Mariner, Llc
SEC-registered
Wealth Manager · Mega ($100B+)
CRD 140195
· SEC file 801-66632
· Overland Park, KS
· www.partnerwithmariner.com
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ADV data as of Jul 17, 2026
- Regulatory AUM
- $125B
- Discretionary
- $123B
- Clients
- 55,512
- Avg AUM / client
- $2.3M
- Accounts
- 186,791
- Employees
- 1,889
AUM over time
$673M
$125B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 17, 2026
Asset allocation (SMA assets by investment type)
as of Jul 17, 2026
Registered investment companies (funds/ETFs)
$47.7B
38%
Exchange-traded equities
$46.4B
37%
Cash & equivalents
$8.8B
7%
State & local bonds
$6.3B
5%
Investment-grade corporate bonds
$6.3B
5%
US government & agency bonds
$5.0B
4%
Pooled investment vehicles
$2.5B
2%
Derivatives
$1.3B
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 3,545 positions, $85,650,205,598)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Nvidia Corporation | COM | $4,565,165,224 | 26,182,385 | 5.33% | 3.64% |
| 2 | Apple Inc | COM | $4,490,324,073 | 17,695,216 | 5.24% | 3.58% |
| 3 | Ishares Tr | CORE S&P500 ETF | $3,574,812,756 | 5,473,014 | 4.17% | 2.85% |
| 4 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $2,278,375,786 | 35,566,989 | 2.66% | 1.82% |
| 5 | Microsoft Corp | COM | $2,141,583,426 | 5,786,681 | 2.5% | 1.71% |
| 6 | Amazon Com Inc | COM | $1,391,189,485 | 6,681,607 | 1.62% | 1.11% |
| 7 | Ishares Tr | CORE US AGGBD ET | $1,364,773,672 | 13,748,217 | 1.59% | 1.09% |
| 8 | Alphabet Inc | CAP STK CL A | $1,343,112,873 | 4,672,155 | 1.57% | 1.07% |
| 9 | Broadcom Inc | COM | $1,096,481,727 | 3,543,657 | 1.28% | 0.87% |
| 10 | Ishares Tr | CORE S&P MCP ETF | $1,088,071,251 | 16,112,547 | 1.27% | 0.87% |
| 11 | Vanguard Index Fds | VALUE ETF | $992,804,503 | 5,060,711 | 1.16% | 0.79% |
| 12 | State Str Spdr S&P 500 Etf T | TR UNIT | $979,326,762 | 1,507,932 | 1.14% | 0.78% |
| 13 | Jpmorgan Chase & Co | COM | $907,573,369 | 3,085,976 | 1.06% | 0.72% |
| 14 | Ishares Tr | CORE MSCI EAFE | $881,854,785 | 9,746,939 | 1.03% | 0.7% |
| 15 | Ishares Tr | CORE UNIVRSL USD | $875,212,113 | 18,948,193 | 1.02% | 0.7% |
| 16 | Vanguard Index Fds | GROWTH ETF | $829,105,306 | 1,898,195 | 0.97% | 0.66% |
| 17 | Meta Platforms Inc | CL A | $813,817,607 | 1,423,014 | 0.95% | 0.65% |
| 18 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $757,768,044 | 14,027,303 | 0.88% | 0.6% |
| 19 | Alphabet Inc | CAP STK CL C | $737,762,281 | 2,572,127 | 0.86% | 0.59% |
| 20 | Tesla Inc | COM | $698,107,814 | 1,878,272 | 0.82% | 0.56% |
| 21 | Invesco Qqq Tr | UNIT SER 1 | $643,892,306 | 1,115,794 | 0.75% | 0.51% |
| 22 | Eli Lilly & Co | COM | $638,011,602 | 693,861 | 0.74% | 0.51% |
| 23 | Vanguard Index Fds | MID CAP ETF | $612,816,166 | 2,133,931 | 0.72% | 0.49% |
| 24 | Walmart Inc | COM | $610,097,296 | 4,909,217 | 0.71% | 0.49% |
| 25 | Ishares Inc | CORE MSCI EMKT | $605,957,934 | 8,698,552 | 0.71% | 0.48% |
Top 25 of 3,545 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 32,261 | $10.7B | 8.51% |
| High net worth individuals | 22,322 | $105B | 83.6% |
| Banking or thrift institutions | 56 | $4.0B | 3.18% |
| Pooled investment vehicles (non-investment companies) | 2 | $9.2M | 0.01% |
| Pension and profit sharing plans | 458 | $3.8B | 3.03% |
| Charitable organizations | 145 | $684M | 0.55% |
| State or municipal government entities | 1 | $13.2M | 0.01% |
| Other investment advisers | 6 | $205M | 0.16% |
| Insurance companies | 4 | $273M | 0.22% |
| Corporations and other businesses | 257 | $880M | 0.7% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $14.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Mariner Fpii, Llc | Private Equity Fund | Kansas | $11.4M | 24 |
| Mariner Mangrove Ii, Llc | Private Equity Fund | Delaware | $2.8M | 74 |
| Wbr, Llc | Private Equity Fund | Kansas | $557 | 8 |
| Mariner Prescient, Llc | Private Equity Fund | Kansas | $31 | 77 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (968)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Danhakl, John, Glenn | Trustee | Oct 1997 (29y) | GP / trustee / elected manager of The Danhakl Revocable Trust (indirect) | |
| Sokoloff, Jonathan, Davis | Trustee | Oct 1997 (29y) | GP / trustee / elected manager of The Sokoloff Family Trust (indirect) | |
| Martin Christopher Bicknell | Chief Executive Officer | May 2006 (20y) | Less than 5% | |
| Bicknell, Cheryl, Renee | Chief Operating Officer | Sep 2013 (13y) | Less than 5% | |
| Poe, Jeffrey, Allen | Chief Financial Officer | Aug 2017 (9y) | Less than 5% | |
| Katrina Delores Radenberg | Chief Investment Officer | Jan 2018 (9y) | Less than 5% | |
| Anne Jenelle Dorian | General Counsel; Chief Compliance Officer | Mar 2018 (8y) | Less than 5% | |
| Pointer, Kenny | Chief Services Officer | Jul 2018 (8y) | Less than 5% | |
| Henson, Gary, Paul | Elected Manager | Jul 2021 (5y) | GP / trustee / elected manager of Mwa Holdco, Llc (indirect) | |
| Seiffer, Jonathan, Adam | Elected Manager | Jul 2021 (5y) | GP / trustee / elected manager of Mwa Holdco, Llc (indirect) | |
| Kiefer Goldenberg, Maureen, Kim | Senior Vice President, Compliance | Nov 2022 (4y) | Less than 5% | |
| Bruce Elliott Kusmin | Registered representative | May 2006 (20y) | ||
| Kyndra M. Burgess | Registered representative | May 2006 (20y) | ||
| Stephanie Leann Manning | Registered representative | CFP | May 2006 (20y) | |
| Theresa Irene Hultz | Registered representative | May 2006 (20y) | ||
| Sherri Lynn Hazell | Registered representative | Chartered Financial Consultant | May 2006 (20y) | |
| Kenneth Austin Powell | Registered representative | CFA | Nov 2007 (19y) | |
| Jacob Walter Kern | Registered representative | Sep 2008 (18y) | ||
| Alisa Anne Roth | Registered representative | Jan 2009 (18y) | ||
| Alana Denney Scott | Registered representative | CFP | May 2009 (17y) | |
| Barney Edgar Barnes | Registered representative | CFP | May 2009 (17y) | |
| Kathleen Marie Dunn | Registered representative | May 2009 (17y) | ||
| Jenika Rae Cook | Registered representative | CFP | Mar 2010 (16y) | |
| Brian Jacob Leitner | Registered representative | CFP Chartered Financial Consultant | Sep 2010 (16y) | |
| Matthew Shane Brady | Registered representative | CFP | Nov 2010 (16y) | |
| Kyle Francis Quinn | Registered representative | CFP | Jan 2011 (16y) | |
| Lisa Brinig | Registered representative | CFP | Jan 2011 (16y) | |
| Kirk M Boster | Registered representative | CFP | Mar 2011 (15y) | |
| Rustyn Bicknell Gallagher | Registered representative | May 2011 (15y) | ||
| Michael George O'neill | Registered representative | Chartered Financial Consultant Personal Financial Specialist | Oct 2011 (15y) | |
| William Berkley Greiner | Registered representative | CFA | Apr 2012 (14y) | |
| Louis David Lopez | Registered representative | CFP | May 2012 (14y) | |
| Justin L Richter | Registered representative | CFP | Jan 2014 (13y) | |
| Andrew Carl Welzel | Registered representative | Feb 2015 (11y) | ||
| Keith Gorman Dowling | Registered representative | CFP | Mar 2015 (11y) | |
| Ryan John Graves | Registered representative | Mar 2015 (11y) | ||
| Christine Erin Wentzler | Registered representative | CFP CFA | May 2015 (11y) | |
| Betsy E Dow | Registered representative | Jun 2015 (11y) | ||
| Patrick Joseph Howley | Registered representative | CFP | Jun 2015 (11y) | |
| Gwyn Ann Felder | Registered representative | Jul 2015 (11y) | ||
| Cory Mark Allen | Registered representative | CFP | Sep 2015 (11y) | |
| Charles Frederick Fowler | Registered representative | CFP CFA | Sep 2015 (11y) | |
| Whitney Leigh Reagan | Registered representative | Oct 2015 (11y) | ||
| Brian Lee Heithoff | Registered representative | CFP | Dec 2015 (11y) | |
| Joseph Lee Madsen | Registered representative | Dec 2015 (11y) | ||
| Joseph Calhoun Ida | Registered representative | Jan 2016 (11y) | ||
| Kevin M Ward | Registered representative | Jan 2016 (11y) | ||
| Tobias C Bond | Registered representative | CFP | Aug 2016 (10y) | |
| Cramer Scott Soebbing | Registered representative | CFP | Sep 2016 (10y) | |
| Jennifer Teresa Murawski | Registered representative | Sep 2016 (10y) | ||
| Jesse Joseph Szlaga | Registered representative | CFP | Sep 2016 (10y) | |
| Jeffrey Gerard Maher | Registered representative | Sep 2016 (10y) | ||
| Megan Lindsey Tanney | Registered representative | CFP | Sep 2016 (10y) | |
| Debra J Light | Registered representative | Sep 2016 (10y) | ||
| James Knight Cooper Iii | Registered representative | Sep 2016 (10y) | ||
| Jamie Denise Weems | Registered representative | CFP | Sep 2016 (10y) | |
| Jana Lee Shoulders | Registered representative | Sep 2016 (10y) | ||
| Jeffrey Alan Couch | Registered representative | CFP | Sep 2016 (10y) | |
| Jeffrey Michael Rainwater | Registered representative | CFP | Sep 2016 (10y) | |
| Julie B Smith | Registered representative | Sep 2016 (10y) | ||
| Lindsey Hart Mccool | Registered representative | CFP | Sep 2016 (10y) | |
| Mark Richard Vlasic | Registered representative | CFP | Sep 2016 (10y) | |
| Matthew Douglas Fisher | Registered representative | CFP | Sep 2016 (10y) | |
| Suzanne Christine Wheeler | Registered representative | CFP | Sep 2016 (10y) | |
| Adam Jacob Lodge | Registered representative | CFP | Sep 2016 (10y) | |
| Bradley Duane Rollins | Registered representative | CFA | Sep 2016 (10y) | |
| Michael Kenneth Mcandrews | Registered representative | CFP | Sep 2016 (10y) | |
| Christopher Robert Housen | Registered representative | CFP | Sep 2016 (10y) | |
| Daniel Allen Tucker | Registered representative | CFP | Sep 2016 (10y) | |
| Patrick A Kimbrough | Registered representative | CFP | Sep 2016 (10y) | |
| Sandra Lee Pourcillie | Registered representative | CFA | Oct 2016 (10y) | |
| Paul Jude Conforti | Registered representative | CFP | Nov 2016 (10y) | |
| Amanda Jean Salemi | Registered representative | Nov 2016 (10y) | ||
| George M. Steiner | Registered representative | Nov 2016 (10y) | ||
| Nicholas Hewston Raffetto | Registered representative | CFP | Nov 2016 (10y) | |
| Lindsey Anne Serrano | Registered representative | Nov 2016 (10y) | ||
| Megan Mcconnell Brozowski | Registered representative | CFP | Nov 2016 (10y) | |
