Freestone Capital Management, Llc
SEC-registered
Insurance-Affiliated · Large ($10B–$100B)
CRD 145711
· SEC file 801-69073
· Seattle, WA
· www.facebook.com
☆ Save with Pro
ADV data as of Jun 29, 2026
- Regulatory AUM
- $14.5B
- Discretionary
- $10.0B
- Clients
- 2,994
- Avg AUM / client
- $4.9M
- Accounts
- 4,494
- Employees
- 120
AUM over time
$2.2B
$14.5B
Nov 2011
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 29, 2026
Asset allocation (SMA assets by investment type)
as of Jun 29, 2026
Exchange-traded equities
$12.8B
88%
Registered investment companies (funds/ETFs)
$872M
6%
Cash & equivalents
$291M
2%
Non-exchange-traded equities
$145M
1%
US government & agency bonds
$145M
1%
State & local bonds
$145M
1%
Investment-grade corporate bonds
$145M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,569 | $2.9B | 20.3% |
| High net worth individuals | 1,337 | $8.4B | 57.8% |
| Pooled investment vehicles (non-investment companies) | 16 | $2.6B | 17.7% |
| Pension and profit sharing plans | 26 | $70.0M | 0.48% |
| Charitable organizations | 13 | $75.2M | 0.52% |
| Corporations and other businesses | 33 | $472M | 3.25% |
Private funds (14)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $1.4B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Freestone Advantage Partners Iv Lp | Hedge Fund | Delaware | $399M | 464 |
| Freestone Lp Advantage Partners V | Hedge Fund | Delaware | $265M | 482 |
| Freestone Bourbon Fund Lp | Hedge Fund | Delaware | $232M | 287 |
| Freestone Litigation Partners Lp | Hedge Fund | Delaware | $180M | 316 |
| Freestone Affordable Housing Partners Lp | Hedge Fund | Delaware | $141M | 129 |
| Freestone Advantage Partners Iii Lp | Hedge Fund | Delaware | $106M | 184 |
| Freestone Advantage Partners Ii Lp | Hedge Fund | Delaware | $28.6M | 150 |
| Freestone Omaha Hotel Lp | Hedge Fund | Delaware | $25.0M | 47 |
| Freestone Royalty Income Partners Lp | Hedge Fund | Delaware | $14.3M | 292 |
| Freestone Capital Qualified Partners Lp | Hedge Fund | Delaware | $11.2M | 108 |
| Freestone Capital Partners Lp | Hedge Fund | Washington | $5.5M | 68 |
| Freestone Capital Partners Ltd | Hedge Fund | Cayman Islands | $4.3M | 63 |
| Freestone Opportunity Qualified Partners Lp | Hedge Fund | Delaware | $3.3M | 102 |
| Freestone Opportunity Partners Lp | Hedge Fund | Delaware | $2.3M | 59 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Wpmg 401(k) Retirement Savings Plan Washington Permanente Medical Group, P.C. | 2024 | |
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (68)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Erik Konrad Morgan | Manager | Apr 2008 (18y) | Less than 5% | |
| Gary Isaac Furukawa | Manager / Chief Investment Officer | Apr 2008 (18y) | Less than 5% | |
| Furukawa, Della | Member Class A; Manager | Aug 2008 (18y) | GP / trustee / elected manager of Brighton Street Llc (indirect) | |
| Moreland, Jennifer, Michelle | Chief Financial Officer | Nov 2012 (14y) | Less than 5% | |
| Matthew Allan Tigert | Chief Operating Officer | Jul 2015 (11y) | Less than 5% | |
| Gookin, Ann, C | Head Of Investments | Oct 2019 (7y) | Less than 5% | |
| Chang, George, Percy | General Counsel | Jun 2022 (4y) | Less than 5% | |
| Rodriguez, Jessica, Marie | Chief Compliance Officer | Sep 2023 (3y) | Less than 5% | |
| Kimberlee Renae Hansen | Registered representative | Apr 2008 (18y) | ||
| Peter James Wicklund | Registered representative | CFP CFA | Apr 2008 (18y) | |
| Robert Fred Mellon | Registered representative | Apr 2008 (18y) | ||
| Andrew Wayne Erisman | Registered representative | May 2009 (17y) | ||
| Robert Philip Carter | Registered representative | CFA | May 2009 (17y) | |
| Peter Karl Forras | Registered representative | Apr 2011 (15y) | ||
| Edward Ballard Doubleday | Registered representative | Sep 2013 (13y) | ||
| Christine Michelle Opp | Registered representative | CFP CFA | Sep 2014 (12y) | |
| Robyn Andrea Sabin | Registered representative | May 2015 (11y) | ||
| Trevor William Sharp | Registered representative | May 2015 (11y) | ||
| Jennifer Patty Doherty | Registered representative | CFP | Sep 2015 (11y) | |
| Jenna M Brazile | Registered representative | CFP | Oct 2015 (11y) | |
| Elizabeth Erin Zackheim | Registered representative | May 2016 (10y) | ||
| Matthew Ryan Abrams | Registered representative | CFP | Dec 2016 (10y) | |
| Robert Gentry | Registered representative | CFP | Feb 2017 (9y) | |
| Courtney Elizabeth Hastings | Registered representative | Oct 2018 (8y) | ||
| Mellany Anne Lengeling | Registered representative | CFP | Feb 2019 (7y) | |
| Riley Barr | Registered representative | CFP | May 2019 (7y) | |
| Samuel Pun | Registered representative | May 2019 (7y) | ||
| Michael Lee Allard | Registered representative | May 2019 (7y) | ||
| Beau Jacob Bowman | Registered representative | Nov 2019 (7y) | ||
