Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11051 | Pontem Investment Management Company CRD 330449 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $279M | 2 | 2 | 6 | 08/12/2026 | ☆ |
| 11052 | Kintayl Capital Lp CRD 331471 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $279M | 1 | 1 | 4 | 03/29/2026 | ☆ |
| 11053 | Schlegel Dunn Llc CRD 337990 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $279M | 154 | 535 | 4 | 01/27/2026 | ☆ |
| 11054 | N CRD 117399 | Wealth Manager · Small ($100M–$1B) | $279M | 92 | 520 | 3 | 03/25/2025 | ☆ | |
| 11055 | Cottonwood Capital Advisors, Llc CRD 311272 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $279M | 238 | 638 | 5 | 08/28/2026 | ☆ |
| 11056 | Horizon Family Wealth, Inc. CRD 315484 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $279M | 94 | 418 | 2 | 07/14/2026 | ☆ |
| 11057 | Fs Tactical Advisor, Llc CRD 300214 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $279M | 2 | 2 | 183 | 06/10/2026 | ☆ |
| 11058 | Lobscouser Ii, Llc CRD 282953 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $279M | 314 | 798 | 5 | 08/14/2026 | ☆ |
| 11059 | Stilwell Value Llc CRD 160697 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $279M | 5 | 5 | 11 | 03/27/2026 | ☆ |
| 11060 | Millennial Wealth Llc CRD 289970 | Fall City, WA | Wealth Manager · Small ($100M–$1B) | $279M | 229 | 229 | 6 | 08/31/2026 | ☆ |
| 11061 | Superbloom Partners Management Llc CRD 330218 | Venice, CA | Private Fund Manager · Small ($100M–$1B) | $279M | 1 | 1 | 7 | 07/28/2026 | ☆ |
| 11062 | Holistic Wealth Advisors CRD 332918 | Clifton Park, NY | Wealth Manager · Small ($100M–$1B) | $279M | 656 | 1,260 | 10 | 10/01/2026 | ☆ |
| 11063 | Vermillion & White Wealth Management Group Llc CRD 168215 | Phoenixville, PA | Wealth Manager · Small ($100M–$1B) | $279M | 357 | 357 | 4 | 03/31/2026 | ☆ |
| 11064 | N CRD 308454 | Wealth Manager · Small ($100M–$1B) | $279M | 118 | 336 | 4 | 03/20/2025 | ☆ | |
| 11065 | Verity Wealth Advisors, Llc CRD 126742 | Sausalito, CA | Wealth Manager · Small ($100M–$1B) | $279M | 52 | 52 | 2 | 01/15/2026 | ☆ |
| 11066 | Wealth Advisors Group, Llc CRD 291648 | Coralville, IA | Wealth Manager · Small ($100M–$1B) | $278M | 272 | 1,201 | 2 | 03/27/2026 | ☆ |
| 11067 | Fort Henry Capital, Llc CRD 168695 | Wheeling, WV | Wealth Manager · Small ($100M–$1B) | $278M | 476 | 476 | 2 | 02/17/2026 | ☆ |
| 11068 | Lexington Hill Partners, Llc CRD 301810 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $278M | 57 | 259 | 8 | 03/27/2026 | ☆ |
| 11069 | Edenbrook Capital, Llc CRD 283465 | Mount Kisco, NY | Private Fund Manager · Small ($100M–$1B) | $278M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 11070 | Guardian Asset Advisors, Llc CRD 144958 | Mechanicsburg, PA | Wealth Manager · Small ($100M–$1B) | $278M | 1,201 | 1,309 | 8 | 08/03/2026 | ☆ |
| 11071 | International Money Matters Private Limited CRD 329433 | Bengaluru, Karnataka | Insurance-Affiliated · Small ($100M–$1B) | $278M | 646 | 1,159 | 54 | 06/29/2026 | ☆ |
| 11072 | Beacon Capital, Llc CRD 286316 | Cedar Rapids, IA | Wealth Manager · Small ($100M–$1B) | $278M | 629 | 952 | 5 | 04/22/2026 | ☆ |
| 11073 | Beacon Wealth Consultants, Inc. CRD 154939 | Roanoke, VA | Wealth Manager · Small ($100M–$1B) | $278M | 537 | 1,138 | 19 | 08/18/2026 | ☆ |
| 11074 | Citadel Investment Advisory Inc CRD 110540 | Wealth Manager · Small ($100M–$1B) | $278M | 118 | 118 | 1 | 03/12/2026 | ☆ | |
| 11075 | Ironwood Investment Management, Llc CRD 108467 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $278M | 289 | 289 | 8 | 03/31/2026 | ☆ |
