Investment advisers
44,482 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 2401 | Simplicity Wealth Llc CRD 300572 | Summit, NJ | Investment Adviser · Mid-sized ($1B–$10B) | $4.3B | 8,494 | 14,045 | 424 | 07/08/2026 | ☆ |
| 2402 | Apollo Real Estate Fund Adviser, Llc CRD 169120 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $4.3B | 1 | 1 | 3,564 | 03/31/2026 | ☆ |
| 2403 | Marsico Capital Management, Llc CRD 109250 | Denver, CO | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $4.3B | 29 | 37 | 26 | 07/22/2026 | ☆ |
| 2404 | Sirenia Capital Management Lp CRD 340192 | Miami Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $4.3B | 2 | 3 | 13 | 05/26/2026 | ☆ |
| 2405 | Beacon Capital Management, Inc. CRD 120641 | Dayton, OH | Investment Adviser · Mid-sized ($1B–$10B) | $4.3B | 10,456 | 10,456 | 44 | 03/31/2026 | ☆ |
| 2406 | Tetragon Financial Management Lp CRD 156041 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $4.3B | 1 | 1 | 9 | 06/04/2026 | ☆ |
| 2407 | Hennessy Advisors, Inc. CRD 110770 | Novato, CA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $4.3B | 17 | 17 | 19 | 11/14/2025 | ☆ |
| 2408 | Bridgeway Capital Management, Llc CRD 111441 | Houston, TX | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $4.3B | 23 | 23 | 23 | 07/01/2026 | ☆ |
| 2409 | Channing Capital Management, Llc CRD 128450 | Chicago, IL | Investment Adviser · Mid-sized ($1B–$10B) | $4.2B | 78 | 78 | 20 | 03/28/2026 | ☆ |
| 2410 | Franklin Bsp Capital Adviser Llc CRD 307684 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $4.2B | 1 | 1 | 2 | 03/27/2026 | ☆ |
| 2411 | Tinicum Incorporated CRD 157298 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 15 | 6 | 44 | 04/27/2026 | ☆ |
| 2412 | Reynders, Mcveigh Capital Management, Llc CRD 137342 | Boston, MA | Wealth Manager · Mid-sized ($1B–$10B) | $4.2B | 749 | 749 | 35 | 03/31/2026 | ☆ |
| 2413 | Zwj Investment Counsel Inc CRD 110397 | Atlanta, GA | Wealth Manager · Mid-sized ($1B–$10B) | $4.2B | 1,058 | 2,387 | 20 | 03/26/2026 | ☆ |
| 2414 | Willis Investment Counsel Inc CRD 111042 | Gainesville, GA | Investment Adviser · Mid-sized ($1B–$10B) | $4.2B | 241 | 568 | 13 | 04/30/2026 | ☆ |
| 2415 | Polaris Growth Management, Llc CRD 297431 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 18 | 18 | 51 | 07/10/2026 | ☆ |
| 2416 | B. Riley Wealth Advisors, Inc. CRD 115927 | Memphis, TN | Wealth Manager · Mid-sized ($1B–$10B) | $4.2B | 10,573 | 10,573 | 268 | 03/31/2026 | ☆ |
| 2417 | Scharf Investments, Llc CRD 105508 | Los Gatos, CA | Investment Adviser · Mid-sized ($1B–$10B) | $4.2B | 1,395 | 1,395 | 23 | 03/24/2026 | ☆ |
| 2418 | Systematic Financial Management Lp CRD 106146 | Teaneck, NJ | Investment Adviser · Mid-sized ($1B–$10B) | $4.2B | 177 | 177 | 22 | 03/30/2026 | ☆ |
| 2419 | Halbert Hargrove Global Advisors, Llc CRD 105515 | Long Beach, CA | Wealth Manager · Mid-sized ($1B–$10B) | $4.2B | 1,518 | 4,932 | 52 | 03/28/2026 | ☆ |
| 2420 | Electron Capital Partners, Llc CRD 166102 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 18 | 18 | 13 | 03/31/2026 | ☆ |
| 2421 | Prophet Capital Asset Management Lp CRD 150683 | Austin, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 17 | 20 | 16 | 04/23/2026 | ☆ |
| 2422 | Stifel Capital Management, Llc CRD 328365 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $4.2B | 549 | 549 | 9 | 03/31/2026 | ☆ |
| 2423 | Southeast Asset Advisors, Llc CRD 107588 | Thomasville, GA | Wealth Manager · Mid-sized ($1B–$10B) | $4.2B | 334 | 1,356 | 14 | 05/21/2026 | ☆ |
| 2424 | Truelink Capital Management, Llc CRD 323910 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 13 | 13 | 24 | 03/31/2026 | ☆ |
| 2425 | Bow River Asset Management, Llc CRD 156765 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 53 | 53 | 69 | 06/30/2026 | ☆ |
