Cerity Partners Llc
SEC-registered
Wealth Manager · Mega ($100B+)
CRD 151559
· SEC file 801-70719
· New York, NY
· www.linkedin.com
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ADV data as of Jul 13, 2026
- Regulatory AUM
- $162B
- Discretionary
- $146B
- Clients
- 26,230
- Avg AUM / client
- $6.2M
- Accounts
- 26,230
- Employees
- 1,529
AUM over time
$1.0B
$162B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 13, 2026
Asset allocation (SMA assets by investment type)
as of Jul 13, 2026
Registered investment companies (funds/ETFs)
$76.0B
47%
Exchange-traded equities
$38.8B
24%
Pooled investment vehicles
$19.4B
12%
Cash & equivalents
$9.7B
6%
State & local bonds
$6.5B
4%
US government & agency bonds
$4.9B
3%
Investment-grade corporate bonds
$3.2B
2%
Non-exchange-traded equities
$1.6B
1%
Other
$1.6B
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 3,095 positions, $70,827,342,799)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | S&P 500 ETF SHS | $3,072,018,814 | 5,140,749 | 4.34% | 1.9% |
| 2 | Apple Inc | COM | $2,399,674,105 | 9,454,975 | 3.39% | 1.48% |
| 3 | Nvidia Corporation | COM | $2,283,086,839 | 13,089,994 | 3.22% | 1.41% |
| 4 | Ishares Tr | CORE S&P500 ETF | $1,738,616,876 | 2,661,628 | 2.45% | 1.08% |
| 5 | State Str Spdr S&P 500 Etf T | TR UNIT | $1,559,217,801 | 2,397,370 | 2.2% | 0.96% |
| 6 | Microsoft Corp | COM | $1,522,244,550 | 4,111,747 | 2.15% | 0.94% |
| 7 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $1,309,570,455 | 20,422,031 | 1.85% | 0.81% |
| 8 | Amazon Com Inc | COM | $1,038,044,222 | 4,983,559 | 1.47% | 0.64% |
| 9 | Ishares Tr | CORE MSCI EAFE | $1,028,320,320 | 11,358,893 | 1.45% | 0.64% |
| 10 | Alphabet Inc | CAP STK CL A | $1,019,549,084 | 3,545,427 | 1.44% | 0.63% |
| 11 | Alphabet Inc | CAP STK CL C | $974,155,367 | 3,395,733 | 1.38% | 0.6% |
| 12 | Broadcom Inc | COM | $935,854,699 | 3,023,504 | 1.32% | 0.58% |
| 13 | Procter & Gamble Co | COM | $896,385,015 | 6,205,946 | 1.27% | 0.55% |
| 14 | Ishares Tr | CORE US AGGBD ET | $883,778,055 | 8,902,771 | 1.25% | 0.55% |
| 15 | Ishares Tr | MSCI USA QLT FCT | $767,334,926 | 4,000,492 | 1.08% | 0.47% |
| 16 | Meta Platforms Inc | CL A | $690,303,310 | 1,206,281 | 0.97% | 0.43% |
| 17 | Eli Lilly & Co | COM | $674,048,255 | 732,849 | 0.95% | 0.42% |
| 18 | Vanguard Index Fds | TOTAL STK MKT | $636,983,213 | 1,984,206 | 0.9% | 0.39% |
| 19 | Jpmorgan Chase & Co | COM | $617,233,283 | 2,098,275 | 0.87% | 0.38% |
| 20 | Invesco Qqq Tr | UNIT SER 1 | $494,232,173 | 960,551 | 0.7% | 0.31% |
| 21 | Schwab Strategic Tr | US LRG CAP ETF | $491,915,416 | 19,184,892 | 0.69% | 0.3% |
| 22 | Ishares Tr | RUS 1000 GRW ETF | $485,830,711 | 1,139,188 | 0.69% | 0.3% |
| 23 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $457,045,177 | 2,381,435 | 0.65% | 0.28% |
| 24 | Ishares Tr | CORE MSCI INTL | $456,193,959 | 5,458,824 | 0.64% | 0.28% |
| 25 | Johnson & Johnson | COM | $451,725,250 | 1,848,024 | 0.64% | 0.28% |
Top 25 of 3,095 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 10,384 | $6.8B | 4.2% |
| High net worth individuals | 14,561 | $107B | 66.4% |
| Investment companies | 1 | $9.8M | 0.01% |
| Pooled investment vehicles (non-investment companies) | 13 | $6.1B | 3.76% |
| Pension and profit sharing plans | 789 | $20.8B | 12.9% |
| Charitable organizations | 253 | $17.5B | 10.8% |
| State or municipal government entities | 3 | $27.4M | 0.02% |
| Corporations and other businesses | 226 | $3.1B | 1.92% |
Private funds (10)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $41.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Private Markets Opportunity Fund Llc (Series D) | Other Private Fund | Delaware | $12.3M | 41 |
| Ajw Ta Debt Fund Llc feeder | Other Private Fund | Delaware | $9.3M | 43 |
| Private Markets Opportunity Fund (Series F) | Other Private Fund | Delaware | $6.1M | 42 |
| Private Markets Opportunity Fund (Series H) | Other Private Fund | Delaware | $4.4M | 39 |
| Private Markets Opportunity Fund (Series E) | Other Private Fund | Delaware | $4.2M | 37 |
| Private Markets Opportunity Fund Llc (Series A) | Other Private Fund | Delaware | $3.0M | 18 |
| Private Markets Opportunity Fund (Series C) | Other Private Fund | Delaware | $2.2M | 41 |
| Private Markets Opportunity Fund (Series I) | Other Private Fund | Delaware | $0 | 80 |
| Private Markets Opportunity Fund (Series G) | Other Private Fund | Delaware | $0 | 14 |
| Ajw Ta Xv Fund Llc feeder | Private Equity Fund | Delaware | $0 | 17 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Tiger Woods Foundation Inc EIN 200677815 | Irvine, CA | 09/30/2024 |
| Donor Advised Charitable Giving EIN 311640316 | Lone Tree, CO | 06/30/2024 |
| The Childrens Aid Society EIN 135562191 | New York, NY | 06/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (727)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kurt Patrick Miscinski | President | Dec 2009 (17y) | Less than 5% | |
| Seco, Robert, Joseph | General Counsel | Oct 2010 (16y) | Less than 5% | |
| Hilden, Kevin, David | Chief Operating Officer | May 2018 (8y) | Less than 5% | |
| Neil Lawrence Quinlan | Director Of Operations | CFP | Apr 2023 (3y) | Less than 5% |
| Prostick, Arthur, Isom | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Shah, Suketu, Chitranjan | Chief Financial Officer | Jul 2024 (2y) | Less than 5% | |
| Douglas Carl Nardi | Registered representative | CFA | Apr 2010 (16y) | |
| Steven Douglas Schoneman | Registered representative | CFA | Jun 2010 (16y) | |
| Karim H. K. Ahamed | Registered representative | CFA | Nov 2010 (16y) | |
| Stephen Bennett Nielander | Registered representative | CFA | Jun 2012 (14y) | |
| Gerald Lawrence Larr | Registered representative | Jul 2012 (14y) | ||
| Robert Charles Shier | Registered representative | CFP | Dec 2012 (14y) | |
| Brian Tuan Tu | Registered representative | Feb 2013 (13y) | ||
| Ignacio Alexandro Jimenez | Registered representative | Feb 2013 (13y) | ||
| Nicole Roxanne Joko | Registered representative | CFP | Feb 2013 (13y) | |
| Kathryn Gerber Kennedy | Registered representative | CFP | Dec 2014 (12y) | |
| Erica Marie Cameron | Registered representative | CFP | Oct 2016 (10y) | |
| Matthew S. Olver | Registered representative | CFP | Dec 2016 (10y) | |
| Robert Charles Smith | Registered representative | Dec 2016 (10y) | ||
| Stephen Allen Malbasa | Registered representative | Dec 2016 (10y) | ||
| Anthony J. Basalla | Registered representative | Jul 2017 (9y) | ||
| Erica Edwards Bunnell | Registered representative | CFP | Dec 2018 (8y) | |
| Spencer Mannix Roule | Registered representative | Dec 2018 (8y) | ||
| Jorge Ivan Salazar | Registered representative | CFP | Jan 2019 (8y) | |
| Jeffrey Charles Paladini | Registered representative | CFP | Apr 2019 (7y) | |
| Mark Allen Wakeley | Registered representative | CFP | Apr 2019 (7y) | |
| Thomas Arthur Karsten | Registered representative | CFP | Apr 2019 (7y) | |
| Gary Michael Silverman | Registered representative | CFA | Apr 2019 (7y) | |
| Jeffrey Scott Zych | Registered representative | Apr 2019 (7y) | ||
| Peter Martin | Registered representative | Apr 2019 (7y) | ||
| Thomas Henry Richardson | Registered representative | Apr 2019 (7y) | ||
| Brandon Scott Tutak | Registered representative | May 2019 (7y) | ||
| Blake Anthony Johnson | Registered representative | CFP | Aug 2019 (7y) | |
| Patrick Joseph Tobin | Registered representative | CFP | Mar 2020 (6y) | |
| Andrew Munson Fisher | Registered representative | CFA | Nov 2020 (6y) | |
| Bonnie Suveerachaimontian | Registered representative | Chartered Financial Consultant | Nov 2020 (6y) | |
| George Taylor Hubbard | Registered representative | Dec 2020 (6y) | ||
| John Allen Hyman | Registered representative | Dec 2020 (6y) | ||
| Matthew J Canner | Registered representative | Dec 2020 (6y) | ||
| Emily J. Lynch | Registered representative | Feb 2021 (5y) | ||
| Jake Peter Clemens | Registered representative | CFP CFA | Feb 2021 (5y) | |
| Geoffrey C Kuli | Registered representative | CFA | Feb 2021 (5y) | |
| Isabel Rosen Scharmer | Registered representative | CFA | Feb 2021 (5y) | |
| Justin Joseph Dumouchelle | Registered representative | CFP CFA | Feb 2021 (5y) | |
| Sawyer T Rothmann | Registered representative | CFA | Feb 2021 (5y) | |