| David Michael Hill | Registered representative | CFP | Nov 2016 (10y) | |
| Robert John Diquollo | Registered representative | Personal Financial Specialist | Nov 2016 (10y) | |
| Nathan Ryder Dorn | Registered representative | CFP | Dec 2016 (10y) | |
| Jeremy Todd Welther | Registered representative | CFP | Jan 2017 (10y) | |
| Sonia Karla Morales Rodriguez | Registered representative | CFP | Jan 2017 (10y) | |
| Valbona Ceci | Registered representative | CFP | Jul 2017 (9y) | |
| Brodie Andrew Hinkle | Registered representative | CFP | Aug 2017 (9y) | |
| Aaron Michael Timmons | Registered representative | CFP | Sep 2017 (9y) | |
| Edward Joseph Meekins | Registered representative | Oct 2017 (9y) | ||
| James Paul Siemonsma | Registered representative | Oct 2017 (9y) | ||
| Amy Jeneth Gordon | Registered representative | Nov 2017 (9y) | ||
| Francisco Javier Iglesias | Registered representative | CFP Chartered Financial Consultant | Dec 2017 (9y) | |
| Rachel Anne Kowalczyk | Registered representative | CFP | Jan 2018 (9y) | |
| Anthony Roberts | Registered representative | CFA | Feb 2018 (8y) | |
| Brandon Carl Phillips | Registered representative | Feb 2018 (8y) | ||
| John Jeffrey Krumpelman | Registered representative | CFA | Feb 2018 (8y) | |
| Jonathon Adam Bresnen | Registered representative | CFA | Feb 2018 (8y) | |
| Kristin Ann Fishbaugh | Registered representative | CFA | Feb 2018 (8y) | |
| Leon Henry Loewenstine | Registered representative | Feb 2018 (8y) | ||
| Lee Jonathan Feinerer | Registered representative | CFA | Feb 2018 (8y) | |
| Matthew James Rice | Registered representative | CFP | Feb 2018 (8y) | |
| Melinda Mclaughlin Hinaman | Registered representative | CFP | Feb 2018 (8y) | |
| Michael Patrick Richter | Registered representative | CFP | Feb 2018 (8y) | |
| Nolan D Kamerer | Registered representative | CFP | Feb 2018 (8y) | |
| Pamela Fettig Thompson | Registered representative | CFA | Feb 2018 (8y) | |
| Ryan Lynn Brown | Registered representative | Feb 2018 (8y) | ||
| Valerie Lucille Newell | Registered representative | Feb 2018 (8y) | ||
| Brett Christopher Kunshek | Registered representative | CFA | Mar 2018 (8y) | |
| Rebecca Marie Haney | Registered representative | Mar 2018 (8y) | ||
| Ronald Bruce Beyer | Registered representative | CFA | Mar 2018 (8y) | |
| Adam C Hasty | Registered representative | CFP | Mar 2018 (8y) | |
| Elizabeth Harding | Registered representative | Mar 2018 (8y) | ||
| Jill Waine Sutt | Registered representative | Mar 2018 (8y) | ||
| Joseph Michael Coletta | Registered representative | CFP | Mar 2018 (8y) | |
| Marguerite Lucas Armitage | Registered representative | CFP | Mar 2018 (8y) | |
| Martha Ann Wiles | Registered representative | Mar 2018 (8y) | ||
| Natalie Lamb Haggard | Registered representative | CFP | Mar 2018 (8y) | |
| Robert Roy Thomas | Registered representative | CFP CFA | Mar 2018 (8y) | |
| Casey Michael Hauser | Registered representative | Mar 2018 (8y) | ||
| Bret Harmon Hoag | Registered representative | Mar 2018 (8y) | ||
| Matthew Robert Morgan Charles | Registered representative | CFP | Mar 2018 (8y) | |
| Eric John Haberkorn | Registered representative | CFP | Mar 2018 (8y) | |
| Patricia Brown Kummer | Registered representative | CFP | Mar 2018 (8y) | |
| Paula J. Degener | Registered representative | CFP | Mar 2018 (8y) | |
| Robert Geroge Horton | Registered representative | CFP | May 2018 (8y) | |
| David Trevor Martin | Registered representative | CFP | May 2018 (8y) | |
| Michael David Guerrero | Registered representative | CFP | Jun 2018 (8y) | |
| Jonathan Peter Weidler | Registered representative | CFA | Jun 2018 (8y) | |
| Scott Thomas Mc Gehee | Registered representative | CFP | Jun 2018 (8y) | |
| Robert Lee Woodard | Registered representative | CFP Chartered Financial Consultant CFA | Jun 2018 (8y) | |
| Timothy Shepard Duncan | Registered representative | Jun 2018 (8y) | ||
| Angelyn Rosson | Registered representative | Jun 2018 (8y) | ||
| David Kent Stofer | Registered representative | Chartered Financial Consultant | Jun 2018 (8y) | |
| Thomas Charles Hardy | Registered representative | Jun 2018 (8y) | ||
| Tami Lynn Ledger | Registered representative | Jun 2018 (8y) | ||
| Benjamin John Coffaro | Registered representative | CFP | Jul 2018 (8y) | |
| Kenneth M Hodges | Registered representative | CFP | Jul 2018 (8y) | |
| Michelle Durand Freres Thebeau | Registered representative | Aug 2018 (8y) | ||
| Corey James Lehan | Registered representative | CFP | Aug 2018 (8y) | |
| Joseph Grant Ford | Registered representative | CFP | Aug 2018 (8y) | |
| Justin Clay Richardson | Registered representative | Aug 2018 (8y) | ||
| Tracy Lynn Mcmahon | Registered representative | CFP | Sep 2018 (8y) | |
| Andreas James Scott | Registered representative | CFP | Sep 2018 (8y) | |
| Robert Klaus Neigert | Registered representative | Oct 2018 (8y) | ||
| Mitchell David Carnes | Registered representative | Nov 2018 (8y) | ||
| Lisa Meredith Fentress | Registered representative | CFP | Nov 2018 (8y) | |
| Daniel Lee Borchard | Registered representative | CFP | Dec 2018 (8y) | |
| Charles Joseph Salvo | Registered representative | Dec 2018 (8y) | ||
| Deborah Lynn Mcwilliams | Registered representative | CFP | Dec 2018 (8y) | |
| Jesse Randall Maggio | Registered representative | CFP | Dec 2018 (8y) | |
| Anna Maria Jones | Registered representative | CFP | Jan 2019 (8y) | |
| Dana Nathaniel Weinstein | Registered representative | Jan 2019 (8y) | ||
| Jeffrey Ronald Swantkowski | Registered representative | Jan 2019 (8y) | ||
| Meredith Jamail Rice | Registered representative | CFP | Jan 2019 (8y) | |
| Michael David Contant | Registered representative | Jan 2019 (8y) | ||
| Sydney Adele Motes | Registered representative | CFP | Jan 2019 (8y) | |
| Todd Edward Hanslik | Registered representative | CFA | Jan 2019 (8y) | |
| Billie Stanley Murski | Registered representative | Jan 2019 (8y) | ||
| Brian Edward Leimer | Registered representative | CFP | Jan 2019 (8y) | |
| Nolan Marcus Keim | Registered representative | CFP | Jan 2019 (8y) | |
| Shea Alac Mears | Registered representative | CFP | Jan 2019 (8y) | |
| William L. Traylor | Registered representative | CFP | Jan 2019 (8y) | |
| Afton Rochelle Yaeger | Registered representative | CFP | Feb 2019 (8y) | |
| Michael R Gosney | Registered representative | CFP | Feb 2019 (8y) | |
| Kristen Nicole Meyer | Registered representative | Feb 2019 (7y) | ||
| Kelly Thomas Correll | Registered representative | CFP | Mar 2019 (7y) | |
| Thomas Michael Kozney | Registered representative | Mar 2019 (7y) | ||
| Russell James Pixler | Registered representative | CFP | Mar 2019 (7y) | |
| Samuel Charles Curran | Registered representative | CFP | Mar 2019 (7y) | |
| Jeremiah Curtis Griffith | Registered representative | CFP | Apr 2019 (7y) | |
| Deann Michele Elmore | Registered representative | Apr 2019 (7y) | ||
| James Jason Tinsley | Registered representative | Apr 2019 (7y) | ||
| Jeffrey David Bittner | Registered representative | CFP | Apr 2019 (7y) | |
| James Reed Davis | Registered representative | CFP | May 2019 (7y) | |
| Bryce Thomas Webber | Registered representative | CFP | May 2019 (7y) | |
| Ross Vincent Menke | Registered representative | CFP | Jun 2019 (7y) | |
| Alejandro Zayas | Registered representative | CFP | Jun 2019 (7y) | |
| Faith Read Xenos | Registered representative | CFP | Jun 2019 (7y) | |
| Lonny Seth Greenberg | Registered representative | CFP | Jun 2019 (7y) | |
| Neil Robert Sosler | Registered representative | CFP | Jun 2019 (7y) | |
| Marc Harris Singer | Registered representative | CFP | Jun 2019 (7y) | |
| Steven James Christensen | Registered representative | CFP | Jun 2019 (7y) | |
| Douglas Edward Carroll | Registered representative | CFP | Jul 2019 (7y) | |
| Steven Mark Sheldon | Registered representative | CFP CFA | Jul 2019 (7y) | |
| Ashley Nicole Renelt | Registered representative | Jul 2019 (7y) | ||
| Daniela De Castro Martins | Registered representative | Jul 2019 (7y) | ||
| Juda Eli Schechter | Registered representative | CFP | Jul 2019 (7y) | |
| Theodore J Cardasis | Registered representative | CFP | Jul 2019 (7y) | |
| Brady Ryan | Registered representative | CFP | Jul 2019 (7y) | |
| Joseph Reynoldson | Registered representative | CFP | Jul 2019 (7y) | |
| Patrick Buckley Sullivan | Registered representative | Aug 2019 (7y) | ||
| Dahlia Hellman Goldberg | Registered representative | CFP | Sep 2019 (7y) | |
| Edward Graham Dulin | Registered representative | Sep 2019 (7y) | ||
| Stephen Anthony Muto | Registered representative | CFP | Oct 2019 (7y) | |
| Lawrence Jeffrey Sacks | Registered representative | Personal Financial Specialist | Oct 2019 (7y) | |
| Leona Kay Edwards | Registered representative | CFP | Oct 2019 (7y) | |
| Michael Roy Chase | Registered representative | CFP | Oct 2019 (7y) | |
| Kelli Marie Hernandez | Registered representative | CFP | Nov 2019 (7y) | |
| Aaron Scott Clark | Registered representative | CFA | Nov 2019 (7y) | |
| Michael Sean Dugan | Registered representative | Nov 2019 (7y) | ||
| Lisa Ann Moberly | Registered representative | Nov 2019 (7y) | ||
| Paola Alexandra Ramos | Registered representative | CFP | Nov 2019 (7y) | |
| Ethan Richard Cordray | Registered representative | CFP | Jan 2020 (7y) | |
| Eron Nicholas Reyes | Registered representative | CFP CFA | Jan 2020 (7y) | |
| Jennifer Thomas Becker | Registered representative | Jan 2020 (7y) | ||
| Brittany Nicole Williams | Registered representative | Jan 2020 (7y) | ||
| Sanja Milas Hardy | Registered representative | CFP | Jan 2020 (7y) | |
| Erin Kathleen Bonucchi | Registered representative | CFP | Feb 2020 (6y) | |
| James Kenneth Viers | Registered representative | Feb 2020 (6y) | ||
| Robert Graham Butler | Registered representative | CFP | Feb 2020 (6y) | |
| Michael J Bukata | Registered representative | Feb 2020 (6y) | ||
| Ashley Marie Quick | Registered representative | Feb 2020 (6y) | ||
| Brett Thomas Guendel | Registered representative | CFP | Mar 2020 (6y) | |
| Matthew Garrett Logue | Registered representative | CFP | Mar 2020 (6y) | |
