Successful Portfolios Llc
- Regulatory AUM
- $282M
- Discretionary
- $259M
- Clients
- 206
- Avg AUM / client
- $1.4M
- Accounts
- 584
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 194 | $167M | 59.1% |
| High net worth individuals | 10 | $109M | 38.7% |
| Banking or thrift institutions | Fewer than 5 clients | $0 | — |
| Pooled investment vehicles (non-investment companies) | 2 | $3.7M | 1.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.4M | 0.87% |
| Charitable organizations | Fewer than 5 clients | $83.0K | 0.03% |
| State or municipal government entities | Fewer than 5 clients | $0 | — |
| Other investment advisers | Fewer than 5 clients | $0 | — |
| Insurance companies | Fewer than 5 clients | $0 | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $0 | — |
| Corporations and other businesses | Fewer than 5 clients | $0 | — |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $8.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Evans Cook Llc | Other Private Fund | Florida | $4.9M | 6 |
| Barrett Evans Capital 1 | Other Private Fund | Florida | $2.9M | 4 |
| Barrett Evans Capital 2 | Other Private Fund | Florida | $425K | 3 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harley Parker Evans | Managing Member, President, Chief Executive Officer, Chief Compliance Officer | CFP CFA | Jan 2010 (17y) | 75% or more |
| Joseph Charles Baer | Chief Operating Officer | Mar 2016 (10y) | 5% – 10% | |
| Daniel Charles Walsh | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $8.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Evans Cook Llc | Other Private Fund | $4.9M | $10.0K | 6 |
| Barrett Evans Capital 1 | Other Private Fund | $2.9M | $10.0K | 4 |
| Barrett Evans Capital 2 | Other Private Fund | $425K | $10.0K | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.43 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Interactive Brokers $90.6M (32% of AUM) Mar 2026
- Charles Schwab & Co. $53.8M (19% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