AUMdb

Capital Cities Investments

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 116185 · SEC file 801-69504 · Indianapolis, IN · WWW.CAPITALCITIESINVESTMENTS.COM
☆ Save with Pro ADV data as of Apr 01, 2026
Regulatory AUM
$288M
Discretionary
$288M
Clients
476
Avg AUM / client
$605K
Accounts
1,252
Employees
16

AUM over time

$83.8M $288M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Apr 01, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 412 $142M 49.4%
High net worth individuals 64 $146M 50.6%

People (14)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Joe Bill Wiley President/Member Mar 1995 (31y) 25% – 50%
William Maxwell Mauger Chairman Of The Board/Chief Compliance Officer/Managing Member Mar 1995 (31y) 50% – 75%
Amanda Jane Black Chief Executive Officer/Member Jun 2008 (18y) 10% – 25%
Tiffany Janea Spudich Member/Chief Client Officer Jun 2008 (18y) Less than 5%
Bryan Keith Alexander Registered representative Jul 1996 (30y)
Thomas Louis Pusser Registered representative May 2005 (21y)
Jacob Robert Haigh Registered representative Mar 2009 (17y)
Benjamin Stephen Beverly Registered representative Mar 2011 (15y)
Jeffrey Scott Cheesman Registered representative Dec 2012 (14y)
Stuart David Stevens Registered representative Apr 2013 (13y)
Donald Buel Morley Registered representative Jun 2017 (9y)
George Joseph Mitchell Registered representative Nov 2021 (5y)
Robert Oliver Fjeld Registered representative Jan 2025 (2y)
Whitney Blake Smith Registered representative Jan 2025 (2y)

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/01/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.

View current Form ADV (SEC/IAPD) ↗