Financial Guidance Group, Inc.
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 108799
· SEC file 801-80958
·
· WWW.FACEBOOK.COM
☆ Save with Pro
ADV data as of Mar 25, 2026
- Regulatory AUM
- $288M
- Discretionary
- $288M
- Clients
- 296
- Avg AUM / client
- $974K
- Accounts
- 855
- Employees
- 5
AUM over time
$72.4M
$288M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 221 | $73.2M | 25.4% |
| High net worth individuals | 70 | $212M | 73.6% |
| Pension and profit sharing plans | 5 | $2.9M | 0.99% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carl Frederick Von Dem Bussche (Sr) | Founder And Chairman | CFP | Nov 1996 (30y) | Less than 5% |
| Christoph Simpson Von Dem Bussche | Chief Executive Officer/Chief Compliance Officer | CFP | Oct 2013 (13y) | 50% – 75% |
| Carl Frederick Von Dem Bussche | President | CFP | Jun 2016 (10y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Shareholders Service Group, Inc. $284M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