Tetragon Financial Management Lp
- Regulatory AUM
- $4.3B
- Discretionary
- $4.3B
- Clients
- 1
- Avg AUM / client
- $4.3B
- Accounts
- 1
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Jun 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $4.3B | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $3.1B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Tetragon Financial Group Limited | Hedge Fund | Guernsey | $3.1B | 152 |
People (11)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jackson, Alexander, Edward | Shareholder | Nov 2002 (24y) | ≈ 0% – 2.5% via Aej Holdco Ltd. | |
| Cote, Sean, Andrew | General Counsel | Jul 2005 (21y) | Less than 5% | |
| Dear, Patrick, Giles Gauntlet | Principal | Jul 2005 (21y) | Less than 5% | |
| Griffith, Reade, Eugene | Principal | Jul 2005 (21y) | ≈ 0% – 2.5% via Reg Holdco Ii Ltd. | |
| Wadsworth, Gregory, Nmn | Director Of Business Development | Jun 2009 (17y) | Less than 5% | |
| Scheehle, Stacy, Felice | Chief Compliance Officer | Jan 2014 (13y) | Less than 5% | |
| Prince, Stephen, Lionel | Member Of The Investment Committee And Risk Committee | Oct 2015 (11y) | Less than 5% | |
| Gannon, Paul, Ronald | Chief Financial Officer | Jan 2017 (10y) | Less than 5% | |
| Herlyn, Jeffrey, Theodore | Principal | Oct 2017 (9y) | Less than 5% | |
| Rosenberg, Michael, Nmn | Limited Partner / Principal | Oct 2017 (9y) | 5% – 10% | |
| Wishnow, David, Charles | Limited Partner / Principal | Oct 2017 (9y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Polygon Credit Management Holdings Lp | Limited Partner | Dec 2007 | A | 50% – 75% |
| Tetragon Financial Management Gp Llc | General Partner | Jul 2005 | A | Less than 5% |
| Polygon Credit Holdings Ltd. | Member | Sep 2005 | B | ≈ 0% – 5% via Tetragon Financial Management Gp Llc |
| Reg Holdco Ii Ltd. | Shareholder | Mar 2008 | B | ≈ 0% – 2.5% via Polygon Credit Holdings Ltd. |
| Aej Holdco Ltd. | Shareholder | Jun 2005 | B | ≈ 0% – 2.5% via Polygon Credit Holdings Ltd. |
| Tetragon Financial Management Gp Llc | General Partner | Dec 2007 | B | GP / trustee / elected manager of Polygon Credit Management Holdings Lp (indirect) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jackson, Alexander, Edward: 75% – 100% of Aej Holdco Ltd. × 25% – 50% of Polygon Credit Holdings Ltd. × 75% – 100% of Tetragon Financial Management Gp Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Griffith, Reade, Eugene: 75% – 100% of Reg Holdco Ii Ltd. × 25% – 50% of Polygon Credit Holdings Ltd. × 75% – 100% of Tetragon Financial Management Gp Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Polygon Credit Holdings Ltd.: 75% – 100% of Tetragon Financial Management Gp Llc × 0% – 5% direct ≈ 0% – 5% of the firm
- Reg Holdco Ii Ltd.: 25% – 50% of Polygon Credit Holdings Ltd. × 75% – 100% of Tetragon Financial Management Gp Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Aej Holdco Ltd.: 25% – 50% of Polygon Credit Holdings Ltd. × 75% – 100% of Tetragon Financial Management Gp Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $3.1B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Tetragon Financial Group Limited | Hedge Fund | $3.1B | $0 | 152 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/04/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 04, 2026.
View current Form ADV (SEC/IAPD) ↗