Sound Income Strategies, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 173272
· SEC file 801-80425
· Fort Lauderdale, FL
· WWW.RISHUNTSVILLE.COM
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ADV data as of Jan 23, 2026
- Regulatory AUM
- $4.2B
- Discretionary
- $3.9B
- Clients
- 24,757
- Avg AUM / client
- $169K
- Accounts
- 24,756
- Employees
- 134
AUM over time
$0
$4.2B
Sep 2014
Dec 2025
Annual snapshots from Form ADV filings · as of Jan 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 24,261 | $3.4B | 80.8% |
| High net worth individuals | 473 | $786M | 18.8% |
| Investment companies | 1 | — | — |
| Pension and profit sharing plans | 4 | $3.9M | 0.09% |
| Corporations and other businesses | 18 | $14.7M | 0.35% |
People (131)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Joseph Scranton | Managing Member | CFP Chartered Financial Consultant | Sep 2014 (12y) | ≈ 56.25% – 100% via Sound Income Group Llc |
| Charles Burton Radlauer | Chief Compliance Officer | Aug 2018 (8y) | Less than 5% | |
| Rana Chander | Chief Operating Officer | Jan 2022 (5y) | Less than 5% | |
| Billie Aponte | Registered representative | Jan 2015 (12y) | ||
| John Edward Mccartin | Registered representative | Mar 2015 (11y) | ||
| Jason Dennis Carrier | Registered representative | Apr 2015 (11y) | ||
| Michael Hollis Stewart | Registered representative | May 2015 (11y) | ||
| Victor Green | Registered representative | Jun 2015 (11y) | ||
| Ronald Jeffrey Small | Registered representative | Jun 2015 (11y) | ||
| Matthew Perry Johnson | Registered representative | Aug 2015 (11y) | ||
| Mark Waldo Graber | Registered representative | Dec 2015 (11y) | ||
| Patrick Carroll Peason | Registered representative | Feb 2016 (10y) | ||
| David Paul Stearns | Registered representative | Mar 2016 (10y) | ||
| David Alan Eissman | Registered representative | Chartered Financial Consultant | May 2016 (10y) | |
| Gary Robert Komarek | Registered representative | Chartered Financial Consultant | Jul 2016 (10y) | |
| Bradley Stuart Williams | Registered representative | Jul 2016 (10y) | ||
| Dee Kent Carter | Registered representative | Chartered Financial Consultant | Sep 2016 (10y) | |
| David Mark Wright | Registered representative | Chartered Financial Consultant | Nov 2016 (10y) | |
| Jeffrey Dean Bliss | Registered representative | Dec 2016 (10y) | ||
| Nina Blythe Strickland | Registered representative | Jun 2017 (9y) | ||
| George James Coules | Registered representative | Aug 2017 (9y) | ||
| David Wilson Mcadams | Registered representative | Sep 2017 (9y) | ||
| Abbas Danesh | Registered representative | Jan 2018 (9y) | ||
| Albert Joseph Flores | Registered representative | Feb 2018 (8y) | ||
| Bruce Douglas Rellstab | Registered representative | Apr 2018 (8y) | ||
| James Francis Locke | Registered representative | Jul 2018 (8y) | ||
| Rick Allen Prosser | Registered representative | Feb 2019 (7y) | ||
| Richard Buel Bates | Registered representative | Mar 2019 (7y) | ||
| Randolph Blake Dorcey | Registered representative | Mar 2019 (7y) | ||
| Fabiano Medrado De Franco | Registered representative | May 2019 (7y) | ||
| Amanda Nicole Johnston | Registered representative | May 2019 (7y) | ||
| Nathan David Cox | Registered representative | Jun 2019 (7y) | ||
| Thomas Preston Falter | Registered representative | Aug 2019 (7y) | ||
| Timothy Jon Sparks | Registered representative | Sep 2019 (7y) | ||
| Benjamin Zachary Barning | Registered representative | Jan 2020 (7y) | ||
| Stuart Craig Chamberlin | Registered representative | Chartered Financial Consultant | May 2020 (6y) | |
