Wealth Enhancement Advisory Services, Llc
SEC-registered
Wealth Manager · Mega ($100B+)
CRD 116407
· SEC file 801-60749
· Plymouth, MN
· TWITTER.COM
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ADV data as of Jul 02, 2026
- Regulatory AUM
- $122B
- Discretionary
- $94.3B
- Clients
- 85,001
- Avg AUM / client
- $1.4M
- Accounts
- 221,892
- Employees
- 1,700
AUM over time
$1.5B
$122B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 02, 2026
Asset allocation (SMA assets by investment type)
as of Jul 02, 2026
Registered investment companies (funds/ETFs)
$68.4B
56%
Exchange-traded equities
$36.7B
30%
Cash & equivalents
$7.3B
6%
US government & agency bonds
$2.4B
2%
State & local bonds
$2.4B
2%
Investment-grade corporate bonds
$2.4B
2%
Pooled investment vehicles
$1.2B
1%
Other
$1.2B
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 53,562 | $72.3B | 59.2% |
| High net worth individuals | 27,424 | $39.3B | 32.2% |
| Pension and profit sharing plans | 1,096 | $6.0B | 4.87% |
| Charitable organizations | 643 | $830M | 0.68% |
| Corporations and other businesses | 1,201 | $1.8B | 1.47% |
| Other | 1,075 | $2.0B | 1.64% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (986)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Thomas Harold Dekko | Chief Manager And President | CFP | Feb 2003 (24y) | Less than 5% |
| James Loren Cahn | Chair Of The Investment Committee And Chief Strategy Officer | Jun 2012 (14y) | Less than 5% | |
| Brian James Vnak | Chief Advisory Officer | CFP | Mar 2014 (12y) | Less than 5% |
| Windorski, Kelly, Joseph | Chief Financial Officer And Treasurer | Jul 2016 (10y) | Less than 5% | |
| Furcht, Elizabeth, Ann | Secretary | Feb 2017 (10y) | Less than 5% | |
| Shideman, Frederick, James | Chief Technology, Information Security, Portfolio Account & Trading Officer | Jan 2020 (7y) | Less than 5% | |
| Joseph Alan Dieckhaus | Chief Compliance Officer | Jun 2021 (5y) | Less than 5% | |
| Baker, Donna, Marie | Corporate Administration Director | Oct 2021 (5y) | Less than 5% | |
| Weiss, Eric, Glenn | Chief Growth Officer | Jun 2022 (4y) | Less than 5% | |
| Steven Thomas Hess | Registered representative | CFP | Jul 2004 (22y) | |
| Bruce Duane Santjer | Registered representative | Dec 2004 (22y) | ||
| Margaret Mary Webb | Registered representative | Feb 2005 (21y) | ||
| Michael David Hess | Registered representative | CFP | Apr 2006 (20y) | |
| Jeffrey John Hockert | Registered representative | CFP | Nov 2006 (20y) | |
| Nicholas Charles Beissel | Registered representative | CFP | Jul 2007 (19y) | |
| Robert James Burley | Registered representative | Nov 2007 (19y) | ||
| James Philip Sandager | Registered representative | CFP | Dec 2008 (18y) | |
| Kenneth James Smith | Registered representative | CFP | Apr 2009 (17y) | |
| Mark Eugene Parrish | Registered representative | CFP | Jan 2010 (17y) | |
| J Benjamin Hess | Registered representative | CFP | Jan 2011 (16y) | |
| Erik Lloyd Severson | Registered representative | CFP | Jun 2011 (15y) | |
| Dustin James Smith | Registered representative | CFP | Mar 2013 (13y) | |
| Adria Meehan Siewert | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Kevin Joseph Meehan | Registered representative | CFP Chartered Financial Consultant | Nov 2013 (13y) | |
| Todd Brian Diven | Registered representative | CFP | Nov 2013 (13y) | |
| Nicole A Walker | Registered representative | Dec 2013 (13y) | ||
| Margaret Bliss Beggs Towle | Registered representative | Dec 2013 (13y) | ||
| Emily Jean Goodman | Registered representative | CFP | Dec 2013 (13y) | |
| Chad A Essman | Registered representative | CFP | Jan 2014 (13y) | |
| Kate Elizabeth Maier | Registered representative | CFP | Jan 2014 (13y) | |
| Kelly Renee Fischer | Registered representative | CFP | Jan 2014 (13y) | |
| Lisa Lynn Clark | Registered representative | Jan 2014 (13y) | ||
| Nicole Ann Webb | Registered representative | CFP | Jan 2014 (13y) | |
| Nicole Marie Evenski | Registered representative | Jan 2014 (13y) | ||
| Preston Alan Koenig | Registered representative | CFP | Jan 2014 (13y) | |
| Nicholas C Kvamme | Registered representative | CFP | Jan 2014 (13y) | |
| Adam Christopher Weiland | Registered representative | CFP | Jan 2014 (13y) | |
| Amanda Lynn Gardner | Registered representative | Jan 2014 (13y) | ||
| Andrew Stephen Thelander | Registered representative | CFP | Jan 2014 (13y) | |
| Benjamin John Schaefer | Registered representative | CFP | Jan 2014 (13y) | |
| Brent Marvin Muller | Registered representative | Jan 2014 (13y) | ||
| Danielle Lee Mehia | Registered representative | CFP | Jan 2014 (13y) | |
| Gary Mark Williamson | Registered representative | Jan 2014 (13y) | ||
| Michael Charles Bishop | Registered representative | CFP | Jan 2014 (13y) | |
| Tenielle Marie Shallman | Registered representative | CFP | Jan 2014 (13y) | |
| William Robert Sukup | Registered representative | CFP | Jan 2014 (13y) | |
| Ryan Stephen Mckeown | Registered representative | CFP | Jan 2014 (13y) | |
| Bruce Wayne Helmer | Registered representative | Jan 2014 (13y) | ||
| Edwina Yvonna Allee | Registered representative | Jan 2014 (13y) | ||
| Michele Lee Newhouse | Registered representative | Jan 2014 (13y) | ||
| Morgan Peter Schleif | Registered representative | Jan 2014 (13y) | ||
| Stephanie M Cain | Registered representative | Jan 2014 (13y) | ||
| Adam Nguyen | Registered representative | Apr 2014 (12y) | ||
| Jacqueline Anne Ampe | Registered representative | CFP | Oct 2014 (12y) | |
| Jennifer Elizabeth Boland | Registered representative | CFP | Mar 2015 (11y) | |
| Karl Nicholas Koll | Registered representative | Jul 2015 (11y) | ||
| Andrea Ruth Bevanda | Registered representative | Apr 2016 (10y) | ||
| David Baker Himmelreich | Registered representative | Jun 2016 (10y) | ||
| Gerard Dennis Zopfi | Registered representative | CFP | Jun 2016 (10y) | |
| Gerard Dennis Zopfi | Registered representative | Jun 2016 (10y) | ||
| Lane Leidy Marmon | Registered representative | Jun 2016 (10y) | ||
| Paul Papapostolou | Registered representative | CFP | Jun 2016 (10y) | |
| Bradly Hite Baxter | Registered representative | CFP Chartered Financial Consultant | Aug 2016 (10y) | |
| Geoffrey Allen Lanceley | Registered representative | Aug 2016 (10y) | ||
| Ryan Ellison Paul | Registered representative | CFP | Aug 2016 (10y) | |
| Danielle Schultz | Registered representative | Oct 2016 (10y) | ||
| Steven Mondolino | Registered representative | CFP | Nov 2016 (10y) | |
| Christian Lou Okada | Registered representative | CFP | Nov 2016 (10y) | |
| Sarah Elizabeth Geiger | Registered representative | Jan 2017 (10y) | ||
| Dustin Kriengsak Obhas | Registered representative | CFP | Mar 2017 (9y) | |
| Joel Adam Fliegel | Registered representative | CFP | Mar 2017 (9y) | |
| Andrea Debevec | Registered representative | CFP | Mar 2017 (9y) | |
| Kyra Rosenwinkel | Registered representative | CFP | Jul 2017 (9y) | |
| Tami Heuring | Registered representative | Aug 2017 (9y) | ||
| Anthony Parrish | Registered representative | CFP | Aug 2017 (9y) | |
| Stephanie Marie Griesinger | Registered representative | CFP | Nov 2017 (9y) | |
| John Linge | Registered representative | CFP | Dec 2017 (9y) | |
| Scott Reid | Registered representative | CFP | Dec 2017 (9y) | |
| Nathan Thomas Mcclanahan | Registered representative | CFP | Feb 2018 (8y) | |
| Benjamin J. Osborn | Registered representative | CFP | Mar 2018 (8y) | |
| Vincenzo Cimino | Registered representative | CFP | May 2018 (8y) | |
| Benjamin Edward Davis | Registered representative | CFP | Sep 2018 (8y) | |
| James William Carr | Registered representative | CFP | Sep 2018 (8y) | |
| Jesse Andrew Tye Crews | Registered representative | CFP | Sep 2018 (8y) | |
| Mary Beth Neeley | Registered representative | CFP | Sep 2018 (8y) | |
| Patricia Garlan Lawrence | Registered representative | Sep 2018 (8y) | ||
| Tiffany Mills Beard | Registered representative | CFP | Sep 2018 (8y) | |
| William Sheldon Hart | Registered representative | CFP | Sep 2018 (8y) | |
| John Ring O'brien | Registered representative | CFP | Nov 2018 (8y) | |
| Cory Scott Meyer | Registered representative | CFP | Dec 2018 (8y) | |
| Glenn David Meyer | Registered representative | CFP Chartered Financial Consultant | Dec 2018 (8y) | |
| Melissa Kaye Beaumont | Registered representative | Dec 2018 (8y) | ||
| Helen Genevieve Johnson | Registered representative | Jan 2019 (8y) | ||
| Colin P Smith | Registered representative | Feb 2019 (7y) | ||
| Alan Craig Hicks | Registered representative | CFP Chartered Financial Consultant | Apr 2019 (7y) | |
| David John Demeuse | Registered representative | CFP | Apr 2019 (7y) | |
| David Tulig | Registered representative | CFP | Apr 2019 (7y) | |
| Eric Albert Flick | Registered representative | CFP | Apr 2019 (7y) | |
| Gideon Hicks | Registered representative | CFP | Apr 2019 (7y) | |
| Lee Revolinski | Registered representative | CFP | Apr 2019 (7y) | |
| Julie Mc Carthy Gillette Johns | Registered representative | CFP | Apr 2019 (7y) | |
| Corey Sullivan | Registered representative | May 2019 (7y) | ||
| Donald Riley | Registered representative | Jun 2019 (7y) | ||
| Kimberly B Jobson | Registered representative | CFP | Jun 2019 (7y) | |
| Timothy Hewitt | Registered representative | CFP | Jun 2019 (7y) | |
| James L Wiley | Registered representative | Jun 2019 (7y) | ||
| Alex Dansberger | Registered representative | CFP | Jul 2019 (7y) | |
| Christophe Marie Pascal Dionot | Registered representative | Jul 2019 (7y) | ||
| Daniel Dupuy | Registered representative | CFP | Jul 2019 (7y) | |
| Heather Donhauser Calianno | Registered representative | Jul 2019 (7y) | ||
| Melinda Boyd | Registered representative | Jul 2019 (7y) | ||
| Robert Hayes Carson | Registered representative | Jul 2019 (7y) | ||
| Brian Kuhn | Registered representative | CFP | Jul 2019 (7y) | |
| Kathleen Nolan | Registered representative | Jul 2019 (7y) | ||
| Robert Brett Hewitt | Registered representative | CFP | Jul 2019 (7y) | |
| Jonathan Luther Wienecke | Registered representative | CFP | Jul 2019 (7y) | |
| Jonathan Victor Giordani | Registered representative | CFA | Jul 2019 (7y) | |
| Joseph Evans | Registered representative | CFP | Jul 2019 (7y) | |
| David Jeffrey Hill | Registered representative | Aug 2019 (7y) | ||
| Chris Schiffer | Registered representative | CFP | Oct 2019 (7y) | |
