Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10851 | Greenhouse Wealth Management, Llc CRD 283763 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $289M | 71 | 313 | 2 | 02/17/2026 | ☆ |
| 10852 | Acadia Infrastructure Capital Lp CRD 326032 | New York, NY | Investment Adviser · Small ($100M–$1B) | $289M | 2 | 2 | 11 | 03/31/2026 | ☆ |
| 10853 | Yellowstone Capital Partners Us, Llc CRD 324681 | Gainesville, FL | Private Fund Manager · Small ($100M–$1B) | $289M | 4 | 4 | 2 | 04/27/2026 | ☆ |
| 10854 | Philip Vongontard, Cfa, Llc CRD 127938 | St.Louis, MO | Wealth Manager · Small ($100M–$1B) | $289M | 55 | 201 | 1 | 05/01/2026 | ☆ |
| 10855 | Gf Capital Asset Advisors, Llc CRD 160144 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $288M | 7 | 7 | 8 | 06/17/2026 | ☆ |
| 10856 | Financial Guidance Group, Inc. CRD 108799 | Wealth Manager · Small ($100M–$1B) | $288M | 296 | 855 | 5 | 03/25/2026 | ☆ | |
| 10857 | Hesmer Wealth Management Llc CRD 340213 | Wealth Manager · Small ($100M–$1B) | $288M | 269 | 1,140 | 4 | 07/29/2026 | ☆ | |
| 10858 | Ridgepost Capital Advisors, Llc CRD 314664 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $288M | 3 | 3 | 10 | 05/20/2026 | ☆ |
| 10859 | Traction Financial Partners, Llc CRD 315215 | Encampment, WY | Wealth Manager · Small ($100M–$1B) | $288M | 338 | 818 | 9 | 07/22/2026 | ☆ |
| 10860 | Palisade Americas Management Llc CRD 322412 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $288M | 1 | 1 | 4 | 06/11/2026 | ☆ |
| 10861 | Worth Asset Management, Llc CRD 166970 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $288M | 333 | 333 | 12 | 07/27/2026 | ☆ |
| 10862 | Echo Wealth Management, Llc CRD 174136 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $288M | 144 | 763 | 5 | 04/07/2026 | ☆ |
| 10863 | Innova Wealth Partners, Llc CRD 168500 | Newtown, PA | Wealth Manager · Small ($100M–$1B) | $288M | 521 | 521 | 6 | 09/24/2026 | ☆ |
| 10864 | Kanani Advisory Group Inc. CRD 288314 | Irvine, CA | Insurance-Affiliated · Small ($100M–$1B) | $288M | 598 | 1,200 | 8 | 04/14/2026 | ☆ |
| 10865 | Moelis Asset Catalyst Partners Llc CRD 327289 | St Louis, MO | Private Fund Manager · Small ($100M–$1B) | $288M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 10866 | Financial Independence, Llc CRD 150515 | Warwick, RI | Wealth Manager · Small ($100M–$1B) | $288M | 279 | 895 | 7 | 07/30/2026 | ☆ |
| 10867 | Capital Cities Investments CRD 116185 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $288M | 476 | 1,252 | 16 | 04/01/2026 | ☆ |
| 10868 | Optivise Advisory Services Llc CRD 301764 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $288M | 1,233 | 1,842 | 25 | 07/14/2026 | ☆ |
| 10869 | Factorpoint Planning, Llc CRD 341229 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $288M | 141 | 565 | 3 | 08/03/2026 | ☆ |
| 10870 | Southwest Money Management Inc CRD 109668 | Investment Adviser · Small ($100M–$1B) | $288M | 5 | 5 | 2 | 02/23/2026 | ☆ | |
| 10871 | Grand Central Music, Lp CRD 329208 | Private Fund Manager · Small ($100M–$1B) | $288M | 3 | 3 | 4 | 09/28/2026 | ☆ | |
| 10872 | Liquid Capital Management Llc CRD 299577 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $288M | 3 | 3 | 4 | 03/31/2026 | ☆ |
| 10873 | Broadlight Capital Management, Llc CRD 315015 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $288M | 6 | 6 | 8 | 03/30/2026 | ☆ |
| 10874 | One Wealth Map, Llc CRD 171750 | Las Vegas, NV | Insurance-Affiliated · Small ($100M–$1B) | $287M | 223 | 932 | 9 | 08/10/2026 | ☆ |
