Brookline Investments, Inc.
- Regulatory AUM
- $281M
- Discretionary
- $275M
- Clients
- 33
- Avg AUM / client
- $8.5M
- Accounts
- 33
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jun 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 0 | $0 | — |
| High net worth individuals | 20 | $47.7M | 17.0% |
| Banking or thrift institutions | 0 | $0 | — |
| Pooled investment vehicles (non-investment companies) | 7 | $223M | 79.1% |
| Pension and profit sharing plans | 3 | $7.0M | 2.49% |
| Charitable organizations | 0 | $0 | — |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 3 | $4.2M | 1.5% |
| Other | 0 | $0 | — |
Private funds (7)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $290M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Camp One Ventures (Fund B), Llc | Venture Capital Fund | Delaware | $139M | 71 |
| Brookline Value Investment Fund, Llc | Other Private Fund | Delaware | $51.3M | 38 |
| Camp One Ventures Fund A, Llc | Venture Capital Fund | Delaware | $37.8M | 50 |
| Brookline Spv, Llc | Private Equity Fund | Delaware | $27.9M | 94 |
| Camp One Ventures Fund D | Venture Capital Fund | Delaware | $20.8M | 18 |
| Brookline Special Situations Fund, Llc | Private Equity Fund | Delaware | $8.2M | 24 |
| Camp One Ventures (Fund C) | Venture Capital Fund | Delaware | $5.0M | 37 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Pope Group 401(k) Profit Sharing Plan Pope Automotive Group | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Rainer Twiford | President, Director, Chief Compliance Officer | Oct 1999 (27y) | ≈ 56.25% – 100% via Brookline Financial Partners, Inc. | |
| Cain, Sarah, Elizabeth | Chief Financial Officer | Jun 2015 (11y) | Less than 5% | |
| James Edward Andrew Loftin | Managing Director | CFA | Feb 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Brookline Financial Partners, Inc. | Owner | Jan 2009 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James Rainer Twiford: 75% – 100% of Brookline Financial Partners, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (7, $290M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Camp One Ventures (Fund B), Llc | Venture Capital Fund | $139M | $100K | 71 |
| Brookline Value Investment Fund, Llc | Other Private Fund | $51.3M | $250K | 38 |
| Camp One Ventures Fund A, Llc | Venture Capital Fund | $37.8M | $100K | 50 |
| Brookline Spv, Llc | Private Equity Fund | $27.9M | $0 | 94 |
| Camp One Ventures Fund D | Venture Capital Fund | $20.8M | $500K | 18 |
| Brookline Special Situations Fund, Llc | Private Equity Fund | $8.2M | $25.0K | 24 |
| Camp One Ventures (Fund C) | Venture Capital Fund | $5.0M | $100K | 37 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Pope Group 401(k) Profit Sharing Plan | Pope Automotive Group | 1,496 | $0 | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/05/2026 | 2.5 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Status: Final Summary: THIS AGREEMENT WAS A RESULT OF COURT-ORDERED MEDIATION AND WAS MADE BEFORE ANY CASE-DISPOSITIVE MOTIONS WERE RULED UPON IN THE LAWSUIT.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • PRIVATE FUND INCENTIVE FEES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $37.6M (13% of AUM) Jun 2026
- U.S. Bancorp Investments, Inc. $11.0M (4% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 05, 2026.
View current Form ADV (SEC/IAPD) ↗