Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11001 | N CRD 116663 | Wealth Manager · Small ($100M–$1B) | $282M | 150 | 367 | 2 | 11/25/2025 | ☆ | |
| 11002 | Trinity Wealth Advisors, L.L.C. CRD 109452 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $282M | 132 | 540 | 8 | 08/18/2026 | ☆ |
| 11003 | Successful Portfolios Llc CRD 152429 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $282M | 206 | 584 | 3 | 03/27/2026 | ☆ |
| 11004 | Fortitude Financial Llc CRD 313235 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $282M | 411 | 1,832 | 7 | 09/15/2026 | ☆ |
| 11005 | Bennington Financial Planning Group CRD 116302 | Bennington, VT | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $281M | 386 | 758 | 3 | 03/17/2026 | ☆ |
| 11006 | Brookline Investments, Inc. CRD 109239 | Birmingham, AL | Private Fund Manager · Small ($100M–$1B) | $281M | 33 | 33 | 3 | 06/05/2026 | ☆ |
| 11007 | New Vintage Partners Llc CRD 327559 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $281M | 15 | 15 | 6 | 07/01/2026 | ☆ |
| 11008 | Gpm Growth Investors, Inc. CRD 107645 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $281M | 217 | 531 | 5 | 03/16/2026 | ☆ |
| 11009 | Miller Avenue Advisors Llc CRD 313523 | Mill Valley, CA | Wealth Manager · Small ($100M–$1B) | $281M | 81 | 459 | 3 | 03/25/2026 | ☆ |
| 11010 | Smith Asset Management Co., Llc CRD 127684 | Chiefland, FL | Wealth Manager · Small ($100M–$1B) | $281M | 776 | 1,273 | 7 | 05/05/2026 | ☆ |
| 11011 | Riverbend Wealth Management, Llc CRD 302031 | Myrtle Beach, SC | Wealth Manager · Small ($100M–$1B) | $281M | 187 | 568 | 8 | 03/11/2026 | ☆ |
| 11012 | Rcs Financial Planning, Llc CRD 291678 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $281M | 220 | 667 | 2 | 03/19/2026 | ☆ |
| 11013 | Wms Advisors, Llc CRD 122224 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $281M | 131 | 411 | 7 | 07/22/2026 | ☆ |
| 11014 | Seven Hills Financial, Llc CRD 143190 | Tallahassee, FL | Wealth Manager · Small ($100M–$1B) | $281M | 382 | 895 | 5 | 08/07/2026 | ☆ |
| 11015 | Plustick Management Llc CRD 173707 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $281M | 3 | 3 | 4 | 03/26/2026 | ☆ |
| 11016 | Harlan Capital Partners Llc CRD 163718 | Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $281M | 6 | 6 | 9 | 03/30/2026 | ☆ |
| 11017 | Worth Financial Advisory Group, Llc CRD 156564 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $281M | 451 | 1,266 | 15 | 03/11/2026 | ☆ |
| 11018 | Mink Brook Asset Management Llc CRD 302093 | Private Fund Manager · Small ($100M–$1B) | $281M | 3 | 3 | 1 | 06/26/2026 | ☆ | |
| 11019 | Wilson & Boucher Capital Management, Llc CRD 134076 | Wealth Manager · Small ($100M–$1B) | $280M | 133 | 467 | 2 | 06/19/2026 | ☆ | |
| 11020 | Ff Advisors, Llc CRD 316723 | Manhattan Beach, CA | Wealth Manager · Small ($100M–$1B) | $280M | 108 | 464 | 4 | 03/30/2026 | ☆ |
| 11021 | Timberchase Financial, Llc CRD 131205 | Homewood, AL | Wealth Manager · Small ($100M–$1B) | $280M | 126 | 830 | 7 | 08/25/2026 | ☆ |
| 11022 | Dbs Investment Advisers, Llc CRD 123283 | Bay City, MI | Wealth Manager · Small ($100M–$1B) | $280M | 591 | 973 | 8 | 02/02/2026 | ☆ |
| 11023 | Iridian Asset Management Llc CRD 104550 | Private Fund Manager · Small ($100M–$1B) | $280M | 14 | 14 | 5 | 08/12/2026 | ☆ | |
| 11024 | Farrow Financial Inc CRD 110526 | South Burlington, VT | Wealth Manager · Small ($100M–$1B) | $280M | 195 | 573 | 4 | 05/28/2026 | ☆ |
| 11025 | Wwm Advisory Inc. CRD 133611 | Culver City, CA | Wealth Manager · Small ($100M–$1B) | $280M | 110 | 305 | 2 | 03/10/2026 | ☆ |
