Kurv Investment Management Llc
- Regulatory AUM
- $279M
- Discretionary
- $279M
- Clients
- 10
- Avg AUM / client
- $27.9M
- Accounts
- 10
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Jul 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 10 | $279M | 100.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Abraham, Jack, Phillip | Manager | Jan 2013 (14y) | ≈ 14.06% – 50% via F41 Investments Llc | |
| Chan, Howard, Fonghao | Ceo | Jul 2022 (4y) | ≈ 18.75% – 50% via Kurv Investment, Inc. | |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Sep 2022 (4y) | Less than 5% | |
| James Francis Puleo | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kurv Investment, Inc. | Sole Shareholder | Jul 2022 | A | 75% or more |
| F41 Investments Llc | Shareholder | Sep 2021 | B | ≈ 18.75% – 50% via Kurv Investment, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Abraham, Jack, Phillip: 75% – 100% of F41 Investments Llc × 25% – 50% of Kurv Investment, Inc. × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Chan, Howard, Fonghao: 25% – 50% of Kurv Investment, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- F41 Investments Llc: 25% – 50% of Kurv Investment, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/03/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