AUMdb

Main Street Research Llc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 114629 · SEC file 801-57739 · Lakeville, CT · www.facebook.com
☆ Save with Pro ADV data as of Apr 27, 2026
Regulatory AUM
$2.7B
Discretionary
$2.7B
Clients
1,031
Avg AUM / client
$2.6M
Accounts
3,017
Employees
24

AUM over time

$401M $2.7B
Nov 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Apr 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 203 $67.9M 2.53%
High net worth individuals 815 $2.6B 95.2%
Pension and profit sharing plans 8 $16.9M 0.63%
Charitable organizations 5 $43.9M 1.64%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Nossaman Llp Profit Sharing & Retirement Savings Plan Ii Nossaman Llp 2024
Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation 2024
Latham & Watkins 401(k) Savings And Profit Sharing Plan Latham & Watkins Llp 2024
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 2024

People (17)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
James Edmund Demmert Managing Partner And Chief Investment Officer Apr 2000 (26y) 75% or more
Aaron Michael Stern Managing Partner West, Portfolio Manager Nov 2014 (12y) 5% – 10%
Benjamin B Armellini Managing Partner East, Portfolio Manager Dec 2015 (11y) Less than 5%
Natalie Elaine Mc Mahon Partner And Chief Operating Officer CFP Jan 2020 (7y) Less than 5%
Stephanie Hawk Andersen Registered representative Jun 2016 (10y)
Elizabeth Irene Baldassari Registered representative Jun 2019 (7y)
Lily Nicole Taft Registered representative CFA Dec 2019 (7y)
Jacob Adam Swartz Registered representative Jun 2021 (5y)
Jacob Lionel Margo Registered representative Oct 2021 (5y)
Peter A Fiorita Registered representative CFP Oct 2021 (5y)
Roman Tyler Le Febure Registered representative Dec 2021 (5y)
Henrique Cataldi Registered representative Apr 2022 (4y)
Matthew Craig Northrop Registered representative CFP Jan 2024 (3y)
Michael John Sondag Registered representative May 2024 (2y)
Alexandra Mary Rooney Registered representative CFP Jul 2024 (2y)
Janelle Durbin Registered representative Sep 2024 (2y)
Emily Slama Registered representative May 2025 (1y)

Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (4)

PlanSponsorParticipantsPlan assetsAs of
Nossaman Llp Profit Sharing & Retirement Savings Plan Ii Nossaman Llp 81 $66.7M 01/01/2024
Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation 32,145 $8.9B 01/01/2024
Latham & Watkins 401(k) Savings And Profit Sharing Plan Latham & Watkins Llp 4,864 $3.1B 01/01/2024
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 17,444 $16.8B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/27/2026 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Educational seminars/workshops
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.

View current Form ADV (SEC/IAPD) ↗