 4.69% – 25% of the firm
- Valeas Capital Partners Fund I Lp: 25% – 50% of Sherman Aggregator, Lp × 25% – 50% of Sequoia Financial Group, Llc × 75% – 100% direct ≈ 4.69% – 25% of the firm
- Coller Partners 815 Lp Incorporated: 25% – 50% of Sherman Opportunity Opportunity A Lp × 25% – 50% of Sherman Aggregator, Lp × 25% – 50% of Sequoia Financial Group, Llc × 75% – 100% direct ≈ 1.17% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (17, $1.5B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sfg Global Equity Strategy Institutional, Lp | Hedge Fund | $711M | $250K | 136 |
| Zca Niche Credit Opportunities Fund, Lp | Other Private Fund | $258M | $250K | 134 |
| Zca Rock Island, Lp | Private Equity Fund | $108M | $50.0K | 109 |
| Zca Hedged Credit Strategy, Lp | Hedge Fund | $92.1M | $250K | 101 |
| Zca Focus Fund Lp | Hedge Fund | $73.3M | $250K | 85 |
| Zca Private Investments Fund, Lp | Other Private Fund | $46.1M | $100K | 60 |
| Zca Private Investments Fund Ii, Lp | Other Private Fund | $42.8M | $100K | 89 |
| Sfg Multi Strategy Fund, Lp | Hedge Fund | $24.0M | $250K | 21 |
| Zca Private Investments Fund Iii, Lp | Other Private Fund | $23.9M | $100K | 94 |
| Sfg Global Equity Strategy, Lp | Hedge Fund | $21.3M | $250K | 17 |
| Zca Long/Short Strategy, Lp | Hedge Fund | $16.5M | $1.0M | 46 |
| Zca Apex Corporate Partners, Llc | Real Estate Fund | $16.0M | $25.0K | 67 |
| Sfg Diameter Private Credit, Lp | Other Private Fund | $14.9M | $100K | 107 |
| Zca Devon Park Drive, Lp | Real Estate Fund | $13.4M | $25.0K | 36 |
| Zca Front Street Qof, Llc | Real Estate Fund | $10.9M | $30.0K | 45 |
| Zca Chesterbrook , Lp | Private Equity Fund | $8.0M | $0 | 61 |
| Zca, Gti, Lp | Other Private Fund | $92.5K | $100K | 51 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (9)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Shutts & Bowen Llp 401(k) Profit Sharing Plan (A) | Shutts & Bowen Llp | 354 | $169M | 01/01/2024 |
| O & W, Inc. 401(k) Retirement Plan | O & W, Inc. | 173 | $18.6M | 01/01/2024 |
| Cleveland Clinic Savings And Investment Plan | The Cleveland Clinic Foundation | 68,206 | $9.2B | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
| Uipath, Inc. Profit Sharing Plan And Trust | Uipath, Inc. | 1,139 | $202M | 01/01/2024 |
| Ohio Anesthesia Group, Inc. 401(k) Profit Sharing Plan And Trust | Ohio Anesthesia Group, Inc. | 107 | $62.1M | 01/01/2024 |
| Maritz Holdings Inc. Retirement Plan | Maritz Holdings Inc. | 383 | $82.2M | 01/01/2024 |
| Pwp 401(k) Plan | Pwp Employer Lp | 494 | $172M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 4.79 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $6.9B (21% of AUM) Jun 2026
- National Financial Services (Fidelity) $3.4B (11% of AUM) Jun 2026
- Bank Of America, National Association $297M (2% of AUM) Nov 2023
- Pershing $145M (1% of AUM) Nov 2023
- Northern Trust $55.5M (0% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