Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10901 | Schulhoff & Co Inc CRD 105264 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $286M | 90 | 206 | 4 | 03/16/2026 | ☆ |
| 10902 | Rpc Private Wealth, Llc CRD 298527 | Hinsdale, IL | Wealth Manager · Small ($100M–$1B) | $286M | 331 | 1,228 | 1 | 03/11/2026 | ☆ |
| 10903 | Jlens CRD 331778 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $286M | 3 | 2 | 5 | 09/28/2026 | ☆ |
| 10904 | N.L.C. Llc CRD 330231 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $286M | 15 | 15 | 2 | 08/09/2026 | ☆ |
| 10905 | The Holland Group, Retirement Wealth Advisors, Llc CRD 326421 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $286M | 755 | 1,811 | 10 | 03/18/2026 | ☆ |
| 10906 | Synchronous Wealth Advisors Llc CRD 317161 | Wealth Manager · Small ($100M–$1B) | $286M | 61 | 132 | 3 | 05/04/2026 | ☆ | |
| 10907 | Lotusgroup Advisors, Llc CRD 143379 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $286M | 186 | 720 | 10 | 07/07/2026 | ☆ |
| 10908 | Preston Wealth Advisors, Llc. CRD 165983 | Reston, VA | Insurance-Affiliated · Small ($100M–$1B) | $286M | 394 | 886 | 5 | 03/24/2026 | ☆ |
| 10909 | Wesbanco Securities, Inc. CRD 43276 | St Clairsville, OH | Insurance-Affiliated · Small ($100M–$1B) | $286M | 1,627 | 1,627 | 110 | 07/16/2026 | ☆ |
| 10910 | Sanchez Gaunt Capital Management, Llc CRD 336187 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $286M | 830 | 1,725 | 5 | 06/16/2026 | ☆ |
| 10911 | Financial Forum, Inc. CRD 307740 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $286M | 572 | 1,696 | 5 | 08/04/2026 | ☆ |
| 10912 | Gridiron Partners, Llc CRD 300920 | Wexford, PA | Institutional / Pension Advisor · Small ($100M–$1B) | $286M | 68 | 75 | 2 | 03/24/2026 | ☆ |
| 10913 | Rivercrest Capital Management Llc CRD 284911 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $286M | 3 | 3 | 21 | 03/12/2026 | ☆ |
| 10914 | Omnistar Financial Group, Inc. CRD 138515 | Wilmington, NC | Insurance-Affiliated · Small ($100M–$1B) | $286M | 261 | 1,077 | 7 | 05/19/2026 | ☆ |
| 10915 | Gold Medal Waters, Inc. CRD 132294 | Wealth Manager · Small ($100M–$1B) | $286M | 145 | 666 | 5 | 01/23/2026 | ☆ | |
| 10916 | Eden Global Advisors Llc CRD 317761 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $286M | 3 | 3 | 22 | 03/31/2026 | ☆ |
| 10917 | Integrity Wealth Advisors, Inc. CRD 281708 | Ventura, CA | Insurance-Affiliated · Small ($100M–$1B) | $285M | 832 | 1,161 | 10 | 06/22/2026 | ☆ |
| 10918 | N CRD 108592 | Wealth Manager · Small ($100M–$1B) | $285M | 94 | 405 | 1 | 02/25/2025 | ☆ | |
| 10919 | The Palmer Knight Company CRD 112983 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $285M | 163 | 299 | 2 | 03/18/2026 | ☆ |
| 10920 | Fingerlakes Wealth Management, Inc. CRD 149709 | Ithaca, NY | Wealth Manager · Small ($100M–$1B) | $285M | 592 | 1,328 | 4 | 04/23/2026 | ☆ |
| 10921 | Ayrshire Capital Management Llc CRD 157883 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $285M | 111 | 283 | 2 | 02/10/2026 | ☆ |
| 10922 | Oaktrust Wealth Advisors, Llc CRD 170827 | Wealth Manager · Small ($100M–$1B) | $285M | 236 | 482 | 3 | 02/06/2026 | ☆ | |
| 10923 | Tencap Wealth Coaching, Llc CRD 166130 | South Jordan, UT | Wealth Manager · Small ($100M–$1B) | $285M | 753 | 2,087 | 7 | 03/20/2026 | ☆ |
| 10924 | Pandora Wealth, Inc. CRD 331816 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $285M | 109 | 109 | 7 | 07/30/2026 | ☆ |
| 10925 | Mosaic Wealth Management Llc CRD 340681 | Bloomington, IN | Wealth Manager · Small ($100M–$1B) | $285M | 199 | 199 | 2 | 07/07/2026 | ☆ |