| Peter Andrew Needham | Registered representative | CFP | Oct 2019 (7y) | |
| Ray A Hawkins | Registered representative | CFP | Oct 2019 (7y) | |
| Peter C Hoglund | Registered representative | CFP | Oct 2019 (7y) | |
| Alexander Joseph Vaccarella | Registered representative | CFP | Oct 2019 (7y) | |
| Gary Quinzel | Registered representative | CFP CFA | Oct 2019 (7y) | |
| Michael Schneider | Registered representative | CFP | Nov 2019 (7y) | |
| Bret Kaye | Registered representative | CFP | Dec 2019 (7y) | |
| Kyle M Larson | Registered representative | CFP | Dec 2019 (7y) | |
| Deborah Novatney | Registered representative | Dec 2019 (7y) | ||
| Christopher Allen Mattern | Registered representative | CFP | Jan 2020 (7y) | |
| William Joseph Cafero | Registered representative | Jan 2020 (7y) | ||
| Ryan W Marshall | Registered representative | CFA | Jan 2020 (7y) | |
| Chloe Briel | Registered representative | CFP | Jan 2020 (7y) | |
| Anita Buerkle | Registered representative | Mar 2020 (6y) | ||
| Devan White | Registered representative | CFP | Mar 2020 (6y) | |
| Paul J Brahim | Registered representative | Mar 2020 (6y) | ||
| Sheyna Lynn Regets | Registered representative | Mar 2020 (6y) | ||
| Mark Ceraso | Registered representative | CFP | Mar 2020 (6y) | |
| Robert Joseph Standish | Registered representative | CFP | Mar 2020 (6y) | |
| Michael Fetterolf | Registered representative | Mar 2020 (6y) | ||
| Michael Theodore Haley | Registered representative | CFP | Mar 2020 (6y) | |
| William Lawrence Bush | Registered representative | Mar 2020 (6y) | ||
| William R Berkowitz | Registered representative | Mar 2020 (6y) | ||
| Craig Allen Belisle | Registered representative | Chartered Financial Consultant | May 2020 (6y) | |
| Evan Miles Quinn | Registered representative | CFP | May 2020 (6y) | |
| Tiffany Ann Glidden Rude | Registered representative | May 2020 (6y) | ||
| Tiffany Geyer Rosetti | Registered representative | CFP | May 2020 (6y) | |
| John Wilmer Ellard | Registered representative | CFP | May 2020 (6y) | |
| Jessica Elaine Rademacher | Registered representative | Jun 2020 (6y) | ||
| Agim Deva | Registered representative | Aug 2020 (6y) | ||
| Harold Thomas Delaney | Registered representative | CFP | Sep 2020 (6y) | |
| Amanda Pflaum | Registered representative | Sep 2020 (6y) | ||
| John Steele | Registered representative | CFP CFA | Oct 2020 (6y) | |
| Abraham Barrera | Registered representative | Oct 2020 (6y) | ||
| Adam James Seifts | Registered representative | CFP | Nov 2020 (6y) | |
| Deborah De Matteo | Registered representative | CFP | Nov 2020 (6y) | |
| William J. Buhr | Registered representative | CFA | Dec 2020 (6y) | |
| Nicholas Andrew Roth | Registered representative | CFP | Dec 2020 (6y) | |
| Andrea R Elser | Registered representative | CFA | Jan 2021 (6y) | |
| Brett H Christensen | Registered representative | CFP | Jan 2021 (6y) | |
| Brian Howard Reamer | Registered representative | CFP | Jan 2021 (6y) | |
| Bryan Schumacher | Registered representative | CFP | Jan 2021 (6y) | |
| Christopher Paul Thomas | Registered representative | Jan 2021 (6y) | ||
| Colleen Patricia Johnson | Registered representative | CFP | Jan 2021 (6y) | |
| Connor Bleser Morse | Registered representative | Jan 2021 (6y) | ||
| Daniel Guyan Gibson | Registered representative | CFP | Jan 2021 (6y) | |
| Debra Lynn Oswald | Registered representative | Jan 2021 (6y) | ||
| Jacob Madison Babiuk | Registered representative | Jan 2021 (6y) | ||
| Kelsey Marie Fatzinger Schnurr | Registered representative | CFP | Jan 2021 (6y) | |
| Keith K Kuzera | Registered representative | CFP | Jan 2021 (6y) | |
| Kelly Lagore | Registered representative | CFP | Jan 2021 (6y) | |
| Mary Regina Popovic | Registered representative | Jan 2021 (6y) | ||
| Maureen Ellen Hansen | Registered representative | Jan 2021 (6y) | ||
| Mitchell Joseph Ahmad | Registered representative | CFA | Jan 2021 (6y) | |
| Peter Charles Jelacic | Registered representative | CFP | Jan 2021 (6y) | |
| Randell John Godsell | Registered representative | CFP | Jan 2021 (6y) | |
| Sean Patrick Cote | Registered representative | Jan 2021 (6y) | ||
| Timothy Rock O Brien | Registered representative | Jan 2021 (6y) | ||
| Daniel Philip Hyland | Registered representative | CFP | Jan 2021 (6y) | |
| Kyle Hyland | Registered representative | CFP | Jan 2021 (6y) | |
| Jerod Jeffrey Ewing | Registered representative | Feb 2021 (5y) | ||
| Laurie Anne Ham | Registered representative | CFP | Mar 2021 (5y) | |
| Devone Charles Mc Leod | Registered representative | CFP | Mar 2021 (5y) | |
| Douglas Steven Kuring | Registered representative | CFP | Mar 2021 (5y) | |
| Patrick Michael Doherty | Registered representative | CFP Chartered Financial Consultant | Mar 2021 (5y) | |
| Peter Souren Anastasian | Registered representative | Mar 2021 (5y) | ||
| Pietro Robert Cimino | Registered representative | CFP | Mar 2021 (5y) | |
| Andrew Thompson | Registered representative | CFP | Mar 2021 (5y) | |
| Mark Joseph Reed | Registered representative | Apr 2021 (5y) | ||
| Beverly Ann Rodrigue | Registered representative | CFP | Apr 2021 (5y) | |
| David Hm Baker | Registered representative | CFA | Apr 2021 (5y) | |
| Fraser John Mc Lean | Registered representative | CFP CFA | Apr 2021 (5y) | |
| Michael Richard Turi | Registered representative | CFP | May 2021 (5y) | |
| William Chandler Carr | Registered representative | CFP | May 2021 (5y) | |
| Jennifer Stimpson Ying | Registered representative | CFP | Jun 2021 (5y) | |
| Jeremy William Chang | Registered representative | Chartered Financial Consultant | Jun 2021 (5y) | |
| Kendra Dawn Baranko | Registered representative | CFP CFA | Jun 2021 (5y) | |
| Lily L Ku | Registered representative | CFP | Jun 2021 (5y) | |
| Mindy Lee Ying | Registered representative | Jun 2021 (5y) | ||
| Sonny Cheng I Lin | Registered representative | CFA | Jun 2021 (5y) | |
| Stephanie Xiaoqian Chang | Registered representative | CFP CFA | Jun 2021 (5y) | |
| Samuel Lee Thompson | Registered representative | CFP | Jun 2021 (5y) | |
| Charles Joseph Massimo | Registered representative | Jun 2021 (5y) | ||
| Lisa Marie Fishler | Registered representative | CFP | Jun 2021 (5y) | |
| Ariel Alejandrino Da Silva | Registered representative | Jul 2021 (5y) | ||
| Anne Katherine O Hara | Registered representative | Jul 2021 (5y) | ||
| Austin De Shane | Registered representative | CFP CFA | Jul 2021 (5y) | |
| Ayako Yoshioka | Registered representative | CFA | Jul 2021 (5y) | |
| Brian Joseph Fisher | Registered representative | Jul 2021 (5y) | ||
| Bruce Ansel Mandel | Registered representative | Jul 2021 (5y) | ||
| Derek John Platt | Registered representative | CFP | Jul 2021 (5y) | |
| Gerald Dennis Fahey | Registered representative | CFP | Jul 2021 (5y) | |
| Joel Callagan | Registered representative | CFP | Jul 2021 (5y) | |
| John Martin Guidotti | Registered representative | Jul 2021 (5y) | ||
| Jonathan Colin Montgomery Winkert | Registered representative | CFP | Jul 2021 (5y) | |
| Justin Byram | Registered representative | CFP | Jul 2021 (5y) | |
| Katy Chase | Registered representative | CFP | Jul 2021 (5y) | |
| Michael John Fitzgerald | Registered representative | CFP | Jul 2021 (5y) | |
| Max Haig Kayajanian | Registered representative | CFP | Jul 2021 (5y) | |
| Michael Christopher Wali | Registered representative | CFP Chartered Financial Consultant | Jul 2021 (5y) | |
| Peter Anthony Scilovati | Registered representative | Jul 2021 (5y) | ||
| Raquel Iris Garza | Registered representative | CFP | Jul 2021 (5y) | |
| Tom Watson Doxey | Registered representative | Jul 2021 (5y) | ||
| William Barrett Mullin | Registered representative | CFP Chartered Financial Consultant | Jul 2021 (5y) | |
| Edward Kozlowski | Registered representative | Jul 2021 (5y) | ||
| Maura Mallaney | Registered representative | CFP | Jul 2021 (5y) | |
| Peter Kent Hoover | Registered representative | CFP | Jul 2021 (5y) | |
| Thomas Moyer | Registered representative | CFP | Jul 2021 (5y) | |
| Brian Joseph Tegnander | Registered representative | Jul 2021 (5y) | ||
| Michael James De Matteo | Registered representative | Jul 2021 (5y) | ||
| Connor Louis Smith | Registered representative | CFP | Jul 2021 (5y) | |
| Edward Braun | Registered representative | CFP | Jul 2021 (5y) | |
| Stephanie De Matteo Manitaras | Registered representative | Jul 2021 (5y) | ||
| Douglas Keller Nigh | Registered representative | CFP | Aug 2021 (5y) | |
| Mitchell Paul Belella | Registered representative | CFP | Aug 2021 (5y) | |
| Nathanael David Hanft | Registered representative | CFP | Aug 2021 (5y) | |
| Andrew P Wilson | Registered representative | CFP | Aug 2021 (5y) | |
| Ryan Dean Winter | Registered representative | Aug 2021 (5y) | ||
| Bradly Scott Hoggatt | Registered representative | CFP | Sep 2021 (5y) | |
| Bernard Louis Smit | Registered representative | CFP Chartered Financial Consultant | Sep 2021 (5y) | |
| Deborah Lynn Pursey | Registered representative | CFP | Sep 2021 (5y) | |
| Damien Saul Couture | Registered representative | CFP Chartered Financial Consultant | Sep 2021 (5y) | |
| Tyrone Chow | Registered representative | Sep 2021 (5y) | ||
| Eric Michael Grafnitz | Registered representative | Sep 2021 (5y) | ||
| Gregory Adam Haywood | Registered representative | Sep 2021 (5y) | ||
| Austin Leonard Metcalfe Thielen | Registered representative | Oct 2021 (5y) | ||
| Besiana Kingji | Registered representative | Oct 2021 (5y) | ||
| Thomas Flynn | Registered representative | CFP | Oct 2021 (5y) | |
| Mindy Ya Yuan Huang | Registered representative | Oct 2021 (5y) | ||
| Brett C Fingerhut | Registered representative | CFP | Oct 2021 (5y) | |
| Francis Charles Armstrong | Registered representative | Oct 2021 (5y) | ||
| John Joseph Pitlosh | Registered representative | CFP | Oct 2021 (5y) | |
| Richard James Feldman | Registered representative | CFP | Oct 2021 (5y) | |
| Robert Gordon | Registered representative | CFP | Oct 2021 (5y) | |
| Louis Feldman | Registered representative | CFP Personal Financial Specialist | Oct 2021 (5y) | |
| Nathan Scott Pugliese | Registered representative | CFP Chartered Financial Consultant | Nov 2021 (5y) | |
| Alexander Romeo Bernier | Registered representative | Nov 2021 (5y) | ||
| Colby Loomis Feane | Registered representative | CFA | Nov 2021 (5y) | |