| Amy Lynn Zinniel | Registered representative | CFP | Apr 2020 (6y) | |
| Darin Patrick Gartland | Registered representative | CFP | Apr 2020 (6y) | |
| Donna Marie Sabatino | Registered representative | CFP | Apr 2020 (6y) | |
| Richard Nmn Coppa | Registered representative | CFP | Apr 2020 (6y) | |
| James Joseph Karchner | Registered representative | CFP Personal Financial Specialist | Apr 2020 (6y) | |
| Jason Eugene Mcelwee | Registered representative | Apr 2020 (6y) | ||
| Peter M Hansen | Registered representative | Apr 2020 (6y) | ||
| Aaron John Fulton | Registered representative | CFP | May 2020 (6y) | |
| Dylan Wendell Lustig | Registered representative | CFP | Jun 2020 (6y) | |
| John I Dumas | Registered representative | CFP | Jul 2020 (6y) | |
| Adam Paulson | Registered representative | CFP | Aug 2020 (6y) | |
| Jacob Freeman Jones | Registered representative | CFP | Aug 2020 (6y) | |
| Lauren Mary Alvey | Registered representative | CFP | Aug 2020 (6y) | |
| Robert Dewell Anderson | Registered representative | CFP | Sep 2020 (6y) | |
| Marie Catherine Osterhaus | Registered representative | CFP | Sep 2020 (6y) | |
| Rosario Joseph Ruffino | Registered representative | CFP | Oct 2020 (6y) | |
| Adam Randall Kotz | Registered representative | Oct 2020 (6y) | ||
| Zachary Housen | Registered representative | Oct 2020 (6y) | ||
| Kelly Bernard Trevethan | Registered representative | Oct 2020 (6y) | ||
| Jared David Barkmeier | Registered representative | CFP | Nov 2020 (6y) | |
| Lisa Marie Johnson | Registered representative | Nov 2020 (6y) | ||
| George Francis Greco | Registered representative | CFP | Jan 2021 (6y) | |
| Katherine Mary Kelly | Registered representative | CFP | Jan 2021 (6y) | |
| Ryan Neal Eatherly | Registered representative | CFP | Feb 2021 (5y) | |
| Amanda Christine Long | Registered representative | CFP | Feb 2021 (5y) | |
| Peter Joseph Moeschler | Registered representative | Feb 2021 (5y) | ||
| Jayne Kristine Witte | Registered representative | CFP | Feb 2021 (5y) | |
| Chad Stephen Hamilton | Registered representative | CFP | Feb 2021 (5y) | |
| Robert Alfred Lee | Registered representative | CFP | Mar 2021 (5y) | |
| David Michael Sparks | Registered representative | CFP | Mar 2021 (5y) | |
| Jason Shey Lipsett | Registered representative | CFA | Mar 2021 (5y) | |
| Jacob Robert Goddard | Registered representative | CFP | Mar 2021 (5y) | |
| Debra Hellyer Sherman | Registered representative | Apr 2021 (5y) | ||
| Aaron Michael Dues | Registered representative | CFP | Apr 2021 (5y) | |
| Dan Loren Kronmal | Registered representative | Apr 2021 (5y) | ||
| Robert M Basile | Registered representative | CFP | Apr 2021 (5y) | |
| Courtney Jayde Dent | Registered representative | May 2021 (5y) | ||
| Michael Tallon | Registered representative | CFP | Jun 2021 (5y) | |
| Douglas Alfred Barker | Registered representative | CFP | Jun 2021 (5y) | |
| Jeff Bryan Ogston | Registered representative | CFP | Jun 2021 (5y) | |
| Hasan Chowdhury | Registered representative | Jun 2021 (5y) | ||
| Jason Monteleone | Registered representative | CFP | Jun 2021 (5y) | |
| Justin Blake Mccarthy | Registered representative | CFP | Jun 2021 (5y) | |
| Lawrence Patrick Rosa | Registered representative | CFP | Jun 2021 (5y) | |
| Richard Alan Rosenberg | Registered representative | CFP | Jun 2021 (5y) | |
| Morgan Faith Strange | Registered representative | Jun 2021 (5y) | ||
| Alicia Rose Fryc | Registered representative | Jun 2021 (5y) | ||
| Daniel R Ruiz | Registered representative | CFP | Jun 2021 (5y) | |
| Alexander N Blanco | Registered representative | CFP | Jun 2021 (5y) | |
| Tamara Lynn Humphries | Registered representative | Jun 2021 (5y) | ||
| Michael Austin Mcginty | Registered representative | Jun 2021 (5y) | ||
| Matthew Robert Moetzinger | Registered representative | Jun 2021 (5y) | ||
| William Joseph Gamblin | Registered representative | Jun 2021 (5y) | ||
| Casey Michael Gilligan | Registered representative | CFP | Jun 2021 (5y) | |
| Zachary Edward Pflughaupt | Registered representative | Jun 2021 (5y) | ||
| Christopher Brian Sosa | Registered representative | CFP | Jul 2021 (5y) | |
| Michael Joseph Horne | Registered representative | CFP | Jul 2021 (5y) | |
| Eduardo Ariel Gonzalez | Registered representative | CFP | Jul 2021 (5y) | |
| Logan Stewart Baldner | Registered representative | Jul 2021 (5y) | ||
| Darrell Habben | Registered representative | CFP | Jul 2021 (5y) | |
| Christopher Michael Schuch | Registered representative | CFP | Jul 2021 (5y) | |
| Douglas Roeder Timmerman | Registered representative | CFP | Jul 2021 (5y) | |
| Benjamin William Jones | Registered representative | CFP | Aug 2021 (5y) | |
| Carl Allan Watkins | Registered representative | CFP | Aug 2021 (5y) | |
| Adrian Huerta | Registered representative | CFP | Aug 2021 (5y) | |
| Martin Jay Kossoff | Registered representative | Aug 2021 (5y) | ||
| Luke Nicholas | Registered representative | CFP CFA | Aug 2021 (5y) | |
| Michelle J Marcus Cross | Registered representative | CFP | Aug 2021 (5y) | |
| Charles Cameron Dees | Registered representative | CFP CFA | Aug 2021 (5y) | |
| Connor Robert Bailey Lacher | Registered representative | CFP | Aug 2021 (5y) | |
| Gloria J Shouldis | Registered representative | Aug 2021 (5y) | ||
| Kenneth John Paglio | Registered representative | Aug 2021 (5y) | ||
| Manida Alarcon | Registered representative | Aug 2021 (5y) | ||
| Michael Means Fields | Registered representative | Aug 2021 (5y) | ||
| Muhammad Manzur Ul Karim | Registered representative | Aug 2021 (5y) | ||
| Christopher T Koehler | Registered representative | Aug 2021 (5y) | ||
| William Carl Geisdorf | Registered representative | CFP | Aug 2021 (5y) | |
| Jacob Wasko | Registered representative | CFP | Aug 2021 (5y) | |
| Nicholas Paul Sutherland | Registered representative | CFP | Aug 2021 (5y) | |
| Maurice Franklin | Registered representative | CFP | Aug 2021 (5y) | |
| Timothy Kevin Taylor | Registered representative | Aug 2021 (5y) | ||
| Jonathan Robert Lohman | Registered representative | Sep 2021 (5y) | ||
| Michael J Snowden | Registered representative | Sep 2021 (5y) | ||
| Michael Richard Doman | Registered representative | Sep 2021 (5y) | ||
| Mitchell Mroczkowski | Registered representative | Sep 2021 (5y) | ||
| Randy George Hillier | Registered representative | Sep 2021 (5y) | ||
| Russell Eric Charvonia | Registered representative | CFP Chartered Financial Consultant | Sep 2021 (5y) | |
| William Culp Burnette | Registered representative | Sep 2021 (5y) | ||
| Vanessa I. Jourdan | Registered representative | Sep 2021 (5y) | ||
| Richard Gene Gallagher | Registered representative | Sep 2021 (5y) | ||
| Jennifer Ann Potmesil | Registered representative | CFP | Sep 2021 (5y) | |
| John Anthony Combias | Registered representative | CFP | Sep 2021 (5y) | |
| Leigh C Russo | Registered representative | CFP | Sep 2021 (5y) | |
| Zachary Oyer | Registered representative | Sep 2021 (5y) | ||
| Anthony Joseph Bruns | Registered representative | CFP | Sep 2021 (5y) | |
| Eric Michael Bokesch | Registered representative | Sep 2021 (5y) | ||
| Jeffrey Scott Sims | Registered representative | Sep 2021 (5y) | ||
| Teresa Gerhardt | Registered representative | CFP | Sep 2021 (5y) | |
| Geoffrey Gordon Glazier | Registered representative | CFP | Oct 2021 (5y) | |
| L. Paul Dorsey | Registered representative | CFA | Oct 2021 (5y) | |
| Kayla Alexus Rodriguez | Registered representative | CFP | Oct 2021 (5y) | |
| Breanna K Seech | Registered representative | CFP | Oct 2021 (5y) | |
| Stephen Kyle Taylor | Registered representative | Oct 2021 (5y) | ||
| Brian Walter Cunningham | Registered representative | Oct 2021 (5y) | ||
| Kristina Nicole Girod | Registered representative | CFP | Oct 2021 (5y) | |
| Charles Edward Mcconnell | Registered representative | Oct 2021 (5y) | ||
| Jeremy William Moniz | Registered representative | CFP | Oct 2021 (5y) | |
| Cara Michelle Miller | Registered representative | CFP | Nov 2021 (5y) | |
| Thomas Butler Hall | Registered representative | CFP | Nov 2021 (5y) | |
| Christina S.M. Horan | Registered representative | CFP | Nov 2021 (5y) | |
| Patrick Darren Pryz | Registered representative | CFP | Nov 2021 (5y) | |
| Morgan Seale Taylor | Registered representative | Nov 2021 (5y) | ||
| Derek Eli Sanborn | Registered representative | Nov 2021 (5y) | ||
| Thomas Patrick Ahern | Registered representative | Nov 2021 (5y) | ||
| Kimberly Rose Blakely | Registered representative | CFP | Nov 2021 (5y) | |
| Carl William Endy | Registered representative | CFP | Dec 2021 (5y) | |
| Joseph Francis Sivel | Registered representative | Dec 2021 (5y) | ||
| Benjamin Eli Agron | Registered representative | CFP | Dec 2021 (5y) | |
| Adam Michael Finke | Registered representative | CFA | Dec 2021 (5y) | |
| Amanda Marie Cuccinello | Registered representative | Dec 2021 (5y) | ||
| Lan Song | Registered representative | CFP | Dec 2021 (5y) | |
| Brent Lange | Registered representative | CFP CFA | Dec 2021 (5y) | |
| Keith Michael Tigue | Registered representative | Dec 2021 (5y) | ||
| Alexis J Howard | Registered representative | CFP | Dec 2021 (5y) | |
| Christopher Adam Glatz | Registered representative | Dec 2021 (5y) | ||
| Joseph James Sims | Registered representative | CFA | Dec 2021 (5y) | |
| Scott Laurence Lummer | Registered representative | CFA | Dec 2021 (5y) | |
| Steven A Zins | Registered representative | CFA | Dec 2021 (5y) | |
| Christopher Ferrara | Registered representative | Dec 2021 (5y) | ||
| Ankit M Shah | Registered representative | CFP | Jan 2022 (5y) | |
| Benjamin William Wong | Registered representative | CFP | Jan 2022 (5y) | |
| Craig Douglas Smith | Registered representative | CFA | Jan 2022 (5y) | |
| Douglas Kay Perry | Registered representative | Jan 2022 (5y) | ||
| Gregory Scott Bowen | Registered representative | CFP Chartered Financial Consultant | Jan 2022 (5y) | |
| Jennifer J. Wilcox | Registered representative | Jan 2022 (5y) | ||
| Jinger Marie Pajestka | Registered representative | CFP | Jan 2022 (5y) | |
