Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9151 | Charter Oak Advisors Lp CRD 328387 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $404M | 5 | 3 | 6 | 03/31/2026 | ☆ |
| 9152 | Mainsail Financial Group, Llc CRD 317970 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $404M | 426 | 1,448 | 10 | 09/30/2026 | ☆ |
| 9153 | Alexander Randolph Advisory Inc CRD 106024 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $404M | 139 | 474 | 5 | 09/28/2026 | ☆ |
| 9154 | A.G. Campbell Advisory, Llc CRD 162150 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $404M | 67 | 217 | 5 | 03/11/2026 | ☆ |
| 9155 | Tilia Fiduciary Partners, Inc. CRD 157852 | Wilmington, NC | Wealth Manager · Small ($100M–$1B) | $404M | 356 | 997 | 8 | 07/09/2026 | ☆ |
| 9156 | Mrm Horizon Advisors, Llc CRD 130585 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $404M | 101 | 140 | 6 | 07/07/2026 | ☆ |
| 9157 | Hidden Cove Wealth Management, Llc CRD 318677 | Bainbridge Island, WA | Wealth Manager · Small ($100M–$1B) | $404M | 322 | 1,081 | 7 | 02/03/2026 | ☆ |
| 9158 | Alliance Wealth Strategies, Llc CRD 173559 | Lynchburg, VA | Insurance-Affiliated · Small ($100M–$1B) | $403M | 217 | 604 | 8 | 08/31/2026 | ☆ |
| 9159 | Forum Solutions Group, Llc CRD 143075 | Fishers, IN | Wealth Manager · Small ($100M–$1B) | $403M | 635 | 1,490 | 11 | 02/20/2026 | ☆ |
| 9160 | Sfm, Llc CRD 116564 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $403M | 258 | 806 | 6 | 08/03/2026 | ☆ |
| 9161 | Tfr Capital, Llc CRD 333108 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $403M | 267 | 839 | 9 | 07/27/2026 | ☆ |
| 9162 | Legacy Investment Partners, Llc CRD 133014 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $403M | 223 | 415 | 4 | 02/06/2026 | ☆ |
| 9163 | Borer Denton & Associates, Inc. CRD 135729 | Blue Bell, PA | Wealth Manager · Small ($100M–$1B) | $403M | 218 | 220 | 4 | 03/27/2026 | ☆ |
| 9164 | Carnegie Lake Advisors Llc CRD 330024 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $403M | 213 | 463 | 7 | 03/02/2026 | ☆ |
| 9165 | Lcm Capital Management Inc CRD 111074 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $403M | 473 | 982 | 8 | 04/22/2026 | ☆ |
| 9166 | Palo Duro Investment Partners, Lp CRD 324320 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $403M | 7 | 7 | 6 | 07/21/2026 | ☆ |
| 9167 | Goldberg Advisers, Llc CRD 134174 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $403M | 231 | 514 | 4 | 04/07/2026 | ☆ |
| 9168 | Rational Investment Management, Llc CRD 163057 | Wealth Manager · Small ($100M–$1B) | $403M | 93 | 409 | 2 | 03/31/2026 | ☆ | |
| 9169 | N CRD 141343 | Multi-Family Office · Small ($100M–$1B) | $403M | 40 | 258 | 6 | 03/21/2025 | ☆ | |
| 9170 | Erben Associates, Llc CRD 148703 | Austin, TX | Trust Company · Small ($100M–$1B) | $402M | 128 | 957 | 10 | 03/25/2026 | ☆ |
| 9171 | Henry James International Management, Inc. CRD 169293 | New York, NY | Investment Adviser · Small ($100M–$1B) | $402M | 59 | 63 | 5 | 03/10/2026 | ☆ |
| 9172 | Sturgeon Ventures Llp CRD 167026 | London | Private Fund Manager · Small ($100M–$1B) | $402M | 43 | 43 | 12 | 06/23/2026 | ☆ |
| 9173 | Bci Securities, Inc. CRD 168047 | Miami, FL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $402M | 448 | 448 | 74 | 03/31/2026 | ☆ |
| 9174 | Proathlete Wealth Management Llc CRD 317372 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $402M | 205 | 205 | 5 | 05/22/2026 | ☆ |
| 9175 | Anderson Financial Strategies, Llc CRD 290343 | Dayton, OH | Institutional / Pension Advisor · Small ($100M–$1B) | $402M | 230 | 230 | 7 | 03/31/2026 | ☆ |
