Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10951 | Griffin Family Partners, Llc CRD 285042 | Insurance-Affiliated · Small ($100M–$1B) | $284M | 33 | 173 | 1 | 03/17/2026 | ☆ | |
| 10952 | Vital Investment Management Llc CRD 300811 | Loveland, CO | Wealth Manager · Small ($100M–$1B) | $284M | 399 | 964 | 8 | 10/01/2026 | ☆ |
| 10953 | Capitalworks, Llc CRD 160408 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $284M | 4 | 4 | 8 | 03/31/2026 | ☆ |
| 10954 | Meridian Financial Advisors, Llc CRD 119679 | Holliston, MA | Wealth Manager · Small ($100M–$1B) | $284M | 177 | 659 | 5 | 05/05/2026 | ☆ |
| 10955 | N CRD 17575 | Wealth Manager · Small ($100M–$1B) | $284M | 132 | 342 | 6 | 01/02/2025 | ☆ | |
| 10956 | Darwins River Capital, Lp CRD 334878 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $284M | 1 | 1 | 3 | 06/22/2026 | ☆ |
| 10957 | Eden Capital Management Llc CRD 290418 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $284M | 2 | 2 | 9 | 04/27/2026 | ☆ |
| 10958 | Fdi Wealth Management, Llc CRD 292050 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $284M | 353 | 353 | 5 | 08/06/2026 | ☆ |
| 10959 | Kaizen Financial Advisors, Llc CRD 155353 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $284M | 150 | 626 | 4 | 03/25/2026 | ☆ |
| 10960 | Legacy Investment Solutions, Llc CRD 322695 | Boise, ID | Investment Adviser · Small ($100M–$1B) | $284M | 6 | 3,723 | 18 | 08/21/2026 | ☆ |
| 10961 | Hesen & Haslam, Llc CRD 286235 | Woodland Hills, CA | Wealth Manager · Small ($100M–$1B) | $284M | 269 | 644 | 5 | 03/03/2026 | ☆ |
| 10962 | Priderock Fund Management Partners, Llc CRD 297635 | Palm Beach Gardens, FL | Private Fund Manager · Small ($100M–$1B) | $284M | 15 | 15 | 10 | 03/30/2026 | ☆ |
| 10963 | Verisail Partners, Llc CRD 153751 | Chamblee, GA | Wealth Manager · Small ($100M–$1B) | $284M | 270 | 1,017 | 6 | 06/03/2026 | ☆ |
| 10964 | Dauntless Capital Partners Llc CRD 322380 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $283M | 6 | 6 | 13 | 08/20/2026 | ☆ |
| 10965 | Zoe Financial, Inc. CRD 285158 | New York, NY | Wealth Manager · Small ($100M–$1B) | $283M | 1,689 | 2,749 | 45 | 10/01/2026 | ☆ |
| 10966 | Silvia Mccoll Wealth Management, Llc CRD 295339 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $283M | 110 | 357 | 2 | 02/03/2026 | ☆ |
| 10967 | Pom Investment Strategies, Llc CRD 317067 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $283M | 329 | 877 | 18 | 09/25/2026 | ☆ |
| 10968 | Vergepointe Wealth Management, Llc CRD 151425 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $283M | 111 | 215 | 4 | 03/02/2026 | ☆ |
| 10969 | Ramiah Investment Group, Inc. CRD 130919 | Brookfield, WI | Insurance-Affiliated · Small ($100M–$1B) | $283M | 631 | 1,490 | 5 | 07/28/2026 | ☆ |
| 10970 | Stonebridge Wealth Management Llc CRD 285693 | Oak Brook, IL | Wealth Manager · Small ($100M–$1B) | $283M | 288 | 1,016 | 4 | 05/05/2026 | ☆ |
| 10971 | Modum Asset Management Llc CRD 316200 | Mexico City | Wealth Manager · Small ($100M–$1B) | $283M | 69 | 82 | 5 | 03/30/2026 | ☆ |
| 10972 | Berkshire Capital Holdings Inc CRD 107175 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $283M | 1 | 1 | 2 | 03/09/2026 | ☆ | |
| 10973 | Chris Bulman Inc. CRD 313552 | Roseville, CA | Insurance-Affiliated · Small ($100M–$1B) | $283M | 556 | 1,143 | 15 | 02/05/2026 | ☆ |
| 10974 | Silverberg Bernstein Capital Management Llc CRD 327151 | Armonk, NY | Wealth Manager · Small ($100M–$1B) | $283M | 135 | 128 | 3 | 03/06/2026 | ☆ |
| 10975 | Fig Capital Management, Llc CRD 290099 | Jacksonville, FL | Private Fund Manager · Small ($100M–$1B) | $283M | 3 | 3 | 0 | 03/20/2026 | ☆ |