| Douglas A Bonaquist | Registered representative | May 2021 (5y) | ||
| Allen Kozel | Registered representative | CFP | May 2021 (5y) | |
| Daniel E Park | Registered representative | CFP | May 2021 (5y) | |
| Kevin Dennis Buckley | Registered representative | CFP | May 2021 (5y) | |
| Paul David D'elia | Registered representative | CFP | May 2021 (5y) | |
| Cristina Tiana Paul | Registered representative | CFP | Jun 2021 (5y) | |
| Quinn Jo Rose Portfolio | Registered representative | CFP | Jun 2021 (5y) | |
| Andrew Colin Blumenthal | Registered representative | CFP | Jul 2021 (5y) | |
| Vonnerika Y. Carrington | Registered representative | Jul 2021 (5y) | ||
| Christopher James Burrows | Registered representative | Jul 2021 (5y) | ||
| Devon Jay Ruttenberg | Registered representative | Jul 2021 (5y) | ||
| Robert Francis Schwagerl | Registered representative | Jul 2021 (5y) | ||
| Lynda Ann Castellano | Registered representative | Jul 2021 (5y) | ||
| Ian Stephen Bai | Registered representative | CFP | Jul 2021 (5y) | |
| Pierre Samuel Dupont | Registered representative | Jul 2021 (5y) | ||
| Lloyd Mark Abramowitz | Registered representative | Jul 2021 (5y) | ||
| Natalia A Tchetchoulina | Registered representative | Jul 2021 (5y) | ||
| Benjamin Albert Pace | Registered representative | Aug 2021 (5y) | ||
| Salvatore Russo | Registered representative | Aug 2021 (5y) | ||
| Sean Michael Moore | Registered representative | Aug 2021 (5y) | ||
| Lindsey Jonathan Nadel | Registered representative | Aug 2021 (5y) | ||
| Andrew Ryan Helfont | Registered representative | CFA | Aug 2021 (5y) | |
| Eric John Kuehl | Registered representative | Sep 2021 (5y) | ||
| Patrick Edward Murray | Registered representative | CFP CFA | Oct 2021 (5y) | |
| Aaron Paul Waxman | Registered representative | CFP | Nov 2021 (5y) | |
| Emily Taken Vertz | Registered representative | CFP | Nov 2021 (5y) | |
| Garrett Ames Gillett | Registered representative | Nov 2021 (5y) | ||
| Jennifer Lynn Ellison | Registered representative | CFA | Nov 2021 (5y) | |
| Joel R Demaria | Registered representative | CFP | Nov 2021 (5y) | |
| Kevin Donald Dorwin | Registered representative | CFP | Nov 2021 (5y) | |
| Michelle Espiritu Soto | Registered representative | CFP | Nov 2021 (5y) | |
| Minnie Yao Sanford | Registered representative | CFP | Nov 2021 (5y) | |
| Myles Andrew Vanderweele | Registered representative | CFP | Nov 2021 (5y) | |
| Peter Moon Yoon | Registered representative | CFA | Nov 2021 (5y) | |
| Richard Eric Long | Registered representative | CFA | Nov 2021 (5y) | |
| Scott D Toomasson | Registered representative | Nov 2021 (5y) | ||
| Sean Peter Angelis | Registered representative | CFP | Nov 2021 (5y) | |
| Shelby Stahr | Registered representative | CFP | Nov 2021 (5y) | |
| Colleen Sue Breit Supran | Registered representative | CFA | Nov 2021 (5y) | |
| James Beymer Lebenthal | Registered representative | CFA | Nov 2021 (5y) | |
| David D Jumper | Registered representative | CFA | Nov 2021 (5y) | |
| Elizabeth Richards Musarra | Registered representative | Personal Financial Specialist | Dec 2021 (5y) | |
| Anne Pulliam Johnston | Registered representative | CFP | Jan 2022 (5y) | |
| Christopher K I Akamine | Registered representative | CFP | Jan 2022 (5y) | |
| Debbie Kay Shaug | Registered representative | CFP | Jan 2022 (5y) | |
| Jack Hall Scaff | Registered representative | Jan 2022 (5y) | ||
| Rita W Lee | Registered representative | Personal Financial Specialist | Jan 2022 (5y) | |
| Samuel Afari Aikins | Registered representative | CFP | Jan 2022 (5y) | |
| Alexander Jonathan Gross | Registered representative | CFP | Feb 2022 (4y) | |
| Barbara Carroll Attardo | Registered representative | CFP | Feb 2022 (4y) | |
| David Lee Beatty | Registered representative | CFP | Feb 2022 (4y) | |
| Evan Phillips Kaplan | Registered representative | CFP CFA | Feb 2022 (4y) | |
| Jeremy Isaac Robbins | Registered representative | CFP | Feb 2022 (4y) | |
| Kent Mark Forkner | Registered representative | Feb 2022 (4y) | ||
| Lauren N. Desforge | Registered representative | CFP Personal Financial Specialist | Feb 2022 (4y) | |
| Mary Shahian | Registered representative | CFP Chartered Financial Consultant | Feb 2022 (4y) | |
| Stephen Preston Oliver | Registered representative | CFP CFA | Feb 2022 (4y) | |
| William G. Speciale | Registered representative | Feb 2022 (4y) | ||
| Andy Zhen Jie Lin | Registered representative | Feb 2022 (4y) | ||
| Sherman Solis Salangad | Registered representative | Feb 2022 (4y) | ||
| Charles Chester Mcrae | Registered representative | CFP | Feb 2022 (4y) | |
| Daniel Ryan Goott | Registered representative | CFP | Feb 2022 (4y) | |
| Douglas F Garrison | Registered representative | CFP | Feb 2022 (4y) | |
| John Goott | Registered representative | CFP | Feb 2022 (4y) | |
| Dragan Timotic | Registered representative | CFP CFA | Mar 2022 (4y) | |
| Javier Ricardo Solis | Registered representative | CFP | Mar 2022 (4y) | |
| Lawrence Ben Weissman | Registered representative | CFA | Apr 2022 (4y) | |
| Ralph M Coutant | Registered representative | CFA | Apr 2022 (4y) | |
| Stephen Edward Florance | Registered representative | CFA | Apr 2022 (4y) | |
| Samuel Victor Garcia | Registered representative | CFP | May 2022 (4y) | |
| Kathleen F Freed | Registered representative | CFP | May 2022 (4y) | |
| Matthew Hall Taylor | Registered representative | May 2022 (4y) | ||
| William Theodore Curran | Registered representative | May 2022 (4y) | ||
| Mimi Keller Drake | Registered representative | May 2022 (4y) | ||
| Adam Brett Landau | Registered representative | May 2022 (4y) | ||
| Justin Allen Topping | Registered representative | CFA | Jun 2022 (4y) | |
| Wickliffe Sanford Lyne | Registered representative | Jun 2022 (4y) | ||
| Henry Upham Harris | Registered representative | CFA | Jun 2022 (4y) | |
| James Johnston Izard | Registered representative | Jun 2022 (4y) | ||
| Jon P Yankee | Registered representative | CFP | Jun 2022 (4y) | |
| Katherine Clay Willis | Registered representative | CFA | Jun 2022 (4y) | |
| Kelly Mc Nerney | Registered representative | CFP | Jun 2022 (4y) | |
| Laurie Adams Belew | Registered representative | CFP | Jun 2022 (4y) | |
| Michael Alan Ness | Registered representative | CFP | Jun 2022 (4y) | |
| Michael Preston Disharoon | Registered representative | Jun 2022 (4y) | ||
| Onari Songo Tariah | Registered representative | CFP | Jun 2022 (4y) | |
| Elizabeth A Delude | Registered representative | CFA | Jun 2022 (4y) | |
| Jonathan Edward Morris | Registered representative | Jun 2022 (4y) | ||
| Jonathan Lee Taylor | Registered representative | CFA | Jun 2022 (4y) | |
| Walker Winfree Phillips | Registered representative | CFP | Jun 2022 (4y) | |
| Carl Darby Kaufman | Registered representative | Jun 2022 (4y) | ||
| Kimberly Michele Crowley | Registered representative | CFP | Jul 2022 (4y) | |
| Austin Little | Registered representative | CFP | Aug 2022 (4y) | |
| Gary Hiromu Arakawa | Registered representative | CFP CFA | Oct 2022 (4y) | |
| Rebecca K. Dutka | Registered representative | CFA | Oct 2022 (4y) | |
| Scott Michael Swanson | Registered representative | CFA | Oct 2022 (4y) | |
| Todd Joseph Walklett | Registered representative | CFP CFA | Oct 2022 (4y) | |
| Veronica Rubio | Registered representative | CFP | Nov 2022 (4y) | |
| Caroline Carney Good | Registered representative | Nov 2022 (4y) | ||
| Bruce Allen Hyde | Registered representative | Dec 2022 (4y) | ||
| Frederic A Behrens | Registered representative | CFP | Dec 2022 (4y) | |
| Lauren G Gooding | Registered representative | Dec 2022 (4y) | ||
| Marianne Shakira Rodriguez | Registered representative | CFP | Dec 2022 (4y) | |
| Michael Fischer | Registered representative | CFP | Dec 2022 (4y) | |
| Robert Clifford Davis | Registered representative | CFA | Dec 2022 (4y) | |
| Steven Joseph Giacona | Registered representative | Dec 2022 (4y) | ||
| Jonathan Alessandro Berrios | Registered representative | CFP | Dec 2022 (4y) | |
| Theodore David Schneider | Registered representative | CFA | Dec 2022 (4y) | |
| Steven Philip Saunders | Registered representative | CFA | Dec 2022 (4y) | |
