Wealthspire Advisors Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 106181
· SEC file 801-49390
· New York, NY
· www.instagram.com
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ADV data as of Apr 30, 2026
- Regulatory AUM
- $34.3B
- Discretionary
- $33.0B
- Clients
- 9,973
- Avg AUM / client
- $3.4M
- Accounts
- 9,973
- Employees
- 397
AUM over time
$3.3B
$34.3B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Asset allocation (SMA assets by investment type)
as of Apr 30, 2026
Exchange-traded equities
$20.3B
59%
Registered investment companies (funds/ETFs)
$11.0B
32%
Cash & equivalents
$2.1B
6%
State & local bonds
$686M
2%
Investment-grade corporate bonds
$343M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 932 positions, $12,734,101,728)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE S&P500 ETF | $1,744,046,398 | 2,669,963 | 13.7% | 5.08% |
| 2 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $933,177,863 | 14,562,701 | 7.33% | 2.72% |
| 3 | Vanguard Index Fds | S&P 500 ETF SHS | $675,307,398 | 1,130,127 | 5.3% | 1.97% |
| 4 | Ishares Tr | CORE S&P MCP ETF | $520,617,837 | 7,709,430 | 4.09% | 1.52% |
| 5 | Vanguard Star Fds | VG TL INTL STK F | $488,488,949 | 6,334,962 | 3.84% | 1.42% |
| 6 | Schwab Strategic Tr | US DIVIDEND EQ | $408,395,156 | 13,311,446 | 3.21% | 1.19% |
| 7 | Aon Plc | SHS CL A | $317,639,641 | 984,075 | 2.49% | 0.93% |
| 8 | Vanguard Index Fds | TOTAL STK MKT | $308,943,124 | 963,010 | 2.43% | 0.9% |
| 9 | Schwab Strategic Tr | INTL EQTY ETF | $302,174,720 | 12,209,080 | 2.37% | 0.88% |
| 10 | Vanguard Index Fds | GROWTH ETF | $295,859,385 | 677,349 | 2.32% | 0.86% |
| 11 | Dimensional Etf Trust | US CORE EQUITY 2 | $291,643,335 | 7,504,975 | 2.29% | 0.85% |
| 12 | State Str Spdr S&P 500 Etf T | TR UNIT | $286,886,042 | 441,132 | 2.25% | 0.84% |
| 13 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $264,705,671 | 4,897,422 | 2.08% | 0.77% |
| 14 | Vanguard Index Fds | LARGE CAP ETF | $241,405,936 | 807,783 | 1.9% | 0.7% |
| 15 | Ishares Tr | CORE S&P SCP ETF | $241,293,141 | 1,941,060 | 1.89% | 0.7% |
| 16 | Vanguard Malvern Fds | STRM INFPROIDX | $222,570,587 | 4,455,868 | 1.75% | 0.65% |
| 17 | Ishares Tr | CORE UNIVRSL USD | $218,351,375 | 4,727,243 | 1.71% | 0.64% |
| 18 | Vanguard Index Fds | MID CAP ETF | $177,623,161 | 618,508 | 1.39% | 0.52% |
| 19 | Vanguard Index Fds | EXTEND MKT ETF | $169,486,591 | 823,550 | 1.33% | 0.49% |
| 20 | Apple Inc | COM | $130,145,163 | 512,807 | 1.02% | 0.38% |
| 21 | Ishares Inc | CORE MSCI EMKT | $117,701,696 | 1,687,480 | 0.92% | 0.34% |
| 22 | Vanguard Index Fds | SMALL CP ETF | $105,170,256 | 401,536 | 0.83% | 0.31% |
| 23 | Vanguard Intl Equity Index F | ALLWRLD EX US | $95,209,035 | 1,267,763 | 0.75% | 0.28% |
| 24 | Cme Group Inc | COM | $93,357,182 | 316,090 | 0.73% | 0.27% |
| 25 | Ishares Tr | TRS FLT RT BD | $90,771,196 | 1,792,834 | 0.71% | 0.26% |
Top 25 of 932 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,183 | $1.6B | 4.75% |
| High net worth individuals | 5,553 | $31.6B | 92.0% |
| Pension and profit sharing plans | 69 | $175M | 0.51% |
| Charitable organizations | 94 | $619M | 1.8% |
| State or municipal government entities | 1 | $36.6M | 0.11% |
| Corporations and other businesses | 73 | $290M | 0.85% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Davis+Gilbert Llp Profit Sharing Retirement Plan Davis+Gilbert Llp | 2024 | |