| Jon Brian Beauchemin | Registered representative | Jan 2022 (5y) | ||
| Joyce Maria Skaperdas | Registered representative | Jan 2022 (5y) | ||
| Jillian Blair Thomas | Registered representative | Chartered Financial Consultant | Jan 2022 (5y) | |
| Martha Elizabeth Cottrill | Registered representative | CFA | Jan 2022 (5y) | |
| Michael Robinson Mackelvie | Registered representative | CFP | Jan 2022 (5y) | |
| Nicholas Frank Macdonald | Registered representative | Jan 2022 (5y) | ||
| Paul Raymond Erenfeld | Registered representative | Jan 2022 (5y) | ||
| Pawel Gacek | Registered representative | CFP | Jan 2022 (5y) | |
| Paul David Beard | Registered representative | CFP | Jan 2022 (5y) | |
| Robert Patrick Biancardi | Registered representative | Jan 2022 (5y) | ||
| Timothy Sean Lesko | Registered representative | Jan 2022 (5y) | ||
| Victor Gerald Soucy | Registered representative | Jan 2022 (5y) | ||
| William David Hutchens | Registered representative | CFA | Jan 2022 (5y) | |
| William Henry Leder | Registered representative | CFP | Jan 2022 (5y) | |
| Chad Leslie Richardson | Registered representative | Jan 2022 (5y) | ||
| Shawn Joseph Sandoval | Registered representative | CFP | Jan 2022 (5y) | |
| Niza Hang Oun Nguyen | Registered representative | Jan 2022 (5y) | ||
| Forrest Miles Swisher | Registered representative | Jan 2022 (5y) | ||
| Mary Elizabeth Schall | Registered representative | Jan 2022 (5y) | ||
| Richard Bader | Registered representative | CFP | Feb 2022 (5y) | |
| Gaylyn Kae Mc Gregor | Registered representative | Feb 2022 (4y) | ||
| Paul Brett Cantor | Registered representative | CFP CFA | Feb 2022 (4y) | |
| Christine Turner Lovegrove | Registered representative | CFP | Feb 2022 (4y) | |
| David Stanley Robinson, Jr. | Registered representative | CFP | Feb 2022 (4y) | |
| Joseph Anthony Azzopardi | Registered representative | CFP | Feb 2022 (4y) | |
| Paul Phillip Nelson | Registered representative | CFP | Feb 2022 (4y) | |
| Michael Paul Jeanfreau | Registered representative | Feb 2022 (4y) | ||
| Carlos Antonio Hernandez | Registered representative | CFP | Feb 2022 (4y) | |
| Rachel Ann Vivian | Registered representative | CFP | Feb 2022 (4y) | |
| Shaun Michael Newkirk | Registered representative | CFA | Feb 2022 (4y) | |
| Alan Kauffmann Bonde | Registered representative | Mar 2022 (4y) | ||
| Andrew Kenneth Mcdowell | Registered representative | CFP | Mar 2022 (4y) | |
| Dominic Joseph Cozzetto | Registered representative | CFA | Mar 2022 (4y) | |
| Jacob James Dorman | Registered representative | CFP | Mar 2022 (4y) | |
| Marc Lee Russell | Registered representative | CFA | Mar 2022 (4y) | |
| Mitchell William Spinneberg | Registered representative | Mar 2022 (4y) | ||
| Nicholas Vladimir Strunc | Registered representative | CFP | Mar 2022 (4y) | |
| Patrick Ryan Mcdowell | Registered representative | CFP | Mar 2022 (4y) | |
| Phillip Joseph Boscarino | Registered representative | Mar 2022 (4y) | ||
| Joshua Lewis Chambers | Registered representative | Mar 2022 (4y) | ||
| Steven David Lockshin | Registered representative | Mar 2022 (4y) | ||
| Lynne Wentzel Mathews | Registered representative | Mar 2022 (4y) | ||
| Jonathan Paul Straub | Registered representative | Mar 2022 (4y) | ||
| Gregory Lewis Klar | Registered representative | CFP | Mar 2022 (4y) | |
| Christopher George Cerini | Registered representative | Mar 2022 (4y) | ||
| Joy Soon Oh | Registered representative | Mar 2022 (4y) | ||
| Mark William Harris | Registered representative | CFP | Mar 2022 (4y) | |
| Matthew Christopher Woodward | Registered representative | Mar 2022 (4y) | ||
| Tanner John Hamilton | Registered representative | Mar 2022 (4y) | ||
| Tia Lanae Peterson | Registered representative | Mar 2022 (4y) | ||
| Kip Allen Mechals | Registered representative | Mar 2022 (4y) | ||
| Amanda Carter Johnson | Registered representative | Mar 2022 (4y) | ||
| Kerstin Anne Wiles | Registered representative | CFP | Mar 2022 (4y) | |
| Amy Helen Secor | Registered representative | CFP | Apr 2022 (4y) | |
| Daniel S Sharkey | Registered representative | CFP | Apr 2022 (4y) | |
| Jennifer Hollenbeck Anker | Registered representative | CFP | Apr 2022 (4y) | |
| Brad Michael Residori | Registered representative | May 2022 (4y) | ||
| Benjamin Voelker | Registered representative | CFP | May 2022 (4y) | |
| Virgil Shane Wimberly | Registered representative | May 2022 (4y) | ||
| Michael Solomon Kats | Registered representative | CFP | May 2022 (4y) | |
| Christopher David Schwartz | Registered representative | CFP | May 2022 (4y) | |
| Robert H Glass | Registered representative | CFP | May 2022 (4y) | |
| Kevin P Carson | Registered representative | CFP | May 2022 (4y) | |
| Adrian Paul Fedorkiw | Registered representative | May 2022 (4y) | ||
| Ann Erskine | Registered representative | May 2022 (4y) | ||
| Kenneth Homer White | Registered representative | CFP | Jun 2022 (4y) | |
| Karlye Veryl Byrnes | Registered representative | CFP | Jun 2022 (4y) | |
| Michael Donald Emerson | Registered representative | CFP | Jun 2022 (4y) | |
| Karla Haston | Registered representative | Jun 2022 (4y) | ||
| Joseph Dreyer Lepkowski | Registered representative | CFP | Jun 2022 (4y) | |
| Aubree Michelle Pixley | Registered representative | Jun 2022 (4y) | ||
| Marcus Paul Melnarik | Registered representative | CFP | Jun 2022 (4y) | |
| Teresa A Hayes | Registered representative | CFP | Jun 2022 (4y) | |
| Christina Lynn | Registered representative | CFP | Jun 2022 (4y) | |
| David George Givler | Registered representative | CFP | Jul 2022 (4y) | |
| Hugh Russell Taylor | Registered representative | Jul 2022 (4y) | ||
| Kyle James Neidhardt | Registered representative | CFA | Jul 2022 (4y) | |
| William Kenneth Velekei | Registered representative | CFP | Jul 2022 (4y) | |
| Mark Borda | Registered representative | CFA | Jul 2022 (4y) | |
| Angel Ivan Colon | Registered representative | CFP | Jul 2022 (4y) | |
| Jesse Maltzman | Registered representative | CFP | Jul 2022 (4y) | |
| Cameron Eades | Registered representative | Jul 2022 (4y) | ||
| Nancy Marie Blanchette | Registered representative | Jul 2022 (4y) | ||
| Herbert Daniel Pease | Registered representative | CFP | Jul 2022 (4y) | |
| Christopher Randolph Baccella | Registered representative | CFA | Aug 2022 (4y) | |
| Donald Birrell Jeffery | Registered representative | CFA | Aug 2022 (4y) | |
| Edward John Meier | Registered representative | Aug 2022 (4y) | ||
| Kevne Lea Sharpe | Registered representative | CFP | Aug 2022 (4y) | |
| Gregory Stephen Dow | Registered representative | CFA | Aug 2022 (4y) | |
| Reser Hall | Registered representative | Aug 2022 (4y) | ||
| Alan Dale Thornton | Registered representative | Aug 2022 (4y) | ||
| Michael Anthony Arteaga | Registered representative | Aug 2022 (4y) | ||
| Stephen K. Pomposi | Registered representative | Aug 2022 (4y) | ||
| Lauren Nicole Salas | Registered representative | Aug 2022 (4y) | ||
| Robert P Catalino | Registered representative | Aug 2022 (4y) | ||
| Richard J Chaffee | Registered representative | Aug 2022 (4y) | ||
| Steven Tyler Moyer | Registered representative | CFP Chartered Financial Consultant | Aug 2022 (4y) | |
| Tobin Jon Brandt | Registered representative | Aug 2022 (4y) | ||
| Hakim Dennis Dysart | Registered representative | Sep 2022 (4y) | ||
| Brandon Myer Seltzer | Registered representative | CFP | Sep 2022 (4y) | |
| Robert Joseph Abraham | Registered representative | Sep 2022 (4y) | ||
| Andrew Newell | Registered representative | CFP | Sep 2022 (4y) | |
| Joseph Daniel Frissora | Registered representative | CFP | Sep 2022 (4y) | |
| Madison Dill | Registered representative | Sep 2022 (4y) | ||
| Steven John Gillhaus | Registered representative | CFA | Sep 2022 (4y) | |
| Alexander Kapusta | Registered representative | Oct 2022 (4y) | ||
| Frederick Victor Gustave | Registered representative | Oct 2022 (4y) | ||
| Louis E Valli | Registered representative | Oct 2022 (4y) | ||
| Bryan Wilkinson Lester | Registered representative | CFA | Oct 2022 (4y) | |
| Todd Paul Redd | Registered representative | CFP | Oct 2022 (4y) | |
| Jack Allen Hansen | Registered representative | Oct 2022 (4y) | ||
| Malia Marie Baker | Registered representative | CFP | Oct 2022 (4y) | |
| Kojo Afriyie Owusu | Registered representative | CFA | Nov 2022 (4y) | |
| Scott Udall Fortney | Registered representative | Nov 2022 (4y) | ||
| Paul A Schee | Registered representative | CFP | Nov 2022 (4y) | |
| Andrew Despotakis | Registered representative | CFP | Nov 2022 (4y) | |
| Christine Marie Bacharz | Registered representative | Nov 2022 (4y) | ||
| Brian Christopher Kearney Spaw | Registered representative | Nov 2022 (4y) | ||
| Luke David Prestholt | Registered representative | Nov 2022 (4y) | ||
| Morgan A. Nover | Registered representative | CFP | Nov 2022 (4y) | |
| Hudson Davis Horn | Registered representative | CFP | Nov 2022 (4y) | |
| Gregory Paul Ebeyer | Registered representative | CFP | Nov 2022 (4y) | |
| Shane Hewetson Cumings | Registered representative | Nov 2022 (4y) | ||
| Matthew Kyle Traub | Registered representative | CFP CFA | Dec 2022 (4y) | |
| Arielle Lederman | Registered representative | Dec 2022 (4y) | ||
| Matthew Todd Larson | Registered representative | Dec 2022 (4y) | ||
| Sean Matthew Meagher | Registered representative | CFP | Dec 2022 (4y) | |
| Luca Vujovic | Registered representative | CFA | Dec 2022 (4y) | |
| Mary Evelyn Duplantier | Registered representative | CFP | Dec 2022 (4y) | |
| Benjamin Clifford Heikes | Registered representative | CFP | Dec 2022 (4y) | |
| Brian Pomarici | Registered representative | CFP | Dec 2022 (4y) | |
| Clare Raleigh | Registered representative | Dec 2022 (4y) | ||
| Daniel Glenn Newman | Registered representative | CFP | Dec 2022 (4y) | |
| Zachary Daniel Hayes | Registered representative | Dec 2022 (4y) | ||
| Joseph Victor Schneider | Registered representative | Dec 2022 (4y) | ||
| Patrick Joseph Howley | Registered representative | CFP | Dec 2022 (4y) | |
| Philip Burfeind | Registered representative | CFP | Dec 2022 (4y) | |