| David Faris Khalil | Registered representative | CFA | Nov 2021 (5y) | |
| Eric Nicholas Alvito | Registered representative | CFA | Nov 2021 (5y) | |
| Gerald Furciniti | Registered representative | CFA | Nov 2021 (5y) | |
| Kimberly Jean Baxter | Registered representative | CFP | Nov 2021 (5y) | |
| Michael Kiviat | Registered representative | CFP | Nov 2021 (5y) | |
| Steven Francis Petcovic | Registered representative | Nov 2021 (5y) | ||
| Timothy M. Maher | Registered representative | Nov 2021 (5y) | ||
| Jennifer Marie Boeckmann | Registered representative | Nov 2021 (5y) | ||
| Thomas M Sauer | Registered representative | CFA | Nov 2021 (5y) | |
| Gianfranco Gonzales Lopez | Registered representative | CFP | Nov 2021 (5y) | |
| Benjamin James Ganson | Registered representative | CFP | Dec 2021 (5y) | |
| Brice Russell Oldham | Registered representative | CFP CFA | Dec 2021 (5y) | |
| Chason W Trahan | Registered representative | CFP | Dec 2021 (5y) | |
| Christine Lynn Neese | Registered representative | Dec 2021 (5y) | ||
| Christopher Dillon | Registered representative | CFP | Dec 2021 (5y) | |
| Christopher Ralph Baker | Registered representative | Dec 2021 (5y) | ||
| Courtney Stutts Huge | Registered representative | CFP | Dec 2021 (5y) | |
| Cynthia Anne Piacentino | Registered representative | CFP | Dec 2021 (5y) | |
| Denis Richard Curcio | Registered representative | CFP | Dec 2021 (5y) | |
| Emily Netzel Reidenouer | Registered representative | Dec 2021 (5y) | ||
| Hailey Nacole Hall | Registered representative | Dec 2021 (5y) | ||
| James Carl Hedstrom | Registered representative | CFP | Dec 2021 (5y) | |
| Jeffrey L M Iller | Registered representative | CFP | Dec 2021 (5y) | |
| John Andrew Patterson | Registered representative | CFP | Dec 2021 (5y) | |
| John Hall | Registered representative | Dec 2021 (5y) | ||
| Jonathan Stewart Liles | Registered representative | CFP | Dec 2021 (5y) | |
| Kellen S Taylor | Registered representative | CFP | Dec 2021 (5y) | |
| Kevin M Bowyer | Registered representative | CFP | Dec 2021 (5y) | |
| Kristen Marie Stockland | Registered representative | Dec 2021 (5y) | ||
| Larry Carroll | Registered representative | Dec 2021 (5y) | ||
| Linda S Mander | Registered representative | CFP | Dec 2021 (5y) | |
| Marshall Braedon Long | Registered representative | CFP | Dec 2021 (5y) | |
| Martha Jeanne Awad | Registered representative | CFP CFA | Dec 2021 (5y) | |
| Matthew A Papazian | Registered representative | CFA | Dec 2021 (5y) | |
| Matthew Gregory Jelnicky | Registered representative | CFP | Dec 2021 (5y) | |
| Michelle Leigh Guissinger | Registered representative | CFP Personal Financial Specialist | Dec 2021 (5y) | |
| Patrick James Bobbins | Registered representative | Dec 2021 (5y) | ||
| Robert Steven Stewart | Registered representative | CFP | Dec 2021 (5y) | |
| Sarah Keys | Registered representative | Dec 2021 (5y) | ||
| Sarah L Le Phew | Registered representative | CFP | Dec 2021 (5y) | |
| Steven Brett Boner | Registered representative | Dec 2021 (5y) | ||
| Taylor Michael Watts | Registered representative | CFP | Dec 2021 (5y) | |
| William Mark Dillon | Registered representative | CFP | Dec 2021 (5y) | |
| Marianne Edwards Gebhardt | Registered representative | Dec 2021 (5y) | ||
| Carl David Hedstrom | Registered representative | Dec 2021 (5y) | ||
| Kristopher Wayne Carroll | Registered representative | CFP | Dec 2021 (5y) | |
| Daniel George Gensler | Registered representative | CFP | Jan 2022 (5y) | |
| James Simonaro | Registered representative | CFP | Jan 2022 (5y) | |
| Bradley Ryan Boulton | Registered representative | CFP | Jan 2022 (5y) | |
| Erika Landon | Registered representative | CFP | Jan 2022 (5y) | |
| Roger Mcconnell | Registered representative | Jan 2022 (5y) | ||
| Scott Jamison Brown | Registered representative | CFP | Jan 2022 (5y) | |
| Charles Jablonic Opitz | Registered representative | CFP | Feb 2022 (4y) | |
| Amy Sue De Haai | Registered representative | Feb 2022 (4y) | ||
| Corey Anthony Purkat | Registered representative | CFP | Feb 2022 (4y) | |
| Peter Jack Lin | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Kevin Mark Saylor | Registered representative | Mar 2022 (4y) | ||
| Michael David Langerhans | Registered representative | CFP | Mar 2022 (4y) | |
| James Haynes | Registered representative | Mar 2022 (4y) | ||
| Jacob Michael Heins | Registered representative | CFP | Mar 2022 (4y) | |
| Dana Kay Anderson | Registered representative | CFP | Mar 2022 (4y) | |
| Alaina Mattix | Registered representative | Mar 2022 (4y) | ||
| Brian Fricke | Registered representative | CFP | Apr 2022 (4y) | |
| John Kenneth Hunt | Registered representative | Apr 2022 (4y) | ||
| Kelly Farwell Crane | Registered representative | CFP | Apr 2022 (4y) | |
| Robert Mauer | Registered representative | Apr 2022 (4y) | ||
| Thomas Herman Breiter | Registered representative | Apr 2022 (4y) | ||
| Andrew M Gipson | Registered representative | CFP | Apr 2022 (4y) | |
| David Keel | Registered representative | Chartered Financial Consultant | Apr 2022 (4y) | |
| John Michael Hinkson | Registered representative | Apr 2022 (4y) | ||
| Joseph Samuelson | Registered representative | Apr 2022 (4y) | ||
| Matthew David Parks | Registered representative | CFA | Apr 2022 (4y) | |
| Charles Bradley Campbell | Registered representative | CFP Chartered Financial Consultant CFA | Apr 2022 (4y) | |
| Kenneth Bradley Ericson | Registered representative | Apr 2022 (4y) | ||
| Peter Dominic De Martino | Registered representative | Apr 2022 (4y) | ||
| Joshua William Pryor | Registered representative | Apr 2022 (4y) | ||
| Daniel John Dziekciowski | Registered representative | Apr 2022 (4y) | ||
| Edward Silversmith | Registered representative | CFP | May 2022 (4y) | |
| Kimberly Jo Zemke | Registered representative | CFP | May 2022 (4y) | |
| Britta Nicole Ferguson | Registered representative | CFP | May 2022 (4y) | |
| Christopher Charles Porpiglia | Registered representative | CFP | May 2022 (4y) | |
| Andres Fernandez Salvador | Registered representative | CFP | Jun 2022 (4y) | |
| Christopher De Carolis | Registered representative | CFA | Jun 2022 (4y) | |
| Jason Douglas Beaird | Registered representative | CFA | Jun 2022 (4y) | |
| John A Marshall | Registered representative | CFP CFA | Jun 2022 (4y) | |
| Kenneth Lynn | Registered representative | Jun 2022 (4y) | ||
| Hadley Kendall Crosby | Registered representative | CFA | Jun 2022 (4y) | |
| Sydney Rae Moerler | Registered representative | Jun 2022 (4y) | ||
| Alexander Liam Scott | Registered representative | CFP | Jun 2022 (4y) | |
| Corey Han Liu | Registered representative | CFA | Jun 2022 (4y) | |
| Mark Russell Johnson | Registered representative | Jun 2022 (4y) | ||
| Angela Sue Zimmerman | Registered representative | CFP | Jul 2022 (4y) | |
| Aaron Robertson | Registered representative | CFP | Jul 2022 (4y) | |
| Angela Michelle Rummel | Registered representative | Jul 2022 (4y) | ||
| Brent Robert Hawkins | Registered representative | Jul 2022 (4y) | ||
| Christopher John Harris | Registered representative | CFP | Jul 2022 (4y) | |
| Timothy Hawkins | Registered representative | CFP | Jul 2022 (4y) | |
| Matthew John Lindstrom | Registered representative | Jul 2022 (4y) | ||
| Timothy Insko | Registered representative | Jul 2022 (4y) | ||
| Alexander Joseph Moore | Registered representative | CFP | Jul 2022 (4y) | |
| David Lee Else | Registered representative | Aug 2022 (4y) | ||
| Eric Maynard Aanes | Registered representative | Chartered Financial Consultant | Aug 2022 (4y) | |
| M. Scot Lance | Registered representative | Aug 2022 (4y) | ||
| Austin Krewson | Registered representative | CFP | Aug 2022 (4y) | |
| Derek Green | Registered representative | Aug 2022 (4y) | ||
| Katherine Anne Ryan | Registered representative | Aug 2022 (4y) | ||
| Jonathan Henderson | Registered representative | CFP | Aug 2022 (4y) | |
| Meredith Walton Henry | Registered representative | Aug 2022 (4y) | ||
| Gary Ridge Sugg | Registered representative | CFP | Aug 2022 (4y) | |
| Daniel Frederickson | Registered representative | Aug 2022 (4y) | ||
| Jesse Hughes | Registered representative | Sep 2022 (4y) | ||
| Ashley N Henderson | Registered representative | Sep 2022 (4y) | ||
| Samuel Mcmanus Kiefer | Registered representative | Sep 2022 (4y) | ||
| Michael Edward Carlson | Registered representative | Sep 2022 (4y) | ||
| Alice Mobbs Mcelhinney | Registered representative | Sep 2022 (4y) | ||
| Brian Dudley | Registered representative | CFP | Sep 2022 (4y) | |
| Blake Endicott Stuart | Registered representative | CFA | Sep 2022 (4y) | |
| Daniel Jay Cotton | Registered representative | Sep 2022 (4y) | ||
| Edward F Silbert | Registered representative | CFP | Sep 2022 (4y) | |
| Joseph Siciliano | Registered representative | CFP | Sep 2022 (4y) | |
| Christopher Roger | Registered representative | CFP | Sep 2022 (4y) | |
| Bryan Sadoff | Registered representative | Oct 2022 (4y) | ||
| Chad Brian Humphrey | Registered representative | CFP | Oct 2022 (4y) | |
| Michael Scroggins | Registered representative | CFP | Oct 2022 (4y) | |
| Michael Allen Sadoff | Registered representative | Oct 2022 (4y) | ||
| Ronald Sadoff | Registered representative | Oct 2022 (4y) | ||
| John Michael Kilcoyne | Registered representative | CFP | Oct 2022 (4y) | |
| Mary Kathryn Herrington | Registered representative | CFP | Oct 2022 (4y) | |
| Michael Bohmer | Registered representative | Oct 2022 (4y) | ||
| William Muething | Registered representative | CFP | Oct 2022 (4y) | |
| Ezekiel Waisel | Registered representative | CFP | Oct 2022 (4y) | |
| Julie Ann Donahue | Registered representative | Oct 2022 (4y) | ||
| Austin Budnack | Registered representative | Oct 2022 (4y) | ||
| Lewis Edward King | Registered representative | Oct 2022 (4y) | ||
| Perry Frank Curasco | Registered representative | Oct 2022 (4y) | ||
| Jordan Brown | Registered representative | CFP | Nov 2022 (4y) | |
| John Stratton | Registered representative | CFP CFA | Nov 2022 (4y) | |
| Jonathan William Butler | Registered representative | CFP CFA | Nov 2022 (4y) | |
| Mark Patrick Fredenburg | Registered representative | CFA | Nov 2022 (4y) | |
| Theodore Stanley Jablonski | Registered representative | CFP | Nov 2022 (4y) | |
