Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9201 | Kirkwood Financial Services Llc CRD 169278 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $400M | 584 | 928 | 12 | 08/18/2026 | ☆ |
| 9202 | Silver Birch Financial Llc CRD 341785 | Wealth Manager · Small ($100M–$1B) | $399M | 247 | 949 | 7 | 08/14/2026 | ☆ | |
| 9203 | Threadgill Financial, Llc CRD 174865 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $399M | 381 | 901 | 3 | 07/31/2026 | ☆ |
| 9204 | Pioneer Wealth Management Group, Inc CRD 133429 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $399M | 499 | 1,658 | 11 | 02/05/2026 | ☆ |
| 9205 | Trinity Wealth Management, Llc CRD 169216 | Berwyn, PA | Insurance-Affiliated · Small ($100M–$1B) | $399M | 240 | 682 | 7 | 03/05/2026 | ☆ |
| 9206 | Waterford Advisors, Llc CRD 119442 | Orchard Park, NY | Insurance-Affiliated · Small ($100M–$1B) | $399M | 351 | 988 | 10 | 03/31/2026 | ☆ |
| 9207 | Stonecrest Advisors, Inc. CRD 142095 | Austin, TX | Investment Adviser · Small ($100M–$1B) | $399M | 477 | 477 | 25 | 04/16/2026 | ☆ |
| 9208 | Midwest Heritage Bank, Fsb CRD 306308 | West Des Moines, IA | Bank · Small ($100M–$1B) | $399M | 334 | 647 | 6 | 01/02/2026 | ☆ |
| 9209 | Revitate Fund Advisor Llc CRD 326939 | Newport Beach, CA | Private Fund Manager · Small ($100M–$1B) | $399M | 13 | 13 | 15 | 04/01/2026 | ☆ |
| 9210 | Lester Financial Group, Llc CRD 317036 | Champaign, IL | Insurance-Affiliated · Small ($100M–$1B) | $399M | 784 | 1,118 | 5 | 02/27/2026 | ☆ |
| 9211 | N CRD 29280 | Wealth Manager · Small ($100M–$1B) | $398M | 733 | 1,252 | 35 | 08/14/2025 | ☆ | |
| 9212 | Mighty Oak Strong America Investment Company CRD 123322 | Mechanicsburg, PA | Wealth Manager · Small ($100M–$1B) | $398M | 176 | 715 | 5 | 07/20/2026 | ☆ |
| 9213 | Tactical Infrastructure Partners, Lp CRD 318315 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $398M | 7 | 7 | 6 | 03/26/2026 | ☆ |
| 9214 | Luminvest Wealth Management Llc CRD 326261 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $398M | 140 | 370 | 5 | 02/25/2026 | ☆ |
| 9215 | Diadema Partners Lp CRD 331527 | Morristown, NJ | Private Fund Manager · Small ($100M–$1B) | $398M | 6 | 7 | 6 | 03/20/2026 | ☆ |
| 9216 | Concord Investment Counsel CRD 107901 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $398M | 207 | 456 | 4 | 07/21/2026 | ☆ |
| 9217 | Prometheus Capital Management Corp. CRD 121982 | Yardley, PA | Insurance-Affiliated · Small ($100M–$1B) | $398M | 270 | 872 | 4 | 03/12/2026 | ☆ |
| 9218 | Raleigh Capital Management Inc. CRD 149538 | Cary, NC | Wealth Manager · Small ($100M–$1B) | $398M | 470 | 2,293 | 20 | 06/16/2026 | ☆ |
| 9219 | Red Wave Investments Llc CRD 153198 | Dillsburg, PA | Wealth Manager · Small ($100M–$1B) | $398M | 158 | 711 | 3 | 03/30/2026 | ☆ |
| 9220 | Longshore Capital Management, Llc CRD 308030 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $398M | 4 | 4 | 11 | 03/28/2026 | ☆ |
| 9221 | Perennial Advisors Group, Llc CRD 128600 | Westford, MA | Wealth Manager · Small ($100M–$1B) | $397M | 191 | 662 | 4 | 07/29/2026 | ☆ |
| 9222 | Fc Advisory, Llc CRD 170478 | West Chester, PA | Wealth Manager · Small ($100M–$1B) | $397M | 253 | 774 | 7 | 03/18/2026 | ☆ |
| 9223 | Bayard Asset Management Llc CRD 177515 | Princeton, NJ | Investment Adviser · Small ($100M–$1B) | $397M | 5 | 5 | 4 | 03/30/2026 | ☆ |
| 9224 | Iams Wealth Management, Llc CRD 286085 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $397M | 1,633 | 2,400 | 53 | 04/10/2026 | ☆ |
| 9225 | Webb Advisors Incorporated CRD 106617 | Bloomington, MN | Insurance-Affiliated · Small ($100M–$1B) | $397M | 673 | 1,896 | 8 | 03/30/2026 | ☆ |