| Katten Muchin Rosenman Llp Defined Contribution Plan Katten Muchin Rosenman Llp | 2024 | |
| Nfp Corp. 401(k) Plan Nfp Corp. | 2024 | |
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (239)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lieser, Lori, Michell | Vice President | Aug 2005 (21y) | Less than 5% | |
| Schneider, Brett, Ronald | Director | Jan 2009 (18y) | Less than 5% | |
| Eric Matthew Sontag | President & Chief Operations Officer | CFA | Nov 2011 (15y) | Less than 5% |
| O'malley, Edward, George | Director | Feb 2015 (12y) | Less than 5% | |
| Moo, Veronica, Ei Chun | Director | Jul 2017 (9y) | Less than 5% | |
| Michael Joseph Moriarty | Chief Investment Officer | Dec 2017 (9y) | Less than 5% | |
| Lamena, Michael, Anthony | Chief Executive Officer | May 2019 (7y) | Less than 5% | |
| Powers, Brian, David | Chief Financial Officer | May 2019 (7y) | Less than 5% | |
| Stastney, Hoyt, Ronald | Chief Legal Officer | May 2019 (7y) | Less than 5% | |
| Michael J Del Priore | Chief Compliance Officer | Jan 2020 (7y) | Less than 5% | |
| Martha Simpson Staniford | Registered representative | Apr 2006 (20y) | ||
| Michael Nicholas Delgass | Registered representative | Sep 2007 (19y) | ||
| Gail M Harris | Registered representative | CFP | Dec 2018 (8y) | |
| Connor Joseph Darrell | Registered representative | Aug 2020 (6y) | ||
| Oliver Pursche | Registered representative | Nov 2020 (6y) | ||
| Ashley Elyse Iddings | Registered representative | Jan 2021 (6y) | ||
| Grant Michael Ruder | Registered representative | CFP | Jan 2021 (6y) | |
| Kevin Charles Kosgard | Registered representative | Jan 2021 (6y) | ||
| Laura Sue Barry | Registered representative | CFP | Jan 2021 (6y) | |
| Michele Gabrielle Walthert | Registered representative | CFP | Jan 2021 (6y) | |
| Timothy Richard Hughes | Registered representative | CFP | Jan 2021 (6y) | |
| William Brian Schwartz | Registered representative | CFP | Jan 2021 (6y) | |
| Bryan Allen Stretton | Registered representative | CFP | Jan 2021 (6y) | |
| Crystal Jewel Cox | Registered representative | CFP | Jan 2021 (6y) | |
| David Andrew Dickman | Registered representative | Jan 2021 (6y) | ||
| Eran Goudes | Registered representative | CFP CFA | Jan 2021 (6y) | |
| Gary Richard Sobelman | Registered representative | Jan 2021 (6y) | ||
| Jay Anthony Czarapata | Registered representative | CFP | Jan 2021 (6y) | |
| John Michael Dobson | Registered representative | Jan 2021 (6y) | ||
| Joshua Leonard Frank | Registered representative | Jan 2021 (6y) | ||
| Kevin Wallace Smith | Registered representative | CFP | Jan 2021 (6y) | |
| Katharine Frances Schelhorn | Registered representative | CFP | Jan 2021 (6y) | |
| Max Joseph Meltzer | Registered representative | CFP | Jan 2021 (6y) | |
| Myka Bradley Koenen | Registered representative | CFP | Jan 2021 (6y) | |
| Raziel Nochemia Hecht | Registered representative | CFP | Jan 2021 (6y) | |
| Robin A Dobbs | Registered representative | CFP | Jan 2021 (6y) | |
| Scott Dennis Dillie | Registered representative | CFP | Jan 2021 (6y) | |
| Scott Nathaniel Brody | Registered representative | Jan 2021 (6y) | ||
| Bart Joseph Lanman | Registered representative | CFP | Jan 2021 (6y) | |
| Brent Thomas Katterheinrich | Registered representative | Jan 2021 (6y) | ||