| Larry Philip Ginsburg | Registered representative | CFP | Dec 2022 (4y) | |
| Robert Christopher Welch | Registered representative | Dec 2022 (4y) | ||
| Teresa Lockbaum | Registered representative | Jan 2023 (4y) | ||
| Christopher Michael Trainor | Registered representative | CFP | Jan 2023 (4y) | |
| Daniel Criscuolo | Registered representative | CFP | Jan 2023 (4y) | |
| Steven Anthony Criscuolo | Registered representative | Jan 2023 (4y) | ||
| John Bernard Burke | Registered representative | CFP | Jan 2023 (4y) | |
| Griffin Kasemeyer | Registered representative | Jan 2023 (4y) | ||
| Annamarie Geralyn Formicola | Registered representative | Jan 2023 (4y) | ||
| Michael Lawson Welch | Registered representative | Jan 2023 (4y) | ||
| John Graziano | Registered representative | Jan 2023 (4y) | ||
| Heather Lea Benash | Registered representative | Jan 2023 (4y) | ||
| Samuel Zito | Registered representative | Feb 2023 (4y) | ||
| Brian Bedford | Registered representative | Feb 2023 (3y) | ||
| Tamar Mogilski | Registered representative | CFP Chartered Financial Consultant | Feb 2023 (3y) | |
| Zachary Marine Haussler | Registered representative | Feb 2023 (3y) | ||
| Emma Willemarijn Mueller | Registered representative | Feb 2023 (3y) | ||
| Robert Schneider | Registered representative | Feb 2023 (3y) | ||
| Todd Youngdahl | Registered representative | CFP | Feb 2023 (3y) | |
| Rachel Di Fusco | Registered representative | Feb 2023 (3y) | ||
| Maura Campion Schauss | Registered representative | CFP | Feb 2023 (3y) | |
| Robert Anthony Hardesty | Registered representative | Mar 2023 (3y) | ||
| Samuel Nicholas Vujovich | Registered representative | CFP | Mar 2023 (3y) | |
| Shelley Ann Austin | Registered representative | CFP | Mar 2023 (3y) | |
| David Wootton | Registered representative | Apr 2023 (3y) | ||
| Jason Zahorenko | Registered representative | Apr 2023 (3y) | ||
| Lawrence Ira Prozan | Registered representative | Apr 2023 (3y) | ||
| Lachlan Mor Mac Lean | Registered representative | Apr 2023 (3y) | ||
| Thomas Jeffrey Troutner | Registered representative | Apr 2023 (3y) | ||
| Brandon Reid Mather | Registered representative | CFP | Apr 2023 (3y) | |
| Christopher Hill | Registered representative | CFP CFA | Apr 2023 (3y) | |
| Brian M Williamson | Registered representative | Apr 2023 (3y) | ||
| Mark Burns | Registered representative | Apr 2023 (3y) | ||
| Mark Patrick O'neill | Registered representative | CFP | Apr 2023 (3y) | |
| Adam Elliott | Registered representative | May 2023 (3y) | ||
| Karen Elizabeth Roehrich | Registered representative | May 2023 (3y) | ||
| Paul John Heacock | Registered representative | May 2023 (3y) | ||
| Sharon Kathleen Kluesner | Registered representative | May 2023 (3y) | ||
| Grant F Lindaman | Registered representative | May 2023 (3y) | ||
| Thomas Barry Affleck | Registered representative | CFP | May 2023 (3y) | |
| Matthew Dorsey | Registered representative | CFP | May 2023 (3y) | |
| Craig Christopher Meuer | Registered representative | May 2023 (3y) | ||
| Eugene Thomas Larkin | Registered representative | May 2023 (3y) | ||
| Shad Ketcher | Registered representative | May 2023 (3y) | ||
| Kenneth La Juane Williams | Registered representative | CFP | May 2023 (3y) | |
| Luther John Hagen | Registered representative | CFP | Jun 2023 (3y) | |
| Amy Campbell | Registered representative | Jun 2023 (3y) | ||
| Robert Brooks | Registered representative | CFP | Jun 2023 (3y) | |
| Matthew Baity | Registered representative | CFP | Jun 2023 (3y) | |
| Brittani Lynn Dilliard | Registered representative | Jun 2023 (3y) | ||
| Erik Anderson | Registered representative | CFP | Jul 2023 (3y) | |
| James Phelps | Registered representative | Jul 2023 (3y) | ||
| Robert Anthony Ryan | Registered representative | CFP | Jul 2023 (3y) | |
| Carol Ann Bowe | Registered representative | Jul 2023 (3y) | ||
| Michelle Erin Brownstein | Registered representative | CFP | Jul 2023 (3y) | |
| Todd William Mc Farland | Registered representative | Jul 2023 (3y) | ||
| Paul Holman | Registered representative | Jul 2023 (3y) | ||
| Julio Paredes Calva | Registered representative | Jul 2023 (3y) | ||
| John Anthony Geraghty | Registered representative | Aug 2023 (3y) | ||
| Neal Rubin | Registered representative | Aug 2023 (3y) | ||
| Benjamin Daggett | Registered representative | Aug 2023 (3y) | ||
| James Dee | Registered representative | Sep 2023 (3y) | ||
| Jeffrey R Schulte | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Stephen W Hodgetts | Registered representative | Sep 2023 (3y) | ||
| Tarah Sikkenga | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Timothy Noe | Registered representative | Sep 2023 (3y) | ||
| Bryan Lennon | Registered representative | CFP | Sep 2023 (3y) | |
| James Dwight Hiles | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Mary H Taliaferro | Registered representative | CFP | Sep 2023 (3y) | |
| Michael S Molden | Registered representative | Sep 2023 (3y) | ||
| Aaron Pearce | Registered representative | Sep 2023 (3y) | ||
| Michael Carides | Registered representative | CFP | Sep 2023 (3y) | |
| Daniel Thomas Stampf | Registered representative | CFP | Oct 2023 (3y) | |
| Kenneth Brian Waltzer | Registered representative | CFP CFA | Oct 2023 (3y) | |
| Laura A Gilman | Registered representative | CFP | Oct 2023 (3y) | |
| Alexander Chadsey Gault | Registered representative | Oct 2023 (3y) | ||
| Eric Samuel Wilson | Registered representative | Oct 2023 (3y) | ||
| Joseph Anthony Lomeo | Registered representative | CFP | Oct 2023 (3y) | |
| Terry William Kerber | Registered representative | Nov 2023 (3y) | ||
| Conrad Lee Kerber | Registered representative | Nov 2023 (3y) | ||
| Eric David Duncan | Registered representative | Nov 2023 (3y) | ||
| Nathan Edward Stancek | Registered representative | Nov 2023 (3y) | ||
| Stephanie L Mattson | Registered representative | Nov 2023 (3y) | ||
| Matthew Erbentraut | Registered representative | Nov 2023 (3y) | ||
| Adam Michael Mark | Registered representative | CFP | Nov 2023 (3y) | |
| Derek Donnarumma | Registered representative | CFP | Nov 2023 (3y) | |
| Eric Schmidt | Registered representative | Nov 2023 (3y) | ||
| Jonathan Daniel Danise | Registered representative | Nov 2023 (3y) | ||
| Sean Berger | Registered representative | CFP | Nov 2023 (3y) | |
| Tyler Sippel | Registered representative | Nov 2023 (3y) | ||
| Aaron Lee Johnson | Registered representative | CFP CFA | Nov 2023 (3y) | |
| Erica Garnhart | Registered representative | CFP | Nov 2023 (3y) | |
| Jennifer Tse | Registered representative | CFP | Nov 2023 (3y) | |
| James Hunt | Registered representative | Nov 2023 (3y) | ||
| Emily Schwendinger | Registered representative | Dec 2023 (3y) | ||
| Katelynn Weber | Registered representative | Dec 2023 (3y) | ||
| Lawrence Leonard Leon | Registered representative | Dec 2023 (3y) | ||
| Shawn Michael Scott | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Casey Tinius | Registered representative | CFP | Jan 2024 (3y) | |
| Chanley Mc Call Lindsey | Registered representative | CFP | Jan 2024 (3y) | |
| Elizabeth Smith Wilkins | Registered representative | Jan 2024 (3y) | ||
| Lewis Brent Mason | Registered representative | CFP | Jan 2024 (3y) | |
| Brian Regan | Registered representative | CFA | Jan 2024 (3y) | |
| J Christopher Boyd | Registered representative | CFP | Jan 2024 (3y) | |
| Kristen Cavaliere Boyd | Registered representative | Jan 2024 (3y) | ||
| William H Borders | Registered representative | CFP | Jan 2024 (3y) | |
| Eugene Choi | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Noelle C Kacerek | Registered representative | Jan 2024 (3y) | ||
| John Andrew Bellamy | Registered representative | CFP CFA | Jan 2024 (3y) | |
| Levi Ryan Broersma | Registered representative | Feb 2024 (2y) | ||
| Adam Noel Stewart | Registered representative | Feb 2024 (2y) | ||
| Robert Papierniak | Registered representative | Feb 2024 (2y) | ||
| Lisa Marie Hensarling | Registered representative | Feb 2024 (2y) | ||
| Brenna Ihli | Registered representative | Mar 2024 (2y) | ||
| Dennis Ricardo Huergo | Registered representative | CFP Chartered Financial Consultant | Mar 2024 (2y) | |
| Joseph Clayton Gaj | Registered representative | Chartered Financial Consultant | Mar 2024 (2y) | |
| Alan Yang | Registered representative | Apr 2024 (2y) | ||
| Philip Jeffrey Capell | Registered representative | CFP | Apr 2024 (2y) | |
| Joshua Daniel Graham | Registered representative | CFP | Apr 2024 (2y) | |
| Jacob Lankford | Registered representative | Apr 2024 (2y) | ||
| Isaac Barthelmess | Registered representative | Apr 2024 (2y) | ||
| Andrew Steven Fentress | Registered representative | CFP | May 2024 (2y) | |
| Adam Tobin | Registered representative | CFP | May 2024 (2y) | |
| Ethan Weisenberg | Registered representative | May 2024 (2y) | ||
| Gregory Joseph Rolfes | Registered representative | May 2024 (2y) | ||
| Jenna Lynn Blevins | Registered representative | May 2024 (2y) | ||
| Brent Curtis Wolf | Registered representative | CFP | May 2024 (2y) | |
| Carlos Manuel Hernandez | Registered representative | May 2024 (2y) | ||
| Kevin Landis | Registered representative | CFP Chartered Financial Consultant | May 2024 (2y) | |
| Kevin Won | Registered representative | CFP | May 2024 (2y) | |
| Neva Bradley | Registered representative | CFP | May 2024 (2y) | |
| Patrick Ray | Registered representative | May 2024 (2y) | ||
| Tyson Mavar | Registered representative | May 2024 (2y) | ||
| Wesley Boudreaux | Registered representative | May 2024 (2y) | ||
| Michael Corgiat | Registered representative | Chartered Financial Consultant | May 2024 (2y) | |
| Bill Edgar Henry | Registered representative | May 2024 (2y) | ||
| Amanda Wright | Registered representative | May 2024 (2y) | ||
| Paul Bergeron | Registered representative | May 2024 (2y) | ||
| Alyssa Zuck | Registered representative | May 2024 (2y) | ||
| Jason Whong | Registered representative | May 2024 (2y) | ||
| Daniel Thomas Goodman | Registered representative | CFP | May 2024 (2y) | |
| Christopher Todd Puckett | Registered representative | Jun 2024 (2y) | ||
| John Croy | Registered representative | CFP | Jun 2024 (2y) | |
| John Ronald Kahle | Registered representative | CFP | Jun 2024 (2y) | |
| Juan Diego Martinez | Registered representative | CFP | Jun 2024 (2y) | |