| John Garris | Registered representative | CFP | Dec 2022 (4y) | |
| Alexander Lyons Faber | Registered representative | CFP CFA | Jan 2023 (4y) | |
| Darin Andrew Morgan | Registered representative | CFP CFA | Jan 2023 (4y) | |
| Frederick Abels Allner | Registered representative | Jan 2023 (4y) | ||
| Gregory Glen Heard | Registered representative | Jan 2023 (4y) | ||
| James Peter Gauthier | Registered representative | CFA | Jan 2023 (4y) | |
| Jeffrey Larkin Caples | Registered representative | CFA | Jan 2023 (4y) | |
| John Fleming Blair | Registered representative | CFP | Jan 2023 (4y) | |
| Nicholas N. Petrelli | Registered representative | CFP | Jan 2023 (4y) | |
| Lyman Domning Howard | Registered representative | CFP CFA | Jan 2023 (4y) | |
| Peter Anthony Johnson | Registered representative | Jan 2023 (4y) | ||
| Thomas Decker | Registered representative | CFP | Jan 2023 (4y) | |
| Anthony Rosetti | Registered representative | CFA | Jan 2023 (4y) | |
| Brendan Patrick Sweeney | Registered representative | CFA | Jan 2023 (4y) | |
| Douglas Robert Mcclean | Registered representative | Jan 2023 (4y) | ||
| Jodi Ellen Credit | Registered representative | Jan 2023 (4y) | ||
| Marie Catherine David | Registered representative | CFP | Jan 2023 (4y) | |
| Andrew Nicholson Riehl | Registered representative | CFA | Jan 2023 (4y) | |
| Mariella P Foley | Registered representative | CFP | Jan 2023 (4y) | |
| Hannah Reimer Christopher | Registered representative | CFP | Jan 2023 (4y) | |
| Marcia Beth Paltenstein | Registered representative | CFP | Feb 2023 (3y) | |
| Andrew Joseph Verdeyen | Registered representative | CFP | Feb 2023 (3y) | |
| Andrew Michael Machenheimer | Registered representative | Feb 2023 (3y) | ||
| Brian Anthony Casey | Registered representative | CFP | Feb 2023 (3y) | |
| Ryan Joseph Eversole | Registered representative | CFP | Feb 2023 (3y) | |
| Shane Anthony Hall | Registered representative | CFP | Feb 2023 (3y) | |
| Stephen Carl Klingler | Registered representative | CFP | Feb 2023 (3y) | |
| Steven Lee Kramer | Registered representative | CFP | Feb 2023 (3y) | |
| Charles Patrick Mccurdy | Registered representative | CFA | Feb 2023 (3y) | |
| John David Stanovich | Registered representative | CFP | Feb 2023 (3y) | |
| Justin Giacona | Registered representative | Feb 2023 (3y) | ||
| Scott Russell Phillips | Registered representative | Mar 2023 (3y) | ||
| Alison Jones Gamble | Registered representative | Mar 2023 (3y) | ||
| Aram Joseph Schotts | Registered representative | CFP | Mar 2023 (3y) | |
| Bridget Lizabeth Goodbody | Registered representative | CFP | Mar 2023 (3y) | |
| Justine E. Munoz | Registered representative | CFP | Mar 2023 (3y) | |
| Peter Lawrence Viehl | Registered representative | CFA | Mar 2023 (3y) | |
| Thomas Francis Jones | Registered representative | Mar 2023 (3y) | ||
| Thomas Sheldon Jones | Registered representative | Mar 2023 (3y) | ||
| Charles Coulbourn Hackerman | Registered representative | CFA | Mar 2023 (3y) | |
| Amanda Dekki | Registered representative | Mar 2023 (3y) | ||
| Caroline Elizabeth Hirt | Registered representative | CFP | Mar 2023 (3y) | |
| Susan Kim Matlow | Registered representative | CFP | Mar 2023 (3y) | |
| Alexandera Minna Rudish | Registered representative | Mar 2023 (3y) | ||
| Andrew Ringwood Hoercher | Registered representative | Mar 2023 (3y) | ||
| Michael Mccarville | Registered representative | Mar 2023 (3y) | ||
| Tara Damarida Vagnone | Registered representative | CFP | Mar 2023 (3y) | |
| Tara Elizabeth Carley | Registered representative | Mar 2023 (3y) | ||
| Ana Dolora Galutera | Registered representative | CFP | Apr 2023 (3y) | |
| Melody Junghui Suehiro | Registered representative | CFP | Apr 2023 (3y) | |
| Joshua Francis Carroll | Registered representative | Apr 2023 (3y) | ||
| Ashley Powell Hembree | Registered representative | CFP | Apr 2023 (3y) | |
| Alexandria Grace Reeves | Registered representative | CFP | Apr 2023 (3y) | |
| Daniel Austin Cupkovic | Registered representative | CFP | Apr 2023 (3y) | |
| Dawson Joel Swindler | Registered representative | Apr 2023 (3y) | ||
| Erin Elizabeth Piscitelli | Registered representative | CFP | Apr 2023 (3y) | |
| Jason Ashley Simpson | Registered representative | CFP | Apr 2023 (3y) | |
| Joseph Horace Tichenor | Registered representative | CFP | Apr 2023 (3y) | |
| Katie Elizabeth Pfeifer | Registered representative | CFP | Apr 2023 (3y) | |
| Michael Leon Waldridge | Registered representative | Chartered Financial Consultant | Apr 2023 (3y) | |
| Matthew David Watkins | Registered representative | Apr 2023 (3y) | ||
| Patrick Joseph Reeves | Registered representative | CFP | Apr 2023 (3y) | |
| Robert Thomas Tittle | Registered representative | CFP | Apr 2023 (3y) | |
| Ryan Francis Burch | Registered representative | CFA | Apr 2023 (3y) | |
| Seth Paul Newby | Registered representative | CFP | Apr 2023 (3y) | |
| Zachary Bannon Woodward | Registered representative | CFP | Apr 2023 (3y) | |
| Austin William Schreck | Registered representative | CFP | Apr 2023 (3y) | |
| Ellie Danae Snyder | Registered representative | CFP | Apr 2023 (3y) | |
| Kyle Anthony Kursim | Registered representative | CFP | Apr 2023 (3y) | |
| Luke Richard Ramey | Registered representative | CFP | Apr 2023 (3y) | |
| Adam Nicholas Hornek | Registered representative | CFP | Apr 2023 (3y) | |
| Alec Christian Broughton | Registered representative | CFP | Apr 2023 (3y) | |
| Andrew J Zimmerman | Registered representative | Apr 2023 (3y) | ||
| Benjamin L Hardin | Registered representative | CFP | Apr 2023 (3y) | |
| Clint Allen Eakles | Registered representative | CFP | Apr 2023 (3y) | |
| Colin Reed Gray | Registered representative | CFP | Apr 2023 (3y) | |
| Jason Andrew Waters | Registered representative | CFP | Apr 2023 (3y) | |
| Jennifer Ann Huelsman | Registered representative | CFP | Apr 2023 (3y) | |
| Julio V Driggs | Registered representative | CFP | Apr 2023 (3y) | |
| Jill Allison Reiter | Registered representative | Apr 2023 (3y) | ||
| Joseph William Zurschmiede | Registered representative | CFP | Apr 2023 (3y) | |
| Justin Curtis Barley | Registered representative | CFP | Apr 2023 (3y) | |
| Kevin Michael Boddy | Registered representative | Apr 2023 (3y) | ||
| Matthew Albert Westfall | Registered representative | CFA | Apr 2023 (3y) | |
| Mark Richard Priebe | Registered representative | Apr 2023 (3y) | ||
| Nicholas M Jackson | Registered representative | CFP | Apr 2023 (3y) | |
| Raymond Erwin Llewellyn | Registered representative | CFP CFA | Apr 2023 (3y) | |
| Stephanie L Broughton | Registered representative | Apr 2023 (3y) | ||
| Jeff Wayne Graf | Registered representative | May 2023 (3y) | ||
| Jeremy Franklin Davis | Registered representative | CFP | May 2023 (3y) | |
| Mikel Shawn Keifer | Registered representative | CFA | May 2023 (3y) | |
| Bradley Joseph Nenni | Registered representative | CFP | May 2023 (3y) | |
| Shannon Michelle Jenkins | Registered representative | CFP | May 2023 (3y) | |
| James Gregory Trujillo | Registered representative | CFP | May 2023 (3y) | |
| Austin Lee Jones | Registered representative | CFP | May 2023 (3y) | |
| Cameron Cook Brown | Registered representative | CFP | May 2023 (3y) | |
| Caleb A Lee | Registered representative | CFP | May 2023 (3y) | |
| Eldar S Feyzulov | Registered representative | May 2023 (3y) | ||
| Kelly Beth Emerine | Registered representative | May 2023 (3y) | ||
| Matthew Colin Serkes | Registered representative | CFP | May 2023 (3y) | |
| Shelby Ryane Babcock | Registered representative | May 2023 (3y) | ||
| Steven Clay Beck | Registered representative | CFP | May 2023 (3y) | |
| Todd Warren Gruenig | Registered representative | CFP | May 2023 (3y) | |
| Indudeep S Chhachhi | Registered representative | May 2023 (3y) | ||
| Kevin Carson Costello | Registered representative | May 2023 (3y) | ||
| Julia L Malin | Registered representative | CFP | May 2023 (3y) | |
| David Elliot Aaron | Registered representative | May 2023 (3y) | ||
| Joseph Amicone | Registered representative | May 2023 (3y) | ||
| Jeffrey James Peters | Registered representative | CFP | Jun 2023 (3y) | |
| Adam Hardy | Registered representative | CFP | Jun 2023 (3y) | |