| 9226 | Sagebroadview Wealth Management, Llc CRD 126472 | Farmington, CT | Wealth Manager · Small ($100M–$1B) | $397M | 148 | 595 | 8 | 07/06/2026 | ☆ |
| 9227 | N CRD 168613 | Investment Adviser · Small ($100M–$1B) | $397M | 3 | 3 | 10 | 03/24/2025 | ☆ | |
| 9228 | Ldr Capital Management, Llc CRD 162329 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $397M | 28 | 28 | 7 | 03/31/2026 | ☆ |
| 9229 | Beacon Financial Planning, Inc CRD 175372 | Hyannis, MA | Wealth Manager · Small ($100M–$1B) | $397M | 316 | 954 | 9 | 08/14/2026 | ☆ |
| 9230 | Centennial Wealth Advisory, Llc CRD 138054 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $397M | 1,354 | 3,164 | 15 | 09/16/2026 | ☆ |
| 9231 | Sutton Place Investors Llc CRD 298989 | Armonk, NY | Wealth Manager · Small ($100M–$1B) | $397M | 160 | 457 | 4 | 09/08/2026 | ☆ |
| 9232 | Goodwin Investment Advisory, Llc CRD 131193 | Woodstock, GA | Wealth Manager · Small ($100M–$1B) | $397M | 402 | 403 | 13 | 03/30/2026 | ☆ |
| 9233 | Howard Wealth Management, Llc CRD 299052 | Wealth Manager · Small ($100M–$1B) | $397M | 248 | 924 | 2 | 07/28/2026 | ☆ | |
| 9234 | Anabranch Capital Management, Lp CRD 309151 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $397M | 4 | 4 | 4 | 03/17/2026 | ☆ |
| 9235 | Miramontes Capital, Llc CRD 264786 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $397M | 744 | 1,709 | 15 | 09/30/2026 | ☆ |
| 9236 | N CRD 105903 | Wealth Manager · Small ($100M–$1B) | $397M | 317 | 904 | 8 | 06/06/2025 | ☆ | |
| 9237 | New Insight Wealth Advisors CRD 318083 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $397M | 375 | 360 | 7 | 09/18/2026 | ☆ |
| 9238 | N CRD 105795 | Wealth Manager · Small ($100M–$1B) | $397M | 0 | 6 | 4 | 03/07/2025 | ☆ | |
| 9239 | Sara Bay Financial Corp. CRD 133443 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $397M | 324 | 924 | 5 | 04/24/2026 | ☆ |
| 9240 | Visionary Horizons, Llc CRD 150483 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $397M | 709 | 3,989 | 12 | 07/24/2026 | ☆ |
| 9241 | Smedley Financial Services Inc CRD 110870 | Salt Lake City, UT | Insurance-Affiliated · Small ($100M–$1B) | $397M | 855 | 1,961 | 11 | 07/29/2026 | ☆ |
| 9242 | Wagner Loftin Investment Services Llc CRD 109770 | Pleasant Hill, CA | Insurance-Affiliated · Small ($100M–$1B) | $396M | 442 | 955 | 7 | 03/25/2026 | ☆ |
| 9243 | Matterhorn Capital Advisors, Llc CRD 309960 | West Conshohocken, PA | Private Fund Manager · Small ($100M–$1B) | $396M | 2 | 2 | 11 | 03/31/2026 | ☆ |
| 9244 | Fortune Wealth Management, Llc CRD 157832 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $396M | 201 | 199 | 3 | 02/02/2026 | ☆ |
| 9245 | Family Wealth Advisory Group, Llc CRD 130595 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $396M | 219 | 835 | 7 | 06/30/2026 | ☆ |
| 9246 | Kirtland Financial Management, Inc. CRD 131138 | Coral Gables, FL | Insurance-Affiliated · Small ($100M–$1B) | $396M | 201 | 620 | 3 | 03/24/2026 | ☆ |
| 9247 | The Visualize Group Lp CRD 327531 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $396M | 3 | 4 | 10 | 09/15/2026 | ☆ |
| 9248 | West Ridge Advisors, Llc CRD 282718 | Henderson, NV | Institutional / Pension Advisor · Small ($100M–$1B) | $396M | 744 | 1,405 | 13 | 04/01/2026 | ☆ |
| 9249 | Diastole Wealth Management, Inc. CRD 111604 | Guilford, CT | Wealth Manager · Small ($100M–$1B) | $396M | 275 | 1,434 | 13 | 05/05/2026 | ☆ |
| 9250 | Lesjak Planning, Llc CRD 110090 | Westlake, OH | Wealth Manager · Small ($100M–$1B) | $396M | 376 | 381 | 7 | 07/13/2026 | ☆ |