| Brion Scott Collins | Registered representative | CFP | Jan 2021 (6y) | |
| Christopher Colin Kiessling | Registered representative | CFP | Jan 2021 (6y) | |
| Christopher Sandstrom Maxey | Registered representative | Jan 2021 (6y) | ||
| Donald Brooke Farren | Registered representative | CFP | Jan 2021 (6y) | |
| Jay Michael Weinstein | Registered representative | CFA | Jan 2021 (6y) | |
| Jay Morris Frank | Registered representative | CFP Chartered Financial Consultant | Jan 2021 (6y) | |
| Juliette Cherie Williams | Registered representative | Jan 2021 (6y) | ||
| Jack Weldon Keating | Registered representative | Jan 2021 (6y) | ||
| Karl Jacob Stiegmann | Registered representative | CFP | Jan 2021 (6y) | |
| Kevin Philip Moloney | Registered representative | Jan 2021 (6y) | ||
| Limin Lee | Registered representative | Jan 2021 (6y) | ||
| Orathai Kuvareewong | Registered representative | Jan 2021 (6y) | ||
| Rachel Anne Haberman | Registered representative | Jan 2021 (6y) | ||
| Seong Ho Kim | Registered representative | Jan 2021 (6y) | ||
| Stephanie Maria Selbach | Registered representative | CFP | Jan 2021 (6y) | |
| Tammie Elizabeth Lenzner | Registered representative | Jan 2021 (6y) | ||
| Theodore Flood Leasure | Registered representative | Jan 2021 (6y) | ||
| Howard Paul Offit | Registered representative | Jan 2021 (6y) | ||
| Joshua Shoshan | Registered representative | CFP | Feb 2021 (5y) | |
| Andrew S Weissman | Registered representative | CFP | Mar 2021 (5y) | |
| Marilyn Schwartz Napoli | Registered representative | CFP | Mar 2021 (5y) | |
| Eric Joseph Dostal | Registered representative | CFP | Mar 2021 (5y) | |
| Stacey Nicole Rosenson | Registered representative | CFP | Mar 2021 (5y) | |
| Kevin Joseph Brady | Registered representative | CFP | Mar 2021 (5y) | |
| Aviva Shrock Pinto | Registered representative | Mar 2021 (5y) | ||
| Howard Vaughn Sontag | Registered representative | Mar 2021 (5y) | ||
| Amanda Nicole Campbell | Registered representative | CFP | Mar 2021 (5y) | |
| Charles Gerald Walker | Registered representative | CFP | Mar 2021 (5y) | |
| Edward Charles Vonlange | Registered representative | CFP | Mar 2021 (5y) | |
| Gary Paul Desjardins | Registered representative | CFP | Mar 2021 (5y) | |
| James Kurz Eichelberger | Registered representative | CFP | Mar 2021 (5y) | |
| James Mark Griesser | Registered representative | CFP | Mar 2021 (5y) | |
| Jennine Ramsey Lacroix | Registered representative | CFP | Mar 2021 (5y) | |
| Joseph Patrick Garrison | Registered representative | CFP | Mar 2021 (5y) | |
| Kimberly Sarah Magaha | Registered representative | CFP | Mar 2021 (5y) | |
| Luke Steven Smith | Registered representative | CFP | Mar 2021 (5y) | |
| Tatiana Y Dadykina | Registered representative | CFP | Mar 2021 (5y) | |
| Natalie Lynne Truty | Registered representative | CFP | Apr 2021 (5y) | |
| Jonathan G Berhane | Registered representative | CFP | May 2021 (5y) | |
| Uliana G. Michaelis | Registered representative | CFP | May 2021 (5y) | |
| Zachary Gering | Registered representative | CFP | May 2021 (5y) | |
| Stephanie G Carmel | Registered representative | CFP | May 2021 (5y) | |
| Justin Richard Cone | Registered representative | Jun 2021 (5y) | ||
| Samia Liane Clookie | Registered representative | Jul 2021 (5y) | ||
