Texas Capital Bank Wealth Management Services, Inc.
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 298422
· SEC file 801-114364
· Dallas, TX
· www.texascapitalbank.com
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ADV data as of Jun 16, 2026
- Regulatory AUM
- $4.2B
- Discretionary
- $3.4B
- Clients
- 735
- Avg AUM / client
- $5.7M
- Accounts
- 2,251
- Employees
- 64
AUM over time
$0
$4.2B
Nov 2018
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 501 | $2.2B | 52.0% |
| Banking or thrift institutions | 47 | $418M | 9.98% |
| Investment companies | 1 | $240M | 5.72% |
| Charitable organizations | 58 | $233M | 5.56% |
| Corporations and other businesses | 128 | $1.1B | 26.8% |
People (56)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cummings, John, W | Director | Mar 2022 (4y) | Less than 5% | |
| Clingman, James, F | Director | Mar 2022 (4y) | Less than 5% | |
| Lucas, David, H | Chief Compliance Officer | May 2023 (3y) | Less than 5% | |
| David Lee Stevens | Registered representative | CFP | Jan 2019 (8y) | |
| James Steven Orr | Registered representative | CFA | Jan 2019 (8y) | |
| Michael John Krach | Registered representative | CFA | Jan 2019 (8y) | |
| Robert Kelly Ball | Registered representative | Jan 2019 (8y) | ||
| Hailee Binet Rutledge | Registered representative | Jul 2019 (7y) | ||
| Gregory Gail Yokum | Registered representative | Jul 2021 (5y) | ||
| Nancy Dana Champion | Registered representative | CFA | Aug 2021 (5y) | |
| Eric Frederic Hyden | Registered representative | CFP | Sep 2021 (5y) | |
| G Barry Landrum | Registered representative | Jan 2022 (5y) | ||
| Anne Williams Cozad | Registered representative | Jan 2022 (5y) | ||
| Brandon Charles Hassenfratz | Registered representative | Apr 2022 (4y) | ||
| Mitchell Cayman Hubbard | Registered representative | Apr 2022 (4y) | ||
| Shaina Buegeler | Registered representative | May 2022 (4y) | ||
| Bradley Scott Mayer | Registered representative | CFP | Jun 2022 (4y) | |
| Bryan Paul Kucholtz | Registered representative | Jul 2022 (4y) | ||
| David A Sirna | Registered representative | Sep 2022 (4y) | ||
| Mauro Marquez | Registered representative | Oct 2022 (4y) | ||
| Joseph Zorn | Registered representative | Oct 2022 (4y) | ||
| Conlon Cash | Registered representative | CFA | Nov 2022 (4y) | |
| Carson Stewart Anderson | Registered representative | Dec 2022 (4y) | ||
| William Robinson Wagner | Registered representative | Dec 2022 (4y) | ||
| Diego A. Patino | Registered representative | CFP | Dec 2022 (4y) | |
| Hayden Lance Williams | Registered representative | Dec 2022 (4y) | ||
| John Hayden Bryant | Registered representative | Jan 2023 (4y) | ||
| Andrew Steven Plambeck | Registered representative | Jan 2023 (4y) | ||
| Casey Wayne Mason | Registered representative | Jan 2023 (4y) | ||
| Alfonso Paragas Tadeo | Registered representative | Feb 2023 (3y) | ||
| Andrew Scott Pennywell | Registered representative | Apr 2023 (3y) | ||
| Chad Allen Stief | Registered representative | Jun 2023 (3y) | ||
| Yadira E. Medina | Registered representative | Sep 2023 (3y) | ||
| Henry Walter Fisher | Registered representative | Sep 2023 (3y) | ||
| Scott Alexander Ashmore | Registered representative | Oct 2023 (3y) | ||
| Brett Whitfield Fenn | Registered representative | Nov 2023 (3y) | ||
| Christian Alexander Duaine | Registered representative | Nov 2023 (3y) | ||
| Marc Anthony Dunbar | Registered representative | Nov 2023 (3y) | ||
| Sienna Monet Gomez | Registered representative | Jan 2024 (3y) | ||
| Christopher Woods | Registered representative | Apr 2024 (2y) | ||
| Robin Clay Thigpin | Registered representative | May 2024 (2y) | ||
| Mark Frederick Rodgers | Registered representative | May 2024 (2y) | ||
| Nicholas Joseph Armato | Registered representative | Jun 2024 (2y) | ||
| Joshua Brett Rollins | Registered representative | Jul 2024 (2y) | ||
| Neal Allen Hiett | Registered representative | CFP | Jul 2024 (2y) | |
| Chelsea Ann Herr | Registered representative | Jul 2024 (2y) | ||
| Joseph Robert Gallardo | Registered representative | Aug 2024 (2y) | ||
| Tyson Hughes Robertson | Registered representative | Sep 2024 (2y) | ||
| Beverly Ellen Tittle | Registered representative | Apr 2025 (1y) | ||
| James Marcus Brown | Registered representative | May 2025 (1y) | ||
| Robert Jud Riley | Registered representative | Jul 2025 (1y) | ||
| James A Wening | Registered representative | Sep 2025 (1y) | ||
| Cortlan Dean Castle | Registered representative | Sep 2025 (1y) | ||
| Margaret Paige Cappell | Registered representative | Dec 2025 (1y) | ||
| Jarvis Isaiah Ervin | Registered representative | Feb 2026 (0y) | ||
| Imaan Amar Doze | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Texas Capital Bank | Owner | Apr 2002 | A | 75% or more |
| Scurlock, John Matthew | Director | Mar 2022 | A | Less than 5% |
| Texas Capital Bancshares, Inc. | Owner | Apr 2002 | B | ≈ 56.25% – 100% via Texas Capital Bank |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Texas Capital Bancshares, Inc.: 75% – 100% of Texas Capital Bank × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/16/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Pershing $3.3B (78% of AUM) Jun 2026
- Raymond James $123M (3% of AUM) Jun 2026
- Fidelity Brokerage Services $92.6M (2% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 16, 2026.
View current Form ADV (SEC/IAPD) ↗