AUMdb

Hennessy Advisors, Inc.

SEC-registered Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) CRD 110770 · SEC file 801-36288 · Novato, CA · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Nov 14, 2025
Regulatory AUM
$4.3B
Discretionary
$4.3B
Clients
17
Avg AUM / client
$250M
Accounts
17
Employees
19

AUM over time

$801M $6.7B
Sep 2011 Sep 2025

Annual snapshots from Form ADV filings · as of Nov 14, 2025

Investments (13F portfolio — 325 positions, $3,128,618,298)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Viasat Inc COM $108,194,107 1,204,700 3.46% 2.54%
2 Sanmina Corp COM $87,919,992 347,400 2.81% 2.07%
3 Mas Tec Inc COM $85,333,906 205,100 2.73% 2.01%
4 Td Synnex Corp COM $75,282,944 281,600 2.41% 1.77%
5 Dycom Industries Inc COM $72,602,724 143,600 2.32% 1.71%
6 Stone X Group Inc COM $66,905,100 564,600 2.14% 1.57%
7 Ch Robinson Worldwide Inc COM $63,779,081 338,638 2.04% 1.5%
8 Casey's General Stores Inc COM $55,237,905 69,500 1.77% 1.3%
9 Granite Construction Inc COM $52,988,416 335,200 1.69% 1.25%
10 Cheesecake Factory Inc COM $51,438,518 646,700 1.64% 1.21%
11 American Airlines Group Inc COM $50,792,963 2,810,900 1.62% 1.19%
12 Macy's Inc COM $49,966,035 2,121,700 1.6% 1.18%
13 Echo Star Corp CL A $48,405,350 476,900 1.55% 1.14%
14 Crown Holdings Inc COM $43,106,610 385,500 1.38% 1.01%
15 Penn Entertainment Inc COM $38,552,664 1,804,900 1.23% 0.91%
16 Wayfair Inc COM $38,492,930 416,500 1.23% 0.91%
17 Primoris Services Corp COM $38,111,640 384,500 1.22% 0.9%
18 Jones Lang La Salle Inc COM $36,016,190 116,200 1.15% 0.85%
19 Autoliv Inc ADR $33,201,386 285,800 1.06% 0.78%
20 Williams Cos Inc COM $32,807,803 441,321 1.05% 0.77%
21 Cheniere Energy Inc COM NEW $32,207,554 134,754 1.03% 0.76%
22 Jacobs Solutions Inc COM $31,563,000 250,500 1.01% 0.74%
23 Oneok Inc COM $31,308,311 360,114 1.0% 0.74%
24 Lithia Motors Inc COM $31,024,332 106,800 0.99% 0.73%
25 Nexstar Media Group Inc COMMON STOCK $30,985,365 173,500 0.99% 0.73%

Top 25 of 325 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Investment companies 17 $4.3B 100.0%

People (12)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Hennessy, Brian, Anthony Director & Shareholder Feb 1989 (38y) Less than 5%
Hansel, Henry, Curtis Director & Shareholder May 2001 (25y) Less than 5%
Seavey, Thomas, Lawrence Director & Shareholder May 2001 (25y) Less than 5%
Emerson, Jennifer, Lynn General Counsel & Shareholder Jun 2013 (13y) Less than 5%
Pomilia, Susan, Weber Director & Shareholder Apr 2014 (12y) Less than 5%
Brian Cameron Carlson Chief Compliance Officer, Senior Vice President & Shareholder Chartered Financial Consultant Sep 2014 (12y) Less than 5%
Fahy, Kathryn, Rose Chief Financial Officer, Senior Vice President & Shareholder Jan 2018 (9y) Less than 5%
Hennessy, Neil, Joseph Chairman, Chief Executive Officer & Shareholder Jan 2018 (9y) 25% – 50%
Nilsen, Teresa, Mariani President, Chief Operating Officer, Corporate Secretary, Director & Shareholder Jan 2018 (9y) Less than 5%
Knight O'riordan, Lydia, Dawn Director & Shareholder Dec 2021 (5y) Less than 5%
Newton, Kiera, Markale Director & Shareholder Dec 2022 (4y) Less than 5%
Steadman, Daniel, Bruce Executive Vice President & Shareholder Dec 2022 (4y) Less than 5%

Undisclosed: 0% – 75% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 11/14/2025 974 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 14, 2025.

View current Form ADV (SEC/IAPD) ↗