Star Mountain Fund Management, Llc
- Regulatory AUM
- $4.2B
- Discretionary
- $3.7B
- Clients
- 34
- Avg AUM / client
- $123M
- Accounts
- 34
- Employees
- 121
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Business development companies | 1 | $387M | 9.27% |
| Pooled investment vehicles (non-investment companies) | 29 | $3.5B | 84.7% |
| Corporations and other businesses | 4 | $253M | 6.06% |
Private funds (17)
View all →Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $3.3B combined gross assets
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hickey, Brett, Allan | Managing Member | Apr 2009 (17y) | ≈ 42.19% – 100% via Star Mountain Capital, Llc | |
| Gimbert, Christopher, John | Chief Financial Officer | Sep 2010 (16y) | Less than 5% | |
| Polis, John, William | Chief Operating Officer & Chief Technology Officer | Jan 2017 (10y) | Less than 5% | |
| Paras, Stephen, Basil | Managing Director & Chief Credit Officer | Mar 2021 (5y) | Less than 5% | |
| Ericson, Austin, Shawn | Chief Compliance Officer & Legal Counsel | Nov 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Star Mountain Holdings, Lp | Manager / Sole Member | Jun 2010 | A | 75% or more |
| Star Mountain Capital, Llc | Limited Partner | Dec 2023 | B | ≈ 56.25% – 100% via Star Mountain Holdings, Lp |
| Star Mountain Holdings, Llc | General Partner | Dec 2023 | B | GP / trustee / elected manager of Star Mountain Holdings, Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hickey, Brett, Allan: 75% – 100% of Star Mountain Capital, Llc × 75% – 100% of Star Mountain Holdings, Lp × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Star Mountain Capital, Llc: 75% – 100% of Star Mountain Holdings, Lp × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (17, $3.3B gross assets)
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 6.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- East West Bank $386M (9% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