| 10976 | Covingtonalsina, Llc CRD 326810 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $283M | 1,241 | 1,241 | 10 | 08/26/2026 | ☆ |
| 10977 | Cooper Capital Advisors, Llc CRD 305121 | Encinitas, CA | Wealth Manager · Small ($100M–$1B) | $283M | 208 | 502 | 4 | 02/17/2026 | ☆ |
| 10978 | Ejmk Ventures Llc CRD 335762 | Itasca, IL | Wealth Manager · Small ($100M–$1B) | $283M | 274 | 927 | 13 | 03/20/2026 | ☆ |
| 10979 | Trilinc Advisors, Llc CRD 166194 | Manhattan Beach, CA | Private Fund Manager · Small ($100M–$1B) | $283M | 1 | 1 | 19 | 04/01/2026 | ☆ |
| 10980 | Oaktree Advisors Llc CRD 168271 | Coopersburg, PA | Wealth Manager · Small ($100M–$1B) | $283M | 386 | 706 | 6 | 04/14/2026 | ☆ |
| 10981 | West Horizon Capital, Llc CRD 337734 | Princeton, NJ | Private Fund Manager · Small ($100M–$1B) | $283M | 3 | 3 | 4 | 02/18/2026 | ☆ |
| 10982 | Cypress Wealth Management, Llc CRD 324524 | Oakbrook Terrace, IL | Private Fund Manager · Small ($100M–$1B) | $283M | 12 | 50 | 6 | 03/20/2026 | ☆ |
| 10983 | Kingsbridge Investment Partners Llc CRD 336502 | Las Vegas, NV | Private Fund Manager · Small ($100M–$1B) | $283M | 8 | 8 | 5 | 03/09/2026 | ☆ |
| 10984 | Bear Creek Fund Advisors Llc CRD 329844 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $283M | 3 | 3 | 12 | 05/01/2026 | ☆ |
| 10985 | Fcig Wealth Management, Llc CRD 329906 | Plainfield, CT | Wealth Manager · Small ($100M–$1B) | $282M | 447 | 1,058 | 4 | 09/04/2026 | ☆ |
| 10986 | Compass Financial Advisors Llc CRD 109131 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $282M | 659 | 730 | 9 | 03/26/2026 | ☆ |
| 10987 | Hoertkorn Richard Charles CRD 104649 | Kentfield, CA | Wealth Manager · Small ($100M–$1B) | $282M | 74 | 80 | 2 | 02/09/2026 | ☆ |
| 10988 | The Abbit Management Corp CRD 110507 | Grand Haven, MI | Investment Adviser · Small ($100M–$1B) | $282M | 386 | 516 | 7 | 09/01/2026 | ☆ |
| 10989 | Beatrice Advisors Lp CRD 332668 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $282M | 20 | 225 | 11 | 06/15/2026 | ☆ |
| 10990 | Carter Financial, Llc CRD 298327 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $282M | 177 | 489 | 3 | 07/08/2026 | ☆ |
| 10991 | Stolz & Associates, Ps CRD 117216 | Tacoma, WA | Wealth Manager · Small ($100M–$1B) | $282M | 193 | 568 | 5 | 09/11/2026 | ☆ |
| 10992 | Peloton Capital Management CRD 109775 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $282M | 138 | 319 | 4 | 03/31/2026 | ☆ |
| 10993 | Hms Capital Management, Llc CRD 149764 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $282M | 162 | 376 | 8 | 06/11/2026 | ☆ |
| 10994 | Founders Capital Management Inc CRD 111164 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $282M | 130 | 130 | 3 | 02/19/2026 | ☆ |
| 10995 | Caruso Mclean & Co., Inc. CRD 126084 | Utica, NY | Insurance-Affiliated · Small ($100M–$1B) | $282M | 125 | 182 | 5 | 03/18/2026 | ☆ |
| 10996 | Banyan Capital Management, Inc. CRD 108123 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $282M | 140 | 334 | 3 | 02/19/2026 | ☆ |
| 10997 | Copperleaf Capital, Llc CRD 117823 | Clover, SC | Insurance-Affiliated · Small ($100M–$1B) | $282M | 314 | 521 | 7 | 06/17/2026 | ☆ |
| 10998 | Sandbridge Investment Management, Llc CRD 169112 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $282M | 6 | 6 | 3 | 03/30/2026 | ☆ |
| 10999 | B.A. Schrock Wealth Management, Inc. CRD 304694 | Wadsworth, OH | Wealth Manager · Small ($100M–$1B) | $282M | 706 | 1,377 | 6 | 03/11/2026 | ☆ |
| 11000 | Palm Valley Capital Management Llc CRD 299896 | Jacksonville Beach, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $282M | 1 | 11 | 2 | 01/13/2026 | ☆ |