AUMdb

Crossingbridge Advisors, Llc

SEC-registered Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) CRD 286594 · SEC file 801-110043 · Pleasantville, NY · www.linkedin.com
☆ Save with Pro ADV data as of Jun 29, 2026
Regulatory AUM
$4.2B
Discretionary
$4.2B
Clients
49
Avg AUM / client
$85.3M
Accounts
49
Employees
16

AUM over time

$304M $4.2B
May 2017 Jun 2026

Annual snapshots from Form ADV filings · as of Jun 29, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 27 $74.3M 1.78%
Investment companies 10 $3.7B 88.6%
Pooled investment vehicles (non-investment companies) 1 $131M 3.13%
Insurance companies 1 $128M 3.05%
Corporations and other businesses 10 $144M 3.44%

People (2)

NameRole / titleCredentialsWith firm sinceOwnership
Barkoe, Jonathan, Seth Chief Financial Officer And Chief Compliance Officer Dec 2016 (10y) Less than 5%
Sherman, David, K (Mi Only) Manager Dec 2016 (10y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Endi Corp. Owner Aug 2022 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/29/2026 1.04 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.

View current Form ADV (SEC/IAPD) ↗