| Jake Obringer | Registered representative | Aug 2021 (5y) | ||
| Craig Michael Fasano | Registered representative | Aug 2021 (5y) | ||
| Anorhon M Gaudiano | Registered representative | CFP | Aug 2021 (5y) | |
| Riley T Keenan | Registered representative | Sep 2021 (5y) | ||
| Donna Levy Leroy | Registered representative | Sep 2021 (5y) | ||
| Megan Nicole John | Registered representative | CFP | Sep 2021 (5y) | |
| Abby R Bare | Registered representative | Sep 2021 (5y) | ||
| Benjamin Cole Sullivan | Registered representative | Oct 2021 (5y) | ||
| Nathaniel Richardson | Registered representative | Oct 2021 (5y) | ||
| Trent W Hofmeister | Registered representative | Jan 2022 (5y) | ||
| John R Burns | Registered representative | Mar 2022 (4y) | ||
| Matthew Kleiman | Registered representative | Apr 2022 (4y) | ||
| Lindsey Marie Kane | Registered representative | Apr 2022 (4y) | ||
| Emily Perschbacher | Registered representative | May 2022 (4y) | ||
| Robert Gryboski | Registered representative | Jun 2022 (4y) | ||
| Adam P Corder | Registered representative | Jun 2022 (4y) | ||
| Allaire Louise Langdon | Registered representative | CFP | Jun 2022 (4y) | |
| Andrew Scott Macaleer | Registered representative | CFA | Jun 2022 (4y) | |
| Christopher John Leddy | Registered representative | Jun 2022 (4y) | ||
| Gregory Kevin Reynholds | Registered representative | Jun 2022 (4y) | ||
| John Michael Kovacs | Registered representative | Jun 2022 (4y) | ||
| Samuel Fishelberg | Registered representative | CFP | Jun 2022 (4y) | |
| Thomas John Kavanagh | Registered representative | CFP | Jun 2022 (4y) | |
| Rick Pierce Van Benschoten | Registered representative | CFP | Jun 2022 (4y) | |
| Garrett R Scranton | Registered representative | Aug 2022 (4y) | ||
| Marianne C Esche | Registered representative | Aug 2022 (4y) | ||
| Seth Lee Starr | Registered representative | CFP | Aug 2022 (4y) | |
| Casey Elizabeth Riviezzo | Registered representative | CFP | Sep 2022 (4y) | |
| Amy B Miller | Registered representative | CFP | Sep 2022 (4y) | |
| Benjamin David Kille | Registered representative | CFP | Sep 2022 (4y) | |
| Marc Elliot Austin | Registered representative | CFP | Sep 2022 (4y) | |
| Camila S Bentos | Registered representative | Oct 2022 (4y) | ||
| Kayla Marie Pavela | Registered representative | Oct 2022 (4y) | ||
| Pietro Antonio Messina | Registered representative | CFP | Oct 2022 (4y) | |
| Samantha Cecilia Paul Hackman | Registered representative | Nov 2022 (4y) | ||
| Craig Alexander Amico | Registered representative | CFA | Dec 2022 (4y) | |
| Madelyn Bowles | Registered representative | CFP | Jan 2023 (4y) | |
| Dillon Gorham | Registered representative | Jun 2023 (3y) | ||
| Matthew Scott Moser | Registered representative | CFP | Jul 2023 (3y) | |
| Madelyn Oemig | Registered representative | Aug 2023 (3y) | ||
| Devanshu Amin | Registered representative | Sep 2023 (3y) | ||
| Kathryn L O'connor | Registered representative | Sep 2023 (3y) | ||
| Wyatt Reksten | Registered representative | Sep 2023 (3y) | ||
| Kirstin Lynn Griffin | Registered representative | Sep 2023 (3y) | ||
| Christopher James Jennings | Registered representative | CFP | Oct 2023 (3y) | |
| David Say Edwards | Registered representative | Oct 2023 (3y) | ||
| Matthew Krueger | Registered representative | Oct 2023 (3y) | ||