| Eric Fridstein | Registered representative | CFP | Jul 2020 (6y) | |
| Bruce Spaulding Edwards | Registered representative | Sep 2020 (6y) | ||
| Hilera Connor Hardy | Registered representative | Feb 2021 (5y) | ||
| Mari Nakata | Registered representative | CFP | Apr 2021 (5y) | |
| Ross Rubinstein | Registered representative | CFP | Apr 2021 (5y) | |
| Nicholas King Bucklin | Registered representative | CFA | Jun 2021 (5y) | |
| Sean Luke Gonzalez | Registered representative | Oct 2021 (5y) | ||
| Michael David Kjell Raine | Registered representative | CFP | Nov 2021 (5y) | |
| Mairin Veronica Murphy | Registered representative | CFP | Nov 2021 (5y) | |
| Galen Camp | Registered representative | CFP | Feb 2022 (4y) | |
| Theodore Maxwell Canfield | Registered representative | CFP | Jun 2022 (4y) | |
| Amanda J Brueggeman | Registered representative | Nov 2022 (4y) | ||
| Mc Kenzie Adeline Granston | Registered representative | CFP | Nov 2022 (4y) | |
| Bryce Hunter Leone | Registered representative | Jan 2023 (4y) | ||
| Christopher Louis Somers | Registered representative | Mar 2023 (3y) | ||
| James Priester Hughes | Registered representative | Jul 2023 (3y) | ||
| Jonathan Jacob Wittlin | Registered representative | CFP | Oct 2023 (3y) | |
| Alyssa Hall Morris | Registered representative | Nov 2023 (3y) | ||
| Christopher Terrance Odem | Registered representative | Nov 2023 (3y) | ||
| Elizabeth Mary Steininger | Registered representative | Apr 2024 (2y) | ||
| Nima Alexander Movassaghi | Registered representative | May 2024 (2y) | ||
| Bethany Lauren Rabinowitz | Registered representative | Jul 2024 (2y) | ||
| Mari Nordstrom | Registered representative | Oct 2024 (2y) | ||
| Amanda Short | Registered representative | Nov 2024 (2y) | ||
| Joseph Riley | Registered representative | Jan 2025 (2y) | ||
| Alexa Julianne Steffens | Registered representative | Feb 2025 (1y) | ||
| Georgina Vivienne Adepa Owusu Bio | Registered representative | Mar 2025 (1y) | ||
| Halle Shaeffer | Registered representative | Apr 2025 (1y) | ||
| Iyla Monique Mitteco | Registered representative | Jun 2025 (1y) | ||
| Seton Mcandrews | Registered representative | CFP | Aug 2025 (1y) | |
| Jeffrey David Salyer | Registered representative | CFA | Aug 2025 (1y) | |
| Rocco Simplicio Pearson | Registered representative | Sep 2025 (1y) | ||
| Benjamin Samuel Silber | Registered representative | Nov 2025 (1y) | ||
| Emily Kay Kopp | Registered representative | Jan 2026 (1y) | ||
| Chloe L Chase | Registered representative | Feb 2026 (0y) | ||
| John Michael Steele | Registered representative | CFP | Mar 2026 (0y) | |
| Ryan Morris | Registered representative | Apr 2026 (0y) | ||
| Tegan Yuasa | Registered representative | Jun 2026 (0y) | ||
| Heather Yasmeen Michail | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Freestone Capital Holdings Llc | Member | Mar 2008 | A | 75% or more |
| Old River Trust | Member Class B | Dec 2009 | B | ≈ 14.06% – 50% via Brighton Street Llc |
| Brighton Street Llc | Member | Nov 2012 | B | ≈ 18.75% – 50% via Freestone Capital Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Old River Trust: 75% – 100% of Brighton Street Llc × 25% – 50% of Freestone Capital Holdings Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Brighton Street Llc: 25% – 50% of Freestone Capital Holdings Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (14, $1.4B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Freestone Advantage Partners Iv Lp | Hedge Fund | $399M | $100K | 464 |
| Freestone Lp Advantage Partners V | Hedge Fund | $265M | $100K | 482 |
| Freestone Bourbon Fund Lp | Hedge Fund | $232M | $0 | 287 |
| Freestone Litigation Partners Lp | Hedge Fund | $180M | $250K | 316 |
| Freestone Affordable Housing Partners Lp | Hedge Fund | $141M | $500K | 129 |
| Freestone Advantage Partners Iii Lp | Hedge Fund | $106M | $200K | 184 |
| Freestone Advantage Partners Ii Lp | Hedge Fund | $28.6M | $500K | 150 |
| Freestone Omaha Hotel Lp | Hedge Fund | $25.0M | $1.0M | 47 |
| Freestone Royalty Income Partners Lp | Hedge Fund | $14.3M | $250K | 292 |
| Freestone Capital Qualified Partners Lp | Hedge Fund | $11.2M | $500K | 108 |
| Freestone Capital Partners Lp | Hedge Fund | $5.5M | $500K | 68 |
| Freestone Capital Partners Ltd | Hedge Fund | $4.3M | $500K | 63 |
| Freestone Opportunity Qualified Partners Lp | Hedge Fund | $3.3M | $500K | 102 |
| Freestone Opportunity Partners Lp | Hedge Fund | $2.3M | $500K | 59 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Wpmg 401(k) Retirement Savings Plan | Washington Permanente Medical Group, P.C. | 1,654 | $1.5B | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 4.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $11.3B (77% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