| Andrew Cooper | Registered representative | Jul 2023 (3y) | ||
| Daniel Scott Donofrio | Registered representative | CFP | Jul 2023 (3y) | |
| James Kane | Registered representative | Jul 2023 (3y) | ||
| Jean Stassi Harrell Schwarz | Registered representative | CFP | Jul 2023 (3y) | |
| Jennette J Brilliant | Registered representative | CFP | Jul 2023 (3y) | |
| Joseph Thomas Burbella | Registered representative | Jul 2023 (3y) | ||
| Justyn Gregory Volesko | Registered representative | Jul 2023 (3y) | ||
| Jillian Maeve Lam | Registered representative | Jul 2023 (3y) | ||
| Laurie Fried | Registered representative | CFP | Jul 2023 (3y) | |
| Matthew Joseph Mcdonald | Registered representative | Jul 2023 (3y) | ||
| Melissa H Taro | Registered representative | CFP | Jul 2023 (3y) | |
| Nicole Claire Fox | Registered representative | CFP | Jul 2023 (3y) | |
| Stephen Michael Soviero | Registered representative | Jul 2023 (3y) | ||
| William Allen Rohr | Registered representative | Jul 2023 (3y) | ||
| Patrick Ryan Benton Mc Guire | Registered representative | Jul 2023 (3y) | ||
| Abraham Arturo Jimenez | Registered representative | Jul 2023 (3y) | ||
| Colette Marie Kolanko | Registered representative | CFP Personal Financial Specialist | Jul 2023 (3y) | |
| Bennett Joseph Estes | Registered representative | CFP | Jul 2023 (3y) | |
| Ben Charles Wassom | Registered representative | Jul 2023 (3y) | ||
| Ariella Lynn Masters | Registered representative | Aug 2023 (3y) | ||
| Alexander Trent Conlin | Registered representative | CFP | Aug 2023 (3y) | |
| Jack Lee Payne | Registered representative | Aug 2023 (3y) | ||
| Andrejs Pilajevs | Registered representative | CFP | Aug 2023 (3y) | |
| Grace Kinsey Finn | Registered representative | Sep 2023 (3y) | ||
| Dustan A Zavatsky | Registered representative | CFP | Sep 2023 (3y) | |
| Paul James Duwors | Registered representative | Oct 2023 (3y) | ||
| Nathan Tyndall Dashiell | Registered representative | Oct 2023 (3y) | ||
| William Calvin Beattie | Registered representative | CFP | Nov 2023 (3y) | |
| Harrison Griffin Kim | Registered representative | Nov 2023 (3y) | ||
| Tyler Valerio Calder | Registered representative | CFP | Dec 2023 (3y) | |
| Paul Chmielewski | Registered representative | Jan 2024 (3y) | ||
| Jared Matthew Brown | Registered representative | Jan 2024 (3y) | ||
| Clayton Lee Willoughby | Registered representative | Jan 2024 (3y) | ||
| Joseph William Walsh | Registered representative | CFP | Jan 2024 (3y) | |
| Kayleigh Carol Harris | Registered representative | Jan 2024 (3y) | ||
| John Patrick Basford | Registered representative | Jan 2024 (3y) | ||
| Timothy Allen Wissing | Registered representative | Jan 2024 (3y) | ||
| Thomas William Cohn | Registered representative | Jan 2024 (3y) | ||
| Douglas Charles Tyson | Registered representative | CFP Chartered Financial Consultant | Feb 2024 (2y) | |
| Nolan Ryan Neville | Registered representative | Feb 2024 (2y) | ||
| Brittany Webb | Registered representative | Feb 2024 (2y) | ||
| Kelly Marie Rueckert | Registered representative | Feb 2024 (2y) | ||
| William Esquivel Soto | Registered representative | Feb 2024 (2y) | ||
| Christopher Joseph Turso | Registered representative | CFP | Feb 2024 (2y) | |
| Dylan Morris Power | Registered representative | Feb 2024 (2y) | ||
| Robert Eastwood Jones | Registered representative | Feb 2024 (2y) | ||
| Dylan Thomas Cooper | Registered representative | CFP | Feb 2024 (2y) | |
| Justin Michael Murphy | Registered representative | CFP | Feb 2024 (2y) | |
| Levent Durmus | Registered representative | CFP CFA | Mar 2024 (2y) | |
| James Ray | Registered representative | Mar 2024 (2y) | ||
| Lucas Christian Fields | Registered representative | Mar 2024 (2y) | ||
| Cashel Nicole Giordano | Registered representative | CFP | Apr 2024 (2y) | |
| Kimberly Louise Curtis | Registered representative | CFP Chartered Financial Consultant | Apr 2024 (2y) | |
| Noah Daniel Walton | Registered representative | CFP | Apr 2024 (2y) | |
| Maria Fernanda Pereyra | Registered representative | Apr 2024 (2y) | ||
| Constance Thayer Walker | Registered representative | Apr 2024 (2y) | ||
| Alia Elizabeth Wagenhoffer | Registered representative | CFP | Apr 2024 (2y) | |
| Michael Anthony Ottolini | Registered representative | CFA | Apr 2024 (2y) | |
| Brian Wilson | Registered representative | Apr 2024 (2y) | ||
| Meghan Ann Cottrell | Registered representative | May 2024 (2y) | ||
| Timothy John Keating | Registered representative | May 2024 (2y) | ||
| Tabitha Ranae Aspling | Registered representative | May 2024 (2y) | ||
| Coleman Lyle Logsdon | Registered representative | May 2024 (2y) | ||
| Daniel A Rojas | Registered representative | CFP | Jun 2024 (2y) | |
| Hannah Grace Rutledge | Registered representative | Jun 2024 (2y) | ||
| Zachary Joseph Goedde | Registered representative | CFP | Jul 2024 (2y) | |
| Bradon Eric Pullyblank | Registered representative | Jul 2024 (2y) | ||
| Kenneth James Tarantino | Registered representative | Jul 2024 (2y) | ||
| Clayton Scott Feller | Registered representative | CFP | Jul 2024 (2y) | |
| Andrew Peters Burger | Registered representative | CFA | Jul 2024 (2y) | |
| Connor Joseph Edelen | Registered representative | Jul 2024 (2y) | ||
| Jonathan Brayden Colbert | Registered representative | Jul 2024 (2y) | ||
| Frederick Hung Lian Tan | Registered representative | CFP | Aug 2024 (2y) | |
| Swastik Singh | Registered representative | Aug 2024 (2y) | ||
| Mark William Goyne | Registered representative | CFA | Aug 2024 (2y) | |
| Bret Jonathan Stutzman | Registered representative | Aug 2024 (2y) | ||
| Bradley Joseph Prosper | Registered representative | CFP CFA | Aug 2024 (2y) | |
| Christina Marie Salpietro | Registered representative | CFP | Aug 2024 (2y) | |
| Joseph Gugliotta Salpietro | Registered representative | Chartered Financial Consultant | Aug 2024 (2y) | |
| John Herman Cummings | Registered representative | Aug 2024 (2y) | ||
| Michael Bernard Giammatteo | Registered representative | Aug 2024 (2y) | ||
| Jeremy M Leffel | Registered representative | Aug 2024 (2y) | ||
| David Reed Hudson | Registered representative | CFP | Sep 2024 (2y) | |
| William Clark Hageboeck | Registered representative | CFP | Sep 2024 (2y) | |
| William David Osher | Registered representative | CFA | Sep 2024 (2y) | |
| Milena Margaret Price | Registered representative | Sep 2024 (2y) | ||
| Steven Edward Cutcliffe | Registered representative | Sep 2024 (2y) | ||
| Blake William Mcginley | Registered representative | CFP | Sep 2024 (2y) | |
| Daniel C Fan | Registered representative | CFP | Sep 2024 (2y) | |
| Daniel J Vignola | Registered representative | Sep 2024 (2y) | ||
| Kevin Patrick Rabbitt | Registered representative | Sep 2024 (2y) | ||
| Jonathan Toyoaki Endo | Registered representative | Sep 2024 (2y) | ||
| Brendan Michael Cunningham | Registered representative | Sep 2024 (2y) | ||
| Jonathan David Picchione | Registered representative | Sep 2024 (2y) | ||
| Andrew Kyle Fairman | Registered representative | CFP CFA | Oct 2024 (2y) | |
| Carson Michael Shadowen | Registered representative | Oct 2024 (2y) | ||
| Dylan Hunter Scheid | Registered representative | Oct 2024 (2y) | ||
| Erin N Pentz | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Joseph John Janiczek | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Justina Kayci Pearman | Registered representative | CFP | Oct 2024 (2y) | |
| Kevin Robert Sasena | Registered representative | Oct 2024 (2y) | ||
| Kyle Wood Kersting | Registered representative | CFA | Oct 2024 (2y) | |
| Matthew James Morehead | Registered representative | Oct 2024 (2y) | ||
| Patrick Brian Morrow | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Robert Brady Siegrist | Registered representative | CFP | Oct 2024 (2y) | |
| Sarah Brittany Decamp | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Scott Gaylord Holley | Registered representative | Oct 2024 (2y) | ||
| Evan James Vulgamore | Registered representative | Oct 2024 (2y) | ||
| Matthew Mark Paladini | Registered representative | CFP | Oct 2024 (2y) | |
| Nathan Taylor Hill | Registered representative | CFP | Oct 2024 (2y) | |
| Wendy L. Kelly | Registered representative | CFP | Oct 2024 (2y) | |
