Wells Financial Advisors, Inc.
- Regulatory AUM
- $279M
- Discretionary
- $279M
- Clients
- 132
- Avg AUM / client
- $2.1M
- Accounts
- 425
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 57 | $30.9M | 11.0% |
| High net worth individuals | 75 | $248M | 88.9% |
| Charitable organizations | Fewer than 5 clients | $44.1K | 0.02% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Terry Bradley Wells | Managing Principal/Chief Compliance Officer | CFP Chartered Financial Consultant | Aug 1996 (30y) | 75% or more |
| Sarah Ann Wells | Principal | CFP | Jul 2013 (13y) | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 942 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $243M (87% of AUM) Mar 2026
- Investment Distributors, Inc. $29.8M (11% of AUM) Mar 2026
- Gwfs Equities, Inc. $25.0M (14% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