AUMdb
SM

Southwest Money Management Inc

SEC-registered Investment Adviser · Small ($100M–$1B) CRD 109668 · SEC file 801-15538 ·
☆ Save with Pro ADV data as of Feb 23, 2026
Regulatory AUM
$288M
Discretionary
$288M
Clients
5
Avg AUM / client
$57.6M
Accounts
5
Employees
2

AUM over time

$101M $288M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 23, 2026

Who they serve

Client typeClientsAUM% of AUM
Other 5 $288M 100.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Teamsters Local Union No 572 Retirement Benefit Pl Board Of Trustees, Teamsters Local Union No 572 Retirement Benefit Pla 2024

People (1)

NameRole / titleCredentialsWith firm sinceOwnership
Nance, Bruce, Shelton Ceo, Cfo, Coo, Clo Jun 1980 (46y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Teamsters Local Union No 572 Retirement Benefit Pl Board Of Trustees, Teamsters Local Union No 572 Retirement Benefit Pla 1,752 $5.1M 07/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/23/2026 901 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 23, 2026.

View current Form ADV (SEC/IAPD) ↗