| Or Shlomo Pikary | Registered representative | CFP Personal Financial Specialist | Jan 2023 (4y) | |
| Edward Michael Mc Gervey | Registered representative | Jan 2023 (4y) | ||
| Michael Edward Mcgervey | Registered representative | Jan 2023 (4y) | ||
| Matthew James Mc Gervey | Registered representative | CFP | Jan 2023 (4y) | |
| Shabina Mazabeen Rafiq | Registered representative | Chartered Financial Consultant | Jan 2023 (4y) | |
| Patricia Ann Finch | Registered representative | Jan 2023 (4y) | ||
| John Kenneth Mcandrews | Registered representative | Jan 2023 (4y) | ||
| S. Kyle Seton Cantarella | Registered representative | Jan 2023 (4y) | ||
| David Daniel Marmolejos | Registered representative | CFP | Jan 2023 (4y) | |
| John E Sheehan | Registered representative | Jan 2023 (4y) | ||
| Thomas Joseph Tilley | Registered representative | Jan 2023 (4y) | ||
| Nicolas Michel Polito | Registered representative | CFP | Jan 2023 (4y) | |
| Kevin Gerard Garvey | Registered representative | CFP | Feb 2023 (3y) | |
| Matson Munro Hutchins | Registered representative | Feb 2023 (3y) | ||
| Roy Peter Janse | Registered representative | CFP | Feb 2023 (3y) | |
| Brooke Nicole Miller | Registered representative | CFP | Feb 2023 (3y) | |
| Jared Paul Kale | Registered representative | CFP | Feb 2023 (3y) | |
| James Robert Cole | Registered representative | CFP Chartered Financial Consultant | Feb 2023 (3y) | |
| Rebecca Irene Farrish | Registered representative | CFP | Feb 2023 (3y) | |
| Donald Mcghee Belt | Registered representative | CFA | Feb 2023 (3y) | |
| Joseph Mc Grath | Registered representative | Feb 2023 (3y) | ||
| Thomas Martin Knight | Registered representative | CFP CFA | Feb 2023 (3y) | |
| Ruth Melody Chigozie Chukwunyere | Registered representative | Feb 2023 (3y) | ||
| Dawn Marie Bowman | Registered representative | Feb 2023 (3y) | ||
| David Michael Bell | Registered representative | Mar 2023 (3y) | ||
| Alfredo Andres Paredes | Registered representative | CFP | Mar 2023 (3y) | |
| Jeffry Allan Drott | Registered representative | Mar 2023 (3y) | ||
| Bret Lee Ambrosier | Registered representative | Mar 2023 (3y) | ||
| Ashton Edward Lawrence | Registered representative | CFP Chartered Financial Consultant | Mar 2023 (3y) | |
| Robb Wilson Scott | Registered representative | Mar 2023 (3y) | ||
| Morgen Hall | Registered representative | Mar 2023 (3y) | ||
| Parker W Kramlich | Registered representative | CFP | Mar 2023 (3y) | |
| Brian Joseph Mcguire | Registered representative | CFP | Mar 2023 (3y) | |
| David Hutchins | Registered representative | Mar 2023 (3y) | ||
| Carly Lauren Oishi | Registered representative | Mar 2023 (3y) | ||
| Jillian Gottbetter | Registered representative | Mar 2023 (3y) | ||
| Amanda Fisher | Registered representative | Apr 2023 (3y) | ||
| Kaley Dawn Carter | Registered representative | Apr 2023 (3y) | ||
| Kayla Ann Creamer | Registered representative | CFP Chartered Financial Consultant | Apr 2023 (3y) | |
| Clayton David Meyer | Registered representative | CFP | Apr 2023 (3y) | |
| Matthew Robert Blake | Registered representative | Apr 2023 (3y) | ||
| Raoul Rodriguez Walters | Registered representative | CFP | May 2023 (3y) | |
| Cory Simon Doliner | Registered representative | May 2023 (3y) | ||
| John Charles Geilfuss | Registered representative | CFP | May 2023 (3y) | |
| Krassimire Kirov | Registered representative | May 2023 (3y) | ||
| Jordan Lee Gabriel Beadle | Registered representative | May 2023 (3y) | ||
| Seth Joseph Kelly | Registered representative | CFP | May 2023 (3y) | |
| Tucker Michael Horsley | Registered representative | CFP | May 2023 (3y) | |
| Cordell Donavon Hollensteiner | Registered representative | May 2023 (3y) | ||
| Dylan Frank Patrick Younce | Registered representative | May 2023 (3y) | ||
| Mark Joseph Duetsch | Registered representative | CFP | Jun 2023 (3y) | |
| Corey Andrew Jordan Speck | Registered representative | Jun 2023 (3y) | ||
| Gilad David Halzel | Registered representative | CFP | Jun 2023 (3y) | |
| Chad Lewis Weatherman | Registered representative | CFP | Jun 2023 (3y) | |
| Luke Richard Hagerty | Registered representative | Jun 2023 (3y) | ||
| Edgar Ibarra | Registered representative | CFP | Jun 2023 (3y) | |
| Salvatore Joseph Ditusa | Registered representative | Jun 2023 (3y) | ||
| Kyle Grabenstetter | Registered representative | CFP | Jun 2023 (3y) | |
| Alexander Michael Schultz | Registered representative | CFP | Jun 2023 (3y) | |
| Sheri Ann Zimmerman | Registered representative | Jun 2023 (3y) | ||
| Gianni Daniel Catenacci | Registered representative | Jul 2023 (3y) | ||
| Alessandra Dimauro | Registered representative | CFP | Jul 2023 (3y) | |
| Maria Idolina Peralta | Registered representative | CFP | Jul 2023 (3y) | |
| Philip Aglubat Quitoriano | Registered representative | CFP | Jul 2023 (3y) | |
| Leanne Wilhelm | Registered representative | Jul 2023 (3y) | ||
| Andrew William Hood | Registered representative | Jul 2023 (3y) | ||
| Jordan Livingston Rice | Registered representative | CFP | Jul 2023 (3y) | |
| Taylor Winston Hindle | Registered representative | CFP | Jul 2023 (3y) | |
| Geoffrey Scott Brown | Registered representative | CFP | Aug 2023 (3y) | |
| Adam Joseph Rhoads | Registered representative | CFP | Aug 2023 (3y) | |
| Colin Svend Larsen | Registered representative | CFP | Aug 2023 (3y) | |
| Jennifer A Labenz | Registered representative | Sep 2023 (3y) | ||
| Taylor Thomson Klevens | Registered representative | Sep 2023 (3y) | ||
| Camilo Salazar | Registered representative | Sep 2023 (3y) | ||
| Matthew Douglas Nevins | Registered representative | Sep 2023 (3y) | ||
| Jacob C Mercer | Registered representative | Sep 2023 (3y) | ||
| Jackson Dierenfeldt | Registered representative | Sep 2023 (3y) | ||
| Kevin Flynn | Registered representative | Sep 2023 (3y) | ||
| Matthew David Maiers | Registered representative | Oct 2023 (3y) | ||
| Michael William Carignan | Registered representative | CFP | Oct 2023 (3y) | |
| Alandra Janay Simmons | Registered representative | Oct 2023 (3y) | ||
| Nicole Lyn Newland | Registered representative | CFP | Oct 2023 (3y) | |
| Brian Patrick Fischer | Registered representative | CFP CFA | Oct 2023 (3y) | |
| Jakub Cech | Registered representative | Oct 2023 (3y) | ||
| Alyssa Peterson | Registered representative | Oct 2023 (3y) | ||
| James Riley Dunn | Registered representative | CFA | Oct 2023 (3y) | |
| Holly Jane Mc Glasson | Registered representative | Oct 2023 (3y) | ||
| Tyler Christian Grubb | Registered representative | CFP | Oct 2023 (3y) | |
| Michael Patrick Keen | Registered representative | CFP | Nov 2023 (3y) | |
| Michael Hugh Smith | Registered representative | CFP | Nov 2023 (3y) | |
| Lekesha Antoinette Hall | Registered representative | Nov 2023 (3y) | ||
| Scott N Mesa | Registered representative | CFP | Nov 2023 (3y) | |
| Kellen Jeansonne Cross | Registered representative | Nov 2023 (3y) | ||
| James Nicholas Boese | Registered representative | CFP | Nov 2023 (3y) | |
| John Christopher Grego | Registered representative | CFP | Nov 2023 (3y) | |
| Gian Carlo Ornelas | Registered representative | CFP | Dec 2023 (3y) | |
| John M Powers | Registered representative | Dec 2023 (3y) | ||
| Eric Towell | Registered representative | CFP | Dec 2023 (3y) | |
| Marco Peter Caporuscio | Registered representative | Dec 2023 (3y) | ||
| Chelsie Stilson | Registered representative | CFP | Jan 2024 (3y) | |
| Luke Joseph Vandermillen | Registered representative | Jan 2024 (3y) | ||
| Daniel Anthony Toman | Registered representative | CFP | Jan 2024 (3y) | |
| Lyndsey Ann Winchester Pare | Registered representative | CFP | Jan 2024 (3y) | |
| Gillian C Cassidy | Registered representative | CFP | Feb 2024 (3y) | |
| Richard Thomas Boyer | Registered representative | CFP | Feb 2024 (2y) | |
| Alexandra Marie Scott | Registered representative | Feb 2024 (2y) | ||
| Jason Howard Skistad | Registered representative | CFP | Feb 2024 (2y) | |
| William Clay Venturi | Registered representative | CFP | Feb 2024 (2y) | |
| Robert Donald Linskey | Registered representative | Feb 2024 (2y) | ||
| Michael Anthony Cabral Foulkes | Registered representative | Mar 2024 (2y) | ||
| Timofey Matveyevich Drozdov | Registered representative | Mar 2024 (2y) | ||
| Adam Zachary Link | Registered representative | Mar 2024 (2y) | ||
| Matthew Hanson | Registered representative | Mar 2024 (2y) | ||
| Brian Thomas Rykovich | Registered representative | CFP | Mar 2024 (2y) | |
| Danielle Starr Washington | Registered representative | CFP | Mar 2024 (2y) | |
| Myles Waltonbaugh Clements | Registered representative | CFP | Mar 2024 (2y) | |
| Kevin Jackson | Registered representative | CFP | Mar 2024 (2y) | |
| Maja Janko | Registered representative | CFP | Mar 2024 (2y) | |
| Joseph Anthony Lewis | Registered representative | CFP | Apr 2024 (2y) | |
| Peter Chak | Registered representative | Apr 2024 (2y) | ||
| Michael Bradford Reynolds | Registered representative | CFP | Apr 2024 (2y) | |
| Heather Fitch | Registered representative | Apr 2024 (2y) | ||
| Sydney Nicole Cale | Registered representative | CFP | Apr 2024 (2y) | |
| Christopher Scott Piccoli | Registered representative | CFP | Apr 2024 (2y) | |
| Kate Allison Keller | Registered representative | CFP | Apr 2024 (2y) | |
| Patrick Regan | Registered representative | Apr 2024 (2y) | ||
| Michael Anthony Swenson | Registered representative | CFP | Apr 2024 (2y) | |
| Brian Joseph Worgan | Registered representative | Apr 2024 (2y) | ||
| Daniel Ogrodny | Registered representative | May 2024 (2y) | ||
| Richard Coleman Lunsford | Registered representative | CFP Chartered Financial Consultant | May 2024 (2y) | |
| Timothy A Skelton | Registered representative | May 2024 (2y) | ||
| Kenneth Furman | Registered representative | May 2024 (2y) | ||
| Thomas Brian Bennett | Registered representative | May 2024 (2y) | ||
| Matthew T Melvin | Registered representative | May 2024 (2y) | ||
| Curtis James Norwood | Registered representative | CFP | Jun 2024 (2y) | |
| Cynthia Davila Kurz | Registered representative | CFP | Jun 2024 (2y) | |
| John Austin Van De Steeg | Registered representative | CFP | Jun 2024 (2y) | |
