AUMdb
HW

Howard Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 299052 · SEC file 801-114237 ·
☆ Save with Pro ADV data as of Jul 28, 2026
Regulatory AUM
$397M
Discretionary
$397M
Clients
248
Avg AUM / client
$1.6M
Accounts
924
Employees
2

AUM over time

$0 $397M
Oct 3, 2018 Jul 28, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 28, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 142 $52.0M 13.1%
High net worth individuals 95 $329M 82.9%
Pension and profit sharing plans Fewer than 5 $5.0M 1.26%
Corporations and other businesses 11 $11.0M 2.77%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
South Community Inc. 401(k) Retirement Plan South Community Inc. 2024

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brett Lee Howard Managing Member Aug 2018 (8y) 50% – 75%
Justin Scott Howard Managing Member/Chief Compliance Officer CFP Aug 2018 (8y) 50% – 75%

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
South Community Inc. 401(k) Retirement Plan South Community Inc. 249 $20.2M 07/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/10/2026 900 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Educational seminars/workshops
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.

View current Form ADV (SEC/IAPD) ↗