| Sonia Gentiana Kraus | Registered representative | Jan 2024 (3y) | ||
| Tyrone B Clarke | Registered representative | May 2024 (2y) | ||
| Benjamin James Snediker | Registered representative | Jun 2024 (2y) | ||
| Nicholas J Kapelewski | Registered representative | Jun 2024 (2y) | ||
| Blake Ryan Barr | Registered representative | CFP | Jun 2024 (2y) | |
| Karyn Ilene Tylicki | Registered representative | CFP | Jul 2024 (2y) | |
| Stephane De Brechard | Registered representative | Aug 2024 (2y) | ||
| Briana Kelly Keydel | Registered representative | CFP | Aug 2024 (2y) | |
| Charles Merryman Pyfer | Registered representative | CFP | Aug 2024 (2y) | |
| Julie Ann Back | Registered representative | CFP | Aug 2024 (2y) | |
| Justin Nicolas Detray | Registered representative | Aug 2024 (2y) | ||
| Stephen Atwood Kepler | Registered representative | CFP | Aug 2024 (2y) | |
| Julia Marie Penwell | Registered representative | CFP | Aug 2024 (2y) | |
| Lisa Victoria Graham | Registered representative | CFP | Aug 2024 (2y) | |
| Amanda Curry Fox | Registered representative | CFP | Sep 2024 (2y) | |
| John F Thiel | Registered representative | CFP | Sep 2024 (2y) | |
| Michael Zachary Mangels | Registered representative | CFP | Sep 2024 (2y) | |
| Sarah Elizabeth Harkness Wotherspoon | Registered representative | CFP | Sep 2024 (2y) | |
| Sean Andrew Heyman | Registered representative | Sep 2024 (2y) | ||
| T. Steven Branton | Registered representative | CFP | Sep 2024 (2y) | |
| Tierney E Henderson | Registered representative | Sep 2024 (2y) | ||
| Timothy L Talbott | Registered representative | CFP | Sep 2024 (2y) | |
| William Harry Bockwoldt | Registered representative | Sep 2024 (2y) | ||
| Michael James Tyler | Registered representative | CFP | Sep 2024 (2y) | |
| Mckayla Lea Johnson | Registered representative | Sep 2024 (2y) | ||
| Gloria Levorin | Registered representative | CFP | Oct 2024 (2y) | |
| Karin Maloney Stifler | Registered representative | CFP | Oct 2024 (2y) | |
| Sarah Ann Hannibal | Registered representative | CFA | Oct 2024 (2y) | |
| Brenna K Paananen | Registered representative | CFP | Oct 2024 (2y) | |
| Madeline Kate Rowe | Registered representative | CFP | Oct 2024 (2y) | |
| Anthony Joseph Cruz | Registered representative | Nov 2024 (2y) | ||
| Spencer Carver | Registered representative | Nov 2024 (2y) | ||
| Anthony Joseph Sainclair | Registered representative | Nov 2024 (2y) | ||
| Jacob Yale Scott | Registered representative | CFP | Dec 2024 (2y) | |
| Joseph Saunders Wiggins | Registered representative | CFP | Dec 2024 (2y) | |
| Robert Michael Moyer | Registered representative | CFP | Dec 2024 (2y) | |
| Erik Anthony Szabocsik | Registered representative | CFP | Jan 2025 (2y) | |
| Amanda Marie Phillips De Saverio | Registered representative | CFP | Jan 2025 (2y) | |
| Jennifer Lynn Giemza | Registered representative | CFP | Jan 2025 (2y) | |
| Ryan E Jordan | Registered representative | Jan 2025 (2y) | ||
| Smriti Dhall | Registered representative | CFP | Jan 2025 (2y) | |
| Justin Karl Hult | Registered representative | CFA | Jan 2025 (2y) | |
| Bruce Robert Laning | Registered representative | CFA | Jan 2025 (2y) | |
| Ethan L Copeland | Registered representative | CFP | Feb 2025 (1y) | |
| Oona Rokyta | Registered representative | Mar 2025 (1y) | ||