| 9176 | Balch Hill Capital, Llc CRD 113209 | Private Fund Manager · Small ($100M–$1B) | $402M | 1 | 1 | 1 | 03/30/2026 | ☆ | |
| 9177 | O'neil Global Advisors, Inc. CRD 308150 | Los Angeles, CA | Investment Adviser · Small ($100M–$1B) | $402M | 11 | 87 | 40 | 05/04/2026 | ☆ |
| 9178 | Ratan Capital Management, Lp CRD 160440 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $402M | 4 | 4 | 2 | 03/27/2026 | ☆ |
| 9179 | As Avaron Asset Management CRD 282350 | Tallinn | Investment Adviser · Small ($100M–$1B) | $402M | 4 | 4 | 17 | 02/03/2026 | ☆ |
| 9180 | Generation Partners Management, Llc CRD 160589 | Private Fund Manager · Small ($100M–$1B) | $402M | 6 | 6 | 4 | 05/05/2026 | ☆ | |
| 9181 | Silver Coast Investments Llc CRD 167771 | San Diego, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $402M | 420 | 1,078 | 32 | 03/19/2026 | ☆ |
| 9182 | Leeward Financial Partners, Llc CRD 288779 | Wealth Manager · Small ($100M–$1B) | $401M | 241 | 607 | 3 | 09/11/2026 | ☆ | |
| 9183 | H. L. Ormond & Company, Llc CRD 313593 | Greenville, NC | Wealth Manager · Small ($100M–$1B) | $401M | 282 | 1,199 | 7 | 05/01/2026 | ☆ |
| 9184 | Tar River Wealth Planning, Llc CRD 328530 | Louisburg, NC | Wealth Manager · Small ($100M–$1B) | $401M | 483 | 1,283 | 9 | 08/26/2026 | ☆ |
| 9185 | Essential Partners Llc CRD 315959 | Rancho Santa Fe,, CA | Wealth Manager · Small ($100M–$1B) | $401M | 58 | 309 | 2 | 03/30/2026 | ☆ |
| 9186 | Rog Ix, Llc CRD 304142 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $401M | 1 | 1 | 43 | 03/26/2026 | ☆ |
| 9187 | Insight Strategic Wealth Llc CRD 147290 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $401M | 263 | 722 | 7 | 08/06/2026 | ☆ |
| 9188 | The Capital Chart Room, Ltd CRD 117980 | Fort Worth, TX | Investment Adviser · Small ($100M–$1B) | $401M | 65 | 295 | 8 | 09/28/2026 | ☆ |
| 9189 | Palm Peak Capital, Llc CRD 334986 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $401M | 3 | 3 | 9 | 06/24/2026 | ☆ |
| 9190 | Valuequest Advisers, Llc CRD 337781 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $401M | 1 | 1 | 4 | 03/18/2026 | ☆ |
| 9191 | Helm Capital Management Llc CRD 123174 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $401M | 52 | 154 | 1 | 04/21/2026 | ☆ |
| 9192 | Cornerstone Financial Planning, Llc CRD 129656 | Portsmouth, NH | Wealth Manager · Small ($100M–$1B) | $401M | 247 | 1,025 | 6 | 09/21/2026 | ☆ |
| 9193 | Soundcore Capital Partners, Lp CRD 331288 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $400M | 12 | 12 | 15 | 05/06/2026 | ☆ |
| 9194 | Burns Matteson Capital Management, Llc CRD 118315 | Corning, NY | Wealth Manager · Small ($100M–$1B) | $400M | 199 | 1,042 | 6 | 04/08/2026 | ☆ |
| 9195 | Ticino Wealth Llc CRD 335808 | Mission Viejo, CA | Wealth Manager · Small ($100M–$1B) | $400M | 296 | 775 | 4 | 06/18/2026 | ☆ |
| 9196 | Keyes, Stange & Wooten Wealth Management, Llc CRD 139806 | Daytona Beach, FL | Wealth Manager · Small ($100M–$1B) | $400M | 407 | 1,049 | 9 | 03/04/2026 | ☆ |
| 9197 | Golden Spark Insights Merchant Banking Group Inc. CRD 339382 | Fairfax, VA | Investment Adviser · Small ($100M–$1B) | $400M | 2 | 2 | 1 | 03/19/2026 | ☆ |
| 9198 | Mcp Advisers, Llc CRD 328391 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $400M | 1 | 1 | 3 | 04/09/2025 | ☆ |
| 9199 | Numerixs Investment Technologies Inc CRD 172022 | Chandler, AZ | Private Fund Manager · Small ($100M–$1B) | $400M | 2 | 2 | 5 | 07/23/2026 | ☆ |
| 9200 | Sjbenen Advisory, Llc CRD 283153 | Wealth Manager · Small ($100M–$1B) | $400M | 149 | 398 | 2 | 03/09/2026 | ☆ |