Perini Capital, Llc
- Regulatory AUM
- $287M
- Discretionary
- $164M
- Clients
- 71
- Avg AUM / client
- $4.0M
- Accounts
- 71
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Apr 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 14 | $1.6M | 0.55% |
| High net worth individuals | 50 | $93.3M | 32.5% |
| Investment companies | 1 | $47.1M | 16.4% |
| Pooled investment vehicles (non-investment companies) | 6 | $145M | 50.5% |
Private funds (7)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $76.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Perini Capital Structured Credit Opportunity Fund, Llc | Hedge Fund | Delaware | $27.4M | 24 |
| Sim Sjys Funding Llc | Private Equity Fund | Puerto Rico | $25.9M | 24 |
| Stonecrest Equity Fund I, Llc | Private Equity Fund | Puerto Rico | $9.4M | 23 |
| Sim Rock Funding, Llc | Private Equity Fund | Puerto Rico | $7.4M | 14 |
| Perini Capital Phoenix Fund, Llc | Hedge Fund | Delaware | $5.2M | 4 |
| Perini Capital Special Opportunity I, Llc | Private Equity Fund | Delaware | $1.4M | 13 |
| Sim Energy Funding, Llc | Private Equity Fund | Puerto Rico | $245K | 1 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Desmond Perini | President And Chief Executive Officer | Managing Member | CFA | Jun 2011 (15y) | 75% or more |
| Long, Justin, Tyler | Chief Compliance Officer | Feb 2024 (3y) | Less than 5% | |
| Alexander Borlenghi | Registered representative | Sep 2021 (5y) | ||
| Michael Eissey Ciklin | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (7, $76.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Perini Capital Structured Credit Opportunity Fund, Llc | Hedge Fund | $27.4M | $1.0M | 24 |
| Sim Sjys Funding Llc | Private Equity Fund | $25.9M | $250K | 24 |
| Stonecrest Equity Fund I, Llc | Private Equity Fund | $9.4M | $250K | 23 |
| Sim Rock Funding, Llc | Private Equity Fund | $7.4M | $250K | 14 |
| Perini Capital Phoenix Fund, Llc | Hedge Fund | $5.2M | $250K | 4 |
| Perini Capital Special Opportunity I, Llc | Private Equity Fund | $1.4M | $0 | 13 |
| Sim Energy Funding, Llc | Private Equity Fund | $245K | $250K | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/14/2026 | 2.31 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ON MAY 6, 2022, THE U.S. SECURITIES & EXCHANGE COMMISSION ("SEC") ISSUED AN ORDER AGAINST PERINI CAPITAL AND MICHAEL D. PERINI FOLLOWING PERINI CAPITAL'S AND MR. PERINI'S OFFER OF SETTLEMENT. THE ORDER STATED THAT PERINI CAPITAL ENGAGED IN PRINCIPAL TRADES BETWEEN SEVERAL ADVISORY CLIENT ACCOUNTS AND ACCOUNTS HELD BY MR. PERINI WITHOUT FIRST PROVIDING WRITTEN DISCLOSURE OF THE PRINCIPAL TRADES AND OBTAINING CONSENTS FROM CLIENTS FOR SUCH TRADES. WITHOUT ADMITTING OR DENYING THE SEC'S FINDINGS, PERINI CAPITAL AND MR. PERINI SUBMITTED AN OFFERS OF SETTLEMENT TO THE SEC, WHICH WAS ACCEPTED. PURSUANT TO THE SETTLEMENT, THE ORDER CENSURED PERINI CAPITAL AND MR. PERINI, REQUIRED PERINI CAPITAL AND MR. PERINI TO CEASE AND DESIST FROM VIOLATING THE FEDERAL SECURITIES LAWS CITED IN THE ORDER AND IMPOSED CIVIL MONEY PENALTY IN THE AMOUNT OF $115,000 AND $35,000 AGAINST PERINI CAPITAL AND MR. PERINI, RESPECTIVELY. ADDITIONAL INFORMATION REGARDING THE TERMS OF THE SETTLEMENT CAN BE FOUND IN SEC ADMINISTRATIVE PROCEEDING RELEASE NO. 3-20843, DATED MAY 6, 2022. Status: Final Sanction Detail: AS OF 6/3/2022, PERINI CAPITAL AND MR. PERINI HAVE PAID A CIVIL MONEY PENALTY IN THE AMOUNT OF $115,000 AND $35,000, RESPECTIVELY. Summary: SEE RESPONSE TO PART II.7
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 14, 2026.
View current Form ADV (SEC/IAPD) ↗