| Lauren Rathsack | Registered representative | Mar 2025 (1y) | ||
| Elizabeth Summers | Registered representative | May 2025 (1y) | ||
| Jude Christopher Cypher | Registered representative | Jun 2025 (1y) | ||
| Sara Lubanski | Registered representative | Jun 2025 (1y) | ||
| Lily Elizabeth Smith | Registered representative | Jun 2025 (1y) | ||
| Melissa Restivo | Registered representative | Jul 2025 (1y) | ||
| Dominick Richard Matteo | Registered representative | CFP | Jul 2025 (1y) | |
| Ryan De Leon | Registered representative | Aug 2025 (1y) | ||
| Alexander Pierce Milley | Registered representative | Aug 2025 (1y) | ||
| Spencer Friedman | Registered representative | Aug 2025 (1y) | ||
| Pyper Friedman | Registered representative | Aug 2025 (1y) | ||
| Dmitriy Katsnelson | Registered representative | Sep 2025 (1y) | ||
| Jonah Schachtel | Registered representative | Sep 2025 (1y) | ||
| Greta Panke | Registered representative | Sep 2025 (1y) | ||
| Keely Rae Ford | Registered representative | Sep 2025 (1y) | ||
| Alix Rosenbaum | Registered representative | Nov 2025 (1y) | ||
| Ian Michael Weinberg | Registered representative | CFP | Nov 2025 (1y) | |
| Amanda Davis | Registered representative | Dec 2025 (1y) | ||
| Charles Vincent Meixelsperger | Registered representative | Jan 2026 (1y) | ||
| Sheila Mie Schroeder | Registered representative | Jan 2026 (1y) | ||
| Casey James Hardy | Registered representative | Jan 2026 (1y) | ||
| Michael J Burke | Registered representative | Jan 2026 (1y) | ||
| Karen Adelle Smith | Registered representative | Jan 2026 (1y) | ||
| Liam Desmond | Registered representative | Jan 2026 (1y) | ||
| Colin Breuvart Drake | Registered representative | CFP | Feb 2026 (0y) | |
| William Mc Kee | Registered representative | Mar 2026 (0y) | ||
| Mya Estell Fedash | Registered representative | Mar 2026 (0y) | ||
| Alyson Woolbright | Registered representative | Apr 2026 (0y) | ||
| Brian Shawn Mcauliffe | Registered representative | Apr 2026 (0y) | ||
| Charles D Scarallo | Registered representative | CFP | Apr 2026 (0y) | |
| Jared Wolfe | Registered representative | Apr 2026 (0y) | ||
| Kevin Flaaen | Registered representative | Apr 2026 (0y) | ||
| Michael Bueti | Registered representative | CFP | Apr 2026 (0y) | |
| Michael David Zeitler | Registered representative | CFA | Apr 2026 (0y) | |
| Rosemary Timoney | Registered representative | CFP | Apr 2026 (0y) | |
| Taylor Stathis | Registered representative | CFP | Apr 2026 (0y) | |
| Vincent Alex Pecoraro | Registered representative | Apr 2026 (0y) | ||
| Eric Scott Bernstein | Registered representative | Apr 2026 (0y) | ||
| Katarina Stefanie Obermaier | Registered representative | Apr 2026 (0y) | ||
| Lyndsey Ann Gorham | Registered representative | Apr 2026 (0y) | ||
| Michael Joseph Bongiorno | Registered representative | Apr 2026 (0y) | ||
| Patrick David Wren | Registered representative | Apr 2026 (0y) | ||
| Shannon Thieke | Registered representative | Apr 2026 (0y) | ||
| Christopher D Castellano | Registered representative | CFP | Apr 2026 (0y) | |
| Frank J Lavrigata | Registered representative | CFP | Apr 2026 (0y) | |
| Patrick Callahan Ceplenski | Registered representative | CFP | Apr 2026 (0y) | |
| Matthew Joseph Oliveira | Registered representative | Apr 2026 (0y) | ||