| 2426 | Baxter Capital Management Inc CRD 105123 | Indianapolis, IN | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $4.2B | 13 | 13 | 3 | 03/30/2026 | ☆ |
| 2427 | Clear Investment Research, Llc CRD 172685 | Alpharetta, GA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $4.2B | 132 | 277 | 5 | 03/27/2026 | ☆ |
| 2428 | Eaaa Pte. Limited CRD 300161 | Singapore | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 17 | 17 | 9 | 06/26/2026 | ☆ |
| 2429 | Texas Capital Bank Wealth Management Services, Inc. CRD 298422 | Dallas, TX | Wealth Manager · Mid-sized ($1B–$10B) | $4.2B | 735 | 2,251 | 64 | 06/16/2026 | ☆ |
| 2430 | Bonaccord Capital Advisors Llc CRD 316716 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 9 | 9 | 35 | 03/30/2026 | ☆ |
| 2431 | Salem Investment Counselors Inc CRD 104855 | Winston Salem, NC | Wealth Manager · Mid-sized ($1B–$10B) | $4.2B | 1,361 | 3,120 | 18 | 03/25/2026 | ☆ |
| 2432 | Garnett Station Partners, Llc CRD 300033 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 27 | 27 | 44 | 05/12/2026 | ☆ |
| 2433 | Whitehaven Asset Management, Lp CRD 170531 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 3 | 4 | 15 | 03/27/2026 | ☆ |
| 2434 | Crossingbridge Advisors, Llc CRD 286594 | Pleasantville, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $4.2B | 49 | 49 | 16 | 06/29/2026 | ☆ |
| 2435 | Sound Income Strategies, Llc CRD 173272 | Fort Lauderdale, FL | Wealth Manager · Mid-sized ($1B–$10B) | $4.2B | 24,757 | 24,756 | 134 | 01/23/2026 | ☆ |
| 2436 | Martingale Asset Management Lp CRD 108526 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 12 | 25 | 25 | 03/27/2026 | ☆ |
| 2437 | Star Mountain Fund Management, Llc CRD 164728 | New York, NY | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $4.2B | 34 | 34 | 121 | 03/31/2026 | ☆ |
| 2438 | Boston Common Asset Management, Llc CRD 123558 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $4.2B | 343 | 343 | 39 | 07/06/2026 | ☆ |
| 2439 | Essex Financial Services, Inc. CRD 127549 | Essex, CT | Insurance-Affiliated · Mid-sized ($1B–$10B) | $4.2B | 2,963 | 7,143 | 46 | 12/24/2025 | ☆ |
| 2440 | Tiger Iron Capital, Llc CRD 283006 | Andover, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 15 | 15 | 6 | 05/07/2026 | ☆ |
| 2441 | Acon Equity Management, L.L.C. CRD 159517 | Washington, DC | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 23 | 23 | 25 | 03/31/2026 | ☆ |
| 2442 | The Retirement Planning Group, Llc CRD 129625 | Leawood, KS | Wealth Manager · Mid-sized ($1B–$10B) | $4.2B | 4,849 | 14,107 | 78 | 07/30/2026 | ☆ |
| 2443 | Revelar Capital Llc CRD 291049 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $4.2B | 16 | 16 | 23 | 03/31/2026 | ☆ |
| 2444 | Wescott Financial Advisory Group Llc CRD 105989 | Philadelphia, PA | Wealth Manager · Mid-sized ($1B–$10B) | $4.2B | 787 | 3,365 | 48 | 04/21/2026 | ☆ |
| 2445 | Aprio Wealth Management, Llc CRD 127333 | Atlanta, GA | Wealth Manager · Mid-sized ($1B–$10B) | $4.2B | 1,699 | 5,258 | 55 | 06/29/2026 | ☆ |
| 2446 | Flaherty & Crumrine Incorporated CRD 105499 | Pasadena, CA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $4.1B | 16 | 16 | 14 | 03/25/2026 | ☆ |
| 2447 | Steelpeak Wealth, Llc CRD 165168 | Los Angeles, CA | Wealth Manager · Mid-sized ($1B–$10B) | $4.1B | 2,428 | 8,591 | 84 | 07/29/2026 | ☆ |
| 2448 | North Reef Capital Management Lp CRD 311056 | Laguna Beach, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $4.1B | 10 | 10 | 8 | 03/30/2026 | ☆ |
| 2449 | Harrison Street Private Wealth Llc CRD 143857 | Denver, CO | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $4.1B | 7 | 7 | 35 | 03/27/2026 | ☆ |
| 2450 | Ipg Investment Advisors, Llc CRD 152990 | San Diego, CA | Investment Adviser · Mid-sized ($1B–$10B) | $4.1B | 1,282 | 1,273 | 39 | 03/25/2026 | ☆ |