| Leanne Nicole Kovach | Registered representative | Jun 2024 (2y) | ||
| Lynnette Diane Okwuonu | Registered representative | Personal Financial Specialist | Jun 2024 (2y) | |
| Michael Gavin | Registered representative | CFP | Jun 2024 (2y) | |
| Nathan Lynn Bowen | Registered representative | CFP | Jun 2024 (2y) | |
| Rachel Lauren Romero | Registered representative | CFP | Jun 2024 (2y) | |
| Richard Joseph Alphonso | Registered representative | Personal Financial Specialist | Jun 2024 (2y) | |
| Sebastian Bermeo | Registered representative | CFP | Jun 2024 (2y) | |
| Steven Arnold Estrin | Registered representative | Jun 2024 (2y) | ||
| Steven Joseph Rife | Registered representative | CFP CFA | Jun 2024 (2y) | |
| Thomas Sartor | Registered representative | CFA | Jun 2024 (2y) | |
| Steven Gerald Eaton | Registered representative | Jun 2024 (2y) | ||
| Darryl Arthur Nelson | Registered representative | Jun 2024 (2y) | ||
| Nora Kay Strait | Registered representative | Jun 2024 (2y) | ||
| Jose Eleazar Palafox | Registered representative | Jun 2024 (2y) | ||
| Stephen Charles Craffen | Registered representative | CFP | Jun 2024 (2y) | |
| Gregory Giardino | Registered representative | CFP | Jun 2024 (2y) | |
| Alison Aileen Hall | Registered representative | CFP | Jun 2024 (2y) | |
| Laura Mattia | Registered representative | CFP | Jun 2024 (2y) | |
| Christopher Snyder | Registered representative | CFP | Jun 2024 (2y) | |
| William Gerald Friebel | Registered representative | CFP | Jun 2024 (2y) | |
| Antonio Luis Montes De Oca | Registered representative | Jul 2024 (2y) | ||
| Max Hyrum Hanks | Registered representative | CFP | Jul 2024 (2y) | |
| Nicole Louise Roberts | Registered representative | CFP | Jul 2024 (2y) | |
| Rhett J Sorensen | Registered representative | CFP | Jul 2024 (2y) | |
| Robert Paul Aamodt | Registered representative | CFP | Jul 2024 (2y) | |
| Zachary Pratt Nelson | Registered representative | CFP | Jul 2024 (2y) | |
| Michael Allen | Registered representative | Jul 2024 (2y) | ||
| Kevin M. O'brien | Registered representative | CFP | Jul 2024 (2y) | |
| Kevin Smith | Registered representative | CFP | Jul 2024 (2y) | |
| Elizabeth Kaselnak | Registered representative | Jul 2024 (2y) | ||
| Susan Rene Buford | Registered representative | Jul 2024 (2y) | ||
| Susan Mackenzie Arnett | Registered representative | CFP | Jul 2024 (2y) | |
| Damali N Errar | Registered representative | Aug 2024 (2y) | ||
| Cooper Eric Czajka | Registered representative | Aug 2024 (2y) | ||
| Kyle Michael Singleton | Registered representative | Aug 2024 (2y) | ||
| Andrew M Galler | Registered representative | CFA | Aug 2024 (2y) | |
| Raul Dfener Nazario Gonzales | Registered representative | Aug 2024 (2y) | ||
| Amy Crookshank | Registered representative | Aug 2024 (2y) | ||
| Nicholas J Costa | Registered representative | CFP | Aug 2024 (2y) | |
| Joseph Robostello | Registered representative | CFP Chartered Financial Consultant | Sep 2024 (2y) | |
| Michael Thomas Clatterbuck | Registered representative | CFP Chartered Financial Consultant | Sep 2024 (2y) | |
| Rexford Schilgen | Registered representative | CFP | Sep 2024 (2y) | |
| Timothy De Carolis | Registered representative | CFP | Sep 2024 (2y) | |
| Victor Sidney Levy | Registered representative | CFP | Sep 2024 (2y) | |
| Wesley Wasserman | Registered representative | CFP | Sep 2024 (2y) | |
| Jason Lawrence | Registered representative | Sep 2024 (2y) | ||
| Jonathan Lakin | Registered representative | CFP CFA | Sep 2024 (2y) | |
| John Overton | Registered representative | Sep 2024 (2y) | ||
| Kathleen Woods | Registered representative | Sep 2024 (2y) | ||
| Aisling Marie Patricia Carroll Transom | Registered representative | Sep 2024 (2y) | ||
| Cody Mann | Registered representative | Oct 2024 (2y) | ||
| Donna Lee Rasile | Registered representative | Oct 2024 (2y) | ||
| Holland Church | Registered representative | Oct 2024 (2y) | ||
| Allen Ray Gillespie | Registered representative | CFA | Oct 2024 (2y) | |
| Archibald Hardy | Registered representative | Oct 2024 (2y) | ||
| Bethany Jane Thompson | Registered representative | Oct 2024 (2y) | ||
| David Lewis | Registered representative | CFA | Oct 2024 (2y) | |
| Edward F Blackburn | Registered representative | Oct 2024 (2y) | ||
| Elizabeth M Pusateri | Registered representative | Oct 2024 (2y) | ||
| James Mercer Treadwell | Registered representative | CFA | Oct 2024 (2y) | |
| Madeline Huffman | Registered representative | Oct 2024 (2y) | ||
| Paul Gordon | Registered representative | CFP | Oct 2024 (2y) | |
| Philip Hamilton Brice | Registered representative | Oct 2024 (2y) | ||
| Spencer Cole | Registered representative | Oct 2024 (2y) | ||
| William B. Kibler | Registered representative | Oct 2024 (2y) | ||
| William E Kibler | Registered representative | Oct 2024 (2y) | ||
| John Arlington Gholson | Registered representative | Oct 2024 (2y) | ||
| William Michael Gordon | Registered representative | Oct 2024 (2y) | ||
| Lee Ryan Brinson | Registered representative | Oct 2024 (2y) | ||
| Harry Stephen Popper | Registered representative | Oct 2024 (2y) | ||
| Julia Galioto | Registered representative | Oct 2024 (2y) | ||
| Teresa Renee Sylvester | Registered representative | Oct 2024 (2y) | ||
| Bryan Nicholas Grisak | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Amanda Sachs | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| John Brooks Reece | Registered representative | CFP CFA | Oct 2024 (2y) | |
| Merissa C. Mc Cuen | Registered representative | CFP | Oct 2024 (2y) | |
| Aaron Robert Mclachlan | Registered representative | Nov 2024 (2y) | ||
| Colin Patrick Mc Graw | Registered representative | Nov 2024 (2y) | ||
| Damon Ridley | Registered representative | Nov 2024 (2y) | ||
| Joe Henry Ledford | Registered representative | Nov 2024 (2y) | ||
| James Andrew Byrd | Registered representative | Nov 2024 (2y) | ||
| Jeffrey Forbes Smith | Registered representative | Nov 2024 (2y) | ||
| Jeremie Darrek Alley | Registered representative | Nov 2024 (2y) | ||
| Lisa Jenine Kachel | Registered representative | Nov 2024 (2y) | ||
| Luis Manriquez | Registered representative | Nov 2024 (2y) | ||
| Maxwell Shapiro | Registered representative | Nov 2024 (2y) | ||
| Skyler Hulslander | Registered representative | Nov 2024 (2y) | ||
| Tyler Finch | Registered representative | Nov 2024 (2y) | ||
| Benjamin Wada | Registered representative | Nov 2024 (2y) | ||
| Katrina Louise Van Rensum | Registered representative | CFP | Nov 2024 (2y) | |
| Wesley Ryon Sorensen | Registered representative | Nov 2024 (2y) | ||
| Jacob Andrew Peroceschi | Registered representative | Nov 2024 (2y) | ||
| Lisa Michelle Jacobsen | Registered representative | Nov 2024 (2y) | ||
| John Edward Maloney | Registered representative | Nov 2024 (2y) | ||
| Paul De Sisto | Registered representative | CFA | Nov 2024 (2y) | |
| Stephanie Marie Ford | Registered representative | Nov 2024 (2y) | ||
| Michael Charvala | Registered representative | Nov 2024 (2y) | ||
| Dana Sikora | Registered representative | CFP | Nov 2024 (2y) | |
| Subash Seshadri | Registered representative | Nov 2024 (2y) | ||
| Joseph D Shults | Registered representative | Nov 2024 (2y) | ||
| David Alexander Fox | Registered representative | CFP CFA | Nov 2024 (2y) | |
| Edward Ray Stike | Registered representative | Dec 2024 (2y) | ||
| Elaine Lynn Fierbaugh | Registered representative | Dec 2024 (2y) | ||
| James Everette Stike | Registered representative | Dec 2024 (2y) | ||
| John Thomas Gregory | Registered representative | Dec 2024 (2y) | ||
| Kara Boehm | Registered representative | Dec 2024 (2y) | ||
| Lori Rene Duffield | Registered representative | Dec 2024 (2y) | ||
| Ralph James Goolsby | Registered representative | Dec 2024 (2y) | ||
| Teresa Lynn Yutzy | Registered representative | Dec 2024 (2y) | ||
| Clayton Wyatt Stike | Registered representative | Dec 2024 (2y) | ||
| Zachary Babineau | Registered representative | CFP | Dec 2024 (2y) | |
| Jennifer Diane Bishop Krueger | Registered representative | CFP | Dec 2024 (2y) | |
| Brian Matthew Padrick | Registered representative | CFP | Dec 2024 (2y) | |
| Jessica Anseth | Registered representative | Dec 2024 (2y) | ||
| Richard Alan Raybin | Registered representative | CFP | Dec 2024 (2y) | |
| Kyle Whitney Marks | Registered representative | Dec 2024 (2y) | ||
| Jakob Donald Vickery | Registered representative | Dec 2024 (2y) | ||
| Jared Knowles | Registered representative | CFP | Jan 2025 (2y) | |
| Andrew Keith Laslie | Registered representative | CFP | Jan 2025 (2y) | |
| Mark Edward Scarlett | Registered representative | CFA | Jan 2025 (2y) | |
| Matt John Roehr | Registered representative | CFA | Jan 2025 (2y) | |
| Michelle Castano Garcia | Registered representative | Jan 2025 (2y) | ||
| Ryan David Bartlett | Registered representative | CFP | Jan 2025 (2y) | |
| Samuel Soler Conklin | Registered representative | Jan 2025 (2y) | ||
| Vance Blair Gray | Registered representative | CFP | Jan 2025 (2y) | |
| James Christopher Scott | Registered representative | CFP | Jan 2025 (2y) | |
| Michael Alan Ross | Registered representative | Jan 2025 (2y) | ||
| Mark Francis Scribner | Registered representative | Jan 2025 (2y) | ||
| Hailey Marie Melander | Registered representative | Jan 2025 (2y) | ||
| Jean Elzayek | Registered representative | Jan 2025 (2y) | ||
| Dean Frederick Danison | Registered representative | Jan 2025 (2y) | ||
| John P Beninato | Registered representative | CFP | Jan 2025 (2y) | |
| Tracey Danison | Registered representative | CFP | Jan 2025 (2y) | |
| Caden Mattson | Registered representative | Jan 2025 (2y) | ||
| Brett Skogstad | Registered representative | Feb 2025 (1y) | ||
| Brian Morris Felshaw | Registered representative | CFP | Feb 2025 (1y) | |
| Carl Patrick Carlos | Registered representative | Feb 2025 (1y) | ||
| Kimberly Ellen Arthur | Registered representative | Feb 2025 (1y) | ||
| Kosuke Takahashi | Registered representative | CFP | Feb 2025 (1y) | |
| Lynne Celia | Registered representative | CFP | Feb 2025 (1y) | |
| Ryan Skogstad | Registered representative | Feb 2025 (1y) | ||
| Shawn Skogstad | Registered representative | CFP | Feb 2025 (1y) | |
| Valarie Latrice Wright | Registered representative | Feb 2025 (1y) | ||
| Jacob Sewalk | Registered representative | Feb 2025 (1y) | ||