| Cameron Nylec | Registered representative | CFP | Jun 2024 (2y) | |
| Brian Anderson Parsons | Registered representative | CFP | Jun 2024 (2y) | |
| Luke Dean Turner | Registered representative | Jun 2024 (2y) | ||
| Ethan Scott Krumwiede | Registered representative | Jun 2024 (2y) | ||
| Joseph Pierce Wilcoxon | Registered representative | Jun 2024 (2y) | ||
| Scott Glen Walloch | Registered representative | CFP | Jun 2024 (2y) | |
| Mitchell Clayton Kennedy | Registered representative | CFP Personal Financial Specialist | Jun 2024 (2y) | |
| Davon Antionne Smith | Registered representative | Jul 2024 (2y) | ||
| Michael Luke Fink | Registered representative | CFP | Jul 2024 (2y) | |
| Robert Craig Spears | Registered representative | Jul 2024 (2y) | ||
| Ryan Anthony Cusin | Registered representative | Aug 2024 (2y) | ||
| Michelle Vanessa Grillone | Registered representative | Aug 2024 (2y) | ||
| Sean Hosey | Registered representative | Aug 2024 (2y) | ||
| Wyatt William Smith | Registered representative | Aug 2024 (2y) | ||
| Scott Henry Howe | Registered representative | Sep 2024 (2y) | ||
| Sean Van Der Wal | Registered representative | CFP | Sep 2024 (2y) | |
| Campbell Elise Warren | Registered representative | Sep 2024 (2y) | ||
| Jason Robert Saginario | Registered representative | CFP | Sep 2024 (2y) | |
| Adam James Elder | Registered representative | Sep 2024 (2y) | ||
| Cody Philip Deane | Registered representative | CFP | Sep 2024 (2y) | |
| Sandy Y Guidicianne | Registered representative | CFP | Sep 2024 (2y) | |
| Meredith Corbin Woods | Registered representative | Sep 2024 (2y) | ||
| Benjamin R Mueller | Registered representative | Oct 2024 (2y) | ||
| Denise A Lilien | Registered representative | Oct 2024 (2y) | ||
| Christopher Paul Tumio | Registered representative | Oct 2024 (2y) | ||
| Renrick Rhys Pesce | Registered representative | CFP | Oct 2024 (2y) | |
| Lucas Henry Woehler | Registered representative | Oct 2024 (2y) | ||
| Anthonny Alberto Garcia | Registered representative | Oct 2024 (2y) | ||
| Ashley Renee Brewster | Registered representative | Oct 2024 (2y) | ||
| Jill J Klose | Registered representative | Nov 2024 (2y) | ||
| Jason Pan | Registered representative | CFP | Nov 2024 (2y) | |
| Derrick Joshua Kowal | Registered representative | Nov 2024 (2y) | ||
| David Carroll Colby | Registered representative | Nov 2024 (2y) | ||
| Jordan Matthew Flinton | Registered representative | Nov 2024 (2y) | ||
| Daren Lee Pladson | Registered representative | Nov 2024 (2y) | ||
| Jarret Van Acker | Registered representative | Nov 2024 (2y) | ||
| Jessica Nelson | Registered representative | CFP | Dec 2024 (2y) | |
| Orion Jeffrey Marx | Registered representative | CFP Chartered Financial Consultant | Dec 2024 (2y) | |
| Anju Mohindru | Registered representative | Dec 2024 (2y) | ||
| James Joseph Yanelli | Registered representative | Dec 2024 (2y) | ||
| Kathleen Carol Yanelli | Registered representative | Dec 2024 (2y) | ||
| James Wynn Regitz | Registered representative | Chartered Financial Consultant | Dec 2024 (2y) | |
| Stephen Andrew Ripic | Registered representative | Dec 2024 (2y) | ||
| Ellen Elise Peifer | Registered representative | Personal Financial Specialist | Dec 2024 (2y) | |
| Albert Glenn Mcnorton | Registered representative | Dec 2024 (2y) | ||
| Jay Richard Labarre | Registered representative | Dec 2024 (2y) | ||
| Ronald Edgar Newton | Registered representative | CFP | Dec 2024 (2y) | |
| Kristen Loretta Hopkins | Registered representative | Dec 2024 (2y) | ||
| Zachary Harrison Kleiman | Registered representative | Jan 2025 (2y) | ||
| Jonathan Sepe | Registered representative | Jan 2025 (2y) | ||
| Jonathan C Jepsen | Registered representative | Jan 2025 (2y) | ||
| Marissa Seleste Pattison | Registered representative | CFP | Jan 2025 (2y) | |
| Robert Keenan Gustafson | Registered representative | CFP | Jan 2025 (2y) | |
| Gabriel Camilo Garcia | Registered representative | Jan 2025 (2y) | ||
| Griffin Walter Weinstein | Registered representative | CFP | Jan 2025 (2y) | |
| Noah Babin | Registered representative | Jan 2025 (2y) | ||
| William Howson | Registered representative | CFP | Jan 2025 (2y) | |
| Reece William Smith | Registered representative | Jan 2025 (2y) | ||
| Chevie Lynn Walerowicz | Registered representative | Jan 2025 (2y) | ||
| Thelma Louise Pickering | Registered representative | Jan 2025 (2y) | ||
| Joshua Horner | Registered representative | Jan 2025 (2y) | ||
| Nicholas Gregory Caruso | Registered representative | Jan 2025 (2y) | ||
| Garrett L Cobb | Registered representative | CFP | Jan 2025 (2y) | |
| Lauren Michele Reed | Registered representative | CFP | Feb 2025 (1y) | |
| Jarrett Chase Adam | Registered representative | CFP | Feb 2025 (1y) | |
| Elise Catherine Schulok | Registered representative | CFP | Feb 2025 (1y) | |
| Ethan Thomas Jackson | Registered representative | CFP | Feb 2025 (1y) | |
| Luke Hardy Kremzar | Registered representative | Feb 2025 (1y) | ||
| Patrick Robert Housen | Registered representative | CFP | Feb 2025 (1y) | |
| James Barry Mcgrath | Registered representative | CFP CFA | Feb 2025 (1y) | |
| Adam Albright | Registered representative | Feb 2025 (1y) | ||
| Victor Belfiore | Registered representative | Feb 2025 (1y) | ||
| Renee N Langlais | Registered representative | CFP | Feb 2025 (1y) | |
| Connor William Gillis | Registered representative | CFP | Feb 2025 (1y) | |
| Garrett Howard | Registered representative | Feb 2025 (1y) | ||
| Daniel Lee | Registered representative | CFP | Feb 2025 (1y) | |
| Edward Lee Gerber | Registered representative | Feb 2025 (1y) | ||
| Brian Dunmire | Registered representative | Mar 2025 (1y) | ||
| Benjamin David Wayne Katsel | Registered representative | CFP | Mar 2025 (1y) | |
| Pardis Nikzad | Registered representative | Mar 2025 (1y) | ||
| Michael Anthony Viselli | Registered representative | CFP | Mar 2025 (1y) | |
| Michael William Clark | Registered representative | Personal Financial Specialist | Mar 2025 (1y) | |
| Jesse Clayton Taylor | Registered representative | Mar 2025 (1y) | ||
| Jonathon Carl Pennline | Registered representative | CFP | Mar 2025 (1y) | |
| William Thomas Boatman | Registered representative | Mar 2025 (1y) | ||
| James Charles Papas | Registered representative | Mar 2025 (1y) | ||
| Justin Do | Registered representative | CFP | Mar 2025 (1y) | |
| Marie Ellen Smith | Registered representative | CFP | Mar 2025 (1y) | |
| Michael Bezanson | Registered representative | Mar 2025 (1y) | ||
| Tom Nguyen | Registered representative | Mar 2025 (1y) | ||
| Brendan James Price | Registered representative | Mar 2025 (1y) | ||
| Gregory Allen Hutcheson | Registered representative | Mar 2025 (1y) | ||
| Jason Kevin Kiddoo | Registered representative | Mar 2025 (1y) | ||
| Peter J Haldeman | Registered representative | Mar 2025 (1y) | ||
| Jacob William Igert Vilott | Registered representative | Mar 2025 (1y) | ||
| Kyle William Myhra | Registered representative | Mar 2025 (1y) | ||
| Caleb D Barr | Registered representative | Mar 2025 (1y) | ||
| Daniel Thomas Mc Elwaney | Registered representative | CFA | Mar 2025 (1y) | |
| Kevin Patrick Barlow | Registered representative | CFA | Apr 2025 (1y) | |
| Curtis Ronald Calomeni | Registered representative | Apr 2025 (1y) | ||
| Danielle Rebecca Bronner | Registered representative | CFP | Apr 2025 (1y) | |
| Jacob L Newcomb | Registered representative | CFP | Apr 2025 (1y) | |
| Lisa Maria Thurston | Registered representative | Apr 2025 (1y) | ||
| Matthew Almeida | Registered representative | CFP CFA | Apr 2025 (1y) | |
| Elizabeth Spencer Duchak | Registered representative | Apr 2025 (1y) | ||
| Scott W. Zimmerman | Registered representative | CFP | Apr 2025 (1y) | |
| Brian Ray Dixon | Registered representative | Apr 2025 (1y) | ||
| Bradley Michael Howe | Registered representative | CFP CFA | Apr 2025 (1y) | |
| Luke Thomas Osborn | Registered representative | Apr 2025 (1y) | ||
| Alan Corbin Cluverius | Registered representative | CFP | Apr 2025 (1y) | |
| Li Yan Moy | Registered representative | Apr 2025 (1y) | ||
| Wesley Alvin Barnes | Registered representative | CFP | Apr 2025 (1y) | |
| Paul Mankarious | Registered representative | CFP | Apr 2025 (1y) | |
| Lukas Simón Voith | Registered representative | Apr 2025 (1y) | ||
| Tarky Joseph Lombardi | Registered representative | Apr 2025 (1y) | ||
| Douglas Miles Ramsey | Registered representative | CFP | May 2025 (1y) | |
| Riasat Irtiza | Registered representative | May 2025 (1y) | ||
| John Robert Morton | Registered representative | CFP CFA | May 2025 (1y) | |
| Paul Martin Haines | Registered representative | May 2025 (1y) | ||
| Carolyn Kitzel | Registered representative | CFP | May 2025 (1y) | |
| Geoffrey Edward Tuthill | Registered representative | CFP | May 2025 (1y) | |
| Malcolm Henry Alexander Elvy | Registered representative | CFP | May 2025 (1y) | |
| Wade Bilbrey | Registered representative | CFP | May 2025 (1y) | |
| Matthew Gentile | Registered representative | May 2025 (1y) | ||
| Dustin C Gaj | Registered representative | May 2025 (1y) | ||
| Marisa Luciano | Registered representative | CFP | May 2025 (1y) | |
| Metro Malasavage | Registered representative | CFP | May 2025 (1y) | |
| Richard Joseph Seyfried | Registered representative | May 2025 (1y) | ||
| Walter Andrew Varian | Registered representative | May 2025 (1y) | ||
| Colin P Coine | Registered representative | CFP | May 2025 (1y) | |
| Steven Brian Grossblatt | Registered representative | Jun 2025 (1y) | ||
| Verne Tetsumi Marble | Registered representative | Jun 2025 (1y) | ||
| Ashley Candace Costello | Registered representative | CFP | Jun 2025 (1y) | |
| Zachary John Joiner | Registered representative | CFP | Jun 2025 (1y) | |
| Alan S Jutca | Registered representative | Jun 2025 (1y) | ||
| Javier A Pita | Registered representative | Jun 2025 (1y) | ||
| William Tucker Stoops | Registered representative | Jun 2025 (1y) | ||
| Emily Nicole Ebel | Registered representative | Jun 2025 (1y) | ||
| Kevin Michael Martin | Registered representative | CFP | Jun 2025 (1y) | |