| Andrew Ryan Blazer | Registered representative | Oct 2024 (2y) | ||
| Matthew Brice Kenaston | Registered representative | CFP | Oct 2024 (2y) | |
| Bethany Le Clair | Registered representative | Nov 2024 (2y) | ||
| Sarah Channing Zoeller | Registered representative | Nov 2024 (2y) | ||
| Albert Hwang | Registered representative | CFP | Nov 2024 (2y) | |
| Manya Bhutani | Registered representative | Nov 2024 (2y) | ||
| Sarah Jane Bumstead | Registered representative | Nov 2024 (2y) | ||
| Hashim Ali Khan | Registered representative | Dec 2024 (2y) | ||
| Brady Thomas Reynolds | Registered representative | Dec 2024 (2y) | ||
| Olivia Michelle Graber | Registered representative | Dec 2024 (2y) | ||
| Gabriel Philippe Aichholzer | Registered representative | Dec 2024 (2y) | ||
| Lenee B Dirzuweit | Registered representative | Dec 2024 (2y) | ||
| Chelsea James Salins | Registered representative | Dec 2024 (2y) | ||
| William John Richardson | Registered representative | Dec 2024 (2y) | ||
| Adrian Richard Fadrhonc | Registered representative | Jan 2025 (2y) | ||
| Andrew T Chudy | Registered representative | Jan 2025 (2y) | ||
| Abigail Elizabeth Miles | Registered representative | Jan 2025 (2y) | ||
| Boone Lewis | Registered representative | CFP | Jan 2025 (2y) | |
| Colin Thomas Wheeler | Registered representative | CFP | Jan 2025 (2y) | |
| Craig Barton Burger | Registered representative | CFA | Jan 2025 (2y) | |
| Eric C Chang | Registered representative | CFA | Jan 2025 (2y) | |
| Gavin Wade Koenig | Registered representative | Jan 2025 (2y) | ||
| Grace Sheffield Brettkelly | Registered representative | CFP CFA | Jan 2025 (2y) | |
| Howard Bruce Sussman | Registered representative | CFP | Jan 2025 (2y) | |
| Joshua Israel Berdet | Registered representative | CFP | Jan 2025 (2y) | |
| Jonah Reece Gelhaus | Registered representative | CFP | Jan 2025 (2y) | |
| Karl Olof Mills | Registered representative | CFA | Jan 2025 (2y) | |
| Marc E. Sanborn | Registered representative | Jan 2025 (2y) | ||
| Neal Thomas Donhoff | Registered representative | CFP | Jan 2025 (2y) | |
| Richard Phares | Registered representative | Jan 2025 (2y) | ||
| Samuel Victor Short | Registered representative | Jan 2025 (2y) | ||
| Steven L Ramirez | Registered representative | CFP CFA | Jan 2025 (2y) | |
| Tyler Russ Curry | Registered representative | CFP | Jan 2025 (2y) | |
| Mark Justin Andersen | Registered representative | Jan 2025 (2y) | ||
| Steven Scott Williams | Registered representative | Jan 2025 (2y) | ||
| Derek Marcus Rogers | Registered representative | CFP | Jan 2025 (2y) | |
| Jeffrey J St. Mary | Registered representative | CFA | Jan 2025 (2y) | |
| John Gerard Bratschi | Registered representative | Jan 2025 (2y) | ||
| Kelly Anne Morgan | Registered representative | Jan 2025 (2y) | ||
| Michael Javier Smith Vaughan | Registered representative | CFP | Jan 2025 (2y) | |
| Laurie Beth Baird | Registered representative | CFP | Jan 2025 (2y) | |
| Lyle Byron Maasdorp | Registered representative | CFP | Jan 2025 (2y) | |
| Jacob A Ward | Registered representative | CFP | Jan 2025 (2y) | |
| Ricardo Eduardo Azarloza | Registered representative | CFP CFA | Jan 2025 (2y) | |
| Kyle Arthur Shelley | Registered representative | Jan 2025 (2y) | ||
| Matthew Tyler Foster | Registered representative | Jan 2025 (2y) | ||
| Daniel Joseph Coleman | Registered representative | CFP | Jan 2025 (2y) | |
| Kristin Cusimano Bowser | Registered representative | Jan 2025 (2y) | ||
| Mark Thomas Valickus | Registered representative | CFA | Jan 2025 (2y) | |
| Robert Lauren Devinney | Registered representative | CFP | Jan 2025 (2y) | |
| Stephen Reinhold Petersen | Registered representative | CFA | Jan 2025 (2y) | |
| Thomas Frederic Woodhouse | Registered representative | CFP CFA | Jan 2025 (2y) | |
| Ian T Maher | Registered representative | Jan 2025 (2y) | ||
| Brian William Hyde | Registered representative | Jan 2025 (2y) | ||
| David Graham Swallow | Registered representative | Jan 2025 (2y) | ||
| Alanna O'connor Spada | Registered representative | CFP | Jan 2025 (2y) | |
| Carrie Ann Grey | Registered representative | CFP | Jan 2025 (2y) | |
| Lily Boultinghouse | Registered representative | Jan 2025 (2y) | ||
| Michael Harrison Eglow | Registered representative | Feb 2025 (1y) | ||
| Aaron Bradley Curry | Registered representative | CFP | Feb 2025 (1y) | |
| Charlotte Maeve Mc Gibbon | Registered representative | Feb 2025 (1y) | ||
| Allison Sullivan Black | Registered representative | Feb 2025 (1y) | ||
| Anna Elizabeth Cappucci | Registered representative | Mar 2025 (1y) | ||
| Colin Patrick Sharp | Registered representative | Mar 2025 (1y) | ||
| Luis Ricardo Castro Jr | Registered representative | Mar 2025 (1y) | ||
| Connor Christian Hufer | Registered representative | Mar 2025 (1y) | ||
| Melanie R Ross | Registered representative | CFP | Mar 2025 (1y) | |
| Virginia Southerland Darden | Registered representative | Mar 2025 (1y) | ||
| Aaron Edward Simmons | Registered representative | Apr 2025 (1y) | ||
| Andrew Vining Paulsen | Registered representative | CFP | Apr 2025 (1y) | |
| Ann Marie Dupree Hindley | Registered representative | CFP | Apr 2025 (1y) | |
| Avalon Kathryn Denecochea | Registered representative | Apr 2025 (1y) | ||
| Alissa Jade Rennacker | Registered representative | CFP | Apr 2025 (1y) | |
| Brian J. Cook | Registered representative | CFP | Apr 2025 (1y) | |
| Charlotte Elizabeth Bradley | Registered representative | Apr 2025 (1y) | ||
| Clayton Thomas Murdy | Registered representative | CFP | Apr 2025 (1y) | |
| Dalton William Dixon | Registered representative | Apr 2025 (1y) | ||
| Elliot Lee Williams | Registered representative | CFP | Apr 2025 (1y) | |
| Gideon Luke Sims | Registered representative | Apr 2025 (1y) | ||
| Hunter B Houser | Registered representative | Apr 2025 (1y) | ||
| Jackson Paul Rabuck | Registered representative | CFP | Apr 2025 (1y) | |
| James Clayton Weimer | Registered representative | CFP | Apr 2025 (1y) | |
| Jason Miles Deshayes | Registered representative | CFP Personal Financial Specialist | Apr 2025 (1y) | |
| Jennifer Elaine Shinn | Registered representative | Apr 2025 (1y) | ||
| Jeremy Michael Runnels | Registered representative | CFP | Apr 2025 (1y) | |
| Jonathan Larson Bartfeld | Registered representative | Apr 2025 (1y) | ||
| Kimberly R Clark | Registered representative | CFP Personal Financial Specialist | Apr 2025 (1y) | |
| Kristen Elizabeth Koch | Registered representative | CFP | Apr 2025 (1y) | |
| Kyle Brian Lantow | Registered representative | CFP | Apr 2025 (1y) | |
| Lisa Ann Neff | Registered representative | CFP | Apr 2025 (1y) | |
| Michael Thomas Holloway | Registered representative | CFP | Apr 2025 (1y) | |
| Patrick Dane Corrigan | Registered representative | CFP | Apr 2025 (1y) | |
| Riley David Johnson | Registered representative | Apr 2025 (1y) | ||
| Ryan Scott Reiff | Registered representative | Apr 2025 (1y) | ||
| Sara Rose Feder | Registered representative | CFP | Apr 2025 (1y) | |
| Seth Mitchell Large | Registered representative | CFP | Apr 2025 (1y) | |
| Samuel Stuart Marshall | Registered representative | CFP | Apr 2025 (1y) | |
| Zachary Q. Carver | Registered representative | CFP | Apr 2025 (1y) | |
| Joseph Eugene Ferreira | Registered representative | CFP | Apr 2025 (1y) | |
| Monica Mary Foy | Registered representative | Apr 2025 (1y) | ||
| Elizabeth Beaumont Dawson | Registered representative | CFP CFA | Apr 2025 (1y) | |
| Olivia Bradberry Wilson | Registered representative | May 2025 (1y) | ||
| Emma Kate Wallace | Registered representative | May 2025 (1y) | ||
| Winky Liu | Registered representative | May 2025 (1y) | ||
| Jon Andrew Wingent | Registered representative | CFP | May 2025 (1y) | |
| Mario Valverde Rojo | Registered representative | CFA | Jun 2025 (1y) | |
| Paxton J Ferencak | Registered representative | Jun 2025 (1y) | ||
| Chad Frederick Wing | Registered representative | CFP | Jun 2025 (1y) | |
| Christine Marie Opitz | Registered representative | CFA | Jun 2025 (1y) | |
| Alexander David Mitchell | Registered representative | Jun 2025 (1y) | ||
| Dustin Elliott Brutton | Registered representative | CFP Chartered Financial Consultant | Jun 2025 (1y) | |