| Brian Richard Kerns | Registered representative | CFA | Feb 2025 (1y) | |
| Matthew Howard Fuller | Registered representative | Feb 2025 (1y) | ||
| Stephen Valelly | Registered representative | Feb 2025 (1y) | ||
| Trevor Stratton | Registered representative | CFP | Feb 2025 (1y) | |
| David Lewis Mace | Registered representative | CFP | Feb 2025 (1y) | |
| Steven Gary Hoglund | Registered representative | CFP | Feb 2025 (1y) | |
| Nicholas Albuquerque | Registered representative | CFP | Feb 2025 (1y) | |
| Joseph Davies | Registered representative | Feb 2025 (1y) | ||
| Larry Gene Mc Clanahan | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Chad Cook | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Amanda Memoli Durbiano | Registered representative | CFP | Mar 2025 (1y) | |
| Timothy Christian Modesti | Registered representative | CFP | Mar 2025 (1y) | |
| Kelly Marlene Willi | Registered representative | Mar 2025 (1y) | ||
| Matthew William Benz | Registered representative | Mar 2025 (1y) | ||
| Rachele Renae Schlottman | Registered representative | Mar 2025 (1y) | ||
| Brendan Ryan Wolf | Registered representative | Mar 2025 (1y) | ||
| Jacob Max Kovar | Registered representative | CFP | Mar 2025 (1y) | |
| David Lucier | Registered representative | Mar 2025 (1y) | ||
| James Walter Bassett | Registered representative | CFP CFA | Mar 2025 (1y) | |
| Siobhan Catherine Collins | Registered representative | CFP Chartered Financial Consultant | Apr 2025 (1y) | |
| Jeremy Michael Shafer | Registered representative | CFP | Apr 2025 (1y) | |
| Benjamin Murphy | Registered representative | Apr 2025 (1y) | ||
| Roger Repasky | Registered representative | CFP | Apr 2025 (1y) | |
| James David Snyder | Registered representative | CFP CFA | Apr 2025 (1y) | |
| Julia Felisberto Mendes | Registered representative | Apr 2025 (1y) | ||
| Kevin Alan Galvez | Registered representative | CFP | Apr 2025 (1y) | |
| Austin Wegforth | Registered representative | Apr 2025 (1y) | ||
| Danielle Bugni | Registered representative | CFA | May 2025 (1y) | |
| Justin Yochum | Registered representative | CFA | May 2025 (1y) | |
| Kathryn Brockett Hauck | Registered representative | May 2025 (1y) | ||
| Scott C Brassey | Registered representative | May 2025 (1y) | ||
| Evan Harbot | Registered representative | CFP | May 2025 (1y) | |
| Logan Dunbar | Registered representative | May 2025 (1y) | ||
| Travis Booth | Registered representative | May 2025 (1y) | ||
| David Christopher Masias | Registered representative | May 2025 (1y) | ||
| Alynne Strait | Registered representative | CFP | May 2025 (1y) | |
| Benjamin Edward Hoffmann | Registered representative | May 2025 (1y) | ||
| Charles Moore | Registered representative | May 2025 (1y) | ||
| Charles P Hoffmann | Registered representative | May 2025 (1y) | ||
| Christopher Donald Bart | Registered representative | May 2025 (1y) | ||
| David Rome | Registered representative | May 2025 (1y) | ||
| Elizabeth Roberson Carter | Registered representative | May 2025 (1y) | ||
| Eric Wulff | Registered representative | May 2025 (1y) | ||
| Gregory A Lopez | Registered representative | CFP | May 2025 (1y) | |
| Garrett Sorensen | Registered representative | CFP | May 2025 (1y) | |
| James Butler | Registered representative | CFP Chartered Financial Consultant | May 2025 (1y) | |
| Joanna Marie Lograsso | Registered representative | May 2025 (1y) | ||
| Kevin Christopher Pietrzyk | Registered representative | May 2025 (1y) | ||
| Lori Ann Porcelli Plescia | Registered representative | CFP Personal Financial Specialist | May 2025 (1y) | |
| Louis Angelo Trivisonno | Registered representative | May 2025 (1y) | ||
| Marquis Larenz Lewis | Registered representative | May 2025 (1y) | ||
| Mason Gee Montgomery | Registered representative | May 2025 (1y) | ||
| Matthew Reghetti | Registered representative | May 2025 (1y) | ||
| Michael Granito | Registered representative | May 2025 (1y) | ||
| Michael John Van Himbergen | Registered representative | CFP | May 2025 (1y) | |
| Michael Thomas Mc Keown | Registered representative | CFA | May 2025 (1y) | |
| Nina Marie Di Palma | Registered representative | May 2025 (1y) | ||
| Patricia Elizabeth Small | Registered representative | Personal Financial Specialist | May 2025 (1y) | |
| Perry Dennis Reghetti | Registered representative | May 2025 (1y) | ||
| Peter Edward Hoffmann | Registered representative | May 2025 (1y) | ||
| Robert Duncan Coode | Registered representative | May 2025 (1y) | ||
| Robert Ernest Coode | Registered representative | May 2025 (1y) | ||
| Steven David Brett | Registered representative | May 2025 (1y) | ||
| Thomas J Filomeno | Registered representative | May 2025 (1y) | ||
| Tyler Smith | Registered representative | May 2025 (1y) | ||
| Zachary Gillette Williams | Registered representative | May 2025 (1y) | ||
| Diane Garcia Spiegel | Registered representative | May 2025 (1y) | ||
| Brandon L Dunn | Registered representative | May 2025 (1y) | ||
| Tara Miriam Graham | Registered representative | May 2025 (1y) | ||
| James Ashley Renfroe | Registered representative | May 2025 (1y) | ||
| Andrew John Reinhardt | Registered representative | May 2025 (1y) | ||
| Connor Simios | Registered representative | CFP | May 2025 (1y) | |
| Gerald Diduck | Registered representative | Jun 2025 (1y) | ||
| Michael Roush | Registered representative | Jun 2025 (1y) | ||
| William F Gallagher | Registered representative | CFP | Jun 2025 (1y) | |
| Daniel Schwartz | Registered representative | Jun 2025 (1y) | ||
| Hantao Wang | Registered representative | CFA | Jun 2025 (1y) | |
| Matthew Falkner | Registered representative | Jun 2025 (1y) | ||
| Robert Barclift Borden | Registered representative | CFP | Jun 2025 (1y) | |
| Christopher Hylen | Registered representative | CFP | Jun 2025 (1y) | |
| Nicholas C Fink | Registered representative | Jun 2025 (1y) | ||
| Paul Fagyal | Registered representative | CFP | Jun 2025 (1y) | |
| Damah Rankin | Registered representative | Jun 2025 (1y) | ||
| Diane Carol Brown | Registered representative | Jul 2025 (1y) | ||
| Brendan Christopher Thompson | Registered representative | Jul 2025 (1y) | ||
| Anthony Maenhout | Registered representative | Jul 2025 (1y) | ||
| Dana Houston Valelly | Registered representative | Jul 2025 (1y) | ||
| Konrad Karwowski | Registered representative | CFP CFA | Jul 2025 (1y) | |
| Stacy Ann Wells | Registered representative | Jul 2025 (1y) | ||
| Colin Lee Roesler | Registered representative | CFP CFA | Jul 2025 (1y) | |
| Aaron Bayne | Registered representative | Jul 2025 (1y) | ||
| Kelly Marie Weis | Registered representative | Jul 2025 (1y) | ||
| Joshua Manwaring | Registered representative | Aug 2025 (1y) | ||
| William Cannon | Registered representative | Aug 2025 (1y) | ||
| Esther Yao | Registered representative | Aug 2025 (1y) | ||
| Gary Michael Goff | Registered representative | Aug 2025 (1y) | ||
| Kevin Zasada | Registered representative | CFP | Aug 2025 (1y) | |
| Terence Tachang | Registered representative | Aug 2025 (1y) | ||
| Kristina L Christenson | Registered representative | Aug 2025 (1y) | ||
| Adam Palafox | Registered representative | Aug 2025 (1y) | ||
| Tonya Lyn Carlson | Registered representative | Aug 2025 (1y) | ||
| Cilika Jia Wen Xie | Registered representative | Aug 2025 (1y) | ||
| Daniel Adam Umansky | Registered representative | Aug 2025 (1y) | ||
| Kaitlyn Simon | Registered representative | Aug 2025 (1y) | ||
| Donald F Dempsey | Registered representative | CFP | Sep 2025 (1y) | |
| Valencia Brown Jones | Registered representative | CFP | Sep 2025 (1y) | |
| Ernest Kwong | Registered representative | Sep 2025 (1y) | ||
| Jonathan Florante Alviar | Registered representative | Sep 2025 (1y) | ||
| Domenic Daniel Hipple | Registered representative | Sep 2025 (1y) | ||
| Mason Schauer | Registered representative | Sep 2025 (1y) | ||
| Michael S Gregory | Registered representative | Sep 2025 (1y) | ||
| Michael Lawrence | Registered representative | CFP | Sep 2025 (1y) | |
| Katherine Ryan | Registered representative | Sep 2025 (1y) | ||
| Jodi L Anderson | Registered representative | Chartered Financial Consultant | Sep 2025 (1y) | |
| Nasimul Khan | Registered representative | CFP | Sep 2025 (1y) | |
| Griffin Coates | Registered representative | Sep 2025 (1y) | ||
| Chase Zachary Hefel | Registered representative | Sep 2025 (1y) | ||
| Justin Michael Wunder | Registered representative | Sep 2025 (1y) | ||
| Christopher David Giuliani | Registered representative | Oct 2025 (1y) | ||
| Andrew Bosma | Registered representative | Oct 2025 (1y) | ||
| Gabriel Christensen | Registered representative | Oct 2025 (1y) | ||
| Jonathan Miller | Registered representative | Oct 2025 (1y) | ||
| Trey Wittman | Registered representative | Oct 2025 (1y) | ||
| Jacob T Manna | Registered representative | Oct 2025 (1y) | ||
| Bryan David Focht | Registered representative | Nov 2025 (1y) | ||
| Jason Larkins | Registered representative | Nov 2025 (1y) | ||
| John Ferrell Mc Sorley | Registered representative | Nov 2025 (1y) | ||
| Mark Turner Riefer | Registered representative | Nov 2025 (1y) | ||
| Maureen Alice Teunissen | Registered representative | Nov 2025 (1y) | ||
| Michael A Griggs | Registered representative | Nov 2025 (1y) | ||
| Nicholas Lawrence Phillips | Registered representative | Nov 2025 (1y) | ||
| Paul Christian Brock | Registered representative | Nov 2025 (1y) | ||
| Stephen Stricklin | Registered representative | CFP | Nov 2025 (1y) | |
| Ashlee Solarczyk | Registered representative | CFP | Nov 2025 (1y) | |
| Nicholas Wolejsza | Registered representative | CFP | Nov 2025 (1y) | |
| Brendan William Tully | Registered representative | CFP CFA | Dec 2025 (1y) | |
| Donald Scott Penn | Registered representative | CFP | Dec 2025 (1y) | |
| Elizabeth Grace Yeo | Registered representative | Dec 2025 (1y) | ||
| Justin Dulle | Registered representative | Dec 2025 (1y) | ||
| Timothy Abner Johnston | Registered representative | Dec 2025 (1y) | ||
| Andrew William Moulton | Registered representative | Dec 2025 (1y) | ||
| Timothy Lane Johnston | Registered representative | Dec 2025 (1y) | ||
| Russell W Ball | Registered representative | Dec 2025 (1y) | ||
| Andrew Kohn | Registered representative | Dec 2025 (1y) | ||
| Garry Phillip Kohn | Registered representative | CFP | Dec 2025 (1y) | |
