Rice Financial Consulting, Inc.
- Regulatory AUM
- $287M
- Discretionary
- $0
- Clients
- 369
- Avg AUM / client
- $778K
- Accounts
- 369
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 285 | $71.9M | 25.0% |
| High net worth individuals | 66 | $198M | 69.1% |
| Corporations and other businesses | 18 | $16.9M | 5.87% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Manfred Rice | President | Chartered Financial Consultant | Sep 2003 (23y) | 75% or more |
| Dorothy Janet Hundrieser | Managing Member And Chief Compliance Officer | Jul 2014 (12y) | Less than 5% | |
| Janelle Denae Hansen | Registered representative | Jun 2024 (2y) | ||
| Maria Yates | Registered representative | Mar 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $179M (62% of AUM) Mar 2026
- Axos Clearing $96.6M (34% of AUM) Mar 2026
- E*TRADE (Morgan Stanley) $47.1M (27% of AUM) Mar 2023
- Mutual Trust Co. Of America Securities $45.0M (36% of AUM) Jan 2020
- Tiaa $639K (0% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