Whitehaven Asset Management, Lp
- Regulatory AUM
- $4.2B
- Discretionary
- $4.2B
- Clients
- 3
- Avg AUM / client
- $1.4B
- Accounts
- 4
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $4.2B | 100.0% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $4.8B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Whitehaven Credit Opportunities Master Fund, Ltd. master | Hedge Fund | Cayman Islands | $4.7B | 166 |
| Hte Select Fund, Lp Series I | Hedge Fund | Delaware | $31.0M | 22 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richman, Scott | Managing Partner & Chief Investment Officer | May 2013 (13y) | ≈ 0% – 5% via Whitehaven Asset Management Gp, Llc | |
| Marchisella, Vincent, Raymond | Chief Compliance Officer & Chief Financial Officer | Oct 2013 (13y) | Less than 5% | |
| Ferrarese, Paul, M | Senior Partner & Head Of Business Development | Jan 2020 (7y) | 25% – 50% | |
| Goodwin, Andrew, Ford | Senior Partner & Senior Investment Professional | Jan 2021 (6y) | 5% – 10% | |
| Dickstein, Joshua, Andrew | Partner & Senior Investment Professional | Jan 2023 (4y) | Less than 5% | |
| Bathon, Christopher, James | Senior Partner & Portfolio Manager | Jan 2024 (3y) | Less than 5% | |
| Swiggett, Brian, Townsend | Passive Owner | Apr 2024 (2y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Whitehaven Asset Management Gp, Llc | General Partner | Oct 2013 | A | Less than 5% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Richman, Scott: 75% – 100% of Whitehaven Asset Management Gp, Llc × 0% – 5% direct ≈ 0% – 5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $4.8B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Whitehaven Credit Opportunities Master Fund, Ltd. | Hedge Fund | $4.7B | $1.0M | 166 |
| Hte Select Fund, Lp Series I | Hedge Fund | $31.0M | $5.0M | 22 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.64 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Cantor Fitzgerald & Co. $315M (8% of AUM) Apr 2019
- Jefferies Llc $21.8M (1% of AUM) Feb 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