| 11076 | Friedlander, Brenda S CRD 127746 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $278M | 150 | 150 | 4 | 03/27/2026 | ☆ |
| 11077 | Future Positive Management, L.L.C. CRD 309644 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $278M | 17 | 17 | 4 | 08/31/2026 | ☆ |
| 11078 | First Financial Advisory Services Inc CRD 105031 | Westerly, RI | Wealth Manager · Small ($100M–$1B) | $278M | 521 | 1,071 | 7 | 04/21/2026 | ☆ |
| 11079 | Foronjy Financial Llc CRD 332380 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $278M | 187 | 546 | 7 | 08/06/2026 | ☆ |
| 11080 | Midtown Investment Advisors Llc CRD 316137 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $278M | 11 | 11 | 4 | 03/31/2026 | ☆ |
| 11081 | Accordant Advisory Group, Inc. CRD 117474 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $278M | 189 | 471 | 3 | 08/26/2026 | ☆ |
| 11082 | Auspicious Financial Planning, Llc CRD 297962 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $278M | 193 | 609 | 2 | 03/31/2026 | ☆ |
| 11083 | N CRD 107491 | Wealth Manager · Small ($100M–$1B) | $278M | 66 | 164 | 2 | 03/10/2025 | ☆ | |
| 11084 | Claren Road Private Credit Solutions Llc CRD 336373 | New York, NY | Investment Adviser · Small ($100M–$1B) | $278M | 2 | 6 | 09/01/2026 | ☆ | |
| 11085 | N CRD 324201 | Private Fund Manager · Small ($100M–$1B) | $278M | 2 | 2 | 26 | 03/13/2025 | ☆ | |
| 11086 | Macco Financial Group, Inc. CRD 337398 | Green Bay, WI | Wealth Manager · Small ($100M–$1B) | $278M | 322 | 1,467 | 8 | 02/25/2026 | ☆ |
| 11087 | Oasis Advisors, Llc CRD 335555 | Forest City, IA | Wealth Manager · Small ($100M–$1B) | $278M | 5,051 | 5,052 | 27 | 06/17/2026 | ☆ |
| 11088 | Heritage Holding Management, Lp CRD 331677 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $278M | 2 | 2 | 17 | 03/31/2026 | ☆ |
| 11089 | Harbor Island Capital Llc CRD 107457 | Topsfield, MA | Multi-Family Office · Small ($100M–$1B) | $278M | 14 | 14 | 2 | 06/15/2026 | ☆ |
| 11090 | Universal Financial Advisors, Llc CRD 318392 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $277M | 331 | 709 | 8 | 08/13/2026 | ☆ |
| 11091 | N CRD 298068 | Wealth Manager · Small ($100M–$1B) | $277M | 735 | 735 | 5 | 04/15/2025 | ☆ | |
| 11092 | N CRD 169045 | Wealth Manager · Small ($100M–$1B) | $277M | 1,110 | 1,804 | 25 | 05/15/2025 | ☆ | |
| 11093 | Teucrium Investment Advisors, Llc CRD 318799 | Burlington, VT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $277M | 13 | 13 | 12 | 09/23/2026 | ☆ |
| 11094 | Hbe Wealth Management, Llc CRD 128315 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $277M | 258 | 667 | 5 | 02/26/2026 | ☆ |
| 11095 | Kilter Group Llc CRD 330356 | Wealth Manager · Small ($100M–$1B) | $277M | 413 | 1,085 | 13 | 06/23/2026 | ☆ | |
| 11096 | Delta Capital Management, Llc CRD 128350 | Maitland, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $277M | 108 | 108 | 9 | 03/31/2026 | ☆ |
| 11097 | Tyner Capital Management Investment Counsel, Inc. CRD 113586 | Signal Mountain, TN | Wealth Manager · Small ($100M–$1B) | $277M | 63 | 304 | 2 | 03/12/2026 | ☆ |
| 11098 | Milestone Investments, Inc. CRD 47090 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $277M | 91 | 138 | 2 | 02/04/2026 | ☆ |
| 11099 | Buckman Advisory Group Llc CRD 131688 | Little Silver, NJ | Wealth Manager · Small ($100M–$1B) | $277M | 868 | 834 | 15 | 04/07/2026 | ☆ |
| 11100 | Planguide Financial Llc CRD 329089 | Southlake, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $277M | 10 | 9 | 1 | 06/16/2026 | ☆ |