| Frank Ross Beedle Ii | Registered representative | Aug 2020 (6y) | ||
| Eric Michael Lardner | Registered representative | Oct 2020 (6y) | ||
| Fred Atlas | Registered representative | Mar 2021 (5y) | ||
| Richard Allen Burt | Registered representative | Nov 2021 (5y) | ||
| Timothy Adam Beauregard | Registered representative | CFP | Dec 2021 (5y) | |
| Connor Michael Stewart | Registered representative | Jan 2022 (5y) | ||
| Patrick Christopher Farrell | Registered representative | Personal Financial Specialist | Feb 2022 (4y) | |
| Jacob Earle Betteridge | Registered representative | Mar 2022 (4y) | ||
| Agnieszka Valenta | Registered representative | CFP | Apr 2022 (4y) | |
| Karolyn Renee Mc Donald | Registered representative | Aug 2022 (4y) | ||
| Damian Christian Rothermel | Registered representative | CFP | Oct 2022 (4y) | |
| Jeremy Wayne Rabalais | Registered representative | Jan 2023 (4y) | ||
| Stacy L Colonna | Registered representative | CFP | Jan 2023 (4y) | |
| Frank Wayne Bailey | Registered representative | Feb 2023 (3y) | ||
| Andrew Richard Holdiness | Registered representative | Mar 2023 (3y) | ||
| Micah Kenneth Keel | Registered representative | Apr 2023 (3y) | ||
| Rory Richard | Registered representative | Apr 2023 (3y) | ||
| Jeffrey Paul Farrell | Registered representative | Apr 2023 (3y) | ||
| Nicklas E Norvell | Registered representative | Jul 2023 (3y) | ||
| Edward Clymer Barnard | Registered representative | Aug 2023 (3y) | ||
| James Macaulay | Registered representative | Oct 2023 (3y) | ||
| Britney Merrill | Registered representative | Nov 2023 (3y) | ||
| Kristin Danielle Carleton | Registered representative | Nov 2023 (3y) | ||
| Mary Mc Dirmid | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| Melanie Granville Leahy | Registered representative | CFP | Nov 2023 (3y) | |
| Jeffrey Scott Russitano | Registered representative | Dec 2023 (3y) | ||
| Lindsey Marie Cotter | Registered representative | Dec 2023 (3y) | ||
| Kenneth Richard Carnevale | Registered representative | Dec 2023 (3y) | ||
| Judson Edward Pyatt | Registered representative | CFP | Jan 2024 (3y) | |
| Gregory David Milewski | Registered representative | CFP | Jan 2024 (3y) | |
| Ryan Spencer Alexander | Registered representative | Feb 2024 (3y) | ||
| Maurice Jack Nelligan | Registered representative | Apr 2024 (2y) | ||
| Chad Randal Hamby | Registered representative | May 2024 (2y) | ||
| Derek Brian Illston | Registered representative | Jul 2024 (2y) | ||
| Dixon Place Downey | Registered representative | CFP | Jul 2024 (2y) | |
| Charlene M Nelson | Registered representative | Jul 2024 (2y) | ||
| Tyson Joseph Asay | Registered representative | CFP | Sep 2024 (2y) | |
| Rosemary Elizabeth Guerrero | Registered representative | Oct 2024 (2y) | ||
| Andrew Michael Jarrett | Registered representative | Nov 2024 (2y) | ||
| Jillian Rae Stearns | Registered representative | Nov 2024 (2y) | ||
| Sean Paige Samuel Best | Registered representative | Dec 2024 (2y) | ||
| Richard Hamilton Rawls | Registered representative | Dec 2024 (2y) | ||
| Abigail Rose Kladivko | Registered representative | Jan 2025 (2y) | ||
| Alexander Joseph Hunt | Registered representative | Jan 2025 (2y) | ||
| Phong Truong | Registered representative | Jan 2025 (2y) | ||
| Steven William Archer | Registered representative | Jan 2025 (2y) | ||
| Tamah L Pederson | Registered representative | Jan 2025 (2y) | ||
| David Shane Pearcy | Registered representative | Jan 2025 (2y) | ||
| Gary Lynn Osing | Registered representative | Jan 2025 (2y) | ||