| Johnathon J Campion | Registered representative | CFP | Jun 2025 (1y) | |
| Kelly Elizabeth Meyer | Registered representative | Jun 2025 (1y) | ||
| Stefani N/M/I Tueme | Registered representative | CFP | Jun 2025 (1y) | |
| Samuel Weining | Registered representative | CFP | Jun 2025 (1y) | |
| Andrew William Shestek | Registered representative | Jun 2025 (1y) | ||
| Michael R O'brien | Registered representative | Jun 2025 (1y) | ||
| Jacob Cooper Rudy | Registered representative | Jun 2025 (1y) | ||
| Erick Donald Von Berge | Registered representative | Jul 2025 (1y) | ||
| Joshua Lewis Turner | Registered representative | Jul 2025 (1y) | ||
| Alexander Michael Urbanek | Registered representative | CFP | Jul 2025 (1y) | |
| Kyle P Westfall | Registered representative | Jul 2025 (1y) | ||
| Gabriel Hamilton Thelen | Registered representative | Jul 2025 (1y) | ||
| Trystan Clay Downey | Registered representative | Jul 2025 (1y) | ||
| Vince Anthony Pasqualino | Registered representative | Jul 2025 (1y) | ||
| Justin Tyler Stehle | Registered representative | Jul 2025 (1y) | ||
| Kevin Francis Hines | Registered representative | Jul 2025 (1y) | ||
| Luis Emilio De Saro | Registered representative | Jul 2025 (1y) | ||
| Nicholas Alan Adams | Registered representative | Jul 2025 (1y) | ||
| Robert Lawrence Markus | Registered representative | Jul 2025 (1y) | ||
| Sarah Christensen | Registered representative | CFP | Jul 2025 (1y) | |
| Marco A Moreno Garcia | Registered representative | Jul 2025 (1y) | ||
| Esteban A Trevino | Registered representative | Jul 2025 (1y) | ||
| Abram D Moudi | Registered representative | Aug 2025 (1y) | ||
| Adam C Armstrong | Registered representative | CFP | Aug 2025 (1y) | |
| Christopher Monroe Pleshek | Registered representative | Personal Financial Specialist | Aug 2025 (1y) | |
| Quinn Cole Lamontagne | Registered representative | Aug 2025 (1y) | ||
| Micah Aaron Sellinger | Registered representative | Aug 2025 (1y) | ||
| Brooklyn Nicole Brown | Registered representative | Aug 2025 (1y) | ||
| Lee Gabriel Lenkoff | Registered representative | Aug 2025 (1y) | ||
| Marc Andrew Milano | Registered representative | Aug 2025 (1y) | ||
| Daniel Paul Johnson | Registered representative | Aug 2025 (1y) | ||
| Miles Brandon Amodeo | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Chase Nicholas Pappas | Registered representative | Aug 2025 (1y) | ||
| Natalee Ann Esposito | Registered representative | Aug 2025 (1y) | ||
| Isabel Darlene Quinn | Registered representative | Sep 2025 (1y) | ||
| Zackery Mcclain Holley | Registered representative | Sep 2025 (1y) | ||
| Brian Juliano | Registered representative | Sep 2025 (1y) | ||
| Emily May Wilkins | Registered representative | Sep 2025 (1y) | ||
| Daniel Jonathan Levine | Registered representative | Sep 2025 (1y) | ||
| Wesley Garrett Collard | Registered representative | Sep 2025 (1y) | ||
| Robert Shane Smith | Registered representative | Sep 2025 (1y) | ||
| Robert Zimmerman | Registered representative | Sep 2025 (1y) | ||
| Savannah Grace Lewis | Registered representative | Sep 2025 (1y) | ||
| Alejandro Cardona Torres | Registered representative | Sep 2025 (1y) | ||
| Kyle Loughlin | Registered representative | Sep 2025 (1y) | ||
| Alicia Dugan Lasch | Registered representative | Sep 2025 (1y) | ||
| Brendan Thomas Walsh | Registered representative | Sep 2025 (1y) | ||
| Christopher Michael Denisulk | Registered representative | Sep 2025 (1y) | ||
| Cindy Chan | Registered representative | Sep 2025 (1y) | ||
| Daniel George Piazza | Registered representative | Sep 2025 (1y) | ||
| Daniel Joseph Curran | Registered representative | Sep 2025 (1y) | ||
| Daniel Paul Nolan | Registered representative | Sep 2025 (1y) | ||
| Derek G. Olsen | Registered representative | Sep 2025 (1y) | ||
| Hamza M Elhabbal | Registered representative | Sep 2025 (1y) | ||
| Harry Ronald Shamlian | Registered representative | CFP | Sep 2025 (1y) | |
| Jeffrey George Harris | Registered representative | Sep 2025 (1y) | ||
| Joseph Donald Mitchell | Registered representative | Sep 2025 (1y) | ||
| Joseph Newton Vet, Jr. | Registered representative | Sep 2025 (1y) | ||
| Karin Jeanne Lopez | Registered representative | Sep 2025 (1y) | ||
| Keith Martin Lamoutte | Registered representative | Sep 2025 (1y) | ||
| Kim Carla Saba | Registered representative | Sep 2025 (1y) | ||
| Kristopher George Grimmer | Registered representative | Sep 2025 (1y) | ||
| Kylie Morgan Miller | Registered representative | Sep 2025 (1y) | ||
| Lauren Smith Mallon | Registered representative | CFP | Sep 2025 (1y) | |
| Lissa Maria Mcnaughton | Registered representative | Sep 2025 (1y) | ||
| Mariah Mae Clark | Registered representative | CFP | Sep 2025 (1y) | |
| Marissa Elaine Vollmer | Registered representative | CFP | Sep 2025 (1y) | |
| Matthew James Dwyer | Registered representative | CFP | Sep 2025 (1y) | |
| Michael Joseph Mitchell | Registered representative | Sep 2025 (1y) | ||
| Michael Thomas Mannix | Registered representative | CFP | Sep 2025 (1y) | |
| Robert Taft Hennes | Registered representative | Sep 2025 (1y) | ||
| Roberta Jean Rocas | Registered representative | Sep 2025 (1y) | ||
| Ryan George Rosmarin | Registered representative | Sep 2025 (1y) | ||
| Ryan Michael Tamasi | Registered representative | Sep 2025 (1y) | ||
| Sean Michael Leonard | Registered representative | CFA | Sep 2025 (1y) | |
| Sean Michael Stokna | Registered representative | Sep 2025 (1y) | ||
| Shelly Lynne Stone | Registered representative | Sep 2025 (1y) | ||
| Susan M Reese | Registered representative | Sep 2025 (1y) | ||
| Suzanne Marie Beczak | Registered representative | CFP | Sep 2025 (1y) | |
| Angela Marie Larkin | Registered representative | Oct 2025 (1y) | ||
| Brianna Maria Buckley | Registered representative | Oct 2025 (1y) | ||
| Brandon Jeromy Gromadzki | Registered representative | Oct 2025 (1y) | ||
| Eric Monroe Hiatt | Registered representative | CFP | Oct 2025 (1y) | |
| Lisbeth Mitchell | Registered representative | Oct 2025 (1y) | ||
| Lysa Kramer Mcmahon | Registered representative | Oct 2025 (1y) | ||
| Patrick Wallace Larkin | Registered representative | Oct 2025 (1y) | ||
| Thomas Hightower Regan | Registered representative | Oct 2025 (1y) | ||
| Leo Clark Pandolfi | Registered representative | Oct 2025 (1y) | ||
| Catherine Monahan Gougeon | Registered representative | Oct 2025 (1y) | ||
| Kolbe Michelle Bachman | Registered representative | Oct 2025 (1y) | ||
| Andrew Myles Robinson | Registered representative | Oct 2025 (1y) | ||
| Timothy Charles Macherone | Registered representative | Oct 2025 (1y) | ||
| Jane Ann Chrumka | Registered representative | CFP | Oct 2025 (1y) | |
| Gregory Zack Czarnecky | Registered representative | Oct 2025 (1y) | ||
| Benjamin Robert Juengling | Registered representative | Oct 2025 (1y) | ||
| Grant Scott Dahlquist | Registered representative | Oct 2025 (1y) | ||
| Warren Brooks Williamson | Registered representative | Oct 2025 (1y) | ||
| Chase William Norcini | Registered representative | CFA | Nov 2025 (1y) | |
| Marco Ottonello | Registered representative | Nov 2025 (1y) | ||
| Graham Michael Parsons | Registered representative | Nov 2025 (1y) | ||
| Cheryl Lynn Athas | Registered representative | Nov 2025 (1y) | ||
| Jessica Lee Kobaly | Registered representative | Nov 2025 (1y) | ||
| Phong Hai Luu | Registered representative | CFA | Nov 2025 (1y) | |
| Alexey R Kassabov | Registered representative | CFP | Nov 2025 (1y) | |
| Blas Timothy Rementeria Lee | Registered representative | Nov 2025 (1y) | ||
| Kelly Anne Mangum | Registered representative | Nov 2025 (1y) | ||
| Steven A Weintraub | Registered representative | CFP | Nov 2025 (1y) | |
| Kate Elisabeth Kittinger | Registered representative | Nov 2025 (1y) | ||
| Ellis Paull | Registered representative | CFP | Dec 2025 (1y) | |
| Kevin J Koehler | Registered representative | CFA | Dec 2025 (1y) | |
| Cameron Patrick Grimm | Registered representative | CFP | Dec 2025 (1y) | |
| Dustin J Dolloway | Registered representative | CFP | Dec 2025 (1y) | |
| Joseph Fraser | Registered representative | CFP | Dec 2025 (1y) | |
