Raleigh Capital Management Inc.
- Regulatory AUM
- $398M
- Discretionary
- $398M
- Clients
- 470
- Avg AUM / client
- $846K
- Accounts
- 2,293
- Employees
- 20
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 320 | $146M | 36.7% |
| High net worth individuals | 123 | $244M | 61.4% |
| Pension and profit sharing plans | 27 | $7.8M | 1.97% |
| Corporations and other businesses | Fewer than 5 clients | $47.2K | 0.01% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Richard Raleigh | President / Ceo / Chief Compliance Officer | Jan 2009 (18y) | 75% or more | |
| Joseph Reading Mcleod | Registered representative | Jun 2017 (9y) | ||
| James Lewis Groves | Registered representative | Chartered Financial Consultant | Sep 2018 (8y) | |
| Mikayla Elizabeth Raleigh | Registered representative | CFP | Oct 2019 (7y) | |
| Jeremy Michael Baltz | Registered representative | Mar 2021 (5y) | ||
| Nicholas Christian De Berardino | Registered representative | Jun 2024 (2y) | ||
| George Dylan Phipps | Registered representative | CFP | Jul 2024 (2y) | |
| Shaelyn Rose Raleigh | Registered representative | Nov 2024 (2y) | ||
| Jack William Henry Raleigh | Registered representative | Feb 2025 (1y) | ||
| Jack Edward Erickson | Registered representative | Apr 2025 (1y) | ||
| Nicholas J Beglane | Registered representative | Jan 2026 (1y) | ||
| Brent James Godwin | Registered representative | Mar 2026 (0y) | ||
| Josiah James Frost | Registered representative | CFP | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/16/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISORS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $397M (100% of AUM) Jun 2026
- TD Ameritrade $24.4M (10% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 16, 2026.
View current Form ADV (SEC/IAPD) ↗