| 10875 | Burkholder & Associates, Llc CRD 313338 | Washington, DC | Insurance-Affiliated · Small ($100M–$1B) | $287M | 93 | 404 | 4 | 06/11/2026 | ☆ |
| 10876 | Martin Nelson & Co., Inc. CRD 2903 | Seattle, WA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $287M | 422 | 422 | 9 | 08/17/2026 | ☆ |
| 10877 | Valtrion Capital Management, Llc CRD 318048 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $287M | 188 | 438 | 6 | 03/31/2026 | ☆ |
| 10878 | N CRD 277109 | Private Fund Manager · Small ($100M–$1B) | $287M | 1 | 1 | 10 | 03/30/2026 | ☆ | |
| 10879 | Pinnacle Partner Management Llc CRD 324639 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $287M | 13 | 13 | 6 | 09/09/2026 | ☆ |
| 10880 | Valley Financial Group, Inc. CRD 312254 | Ambler, PA | Insurance-Affiliated · Small ($100M–$1B) | $287M | 508 | 925 | 6 | 03/20/2026 | ☆ |
| 10881 | The Gores Group, Llc CRD 160598 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $287M | 2 | 2 | 10 | 03/27/2026 | ☆ |
| 10882 | Rice Financial Consulting, Inc. CRD 170346 | Los Gatos, CA | Wealth Manager · Small ($100M–$1B) | $287M | 369 | 369 | 5 | 03/31/2026 | ☆ |
| 10883 | Kaizen Financial Strategies, Llc CRD 298248 | Pleasanton, CA | Wealth Manager · Small ($100M–$1B) | $287M | 284 | 749 | 5 | 03/03/2026 | ☆ |
| 10884 | Teeple Wealth Management, Llc CRD 147676 | Brownsburg, IN | Wealth Manager · Small ($100M–$1B) | $287M | 606 | 2,118 | 19 | 07/09/2026 | ☆ |
| 10885 | Perini Capital, Llc CRD 158540 | Carlsbad, NM | Private Fund Manager · Small ($100M–$1B) | $287M | 71 | 71 | 5 | 04/14/2026 | ☆ |
| 10886 | Landmark Wealth Management, Inc. CRD 167188 | Normal, IL | Wealth Manager · Small ($100M–$1B) | $287M | 237 | 680 | 8 | 09/11/2026 | ☆ |
| 10887 | Pathways Wealth Management, Inc. CRD 154125 | Wealth Manager · Small ($100M–$1B) | $287M | 508 | 945 | 5 | 08/27/2026 | ☆ | |
| 10888 | Gap Asset Management, Llc CRD 309925 | South Bend, IN | Private Fund Manager · Small ($100M–$1B) | $287M | 2 | 2 | 14 | 05/05/2026 | ☆ |
| 10889 | Lynx Capital Group Ltd CRD 120459 | Wealth Manager · Small ($100M–$1B) | $287M | 71 | 181 | 3 | 02/25/2026 | ☆ | |
| 10890 | Alchemi Wealth, Llc CRD 310451 | Essex, CT | Wealth Manager · Small ($100M–$1B) | $287M | 1,136 | 1,136 | 8 | 09/14/2026 | ☆ |
| 10891 | Skyview Financial Group, Llc CRD 310581 | Ponte Vedra Beach, FL | Wealth Manager · Small ($100M–$1B) | $287M | 362 | 342 | 3 | 03/10/2026 | ☆ |
| 10892 | Otto & Associates, Inc. CRD 109493 | Norwich, VT | Wealth Manager · Small ($100M–$1B) | $287M | 152 | 629 | 6 | 03/26/2026 | ☆ |
| 10893 | Vila, Llc CRD 307186 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $287M | 2 | 2 | 5 | 03/23/2026 | ☆ |
| 10894 | J.F. Williams Co., Inc. CRD 113569 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $286M | 144 | 499 | 4 | 03/17/2026 | ☆ |
| 10895 | Tritonpoint Partners, Llc CRD 333259 | Chevy Chase, MD | Wealth Manager · Small ($100M–$1B) | $286M | 74 | 795 | 6 | 05/27/2026 | ☆ |
| 10896 | Bau Advisors Llc CRD 301667 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $286M | 11 | 11 | 4 | 03/25/2026 | ☆ |
| 10897 | Fig Wealth, Llc CRD 318369 | Lafayette, CA | Wealth Manager · Small ($100M–$1B) | $286M | 151 | 522 | 6 | 03/25/2026 | ☆ |
| 10898 | Jim Saulnier & Associates, Llc CRD 169889 | Fort Collins, CO | Wealth Manager · Small ($100M–$1B) | $286M | 184 | 627 | 7 | 07/14/2026 | ☆ |
| 10899 | Shaker Financial Services, Llc CRD 121534 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $286M | 329 | 588 | 6 | 03/27/2026 | ☆ |
| 10900 | Lehrer Kenneth Eugene Dr CRD 105835 | Houston, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $286M | 9 | 9 | 1 | 02/25/2026 | ☆ |