| Drew Louis Kootman | Registered representative | CFA | Dec 2025 (1y) | |
| Jason Kyle Brangers | Registered representative | Jan 2026 (1y) | ||
| Louis Pancoast Abel | Registered representative | CFA | Jan 2026 (1y) | |
| Michael P Bryan | Registered representative | Jan 2026 (1y) | ||
| Richard Marc Grant | Registered representative | Jan 2026 (1y) | ||
| Scott Harris Lenet | Registered representative | Jan 2026 (1y) | ||
| Adam Lucien Sauri | Registered representative | CFA | Jan 2026 (1y) | |
| Brett Patrick Somerville | Registered representative | Jan 2026 (1y) | ||
| Joming Chiang | Registered representative | CFA | Jan 2026 (1y) | |
| Karin Amtmann Schultz | Registered representative | Jan 2026 (1y) | ||
| Marcus Benjamin Odinec | Registered representative | Jan 2026 (1y) | ||
| Maria Angelica Camp | Registered representative | Jan 2026 (1y) | ||
| Monique V. Sinmao | Registered representative | Jan 2026 (1y) | ||
| Manfred Klee Saieh | Registered representative | Jan 2026 (1y) | ||
| Moises Abascal Carrasco | Registered representative | Jan 2026 (1y) | ||
| Rahm Dvir | Registered representative | Jan 2026 (1y) | ||
| Rajmiel Odinec | Registered representative | Jan 2026 (1y) | ||
| Samuel Sandler | Registered representative | Jan 2026 (1y) | ||
| Alex James Wagner | Registered representative | CFP | Jan 2026 (1y) | |
| Alison Fields Cassorla | Registered representative | Jan 2026 (1y) | ||
| Alyssa Sternadel | Registered representative | Jan 2026 (1y) | ||
| Dimitrian Patrick Jimenez | Registered representative | CFP | Jan 2026 (1y) | |
| Hayley Elizabeth Swaim | Registered representative | CFP | Jan 2026 (1y) | |
| Henry Hobart Jackson | Registered representative | Jan 2026 (1y) | ||
| Kenneth Paul Daly | Registered representative | Jan 2026 (1y) | ||
| Kieu Lê Turk | Registered representative | CFP | Jan 2026 (1y) | |
| Kyle Patrick Cook | Registered representative | CFP | Jan 2026 (1y) | |
| Mark Robert Johnson | Registered representative | Jan 2026 (1y) | ||
| Noe Lopez | Registered representative | CFP | Jan 2026 (1y) | |
| Phimporn Tobchan | Registered representative | Jan 2026 (1y) | ||
| Reagan Dean Stephenson | Registered representative | Jan 2026 (1y) | ||
| Ryan Mc Coneghy | Registered representative | Jan 2026 (1y) | ||
| Sarah Ruth Mcnutt | Registered representative | Jan 2026 (1y) | ||
| Sujatha Theddu | Registered representative | Jan 2026 (1y) | ||
| Taynia Salafai Vakapuna | Registered representative | CFP | Jan 2026 (1y) | |
| Bentley Gray Dudek | Registered representative | Jan 2026 (1y) | ||
| Claire Elizabeth Dierson | Registered representative | Jan 2026 (1y) | ||
| Dan Kraus | Registered representative | CFP | Jan 2026 (1y) | |
| Kevin Edward Weaver | Registered representative | CFP | Jan 2026 (1y) | |
| Raoul Marie Celerier | Registered representative | CFP | Jan 2026 (1y) | |
| Amy Elizabeth Lange | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Andrew M Leege | Registered representative | CFP | Jan 2026 (1y) | |
| Nahif Chowdhury | Registered representative | Jan 2026 (1y) | ||
| Colin Makai Hyatt | Registered representative | Jan 2026 (1y) | ||
| Gary William Krisanda | Registered representative | Jan 2026 (1y) | ||
| Tyler Can Fanyo Tabak | Registered representative | Jan 2026 (1y) | ||
| Robert M Siri | Registered representative | Jan 2026 (1y) | ||
| Steven A Kurosko | Registered representative | Jan 2026 (1y) | ||
| Samantha Momot Josselyn | Registered representative | Jan 2026 (1y) | ||
| Devin Mowry Bluemling | Registered representative | Jan 2026 (1y) | ||
| Wyatt Allen | Registered representative | Jan 2026 (1y) | ||
| Tanner Redmon | Registered representative | Feb 2026 (0y) | ||
| Dieuthy Guiley | Registered representative | CFP | Feb 2026 (0y) | |
| Colton Louis Marschik | Registered representative | Feb 2026 (0y) | ||
| Tony Walter Parkin | Registered representative | Feb 2026 (0y) | ||
| Adam Patrick Bowers | Registered representative | CFP | Feb 2026 (0y) | |
| Carlee Kaitlyn Luciano | Registered representative | Feb 2026 (0y) | ||
| Andrew Larkin Caples | Registered representative | CFP | Mar 2026 (0y) | |
| Andrew J Krajewski | Registered representative | Mar 2026 (0y) | ||
| Edward James Meek | Registered representative | CFP | Mar 2026 (0y) | |
| Eric William Jones | Registered representative | CFA | Mar 2026 (0y) | |
| Grace Elizabeth Dewees | Registered representative | CFP | Mar 2026 (0y) | |
| James L Alexander | Registered representative | CFP | Mar 2026 (0y) | |
| Jeremy Robert Schletz | Registered representative | Mar 2026 (0y) | ||
| Michael John Greenen | Registered representative | CFP Personal Financial Specialist | Mar 2026 (0y) | |
| Nathan Edward Meek | Registered representative | Mar 2026 (0y) | ||
| Zachary Adam Cravez | Registered representative | CFP | Mar 2026 (0y) | |
| Abraham Daniel Israeli | Registered representative | CFP CFA | Mar 2026 (0y) | |
| Daniel Andrew Kerr | Registered representative | CFP | Mar 2026 (0y) | |
| James Frederick Schlager | Registered representative | CFP | Mar 2026 (0y) | |
| Elizabeth Boles Desousa | Registered representative | CFP | Mar 2026 (0y) | |
| Jessica Katherine Layman | Registered representative | CFP | Mar 2026 (0y) | |
| Michael Ashley Schulman | Registered representative | CFA | Mar 2026 (0y) | |
| Jacqueline Bodmer Huerter | Registered representative | Mar 2026 (0y) | ||
| James D Costello | Registered representative | Mar 2026 (0y) | ||
| Sidney Olayinka | Registered representative | Mar 2026 (0y) | ||
| Niklas Suarez Schaffner | Registered representative | Mar 2026 (0y) | ||
| Jonah Thompson Haney | Registered representative | Mar 2026 (0y) | ||
| John Banks Link | Registered representative | CFA | Mar 2026 (0y) | |
| Todd David Glisson | Registered representative | CFP | Mar 2026 (0y) | |
| Andrew Edward Wood | Registered representative | CFA | Apr 2026 (0y) | |
| Jaden Connor Visconti | Registered representative | Apr 2026 (0y) | ||
| Nicholas Anthony Colangelo | Registered representative | Apr 2026 (0y) | ||
| Nicholas Root Wilcox | Registered representative | Apr 2026 (0y) | ||
| Stephen Andrew Kolaga | Registered representative | CFP Chartered Financial Consultant | Apr 2026 (0y) | |
| Todd Lawrence Crowley | Registered representative | Apr 2026 (0y) | ||
| Joshua David Davis | Registered representative | Apr 2026 (0y) | ||
| Evelyn Westby | Registered representative | Apr 2026 (0y) | ||
| David Connor Lees | Registered representative | Apr 2026 (0y) | ||
| Christopher Ryan Mc Neal | Registered representative | Apr 2026 (0y) | ||
| Christopher Sean Ganey | Registered representative | CFP | May 2026 (0y) | |
| Jacqueline Clare Price | Registered representative | May 2026 (0y) | ||
| Shannon M Graziano | Registered representative | May 2026 (0y) | ||
| Brendan Scott Yospa | Registered representative | CFP | May 2026 (0y) | |
| Ryan Thomas Ford | Registered representative | CFP | May 2026 (0y) | |
| Joshua Darrin Mudse | Registered representative | CFP | May 2026 (0y) | |
| Matthew Richardson | Registered representative | May 2026 (0y) | ||
| Christina Marie Ferguson | Registered representative | May 2026 (0y) | ||
| William Hyde | Registered representative | CFA | May 2026 (0y) | |
| Jason Charles Rothman | Registered representative | May 2026 (0y) | ||
| Brett Thomas Mcbroom | Registered representative | May 2026 (0y) | ||
| Catherine Lynn Conger | Registered representative | May 2026 (0y) | ||
| Tyler Keith Wectawski | Registered representative | Jun 2026 (0y) | ||
| Matthew Joseph Schmidt | Registered representative | CFA | Jun 2026 (0y) | |
| Jonathan Dunham | Registered representative | CFP | Jun 2026 (0y) | |
| Siegfried Lukas Herzl Betz | Registered representative | Jun 2026 (0y) | ||
| Erin Patricia Kavanaugh | Registered representative | CFP | Jun 2026 (0y) | |
| Lisa M Paczkowski | Registered representative | CFP | Jun 2026 (0y) | |
| Melanie Jill Murphy | Registered representative | CFP | Jun 2026 (0y) | |
| Sergio Alejandro Contijoch | Registered representative | Jun 2026 (0y) | ||
| Henry Rider Monsour | Registered representative | Jun 2026 (0y) | ||
| Armando Posada | Registered representative | CFP | Jun 2026 (0y) | |
| Elliot James | Registered representative | Jun 2026 (0y) | ||