| 10926 | N CRD 319022 | Private Fund Manager · Small ($100M–$1B) | $285M | 5 | 5 | 4 | 05/02/2025 | ☆ | |
| 10927 | Physician Family Financial Advisors Inc CRD 138433 | Beaverton, OR | Wealth Manager · Small ($100M–$1B) | $285M | 376 | 639 | 4 | 07/23/2026 | ☆ |
| 10928 | Pearson Creek Capital Management Llc CRD 160354 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $285M | 21 | 92 | 1 | 03/31/2026 | ☆ |
| 10929 | Capital Financial Planners, Llc CRD 310168 | Salem, OR | Wealth Manager · Small ($100M–$1B) | $285M | 221 | 575 | 5 | 03/16/2026 | ☆ |
| 10930 | Kane Company Wealth Management, Inc. CRD 115756 | Johnston, IA | Wealth Manager · Small ($100M–$1B) | $285M | 198 | 717 | 5 | 04/02/2026 | ☆ |
| 10931 | Oak Advisors, Llc CRD 137192 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $285M | 163 | 523 | 6 | 02/14/2026 | ☆ |
| 10932 | Cornerstone Wealth, Llc CRD 313269 | Greeneville, TN | Wealth Manager · Small ($100M–$1B) | $285M | 582 | 1,425 | 6 | 03/11/2026 | ☆ |
| 10933 | Oath Planning, Llc CRD 299187 | Tulsa, OK | Insurance-Affiliated · Small ($100M–$1B) | $285M | 502 | 1,104 | 8 | 02/03/2026 | ☆ |
| 10934 | Martin D. Parlato & Associates, Inc. CRD 147403 | Ponte Vedra, FL | Wealth Manager · Small ($100M–$1B) | $285M | 182 | 496 | 1 | 03/11/2026 | ☆ |
| 10935 | Sound Stewardship, Llc CRD 129755 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $285M | 190 | 1,089 | 11 | 03/12/2026 | ☆ |
| 10936 | Open Window Financial Solutions, Ltd. CRD 131562 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $284M | 101 | 319 | 6 | 03/17/2026 | ☆ |
| 10937 | Full In Partners Management, Llc CRD 309967 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $284M | 8 | 8 | 9 | 03/31/2026 | ☆ |
| 10938 | Maxwell Street Capital Partners, Lp CRD 329585 | Evanston, IL | Private Fund Manager · Small ($100M–$1B) | $284M | 4 | 4 | 9 | 06/26/2026 | ☆ |
| 10939 | Benningfield Financial Advisors, Llc CRD 134950 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $284M | 48 | 322 | 3 | 02/09/2026 | ☆ |
| 10940 | Demian Capital CRD 288137 | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $284M | 1 | 1 | 1 | 03/10/2026 | ☆ | |
| 10941 | Paul J. Glashofer Enterprises, Inc. CRD 146262 | Insurance-Affiliated · Small ($100M–$1B) | $284M | 163 | 379 | 3 | 06/16/2026 | ☆ | |
| 10942 | Momentus Manager Llc CRD 324068 | Arlington, VA | Private Fund Manager · Small ($100M–$1B) | $284M | 3 | 3 | 30 | 05/21/2026 | ☆ |
| 10943 | The Foundry Financial Group, Inc. CRD 116823 | Laconia, NH | Wealth Manager · Small ($100M–$1B) | $284M | 296 | 1,206 | 11 | 02/20/2026 | ☆ |
| 10944 | Freeman, Will & Niemeier, Inc. CRD 121628 | Evansville, IN | Insurance-Affiliated · Small ($100M–$1B) | $284M | 388 | 1,295 | 2 | 03/20/2026 | ☆ |
| 10945 | Smith, Brown & Groover, Inc. CRD 1329 | Macon, GA | Insurance-Affiliated · Small ($100M–$1B) | $284M | 481 | 722 | 7 | 03/16/2026 | ☆ |
| 10946 | Peninsula Asset Management Inc CRD 108600 | Bradenton, FL | Wealth Manager · Small ($100M–$1B) | $284M | 185 | 190 | 4 | 03/27/2026 | ☆ |
| 10947 | Cane Capital Partners, Llc CRD 337468 | Saint Francisville, LA | Wealth Manager · Small ($100M–$1B) | $284M | 325 | 622 | 5 | 03/31/2026 | ☆ |
| 10948 | Bespoke Advisory Llc CRD 323909 | Evergreen, CO | Endowment & Foundation Advisor · Small ($100M–$1B) | $284M | 16 | 16 | 9 | 04/03/2026 | ☆ |
| 10949 | Holder Wealth Management, Inc. CRD 170086 | Champaign, IL | Wealth Manager · Small ($100M–$1B) | $284M | 302 | 302 | 3 | 03/27/2026 | ☆ |
| 10950 | M2 G Ventures Llc CRD 322399 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $284M | 12 | 12 | 26 | 03/24/2026 | ☆ |