| Michael Patrick Jansey | Registered representative | Jun 2025 (1y) | ||
| Anthony Robert Henderson | Registered representative | Jun 2025 (1y) | ||
| Thaddeus Murray Allen | Registered representative | CFP | Jun 2025 (1y) | |
| Elizabeth Osterndorf Campbell | Registered representative | Jun 2025 (1y) | ||
| Anthony Azzano | Registered representative | Jun 2025 (1y) | ||
| Heather Hope Janson | Registered representative | Jun 2025 (1y) | ||
| Robert Shawn Sandrew | Registered representative | Jun 2025 (1y) | ||
| Riley Richard Roach | Registered representative | Jun 2025 (1y) | ||
| William R Heemskerk | Registered representative | Jul 2025 (1y) | ||
| Alyssa Marie Molan | Registered representative | Jul 2025 (1y) | ||
| Brian Neil Tobin | Registered representative | CFP | Jul 2025 (1y) | |
| Benjamin David Blokdyk | Registered representative | Jul 2025 (1y) | ||
| Jeffrey James Jordan | Registered representative | CFP | Jul 2025 (1y) | |
| Thomas Franklin Guillebeau | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| John David Macik | Registered representative | Jul 2025 (1y) | ||
| Kaleb Anthony Fontenot | Registered representative | Jul 2025 (1y) | ||
| Jorge Armando Soriano | Registered representative | Aug 2025 (1y) | ||
| Adam Joseph Simoncelli | Registered representative | CFA | Aug 2025 (1y) | |
| Kyle Carroll Ryan | Registered representative | CFP | Aug 2025 (1y) | |
| Alexandra Azara | Registered representative | Aug 2025 (1y) | ||
| Noah Koreman | Registered representative | CFP | Aug 2025 (1y) | |
| Rehan Chaudhry | Registered representative | Aug 2025 (1y) | ||
| Johnny Tep | Registered representative | CFP | Aug 2025 (1y) | |
| Ronan Jeffrey Murphy | Registered representative | Aug 2025 (1y) | ||
| Barbara Sayers Bensink | Registered representative | CFP | Sep 2025 (1y) | |
| Adil G Masood | Registered representative | Sep 2025 (1y) | ||
| Dennis Elmer Lohouse | Registered representative | CFA | Sep 2025 (1y) | |
| Edmond David Sheidlower | Registered representative | Sep 2025 (1y) | ||
| Sonu Johar | Registered representative | Sep 2025 (1y) | ||
| David William Henion | Registered representative | Sep 2025 (1y) | ||
| Richard Brent Nathan | Registered representative | Sep 2025 (1y) | ||
| Larry Howard Rabinowitz | Registered representative | CFP | Sep 2025 (1y) | |
| Marcin Piotr Ciolek | Registered representative | CFP | Sep 2025 (1y) | |
| Michael Joseph Garzi | Registered representative | CFP | Sep 2025 (1y) | |
| Christopher Anthony Cardali | Registered representative | Sep 2025 (1y) | ||
| Jeffrey Eaton Hough | Registered representative | Sep 2025 (1y) | ||
| Nancy Melinda Lott | Registered representative | Sep 2025 (1y) | ||
| Brendan Mark Dennis | Registered representative | CFP | Sep 2025 (1y) | |
| Cullen L Parker | Registered representative | CFP | Sep 2025 (1y) | |
| Nicholas Steven Hengl | Registered representative | CFP | Sep 2025 (1y) | |
| Yi Mandeville Ott | Registered representative | Sep 2025 (1y) | ||
| Connor Boone | Registered representative | Sep 2025 (1y) | ||
| Christopher Baehne Marvin | Registered representative | Sep 2025 (1y) | ||
| Luke William Mathis | Registered representative | Sep 2025 (1y) | ||
| Michael Mazzeo | Registered representative | CFP Chartered Financial Consultant | Sep 2025 (1y) | |
| Alexander Kai Krueger | Registered representative | Sep 2025 (1y) | ||
| Benjamin Roland Reker | Registered representative | Sep 2025 (1y) | ||
| Logan Wood Varela | Registered representative | CFP | Oct 2025 (1y) | |
| Brian Michael Santini | Registered representative | CFP | Oct 2025 (1y) | |
| Catherine Michelle Anderson | Registered representative | CFP | Oct 2025 (1y) | |
| Hugo Cesar Meraz | Registered representative | CFP | Oct 2025 (1y) | |
| Sihun Park | Registered representative | Oct 2025 (1y) | ||
| Lauren Renee Michalcik Burke | Registered representative | Oct 2025 (1y) | ||
| Matthew Charles Millett | Registered representative | Oct 2025 (1y) | ||
| Simon Mitchell Moran | Registered representative | Oct 2025 (1y) | ||
| Geoffrey Thomas Waters | Registered representative | CFP | Oct 2025 (1y) | |
| Michael Leroy Roasa | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Riley Blankenship | Registered representative | Oct 2025 (1y) | ||
| Massimo Giuseppe Avelluto | Registered representative | Oct 2025 (1y) | ||
| Ayron Lawson | Registered representative | Oct 2025 (1y) | ||
| Carter Scott Mc Cain | Registered representative | Oct 2025 (1y) | ||
| Phillipe Elizee Paret | Registered representative | Oct 2025 (1y) | ||
| David Tomas | Registered representative | Oct 2025 (1y) | ||
| Connor Jones | Registered representative | Oct 2025 (1y) | ||
| Jack Herman | Registered representative | CFP | Oct 2025 (1y) | |
| Chauncey Jordan Pickering | Registered representative | Oct 2025 (1y) | ||
| Gordon Thompson Frater | Registered representative | CFP | Oct 2025 (1y) | |
| Ryan Scott Moore | Registered representative | Oct 2025 (1y) | ||
| Timothy M Sweeney | Registered representative | Oct 2025 (1y) | ||
| Kelsey J Hardie | Registered representative | Nov 2025 (1y) | ||
| Brianna Nicole Hasbrook | Registered representative | Nov 2025 (1y) | ||
| Samuel Vasquez Gaeta | Registered representative | CFP | Nov 2025 (1y) | |
| Zubair Ahmad Khan | Registered representative | CFP CFA | Nov 2025 (1y) | |
| Jennifer Lucienne Krizka | Registered representative | Nov 2025 (1y) | ||
| Micah Joseph Adams | Registered representative | Nov 2025 (1y) | ||
| Justin Benjamin Erfer | Registered representative | CFP | Nov 2025 (1y) | |
| Kolby C Wilson | Registered representative | Nov 2025 (1y) | ||
| Gilbert Raleigh Cassagne | Registered representative | Nov 2025 (1y) | ||
| Jay Anthony Ernst | Registered representative | Nov 2025 (1y) | ||
| Adam Joseph Kuhlmann | Registered representative | Nov 2025 (1y) | ||
| Damien Livert Jackson | Registered representative | Nov 2025 (1y) | ||
| Ida Cacanindin | Registered representative | Nov 2025 (1y) | ||
| Daniel Francis Flanagan | Registered representative | Nov 2025 (1y) | ||
| Bradford R. Peck | Registered representative | Dec 2025 (1y) | ||
| Colby Porter | Registered representative | Dec 2025 (1y) | ||
| Michael Syer | Registered representative | CFP | Dec 2025 (1y) | |
| Michael Levon Daniels | Registered representative | CFP | Dec 2025 (1y) | |
| Joel Antonio Romero | Registered representative | CFP | Dec 2025 (1y) | |
| Yen Huei Mary Jones | Registered representative | CFP | Dec 2025 (1y) | |
| Amanda Anastasia Tortorelli | Registered representative | Dec 2025 (1y) | ||
| Mike Villar | Registered representative | Dec 2025 (1y) | ||
| Lewis Wade Partridge | Registered representative | Jan 2026 (1y) | ||
| Adam Koebele Wright | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Kurt Arthur Schindler | Registered representative | CFP | Jan 2026 (1y) | |
| Kyle Frederick Beckhusen | Registered representative | CFP | Jan 2026 (1y) | |
| Michael Patrick Doyle | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Kathleen Seech Wright | Registered representative | CFA | Jan 2026 (1y) | |
| Jeffrey Lee Ou Baty | Registered representative | Jan 2026 (1y) | ||
| Andrew Blade Thompson | Registered representative | CFP | Jan 2026 (1y) | |
| Ethan Moriuchi Norris | Registered representative | Jan 2026 (1y) | ||
| Alex Edward Oliver | Registered representative | CFP | Jan 2026 (1y) | |
| Jason Todd Skolnick | Registered representative | Jan 2026 (1y) | ||
| Joseph Curran | Registered representative | CFP | Jan 2026 (1y) | |
| Drew Erich Mullarkey | Registered representative | Jan 2026 (1y) | ||
| Michael Scott Hebert | Registered representative | Jan 2026 (1y) | ||
| Adam M Dietz | Registered representative | Jan 2026 (1y) | ||
| Garrett Scott Hawkins | Registered representative | CFP | Jan 2026 (1y) | |
| Spence Dean Sarazin | Registered representative | Jan 2026 (1y) | ||
| Andrea Motter | Registered representative | Jan 2026 (1y) | ||
| Jared Peters | Registered representative | CFP | Jan 2026 (1y) | |
| Paul Queenan | Registered representative | Jan 2026 (1y) | ||
| Ryan Lewis Maddex | Registered representative | CFP | Jan 2026 (1y) | |
| Colin Scott Harper | Registered representative | CFP | Feb 2026 (0y) | |
| Marcus Gardner | Registered representative | Feb 2026 (0y) | ||
| Hannah Jane Poss | Registered representative | Feb 2026 (0y) | ||
| Hayden Lee Vanover | Registered representative | Feb 2026 (0y) | ||
| Michael Finetti | Registered representative | Feb 2026 (0y) | ||
| Edward Meyer | Registered representative | CFP | Feb 2026 (0y) | |
| Devon Michael Henry | Registered representative | CFP | Feb 2026 (0y) | |
| Elysa Giselle Flores | Registered representative | Feb 2026 (0y) | ||
| Jennifer Paige Chapman | Registered representative | Feb 2026 (0y) | ||
| Peyton James Wood | Registered representative | Mar 2026 (0y) | ||
| Jackson Smith | Registered representative | Mar 2026 (0y) | ||
| Neal Patrick Mc Mahon | Registered representative | Mar 2026 (0y) | ||
| Phillip Earl Campit | Registered representative | Mar 2026 (0y) | ||
| Alexandra Mariola Mccomb | Registered representative | CFP | Mar 2026 (0y) | |
| Jordan Freund | Registered representative | Mar 2026 (0y) | ||
| Kevin J Ryan | Registered representative | CFP Chartered Financial Consultant | Mar 2026 (0y) | |
| Steven M Peterson | Registered representative | CFP | Mar 2026 (0y) | |
| Mitchell Nguyen | Registered representative | Mar 2026 (0y) | ||
| Eleanor Jacqueline Daniel | Registered representative | Mar 2026 (0y) | ||
| Amanda Jean Simmons | Registered representative | CFP | Mar 2026 (0y) | |
| Noah Bylsma | Registered representative | Mar 2026 (0y) | ||
| Shadrack Frempong | Registered representative | CFP | Mar 2026 (0y) | |
| Daniel Jeremi Smyth | Registered representative | CFP | Mar 2026 (0y) | |
| Lisa Ozaki | Registered representative | CFP | Mar 2026 (0y) | |
| Lucas W Hazelton | Registered representative | Mar 2026 (0y) | ||
| Sophie Bluestein | Registered representative | Mar 2026 (0y) | ||
| Jaden Andrew Schlosser | Registered representative | Mar 2026 (0y) | ||
| Julie Ann Sacchiero | Registered representative | CFP | Mar 2026 (0y) | |