| 11026 | Rockingstone Advisors Llc CRD 149592 | Great Barrington, MA | Wealth Manager · Small ($100M–$1B) | $280M | 61 | 283 | 3 | 03/19/2026 | ☆ |
| 11027 | Victus Captial Wealth, Llc CRD 154899 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $280M | 188 | 553 | 4 | 03/30/2026 | ☆ |
| 11028 | Willow Creek Capital Management, Inc. CRD 333911 | Missoula, MT | Wealth Manager · Small ($100M–$1B) | $280M | 413 | 431 | 4 | 08/26/2026 | ☆ |
| 11029 | Fathom Point Capital Llc CRD 339729 | San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $280M | 3 | 3 | 3 | 05/01/2026 | ☆ |
| 11030 | Conquis Financial Llc CRD 319579 | Millbrae, CA | Wealth Manager · Small ($100M–$1B) | $280M | 50 | 234 | 2 | 08/10/2026 | ☆ |
| 11031 | Arg Private Wealth, Llc CRD 336183 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $280M | 65 | 530 | 2 | 09/17/2026 | ☆ |
| 11032 | Paladin Advisory Group, Llc CRD 285303 | Clive, IA | Insurance-Affiliated · Small ($100M–$1B) | $280M | 102 | 298 | 3 | 03/05/2026 | ☆ |
| 11033 | N CRD 111623 | Wealth Manager · Small ($100M–$1B) | $280M | 122 | 122 | 6 | 09/29/2025 | ☆ | |
| 11034 | Faith Investor Services Llc CRD 313337 | Scottsdale, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $280M | 254 | 598 | 10 | 07/29/2026 | ☆ |
| 11035 | Mcbrearty Capital Management Inc CRD 108972 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $280M | 234 | 773 | 4 | 02/12/2026 | ☆ |
| 11036 | Tandem Capital Management Corp CRD 107856 | Woodcliff Lake, NJ | Wealth Manager · Small ($100M–$1B) | $280M | 93 | 93 | 5 | 03/30/2026 | ☆ |
| 11037 | Avatar Capital Management Llc CRD 330793 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $280M | 2 | 2 | 3 | 03/30/2026 | ☆ |
| 11038 | Goldstein Capital Corp. CRD 126146 | Private Fund Manager · Small ($100M–$1B) | $280M | 23 | 42 | 2 | 03/18/2026 | ☆ | |
| 11039 | Members Wealth Llc CRD 323778 | Media, PA | Wealth Manager · Small ($100M–$1B) | $280M | 166 | 625 | 9 | 03/12/2026 | ☆ |
| 11040 | Nucleo Capital Ltda. CRD 287719 | Sao Paulo, Sp | Private Fund Manager · Small ($100M–$1B) | $280M | 4 | 4 | 12 | 03/13/2026 | ☆ |
| 11041 | Crf Financial Group CRD 127388 | Indianapolis, IN | Private Fund Manager · Small ($100M–$1B) | $279M | 37 | 37 | 1 | 01/18/2024 | ☆ |
| 11042 | Higgins & Schmidt Wealth Strategies Llc CRD 286063 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $279M | 239 | 861 | 6 | 03/17/2026 | ☆ |
| 11043 | Mosley Wealth Management, Inc. CRD 318592 | Anaheim, CA | Wealth Manager · Small ($100M–$1B) | $279M | 707 | 1,393 | 15 | 09/29/2026 | ☆ |
| 11044 | American Financial & Tax Strategies, Inc. CRD 115559 | New York, NY | Wealth Manager · Small ($100M–$1B) | $279M | 191 | 584 | 1 | 01/20/2026 | ☆ |
| 11045 | American Discovery Investment Advisors, Llc CRD 301331 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $279M | 3 | 3 | 11 | 06/02/2026 | ☆ |
| 11046 | Pathworks Financial, Inc. CRD 138393 | Novi, MI | Insurance-Affiliated · Small ($100M–$1B) | $279M | 410 | 1,034 | 8 | 01/22/2026 | ☆ |
| 11047 | Wells Financial Advisors, Inc. CRD 125209 | Framingham, MA | Wealth Manager · Small ($100M–$1B) | $279M | 132 | 425 | 5 | 03/24/2026 | ☆ |
| 11048 | Eureka Equity Partners, L.P. CRD 159236 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $279M | 3 | 3 | 10 | 03/27/2026 | ☆ |
| 11049 | Kurv Investment Management Llc CRD 323149 | San Francisco, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $279M | 10 | 10 | 10 | 07/28/2026 | ☆ |
| 11050 | Dwm Financial Group, Inc. CRD 111594 | Palatine, IL | Wealth Manager · Small ($100M–$1B) | $279M | 165 | 790 | 6 | 06/16/2026 | ☆ |