Wms Advisors, Llc
- Regulatory AUM
- $281M
- Discretionary
- $249M
- Clients
- 131
- Avg AUM / client
- $2.1M
- Accounts
- 411
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 76 | $27.9M | 9.94% |
| High net worth individuals | 55 | $249M | 88.6% |
| Pension and profit sharing plans | Fewer than 5 clients | $688K | 0.24% |
| Charitable organizations | Fewer than 5 clients | $3.4M | 1.23% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Robert Williams | Iar | CFP | Jun 1977 (49y) | ≈ 37.5% – 75% via Twg Advisor Grp, Inc. |
| Thomas Gaines Maclennan | Chief Compliance Officer & Iar | CFP | Nov 2012 (14y) | ≈ 37.5% – 75% via Tgm Capital, Llc |
| Henry Sterling Meadows | Registered representative | Nov 2016 (10y) | ||
| Alexander Schutz | Registered representative | Chartered Financial Consultant | Jan 2022 (5y) | |
| Timothy Taylor Paschall | Registered representative | CFP | Jan 2022 (5y) | |
| Thomas C Moss | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tgm Capital, Llc | Member | Sep 2021 | A | 50% – 75% |
| Twg Advisor Grp, Inc. | Member | Jan 2022 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- David Robert Williams: 75% – 100% of Twg Advisor Grp, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Thomas Gaines Maclennan: 75% – 100% of Tgm Capital, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/26/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $280M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