| Larry Michael Kohn | Registered representative | Dec 2025 (1y) | ||
| Liam Mulligan | Registered representative | Dec 2025 (1y) | ||
| Paige Cheryl Miller | Registered representative | Dec 2025 (1y) | ||
| Ryan Hannam | Registered representative | Dec 2025 (1y) | ||
| Samuel Adam Hardin | Registered representative | Dec 2025 (1y) | ||
| Scott B. Wirtz | Registered representative | CFP | Dec 2025 (1y) | |
| Shelley Elizabeth Norris | Registered representative | Dec 2025 (1y) | ||
| Thomas Berry | Registered representative | Dec 2025 (1y) | ||
| Wendy Jeanne Shannon | Registered representative | Dec 2025 (1y) | ||
| Arthur Edward Rosser | Registered representative | Dec 2025 (1y) | ||
| Ben Putman | Registered representative | CFP | Dec 2025 (1y) | |
| Edwin Michael Austin Dillon | Registered representative | Dec 2025 (1y) | ||
| Alyssa Maria Doro | Registered representative | Jan 2026 (1y) | ||
| Angel Stewart | Registered representative | Jan 2026 (1y) | ||
| Brian James Rogers | Registered representative | CFP | Jan 2026 (1y) | |
| Dylan Alexander Brooks | Registered representative | Jan 2026 (1y) | ||
| Fred Columbus Dent | Registered representative | CFA | Jan 2026 (1y) | |
| James Patrick Jenkins | Registered representative | Jan 2026 (1y) | ||
| Lyndon Paul Jude Wilbert | Registered representative | CFP | Jan 2026 (1y) | |
| Michael Allen Villeneuve | Registered representative | Jan 2026 (1y) | ||
| Steven Ford | Registered representative | CFP | Jan 2026 (1y) | |
| Samuel Scott Christie | Registered representative | Jan 2026 (1y) | ||
| William Lee Bowman | Registered representative | Jan 2026 (1y) | ||
| Brandy Savage | Registered representative | Jan 2026 (1y) | ||
| George Joseph Koeltl | Registered representative | CFP | Jan 2026 (1y) | |
| Myles Dudley | Registered representative | Jan 2026 (1y) | ||
| John Reed Mickelson | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Scott Householder | Registered representative | Jan 2026 (1y) | ||
| Zachary Alexander Armenta | Registered representative | CFA | Jan 2026 (1y) | |
| Cayden Alexander Kotowitz | Registered representative | Jan 2026 (1y) | ||
| Clayton Wilhelm | Registered representative | Jan 2026 (1y) | ||
| David Moreno Valencia | Registered representative | Jan 2026 (1y) | ||
| Joe Dan Hollingsworth | Registered representative | Jan 2026 (1y) | ||
| Katherine B Mullin | Registered representative | CFP | Jan 2026 (1y) | |
| Lucas Ray Anderson | Registered representative | Jan 2026 (1y) | ||
| Ryan Jeppson | Registered representative | Jan 2026 (1y) | ||
| Arlinda N Yang | Registered representative | Jan 2026 (1y) | ||
| Kyle Steven Jahnke | Registered representative | CFP | Feb 2026 (0y) | |
| Daniel Lee Sickelsmith | Registered representative | CFP | Feb 2026 (0y) | |
| Kimberly Higgins Day | Registered representative | CFP | Feb 2026 (0y) | |
| Omar Chyou | Registered representative | Feb 2026 (0y) | ||
| Christian James Krauss | Registered representative | Feb 2026 (0y) | ||
| Marcus Riccio | Registered representative | Feb 2026 (0y) | ||
| Veronica Marie Aaron | Registered representative | Feb 2026 (0y) | ||
| William Saunders | Registered representative | Feb 2026 (0y) | ||
| Jeffrey Ong | Registered representative | Feb 2026 (0y) | ||
| David Harrison Goodless | Registered representative | CFA | Feb 2026 (0y) | |
| Jamar M. Bostic | Registered representative | CFA | Feb 2026 (0y) | |
| Kelly Ogiba | Registered representative | Feb 2026 (0y) | ||
| Parker Applegate | Registered representative | Feb 2026 (0y) | ||
| Kevin Anema | Registered representative | Feb 2026 (0y) | ||
| Amy Keller | Registered representative | Feb 2026 (0y) | ||
| Justin Jarvis | Registered representative | Feb 2026 (0y) | ||
| Zachary Taylor | Registered representative | Feb 2026 (0y) | ||
| James F Ross | Registered representative | Feb 2026 (0y) | ||
| Andrew Mackay Metzler | Registered representative | Mar 2026 (0y) | ||
| Aidan Lael Beaton | Registered representative | CFP | Mar 2026 (0y) | |
| Connor O'keefe | Registered representative | CFP | Mar 2026 (0y) | |
| Daniel Gerard Dolan | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| David Luther Hogans | Registered representative | Mar 2026 (0y) | ||
| Esther J La Marche | Registered representative | Mar 2026 (0y) | ||
| Fred King | Registered representative | CFP | Mar 2026 (0y) | |
| James Kurtis Sager | Registered representative | CFP | Mar 2026 (0y) | |
| Jason Lee Tafoya | Registered representative | CFP | Mar 2026 (0y) | |
| Jessica Diane Tierney | Registered representative | CFP | Mar 2026 (0y) | |
| Joshua Lewis | Registered representative | Mar 2026 (0y) | ||
| Katherine Mary Keppel | Registered representative | CFP | Mar 2026 (0y) | |
| Laurence Thomas Hanslits | Registered representative | CFP | Mar 2026 (0y) | |
| Michael Ray Albillar | Registered representative | CFP | Mar 2026 (0y) | |
| Mikki Ellen Burdine | Registered representative | Mar 2026 (0y) | ||
| Nicolas Michael Anthony Boyd | Registered representative | Mar 2026 (0y) | ||
| Paul Joshua Selzer | Registered representative | Mar 2026 (0y) | ||
| Rodney Arthur Cook | Registered representative | CFP | Mar 2026 (0y) | |
| Timothy Gaigals | Registered representative | CFP | Mar 2026 (0y) | |
| Stephanie Marie Roberts | Registered representative | CFP | Mar 2026 (0y) | |
| Hayden Vaughn Askea | Registered representative | Mar 2026 (0y) | ||
| Katie Marie Biedler | Registered representative | Mar 2026 (0y) | ||
| Amy Marie Mac Kinnon | Registered representative | Mar 2026 (0y) | ||
| Madison Spahr | Registered representative | Mar 2026 (0y) | ||
| Robert Hubert Chess | Registered representative | Mar 2026 (0y) | ||
| Eli Hunter Eddy | Registered representative | Apr 2026 (0y) | ||
| Nicholas Parros | Registered representative | CFP | Apr 2026 (0y) | |
| Timothy Charles Parros | Registered representative | Apr 2026 (0y) | ||
| Michelle Hagelin | Registered representative | Apr 2026 (0y) | ||
| Patrick Chin | Registered representative | CFP CFA | Apr 2026 (0y) | |
| Jessica M Feiner | Registered representative | Apr 2026 (0y) | ||
| Summer Cheek | Registered representative | Apr 2026 (0y) | ||
| John A Creegan | Registered representative | Apr 2026 (0y) | ||
| Cristl Walker | Registered representative | Apr 2026 (0y) | ||
| Ambreen Shahnaz Haider | Registered representative | Apr 2026 (0y) | ||
| Jamie Jenkins | Registered representative | Apr 2026 (0y) | ||
| Daniel Eric Michael Schutz | Registered representative | Apr 2026 (0y) | ||
| Brent Sikes | Registered representative | Apr 2026 (0y) | ||
| Luke Shourds | Registered representative | Apr 2026 (0y) | ||
| Brian Kirby Stallcop | Registered representative | CFP | May 2026 (0y) | |
| Deborah Grose | Registered representative | CFP | May 2026 (0y) | |
| Ian Brauer | Registered representative | CFP | May 2026 (0y) | |
| Michael Barney Bono | Registered representative | CFP | May 2026 (0y) | |
| Ethan Aaron Green | Registered representative | CFP | May 2026 (0y) | |
| Jeremy Hancock | Registered representative | May 2026 (0y) | ||
| Sarra Elizabeth Hobbs | Registered representative | May 2026 (0y) | ||
| Tanner Domschot | Registered representative | May 2026 (0y) | ||
| Efren Ortiz Espinoza | Registered representative | May 2026 (0y) | ||
| Einar Johnson | Registered representative | May 2026 (0y) | ||
| Jacqueline Smith | Registered representative | May 2026 (0y) | ||
| Rachel Ann Carlson | Registered representative | May 2026 (0y) | ||
| Timothy Sallade | Registered representative | CFP CFA | May 2026 (0y) | |
| Zachary Keith Buesgens | Registered representative | May 2026 (0y) | ||
| Joshua James Garnet Davis | Registered representative | May 2026 (0y) | ||
| Brett Clark | Registered representative | May 2026 (0y) | ||
| Jack Evans | Registered representative | CFA | May 2026 (0y) | |
| Jaime L. Rogers | Registered representative | May 2026 (0y) | ||
| Ray Darby Evans | Registered representative | CFP | May 2026 (0y) | |
| James Dylan Thompkins | Registered representative | May 2026 (0y) | ||
| Ann Marie Senne | Registered representative | May 2026 (0y) | ||
| Harrison Prange | Registered representative | May 2026 (0y) | ||
| Abby Elizabeth Gilk | Registered representative | Jun 2026 (0y) | ||
| Nicholas William French | Registered representative | Jun 2026 (0y) | ||
| Tyler Jensch | Registered representative | Jun 2026 (0y) | ||
| Alexandra Wintrode Maksimow | Registered representative | CFP | Jun 2026 (0y) | |
| Ann Marie Doty Mitchell | Registered representative | Jun 2026 (0y) | ||
| Luke Francis Bagley | Registered representative | Jun 2026 (0y) | ||
| Victoria Areingdale | Registered representative | CFP | Jun 2026 (0y) | |
| Beau Joseph Comeaux | Registered representative | Jun 2026 (0y) | ||
| Ashton Blake Weddington | Registered representative | Jun 2026 (0y) | ||
| Daniel James Brady | Registered representative | Jun 2026 (0y) | ||
| Adam Samuel Hanig | Registered representative | Jun 2026 (0y) | ||
| Samantha Schnurr | Registered representative | CFP | Jun 2026 (0y) | |
| Jordan Putman | Registered representative | Jun 2026 (0y) | ||
| Daniel Paul Stolfa | Registered representative | CFP | Jun 2026 (0y) | |
| Jonathan Pierce Swofford | Registered representative | Jun 2026 (0y) | ||
| Kathryn E Nevin | Registered representative | Jun 2026 (0y) | ||
| Lucas Sopchak | Registered representative | Jun 2026 (0y) | ||
| William Arthur | Registered representative | CFP | Jun 2026 (0y) | |
| Jack William Lord | Registered representative | Jul 2026 (0y) | ||
| Jessica Alpers | Registered representative | Jul 2026 (0y) | ||
| John Maher | Registered representative | Jul 2026 (0y) | ||
| Kayla Caroline King | Registered representative | Jul 2026 (0y) | ||
| Kenneth Bollinger | Registered representative | CFP | Jul 2026 (0y) | |
| Michael Len Helms | Registered representative | CFP Personal Financial Specialist | Jul 2026 (0y) | |
| Robert Alexander Leggett | Registered representative | CFP CFA | Jul 2026 (0y) | |
| Scott Lord | Registered representative | CFP | Jul 2026 (0y) | |
| Stuart Alexander Gay | Registered representative | Jul 2026 (0y) | ||
| Victoria Handley Araj | Registered representative | CFP | Jul 2026 (0y) | |
| Wendy Michelle Hansen | Registered representative | Jul 2026 (0y) | ||
| Julia Eileen Cormican | Registered representative | Jul 2026 (0y) | ||
