Steelpeak Wealth, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 165168
· SEC file 801-77132
· Los Angeles, CA
· X.COM
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ADV data as of Jul 29, 2026
- Regulatory AUM
- $4.1B
- Discretionary
- $4.1B
- Clients
- 2,428
- Avg AUM / client
- $1.7M
- Accounts
- 8,591
- Employees
- 84
AUM over time
$0
$4.1B
Sep 2012
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,420 | $455M | 11.0% |
| High net worth individuals | 858 | $3.2B | 77.9% |
| Investment companies | 1 | $0 | — |
| Pooled investment vehicles (non-investment companies) | 3 | $24.8M | 0.6% |
| Pension and profit sharing plans | 121 | $46.0M | 1.11% |
| Corporations and other businesses | 25 | $392M | 9.46% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $8.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sp Capital Opportunity I A Lp | Private Equity Fund | Delaware | $8.3M | 43 |
| Sp Goal Line Growth Fund, Lp | Other Private Fund | Delaware | $0 | 0 |
| Sp Long Short Equity Strategy Lp | Hedge Fund | Delaware | $0 | 3 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (36)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alireza Nmn Zamani | Chief Compliance Officer & Chief Financial Officer | Oct 2012 (14y) | Less than 5% | |
| Maziar Nmn Esmailbeigi | Chief Investment Officer | Oct 2012 (14y) | Less than 5% | |
| Reza Nmn Zamani | Chief Executive Officer | Oct 2012 (14y) | ≈ 37.5% – 75% via Steelpeak Holdings Llc | |
| Joseph Frederick Auday | Registered representative | CFP | May 2015 (11y) | |
| Wayne Tai Slappy | Registered representative | Nov 2015 (11y) | ||
| Ryan Cyrus Saidi | Registered representative | May 2016 (10y) | ||
| Morten Roness | Registered representative | Aug 2016 (10y) | ||
| Richard Scott Winer | Registered representative | Sep 2016 (10y) | ||
| Andrew Harris Jacobson | Registered representative | Aug 2017 (9y) | ||
| Rogelio Lopez | Registered representative | Aug 2019 (7y) | ||
| Ceasar Thomas Garvida | Registered representative | CFP | Oct 2020 (6y) | |
| Luke E Anderson | Registered representative | Feb 2021 (5y) | ||
| Brendan Finneran | Registered representative | May 2021 (5y) | ||
| Anthony Hayato Walsh | Registered representative | Sep 2021 (5y) | ||
| Michael Rashtian | Registered representative | Sep 2021 (5y) | ||
| Steven Lee Dymant | Registered representative | Apr 2023 (3y) | ||
| Michael Charles Shotton | Registered representative | Jun 2023 (3y) | ||
| Robert Bruce Venezia | Registered representative | Jul 2023 (3y) | ||
| Michael T Janis | Registered representative | Jan 2024 (3y) | ||
| Samuel Sosa | Registered representative | Mar 2024 (2y) | ||
| Heidi Noelle Wilson | Registered representative | Jun 2024 (2y) | ||
| Christine Marie Mueller Coley | Registered representative | CFP | Jul 2024 (2y) | |
| Mark Koellner | Registered representative | CFP | Jul 2024 (2y) | |
| Flavia Bastos Nunes | Registered representative | Nov 2024 (2y) | ||
| Kingsley Yu Man Choi | Registered representative | Jan 2025 (2y) | ||
| Derek Hong Hao Ruan | Registered representative | Mar 2025 (1y) | ||
| Justin Raymond Iskander | Registered representative | Apr 2025 (1y) | ||
| Peter C Amling | Registered representative | CFP | Jul 2025 (1y) | |
| Joseph Philip Brandolino | Registered representative | Sep 2025 (1y) | ||
| Steven Andrew Racius | Registered representative | Sep 2025 (1y) | ||
| Stacy Ann Borek | Registered representative | CFP | Oct 2025 (1y) | |
| Anita Marilyn Heller | Registered representative | Dec 2025 (1y) | ||
| Hamza Farooquee | Registered representative | Jan 2026 (1y) | ||
| Drew William Holden Clanton | Registered representative | Apr 2026 (0y) | ||
| Ethan Ashbrook | Registered representative | CFP | May 2026 (0y) | |
| Dalia Farouq Dardoon | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Steelpeak Holdings Llc | Member | Sep 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Reza Nmn Zamani: 50% – 75% of Steelpeak Holdings Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $8.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sp Capital Opportunity I A Lp | Private Equity Fund | $8.3M | $250K | 43 |
| Sp Goal Line Growth Fund, Lp | Other Private Fund | $0 | $250K | 0 |
| Sp Long Short Equity Strategy Lp | Hedge Fund | $0 | $500K | 3 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (15)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Brown & Brown, Inc Employee Savings Plan | Brown & Brown, Inc. | 12,393 | $1.8B | 01/01/2024 |
| Hok Group, Inc. 401(k) Profit Sharing Plan | Hok Group, Inc. | 1,414 | $362M | 01/01/2024 |
| Marvell Semiconductor 401 K Retirement Plan | Marvell Semiconductor, Inc. | 2,970 | $1.4B | 01/01/2024 |
| Crown Castle Inc. 401(k) Plan | Crown Castle Inc. | 3,947 | $1.1B | 01/01/2024 |
| Perkins&Will, Inc. Retirement Savings Plan | Perkins&Will, Inc. | 1,817 | $414M | 01/01/2024 |
| Infineon Technologies Savings Plan | Infineon Technologies Americas Corp. | 3,569 | $1.7B | 01/01/2024 |
| Harmonic Inc. 401(k) Plan | Harmonic Inc. | 345 | $154M | 01/01/2024 |
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| Black & Veatch Retirement Program | Bvh, Inc. | 7,022 | $3.0B | 01/01/2024 |
| Nossaman Llp Profit Sharing & Retirement Savings Plan | Nossaman Llp | 183 | $120M | 01/01/2024 |
| Wsgr 401(k) And Profit Sharing Plan | Wilson Sonsini Goodrich & Rosati, Pc | 1,984 | $1.0B | 01/01/2024 |
| Humana Retirement Savings Plan | Humana Inc. | 42,968 | $7.7B | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.82 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $4.0B (97% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