Optivise Advisory Services Llc
- Regulatory AUM
- $288M
- Discretionary
- $288M
- Clients
- 1,233
- Avg AUM / client
- $234K
- Accounts
- 1,842
- Employees
- 25
AUM over time
Annual snapshots from Form ADV filings · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,180 | $171M | 59.3% |
| High net worth individuals | 47 | $116M | 40.4% |
| Charitable organizations | Fewer than 5 clients | $354K | 0.12% |
| Corporations and other businesses | 6 | $433K | 0.15% |
People (22)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Ray Wallin | Managing Member / Chief Compliance Officer | Feb 2019 (8y) | 25% – 50% | |
| Allen Parnell Hargis | Member | May 2019 (7y) | 25% – 50% | |
| Cory Shane Colquette | Member | Personal Financial Specialist | Feb 2020 (7y) | 10% – 25% |
| Craig Steven Black | Registered representative | Jan 2020 (7y) | ||
| Britton Nathanial Ouellette | Registered representative | Jan 2021 (6y) | ||
| Gary Paul Robertson | Registered representative | Jan 2021 (6y) | ||
| James Alan Schumaker | Registered representative | Jan 2021 (6y) | ||
| Kevin Dean Moss | Registered representative | Jan 2021 (6y) | ||
| Kyle R Lewie | Registered representative | Jan 2021 (6y) | ||
| Judith Darlene Tucker | Registered representative | CFP | Jan 2021 (6y) | |
| Stacey Dean Andres | Registered representative | Jan 2021 (6y) | ||
| Frank O Akridge | Registered representative | CFP | Jan 2021 (6y) | |
| James Ray Skillings | Registered representative | Jan 2021 (6y) | ||
| Margaret Thamer Mayer | Registered representative | Jan 2021 (6y) | ||
| Jennifer Megan Scherer | Registered representative | Jan 2021 (6y) | ||
| Steven Anthony Bassetto | Registered representative | Feb 2021 (5y) | ||
| Rory Kyle Davis | Registered representative | Mar 2021 (5y) | ||
| Terrance Samuel Elder | Registered representative | CFP | Apr 2023 (3y) | |
| Brett Wright | Registered representative | May 2023 (3y) | ||
| Cory Bruce Carlton | Registered representative | Dec 2024 (2y) | ||
| Paul Allan Dyer | Registered representative | May 2025 (1y) | ||
| Sarah S Johnson | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $288M (100% of AUM) Jul 2026
- E*TRADE (Morgan Stanley) $28.9M (11% of AUM) Feb 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