| Austin Harold Lewis | Registered representative | CFP | Jul 2026 (0y) | |
| Ryan Matthew Laux | Registered representative | Jul 2026 (0y) | ||
| Yesenia Virginia Beltran | Registered representative | Jul 2026 (0y) | ||
| Ziyu Espinoza Wan | Registered representative | Jul 2026 (0y) | ||
| James Mark Trippon | Registered representative | Jul 2026 (0y) | ||
| Mitchell Craig | Registered representative | Jul 2026 (0y) | ||
| Travis Rhoad | Registered representative | CFA | Jul 2026 (0y) | |
| Tyler Olson | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wealth Enhancement Group, Llc | Owner | Feb 2003 | A | 75% or more |
| Ta Xiii A, L.P. | Owner | Oct 2021 | B | ≈ 1.25% – 37.5% via Ta Weg Aggregator, Llc |
| Ta/Weg Holdings, Llc | Owner | Oct 2019 | B | ≈ 11.87% – 75% via Weg Holdings, Llc |
| Ta/Weg Intermediate Holdings, Llc | Owner | Oct 2019 | B | ≈ 8.9% – 75% via Ta/Weg Holdings, Llc |
| Weg Parent, Llc | Owner | Oct 2019 | B | ≈ 6.67% – 75% via Ta/Weg Intermediate Holdings, Llc |
| Weg Sub Holdings, Llc | Owner | Aug 2021 | B | ≈ 56.25% – 100% via Wealth Enhancement Group, Llc |
| Weg Sub Intermediate Holdings, Llc | Owner | Aug 2021 | B | ≈ 42.19% – 100% via Weg Sub Holdings, Llc |
| Weg Consolidated, Llc | Owner | Aug 2021 | B | ≈ 31.64% – 100% via Weg Sub Intermediate Holdings, Llc |
| Onex Iso Limited Partnership | Owner | Aug 2021 | B | ≈ 5.93% – 50% via Onex Iso Holdco Corp. |
| Onex Partners V Lp | Owner | Aug 2021 | B | ≈ 4.45% – 50% via Onex Iso Limited Partnership |
| Onex Partners Canadian Gp Inc. | Owner | Mar 2017 | B | 75% or more of Onex Partners V Gp Limited (indirect) |
| Onex Corporation | Owner | Nov 2007 | B | 75% or more of Onex Partners Canadian Gp Inc. (indirect) |
| Onex Op V Holdings Sarl | Owner | Jun 2021 | B | ≈ 1.11% – 25% via Onex Capital V International Gp Lp |
| Onex Partners Holdings Llc | Owner | Jun 2020 | B | ≈ 0.83% – 25% via Onex Op V Holdings Sarl |
| Onex American Holdings Subco Llc | Owner | May 2014 | B | ≈ 0.63% – 25% via Onex Partners Holdings Llc |
| Onex Private Equity Holdings Llc | Owner | Jul 2004 | B | ≈ 0.47% – 25% via Onex American Holdings Subco Llc |
| Weg Holdings, Llc | Owner | Oct 2021 | B | ≈ 15.82% – 75% via Weg Consolidated, Llc |
| Ta Xiii B, L.P. | Owner | Feb 2019 | B | ≈ 0.42% – 18.75% via Weg Blocker, Llc |
| Weg Blocker, Llc | Owner | Oct 2019 | B | ≈ 1.67% – 37.5% via Weg Parent, Llc |
| Ta Weg Aggregator, Llc | Owner | Oct 2019 | B | ≈ 1.67% – 37.5% via Weg Parent, Llc |
| Onex Iso Holdco Corp. | Owner | Oct 2021 | B | ≈ 7.91% – 50% via Weg Consolidated, Llc |
| Onex Capital V International Gp Lp | Owner | Nov 2021 | B | ≈ 1.48% – 25% via Onex Iso Limited Partnership |
| Ta Associates Xiii Gp, L.P. | General Partner | Feb 2019 | B | GP / trustee / elected manager of Ta Xiii A, L.P. (indirect) |
| Ta Associates Cayman, Llc | General Partner | Feb 2019 | B | GP / trustee / elected manager of Ta Associates Xiii Gp, L.P. (indirect) |
| Onex Partners V Gp Lp | General Partner | Mar 2017 | B | GP / trustee / elected manager of Onex Partners V Lp (indirect) |
| Onex Partners V Gp Limited | General Partner | Mar 2017 | B | GP / trustee / elected manager of Onex Partners V Gp Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ta Xiii A, L.P.: 75% – 100% of Ta Weg Aggregator, Llc × 25% – 50% of Weg Parent, Llc × 75% – 100% of Ta/Weg Intermediate Holdings, Llc × 75% – 100% of Ta/Weg Holdings, Llc × 75% – 100% of Weg Holdings, Llc × 50% – 75% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 1.25% – 37.5% of the firm
- Ta/Weg Holdings, Llc: 75% – 100% of Weg Holdings, Llc × 50% – 75% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Ta/Weg Intermediate Holdings, Llc: 75% – 100% of Ta/Weg Holdings, Llc × 75% – 100% of Weg Holdings, Llc × 50% – 75% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 8.9% – 75% of the firm
- Weg Parent, Llc: 75% – 100% of Ta/Weg Intermediate Holdings, Llc × 75% – 100% of Ta/Weg Holdings, Llc × 75% – 100% of Weg Holdings, Llc × 50% – 75% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 6.67% – 75% of the firm
- Weg Sub Holdings, Llc: 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Weg Sub Intermediate Holdings, Llc: 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Weg Consolidated, Llc: 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Onex Iso Limited Partnership: 75% – 100% of Onex Iso Holdco Corp. × 25% – 50% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 5.93% – 50% of the firm
- Onex Partners V Lp: 75% – 100% of Onex Iso Limited Partnership × 75% – 100% of Onex Iso Holdco Corp. × 25% – 50% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 4.45% – 50% of the firm
- Onex Op V Holdings Sarl: 75% – 100% of Onex Capital V International Gp Lp × 25% – 50% of Onex Iso Limited Partnership × 75% – 100% of Onex Iso Holdco Corp. × 25% – 50% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 1.11% – 25% of the firm
- Onex Partners Holdings Llc: 75% – 100% of Onex Op V Holdings Sarl × 75% – 100% of Onex Capital V International Gp Lp × 25% – 50% of Onex Iso Limited Partnership × 75% – 100% of Onex Iso Holdco Corp. × 25% – 50% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 0.83% – 25% of the firm
- Onex American Holdings Subco Llc: 75% – 100% of Onex Partners Holdings Llc × 75% – 100% of Onex Op V Holdings Sarl × 75% – 100% of Onex Capital V International Gp Lp × 25% – 50% of Onex Iso Limited Partnership × 75% – 100% of Onex Iso Holdco Corp. × 25% – 50% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 0.63% – 25% of the firm
- Onex Private Equity Holdings Llc: 75% – 100% of Onex American Holdings Subco Llc × 75% – 100% of Onex Partners Holdings Llc × 75% – 100% of Onex Op V Holdings Sarl × 75% – 100% of Onex Capital V International Gp Lp × 25% – 50% of Onex Iso Limited Partnership × 75% – 100% of Onex Iso Holdco Corp. × 25% – 50% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 0.47% – 25% of the firm
- Weg Holdings, Llc: 50% – 75% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Ta Xiii B, L.P.: 25% – 50% of Weg Blocker, Llc × 25% – 50% of Weg Parent, Llc × 75% – 100% of Ta/Weg Intermediate Holdings, Llc × 75% – 100% of Ta/Weg Holdings, Llc × 75% – 100% of Weg Holdings, Llc × 50% – 75% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 0.42% – 18.75% of the firm
- Weg Blocker, Llc: 25% – 50% of Weg Parent, Llc × 75% – 100% of Ta/Weg Intermediate Holdings, Llc × 75% – 100% of Ta/Weg Holdings, Llc × 75% – 100% of Weg Holdings, Llc × 50% – 75% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 1.67% – 37.5% of the firm
- Ta Weg Aggregator, Llc: 25% – 50% of Weg Parent, Llc × 75% – 100% of Ta/Weg Intermediate Holdings, Llc × 75% – 100% of Ta/Weg Holdings, Llc × 75% – 100% of Weg Holdings, Llc × 50% – 75% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 1.67% – 37.5% of the firm
- Onex Iso Holdco Corp.: 25% – 50% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 7.91% – 50% of the firm
- Onex Capital V International Gp Lp: 25% – 50% of Onex Iso Limited Partnership × 75% – 100% of Onex Iso Holdco Corp. × 25% – 50% of Weg Consolidated, Llc × 75% – 100% of Weg Sub Intermediate Holdings, Llc × 75% – 100% of Weg Sub Holdings, Llc × 75% – 100% of Wealth Enhancement Group, Llc × 75% – 100% direct ≈ 1.48% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (48)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Lancaster Country Day School Section 403(b) Plan | Lancaster Country Day School | 149 | $26.2M | 09/01/2024 |
| No Calif Glaziers, Architectural Metal And Glassworkers Pension Plan | Board Of Trustees, No. Calif. Glaziers Architectural Metal & Glas | 1,426 | $549M | 07/01/2024 |
| Lampire Biological Laboratories, Inc. 401(k) Plan | Lampire Biological Laboratories,Inc | 188 | $6.4M | 05/01/2024 |
| Strand Associates, Inc. Employees Profit Sharing Trust | Strand Associates, Inc. | 480 | $190M | 01/01/2024 |
| Halron Lubricants Inc. 401(k) Retirement Savings Plan | Halron Lubricants Inc. | 130 | $12.4M | 01/01/2024 |
| Dynalec Corporation Profit Sharing 401(k) Plan | Dynalec Corporation | 124 | $28.8M | 01/01/2024 |
| The Fireline Corporation Retirement Plan | The Fireline Corporation | 222 | $10.5M | 01/01/2024 |
| Advocate Aurora Health 401(k) Plan | Advocate Aurora Health, Inc | 83,445 | $10.5B | 01/01/2024 |
| Trade Center Management Associates 401(k) Plan | Trade Center Management Associates, Llc | 347 | $21.6M | 01/01/2024 |
| Colorado Permanente Medical Group, P.C. 401(k) Plan | Colorado Permanente Medical Group, P.C. | 1,259 | $1.0B | 01/01/2024 |
| Allianz Asset Management Of America 401(k) Savings And Retirement Plan | Allianz Asset Management Of America Llc | 2,228 | $2.2B | 01/01/2024 |
| Medlink Georgia, Inc. 403(b) Plan | Medlink Georgia, Inc. | 441 | $14.0M | 01/01/2024 |
| Osha Bergman Watanabe & Burton 401(k) Plan | Osha Bergman Watanabe & Burton Llp | 123 | $18.1M | 01/01/2024 |
| Tuuci, Llc 401(k) Plan | Tuuci, Llc | 467 | $9.7M | 01/01/2024 |
| Epic Long Island, Inc. Tax Deferred Annunity Plan | Epic Long Island, Inc. | 1,093 | $6.5M | 01/01/2024 |
| Quoizel, Llc Retirement Savings Plan | Quoizel, Llc | 104 | $19.3M | 01/01/2024 |
| Cheyenne International L L C 401(k) Profit Sharing Plan & Trust | Cheyenne International L L C | 177 | $10.2M | 01/01/2024 |
| Ray Quinney & Nebeker Profit Sharing Plan | Ray Quinney & Nebeker P. C. | 162 | $123M | 01/01/2024 |
| Document Storage Systems, Inc. 401(k) Plan | Document Storage Systems, Inc. | 705 | $88.0M | 01/01/2024 |
| Jetblue Airways Retirement Plan | Jetblue Airways Corporation | 23,089 | $5.4B | 01/01/2024 |
| Finch Turf Inc. Retirement Savings Plan | Finch Turf Inc. | 98 | $9.4M | 01/01/2024 |
| Mendes & Mount, Llp Retirement Plan | Mendes & Mount, Llp | 138 | $79.9M | 01/01/2024 |
| Ds Technologies, Llc 401(k) Profit Sharing Plan | Ds Technologies, Llc | 119 | $9.3M | 01/01/2024 |
| Dfk Management, Inc. 401 K Plan | Dfk Management, Inc. | 254 | $13.3M | 01/01/2024 |
| Goebel Fixture Company 401(k) Plan | Goebel Fixture Company | 73 | $10.1M | 01/01/2024 |
Top 25 of 48 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/02/2026 | 2.38 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • FEES RECEIVED FROM THIRD PARTY INVESTMENT ADVISORS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $70.4B (58% of AUM) Jul 2026
- National Financial Services (Fidelity) $28.9B (24% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 02, 2026.
View current Form ADV (SEC/IAPD) ↗