| Christopher Arthur Virgili | Registered representative | Jun 2026 (0y) | ||
| Brenda Kay Mccombs | Registered representative | Jul 2026 (0y) | ||
| Durham Olin Sundberg | Registered representative | Jul 2026 (0y) | ||
| Isaac Eugene Presley | Registered representative | CFA | Jul 2026 (0y) | |
| Scott Elliott Gerlach | Registered representative | CFP | Jul 2026 (0y) | |
| Samuel Slusser | Registered representative | Jul 2026 (0y) | ||
| Shannon Garrick Brandon Rozairo | Registered representative | CFP | Jul 2026 (0y) | |
| Dorienne Sciacca Larbig | Registered representative | Jul 2026 (0y) | ||
| Hunter Patrick Pemrick | Registered representative | Jul 2026 (0y) | ||
| Sean Broughton | Registered representative | Jul 2026 (0y) | ||
| Graven Monsour | Registered representative | Jul 2026 (0y) | ||
| Daniel Leonard Dunham | Registered representative | CFP Chartered Financial Consultant | Jul 2026 (0y) | |
| John Lytle Jones | Registered representative | Jul 2026 (0y) | ||
| Kendall Albert | Registered representative | Jul 2026 (0y) | ||
| Shayn Richard Foley | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cerity Partners Equity Holding Llc | Member | Sep 2018 | A | 75% or more |
| Cp Merger Ii Llc | Member | Jul 2022 | B | ≈ 56.25% – 100% via Cerity Partners Equity Holding Llc |
| Cp Merger I Llc | Member | Jul 2022 | B | ≈ 42.19% – 100% via Cp Merger Ii Llc |
| Cp Intermediate Ii Llc | Member | Jul 2022 | B | ≈ 31.64% – 100% via Cp Merger I Llc |
| Cp Intermediate I Llc | Member | Jul 2022 | B | ≈ 23.73% – 100% via Cp Intermediate Ii Llc |
| Cp Holdings I Llc | Member | Jul 2022 | B | ≈ 7.51% – 100% via Cp Acp Llc |
| Cp Rts Llc | Member | Nov 2023 | B | ≈ 17.8% – 100% via Cp Intermediate I Llc |
| Cp Acp Llc | Member | Jan 2023 | B | ≈ 10.01% – 100% via Cp Mcm Llc |
| Cp Mcm Llc | Member | Jan 2023 | B | ≈ 13.35% – 100% via Cp Rts Llc |
| Cerity Partners Eoe Llc | Member | Sep 2018 | B | ≈ 18.75% – 50% via Cerity Partners Equity Holding Llc |
| Genstar Capital Partners X, L.P. | Member | Jul 2022 | B | ≈ 1.88% – 50% via Cp Holdings I Llc |
| Genstar Capital X, L.P. | General Partner | Jul 2022 | B | GP / trustee / elected manager of Genstar Capital Partners X, L.P. (indirect) |
| Genstar X Gp Llc | General Partner | Jul 2022 | B | GP / trustee / elected manager of Genstar Capital X, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cp Merger Ii Llc: 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Cp Merger I Llc: 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Cp Intermediate Ii Llc: 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Cp Intermediate I Llc: 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Cp Holdings I Llc: 75% – 100% of Cp Acp Llc × 75% – 100% of Cp Mcm Llc × 75% – 100% of Cp Rts Llc × 75% – 100% of Cp Intermediate I Llc × 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% direct ≈ 7.51% – 100% of the firm
- Cp Rts Llc: 75% – 100% of Cp Intermediate I Llc × 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Cp Acp Llc: 75% – 100% of Cp Mcm Llc × 75% – 100% of Cp Rts Llc × 75% – 100% of Cp Intermediate I Llc × 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% direct ≈ 10.01% – 100% of the firm
- Cp Mcm Llc: 75% – 100% of Cp Rts Llc × 75% – 100% of Cp Intermediate I Llc × 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Cerity Partners Eoe Llc: 25% – 50% of Cerity Partners Equity Holding Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Genstar Capital Partners X, L.P.: 25% – 50% of Cp Holdings I Llc × 75% – 100% of Cp Acp Llc × 75% – 100% of Cp Mcm Llc × 75% – 100% of Cp Rts Llc × 75% – 100% of Cp Intermediate I Llc × 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% direct ≈ 1.88% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (10, $41.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Private Markets Opportunity Fund Llc (Series D) | Other Private Fund | $12.3M | $100K | 41 |
| Ajw Ta Debt Fund Llc | Other Private Fund | $9.3M | $500K | 43 |
| Private Markets Opportunity Fund (Series F) | Other Private Fund | $6.1M | $100K | 42 |
| Private Markets Opportunity Fund (Series H) | Other Private Fund | $4.4M | $100K | 39 |
| Private Markets Opportunity Fund (Series E) | Other Private Fund | $4.2M | $100K | 37 |
| Private Markets Opportunity Fund Llc (Series A) | Other Private Fund | $3.0M | $100K | 18 |
| Private Markets Opportunity Fund (Series C) | Other Private Fund | $2.2M | $100K | 41 |
| Private Markets Opportunity Fund (Series I) | Other Private Fund | $0 | $100K | 80 |
| Private Markets Opportunity Fund (Series G) | Other Private Fund | $0 | $100K | 14 |
| Ajw Ta Xv Fund Llc | Private Equity Fund | $0 | $500K | 17 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (60)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Acero 401(k) Plan | Acero Schools | 680 | $25.3M | 07/01/2024 |
| Foley & Lardner Llp Defined Contribution Retirement Plan | Foley & Lardner Llp | 2,109 | $1.7B | 02/01/2024 |
| Meridian Industries, Inc. Retirement Plan | Meridian Industries, Inc. | 1,041 | $82.7M | 01/01/2024 |
| San Luis Obispo County Farm Supply 401(k) Profit Sharing Plan | San Luis Obispo County Farm Supply | 110 | $10.5M | 01/01/2024 |
| Iha 401(k) And Retirement Savings Plan | Illinois Health And Hospital Association | 253 | $81.9M | 01/01/2024 |
| Lee & Mason Financial Services, Inc. 401(k) Plan | Lee & Mason Financial Services, Inc | 167 | $28.9M | 01/01/2024 |
| Page Southerland Page 401(k) Plan | Page Southerland Page, Inc | 1,322 | $242M | 01/01/2024 |
| Eversheds Sutherland (Us) Llp Retirement Plan A | Eversheds Sutherland (Us) Llp | 694 | $438M | 01/01/2024 |
| Forge Consulting, Llc 401(k) Profit Sharing Plan & Trust | Forge Consulting, Llc | 168 | $12.5M | 01/01/2024 |
| Solairus Aviation 401(k) Plan | Sunset Aviation, Llc Dba Solairus Aviation | 1,127 | $184M | 01/01/2024 |
| Orrick, Herrington & Sutcliffe Llp Retirement Plan | Orrick, Herrington & Sutcliffe Llp | 1,870 | $1.2B | 01/01/2024 |
| Katten Muchin Rosenman Llp Defined Contribution Plan | Katten Muchin Rosenman Llp | 1,113 | $793M | 01/01/2024 |
| Netjets Aviation, Inc. 401(k) Retirement Plan | Netjets Aviation, Inc. | 4,042 | $2.5B | 01/01/2024 |
| Huron Consulting Group Retirement Savings Plan | Huron Consulting Group Inc. | 4,591 | $1.1B | 01/01/2024 |
| Paul Weiss Rifkind Wharton & Garrison Llp Members' Pension & Retirement Plan | Paul Weiss Rifkind Wharton & Garrison Llp | 662 | $249M | 01/01/2024 |
| Ismie Mutual Insurance Company 401(k) Plan | Ismie Mutual Insurance Company | 192 | $111M | 01/01/2024 |
| Atlantic Dental Care 401(k) Profit Sharing Plan | Atlantic Dental Care, Plc | 833 | $89.2M | 01/01/2024 |
| Sidley Austin Llp Retirement Plan For Partners | Sidley Austin Llp | 573 | $435M | 01/01/2024 |
| Sidley Austin Llp Savings And Investment Plan | Sidley Austin Llp | 3,442 | $1.9B | 01/01/2024 |
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
| Ibew Local 1340 Maintenance Employees' Retirement Fund 401(k) Plan & Trust | Jacobs Technology Inc. | 89 | $10.4M | 01/01/2024 |
| Schmitt Sussman Enterprises, Inc. 401(k) Plan | Schmitt Sussman Enterprises, Inc. Dba Pfp Services | 208 | $23.0M | 01/01/2024 |
| Musick, Peeler & Garrett Llp Employee Asset Accumulation Program | Musick, Peeler & Garrett Llp | 163 | $137M | 01/01/2024 |
| Morris Hospital & Healthcare Centers Internal Revenue Code Section 403(b) | Morris Hospital & Healthcare Centers | 1,590 | $119M | 01/01/2024 |
| Ip Services 401(k) Profit Sharing Plan | Ip Services, Inc. | 78 | $11.9M | 01/01/2024 |
Top 25 of 60 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (3)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Tiger Woods Foundation Inc | Public charity | $147M | 09/30/2024 |
| Donor Advised Charitable Giving | Public charity | $41.1B | 06/30/2024 |
| The Childrens Aid Society | Public charity | $542M | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 3.95 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $74.4B (46% of AUM) Jul 2026
- Fidelity Distributors Company Llc $32.1B (20% of AUM) Jul 2026
- Fidelity Investments $20.0B (16% of AUM) Oct 2025
- Fidelity Investments Institutional Services Company, Inc. $6.0B (30% of AUM) Jul 2019
- Bank Of America, National Association $2.9B (11% of AUM) Feb 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