| Adam Michael Millman | Registered representative | Mar 2026 (0y) | ||
| Anthony Nunzio Intagliata | Registered representative | CFP | Mar 2026 (0y) | |
| Michael William Porter | Registered representative | Mar 2026 (0y) | ||
| Grant Alexander Palmer | Registered representative | Apr 2026 (0y) | ||
| Grant Alexander Palmer | Registered representative | CFP | Apr 2026 (0y) | |
| John Barron Adams | Registered representative | Apr 2026 (0y) | ||
| David Pigott | Registered representative | CFP | Apr 2026 (0y) | |
| Cameron Kolwich | Registered representative | Apr 2026 (0y) | ||
| Paul Frederick Brownson | Registered representative | CFA | Apr 2026 (0y) | |
| Philip James Ricasata | Registered representative | CFP | Apr 2026 (0y) | |
| Tanya Antoinette Campbell | Registered representative | Apr 2026 (0y) | ||
| Blake Robert Dunlop | Registered representative | Apr 2026 (0y) | ||
| Caleb Stewart Briggs | Registered representative | Apr 2026 (0y) | ||
| Connor P Dunlop | Registered representative | CFP | Apr 2026 (0y) | |
| Henry Cox | Registered representative | CFP | Apr 2026 (0y) | |
| Kenneth Cole | Registered representative | CFP | Apr 2026 (0y) | |
| Steven Callaghan | Registered representative | Apr 2026 (0y) | ||
| Derek Hankins | Registered representative | Apr 2026 (0y) | ||
| Michael Reeves | Registered representative | Apr 2026 (0y) | ||
| Bryce Logan Leafman | Registered representative | Apr 2026 (0y) | ||
| Benjamin Levi Albertson | Registered representative | Apr 2026 (0y) | ||
| Hannah Felicity Macias | Registered representative | May 2026 (0y) | ||
| Christopher Bruce Nicholson | Registered representative | CFP | May 2026 (0y) | |
| Jon Justin Milliken | Registered representative | May 2026 (0y) | ||
| Christopher M Caradec | Registered representative | May 2026 (0y) | ||
| Cody Charles Riesterer | Registered representative | CFP Chartered Financial Consultant | May 2026 (0y) | |
| Joshua Douglas Buri | Registered representative | May 2026 (0y) | ||
| Kaitlyn F Guintu | Registered representative | May 2026 (0y) | ||
| Tyler Christopher Smith | Registered representative | May 2026 (0y) | ||
| Charles Joseph Illg | Registered representative | May 2026 (0y) | ||
| Hanna Ready | Registered representative | CFP | May 2026 (0y) | |
| Ta Shauna Mc Allister | Registered representative | May 2026 (0y) | ||
| Corinne Clare Brogan | Registered representative | May 2026 (0y) | ||
| Frances Opfer Cronlund | Registered representative | CFP | May 2026 (0y) | |
| Melodie Hughes | Registered representative | May 2026 (0y) | ||
| Eric Arnold Hewitt | Registered representative | May 2026 (0y) | ||
| James Russell Ferro | Registered representative | May 2026 (0y) | ||
| Reese George Nickerson | Registered representative | May 2026 (0y) | ||
| Tyler Jonathan Burtscher | Registered representative | CFP | May 2026 (0y) | |
| Bennett Edward Gross | Registered representative | CFA | Jun 2026 (0y) | |
| Robert William Sheehan | Registered representative | Jun 2026 (0y) | ||
| Tyler Austin Robuck | Registered representative | CFP | Jun 2026 (0y) | |
| Luke William Sanderson | Registered representative | Jun 2026 (0y) | ||
| Aleksandra Tukan | Registered representative | Jun 2026 (0y) | ||
| James Alban | Registered representative | CFP | Jun 2026 (0y) | |
| Christopher Wahl | Registered representative | CFP | Jun 2026 (0y) | |
| Adriana Cazabal | Registered representative | Jun 2026 (0y) | ||
| Giuseppe Hossan Robalino | Registered representative | Jun 2026 (0y) | ||
| John O Connell | Registered representative | Jun 2026 (0y) | ||
| Marco Antonio Anaya | Registered representative | Jun 2026 (0y) | ||
| Ruben Alonzo Garcia | Registered representative | Jun 2026 (0y) | ||
| Ted Elliott Baker | Registered representative | Jun 2026 (0y) | ||
| Christopher Nowell | Registered representative | Jun 2026 (0y) | ||
| Sean William Mcginnis | Registered representative | CFA | Jun 2026 (0y) | |
| Cory Lescavage | Registered representative | Jun 2026 (0y) | ||
| Rishi Nimesh Patel | Registered representative | Jun 2026 (0y) | ||
| Jonathan David Hyre | Registered representative | CFP | Jun 2026 (0y) | |
| Zachary Bullard | Registered representative | CFP | Jun 2026 (0y) | |
| Luke Helmich | Registered representative | Jun 2026 (0y) | ||
| Bridget Clare O'reilly | Registered representative | CFP | Jul 2026 (0y) | |
| Coleman Edward Chamarro | Registered representative | Chartered Financial Consultant | Jul 2026 (0y) | |
| Harvis Armando Astorga | Registered representative | Jul 2026 (0y) | ||
| Alisha Patel | Registered representative | Jul 2026 (0y) | ||
| Brendan James Brady | Registered representative | Jul 2026 (0y) | ||
| Sandra Cramer | Registered representative | CFP | Jul 2026 (0y) | |
| Xavier Omar Fernandez Cruz | Registered representative | Jul 2026 (0y) | ||
| Dylan J Walker | Registered representative | Jul 2026 (0y) | ||
| Kealan Hatfield | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mariner Wealth Advisors, Llc | Managing Member | Sep 2008 | A | 75% or more |
| Green Equity Investors Side Viii L.P. | Member | Apr 2021 | B | 75% or more of Gei Viii Mw Blocker Llc (indirect) |
| Leonard Green & Partners, L.P. | Manager | Jul 2014 | B | 75% or more of Peridot Coinvest Manager Llc (indirect) |
| Emerald Holdings Ii, L.P. | Limited Partner | Nov 2022 | B | 75% or more of Lgp Feeder, L.P. (indirect) |
| Gei Viii Mw Blocker Llc | Member | Apr 2021 | B | 50% – 75% of Gei Viii Mw Aggregator Llc (indirect) |
| Lgp Feeder, L.P. | Limited Partner | Nov 2022 | B | 50% – 75% of Leonard Green & Partners, L.P. (indirect) |
| Gei Viii Mw Aggregator Llc | Member | Jun 2021 | B | 25% – 50% of Mwa Holdco, Llc (indirect) |
| Green Equity Investors Viii L.P. | Member | Apr 2021 | B | 25% – 50% of Gei Viii Mw Aggregator Llc (indirect) |
| The Danhakl Revocable Trust | Limited Partner | Jun 2012 | B | 25% – 50% of Emerald Holdings Ii, L.P. (indirect) |
| The Sokoloff Family Trust | Limited Partner | Jun 2012 | B | 25% – 50% of Emerald Holdings Ii, L.P. (indirect) |
| Mwa Midco, Llc | Manager | Jun 2021 | B | GP / trustee / elected manager of Mariner Wealth Advisors, Llc (indirect) |
| Mwa Holdco, Llc | Manager | Jun 2021 | B | GP / trustee / elected manager of Mwa Midco, Llc (indirect) |
| Peridot Coinvest Manager Llc | Manager | Apr 2021 | B | GP / trustee / elected manager of Gei Viii Mw Aggregator Llc (indirect) |
| Gei Capital Viii, Llc | General Partner | Jun 2019 | B | GP / trustee / elected manager of Green Equity Investors Viii L.P. (indirect) |
| Lgp Management, Inc. | Manager | Dec 2019 | B | GP / trustee / elected manager of Gei Capital Viii, Llc (indirect) |
| Emerald Holdings I, Llc | General Partner | Aug 2016 | B | GP / trustee / elected manager of Emerald Holdings Ii, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $14.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Mariner Fpii, Llc | Private Equity Fund | $11.4M | $50.0K | 24 |
| Mariner Mangrove Ii, Llc | Private Equity Fund | $2.8M | $10.0K | 74 |
| Wbr, Llc | Private Equity Fund | $557 | $50.4K | 8 |
| Mariner Prescient, Llc | Private Equity Fund | $31 | $15.0K | 77 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (42)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sheet Metal Workers Local #20 South Bend Area Pension Fund | Trustees Of Sheet Metal Workers Local #20 South Bend Area Pension Fund | 297 | $36.0M | 07/01/2024 |
| Broken Arrow Electric Supply Co., Inc. 401(k) Plan | Broken Arrow Electric Supply Co., Inc. | 165 | $18.9M | 07/01/2024 |
| Asbestos Workers Local 8 Retirement Trust Plan | Asbestos Workers Local 8 Retirement Trust Plan | 144 | $18.6M | 06/01/2024 |
| Plumbers And Steamfitters Local 166 Profit Sharing Annuity Plan | Plumbers And Steamfitters Local 166 | 1,034 | $61.6M | 06/01/2024 |
| Plumbers & Steamfitters Local 166 Afl Cio Pension Plan | Plumbers And Steamfitters Local 166 | 710 | $95.1M | 06/01/2024 |
| Leemah Electronics Profit Sharing 401(k) Plan | Leemah Electronics, Inc. | 323 | $17.9M | 04/01/2024 |
| Mcconnell & Associates, Inc. 401(k) Profit Sharing Plan | Mcconnell & Associates, Inc. | 137 | $18.8M | 04/01/2024 |
| Brown & Brown, Inc Employee Savings Plan | Brown & Brown, Inc. | 12,393 | $1.8B | 01/01/2024 |
| Mariner Wealth Advisors, Llc 401(k) Plan | Mariner Wealth Advisors, Llc | 1,870 | $278M | 01/01/2024 |
| Faegre Drinker Retirement Savings Plan 1 | Faegre Drinker Biddle & Reath Llp | 1,298 | $768M | 01/01/2024 |
| Tortoise 401(k) Plan | Tortoise Parent Holdco, Llc | 38 | $20.0M | 01/01/2024 |
| Hanson Bridgett Llp Profit Sharing Plan | Hanson Bridgett Llp | 252 | $178M | 01/01/2024 |
| Integrated Imaging Consultants, Llc Retirement Savings Plan | Integrated Imaging Consultants, Llc | 116 | $99.9M | 01/01/2024 |
| Stowers Group Retirement Plan | Stowers Resource Management Inc. | 401 | $109M | 01/01/2024 |
| Stowers Group 403(b) Savings Plan | Stowers Resource Management Inc. | 515 | $47.4M | 01/01/2024 |
| Netjets Aviation, Inc. 401(k) Retirement Plan | Netjets Aviation, Inc. | 4,042 | $2.5B | 01/01/2024 |
| Polynt Composites Usa Inc. 401(k) Plan | Polynt Composites Usa Inc. | 690 | $169M | 01/01/2024 |
| Da/Pro Rubber, Inc. 401(k) Plan | Da/Pro Rubber, Inc. | 273 | $6.2M | 01/01/2024 |
| Local 670 Annuity Fund | Local 670 Annuity Fund Joint Board Of Trustees | 1,173 | $28.0M | 01/01/2024 |
| Local 670 Pension Plan | Local 670 Pension Fund | 1,275 | $84.0M | 01/01/2024 |
| Teamhealth 401(k) Plan | Ameriteam Services, Llc | 18,577 | $1.8B | 01/01/2024 |
| Taft Stettinius & Hollister Llp Thrift Savings & Retirement Plan | Taft Stettinius & Hollister Llp | 1,468 | $849M | 01/01/2024 |
| Lockton, Inc. 401(k) Plan | Lockton, Inc. | 7,058 | $1.4B | 01/01/2024 |
| Locke Lord Llp Retirement Savings Plan | Locke Lord Llp | 844 | $892M | 01/01/2024 |
| Erg Employee 401(k) Plan | Erg Holding Company, Llc | 668 | $20.0M | 01/01/2024 |
Top 25 of 42 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 3.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $64.4B (51% of AUM) Jul 2026
- National Financial Services (Fidelity) $48.9B (39% of AUM) Jul 2026
- Fidelity Brokerage Services $25.7B (46% of AUM) Jul 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