| Belle Bennett | Registered representative | May 2026 (0y) | ||
| Raymond Edward Kramer | Registered representative | May 2026 (0y) | ||
| Travis Walters | Registered representative | May 2026 (0y) | ||
| Deirdre Ann De Rosa | Registered representative | CFP | May 2026 (0y) | |
| Jonathan Evan Bernstein | Registered representative | CFP Personal Financial Specialist | May 2026 (0y) | |
| Andrew William Frattaroli | Registered representative | May 2026 (0y) | ||
| Frank Patrick Marzano | Registered representative | CFP | May 2026 (0y) | |
| Michael Jon Santo | Registered representative | May 2026 (0y) | ||
| Rachel A Frame | Registered representative | May 2026 (0y) | ||
| Carolina Llano Gonzalez | Registered representative | CFP | May 2026 (0y) | |
| Megan Patricia Lathrop | Registered representative | CFP | May 2026 (0y) | |
| Liam Smith | Registered representative | May 2026 (0y) | ||
| Justin Louis Goldstein | Registered representative | Jun 2026 (0y) | ||
| Serge Peter Villani | Registered representative | CFP | Jun 2026 (0y) | |
| Sergei Perepechenov | Registered representative | Jun 2026 (0y) | ||
| David S Kramer | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wealthspire Holdings, Llc | Member | Nov 2017 | A | 75% or more |
| Nfp Intermediate Holdings B. Corp. | Owner | Jul 2013 | B | ≈ 42.19% – 100% via Nfp Corp. |
| Nfp Corp. | Owner | Nov 2017 | B | ≈ 56.25% – 100% via Wealthspire Holdings, Llc |
| Randolph Acquisition Corp. | Owner | Apr 2024 | B | ≈ 31.64% – 100% via Nfp Intermediate Holdings B. Corp. |
| Randolph Finance Unlimited Company | Owner | Apr 2024 | B | ≈ 23.73% – 100% via Randolph Acquisition Corp. |
| Aon, Plc | Owner | Jun 2014 | B | ≈ 17.8% – 100% via Randolph Finance Unlimited Company |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Nfp Intermediate Holdings B. Corp.: 75% – 100% of Nfp Corp. × 75% – 100% of Wealthspire Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Nfp Corp.: 75% – 100% of Wealthspire Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Randolph Acquisition Corp.: 75% – 100% of Nfp Intermediate Holdings B. Corp. × 75% – 100% of Nfp Corp. × 75% – 100% of Wealthspire Holdings, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Randolph Finance Unlimited Company: 75% – 100% of Randolph Acquisition Corp. × 75% – 100% of Nfp Intermediate Holdings B. Corp. × 75% – 100% of Nfp Corp. × 75% – 100% of Wealthspire Holdings, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Aon, Plc: 75% – 100% of Randolph Finance Unlimited Company × 75% – 100% of Randolph Acquisition Corp. × 75% – 100% of Nfp Intermediate Holdings B. Corp. × 75% – 100% of Nfp Corp. × 75% – 100% of Wealthspire Holdings, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Davis+Gilbert Llp Profit Sharing Retirement Plan | Davis+Gilbert Llp | 135 | $149M | 01/01/2024 |
| Katten Muchin Rosenman Llp Defined Contribution Plan | Katten Muchin Rosenman Llp | 1,113 | $793M | 01/01/2024 |
| Nfp Corp. 401(k) Plan | Nfp Corp. | 6,644 | $977M | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 1.84 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • WRAP FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $24.5B (71% of AUM) Apr 2026
- National Financial Services (Fidelity) $5.3B (16% of AUM) Apr 2026
- Pershing $2.8B (8% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