| Don Constantine Avgerinos | Registered representative | Jan 2025 (2y) | ||
| Richard Mason Comer | Registered representative | Feb 2025 (1y) | ||
| Gianna Mary Campo | Registered representative | Mar 2025 (1y) | ||
| Brett Landon Baker | Registered representative | Mar 2025 (1y) | ||
| Matthew Jay Jory | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Nicholas Dalton Franks | Registered representative | Apr 2025 (1y) | ||
| William M Lowes | Registered representative | May 2025 (1y) | ||
| Dwight William Rich | Registered representative | CFP | Jun 2025 (1y) | |
| Spencer Georgetti | Registered representative | Jun 2025 (1y) | ||
| Michael Paul Donnan | Registered representative | Jul 2025 (1y) | ||
| Adam Mcgrath | Registered representative | Jul 2025 (1y) | ||
| Austin James Ryan | Registered representative | Jul 2025 (1y) | ||
| Andrew James Mitchell | Registered representative | Aug 2025 (1y) | ||
| Adam Angibeau | Registered representative | CFP | Aug 2025 (1y) | |
| Edward Anthony Orell | Registered representative | Aug 2025 (1y) | ||
| Eric Cote | Registered representative | Aug 2025 (1y) | ||
| Charles Parvin | Registered representative | Sep 2025 (1y) | ||
| Lester Philip Litchfield | Registered representative | Sep 2025 (1y) | ||
| Gary Luke Starner | Registered representative | Sep 2025 (1y) | ||
| Rae Denise Haulk Davis | Registered representative | Sep 2025 (1y) | ||
| Roger Dale Davis | Registered representative | Sep 2025 (1y) | ||
| Daniel Robert Moroney | Registered representative | CFP | Oct 2025 (1y) | |
| Ethan Peter Callahan | Registered representative | Oct 2025 (1y) | ||
| David Falcone | Registered representative | Oct 2025 (1y) | ||
| Erin E Yake | Registered representative | Nov 2025 (1y) | ||
| James E. Ellis | Registered representative | Nov 2025 (1y) | ||
| Rhiannon Lynn | Registered representative | Nov 2025 (1y) | ||
| Hunter S Wyckoff | Registered representative | Dec 2025 (1y) | ||
| Joshua David Moskowitz | Registered representative | Dec 2025 (1y) | ||
| Jacob Duane Graves | Registered representative | Dec 2025 (1y) | ||
| Phillip Foust | Registered representative | Feb 2026 (0y) | ||
| Andrew Glaston Guthrie | Registered representative | Feb 2026 (0y) | ||
| Aubrey Ford | Registered representative | Feb 2026 (0y) | ||
| Michael Mc Cue | Registered representative | Feb 2026 (0y) | ||
| Angela Woodhead | Registered representative | Mar 2026 (0y) | ||
| Evan Duigou | Registered representative | Mar 2026 (0y) | ||
| Jalen Adeeb Dagher | Registered representative | Apr 2026 (0y) | ||
| Corey Joseph Shevlin | Registered representative | Apr 2026 (0y) | ||
| Peter Charles Lynch | Registered representative | Apr 2026 (0y) | ||
| Richard Tobias Carlin | Registered representative | Apr 2026 (0y) | ||
| Darrin Patrick Worthington | Registered representative | Apr 2026 (0y) | ||
| Jack William Hazekamp | Registered representative | May 2026 (0y) | ||
| Keandre Dominic Alexander Buckham | Registered representative | Jun 2026 (0y) | ||
| Shadi Mubaidin | Registered representative | Jun 2026 (0y) | ||
| Joshua Douglas Jones | Registered representative | Jun 2026 (0y) | ||
| Andrew William Stearns | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sound Income Group Llc | Owner | May 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- David Joseph Scranton: 75% – 100% of Sound Income Group Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/23/2026 | 2.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $3.5B (84% of AUM) Jan 2026
- Fidelity Brokerage Services $661M (16% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 23, 2026.
View current Form ADV (SEC/IAPD) ↗