Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9251 | Poinciana Advisors Group, Llc CRD 137423 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $396M | 112 | 309 | 2 | 03/24/2026 | ☆ |
| 9252 | Derby Copeland Management Group, Llc CRD 321102 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $396M | 3 | 3 | 18 | 03/31/2026 | ☆ |
| 9253 | Gunderson Capital Management, Llc CRD 140795 | Mount Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $396M | 696 | 1,441 | 4 | 04/30/2026 | ☆ |
| 9254 | Galapagos Advisory Llc CRD 322042 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $396M | 210 | 210 | 8 | 03/31/2026 | ☆ |
| 9255 | Ecio, Inc. CRD 301432 | Madison, WI | Endowment & Foundation Advisor · Small ($100M–$1B) | $396M | 116 | 241 | 8 | 09/23/2026 | ☆ |
| 9256 | Black Dragon Capital Investment Management, Llc CRD 341735 | Private Fund Manager · Small ($100M–$1B) | $396M | 15 | 15 | 46 | 09/21/2026 | ☆ | |
| 9257 | Black Dragon Capital Investment Management, Llc CRD 312404 | Private Fund Manager · Small ($100M–$1B) | $396M | 15 | 15 | 46 | 04/03/2026 | ☆ | |
| 9258 | Mor Wealth Management, Llc CRD 333022 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $396M | 152 | 813 | 8 | 07/30/2026 | ☆ |
| 9259 | Mann Financial Services, Inc. CRD 297878 | Detroit Lakes, MN | Insurance-Affiliated · Small ($100M–$1B) | $396M | 597 | 1,105 | 5 | 02/03/2026 | ☆ |
| 9260 | Portfolio, Llc CRD 145687 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $395M | 283 | 761 | 3 | 01/07/2026 | ☆ |
| 9261 | India Capital Management Limited CRD 162996 | Trianon | Private Fund Manager · Small ($100M–$1B) | $395M | 1 | 1 | 8 | 12/23/2025 | ☆ |
| 9262 | Taiyo Pacific Partners L.P. CRD 160930 | Kirkland, WA | Investment Adviser · Small ($100M–$1B) | $395M | 7 | 7 | 14 | 03/30/2026 | ☆ |
| 9263 | Ka Credit Advisors Ii, Llc CRD 311657 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $395M | 1 | 1 | 64 | 03/13/2026 | ☆ |
| 9264 | Gravitalix Financial Llc CRD 340206 | Coral Springs, FL | Wealth Manager · Small ($100M–$1B) | $395M | 19,218 | 19,218 | 2 | 07/29/2026 | ☆ |
| 9265 | Kiker Wealth Management, Llc CRD 154405 | Jasper, GA | Wealth Manager · Small ($100M–$1B) | $395M | 901 | 2,571 | 9 | 09/29/2026 | ☆ |
| 9266 | Sandler Capital Management CRD 109856 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $395M | 11 | 11 | 17 | 05/14/2026 | ☆ |
| 9267 | Quarry Hill Advisors, Llc CRD 288334 | Saint Paul, MN | Wealth Manager · Small ($100M–$1B) | $395M | 203 | 1,048 | 5 | 08/12/2026 | ☆ |
| 9268 | Reframe Wealth, Llc CRD 313386 | Fairfax, VA | Wealth Manager · Small ($100M–$1B) | $395M | 235 | 662 | 5 | 04/24/2026 | ☆ |
| 9269 | Clarion Wealth Management Partners, Llc CRD 334243 | Fairfax, VA | Wealth Manager · Small ($100M–$1B) | $395M | 420 | 1,323 | 8 | 03/31/2026 | ☆ |
| 9270 | Generational Wealth, Inc. CRD 281330 | Zeeland, MI | Wealth Manager · Small ($100M–$1B) | $395M | 665 | 2,121 | 9 | 04/16/2026 | ☆ |
| 9271 | Abich Financial Wealth Management, Llc CRD 310633 | Ashburn, VA | Wealth Manager · Small ($100M–$1B) | $395M | 523 | 1,354 | 28 | 03/30/2026 | ☆ |
| 9272 | Familywealth Advisers Llc CRD 289193 | Lake Mary, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $395M | 407 | 687 | 13 | 03/31/2026 | ☆ |
| 9273 | Hunter Lewis Llc CRD 304985 | Crozet, VA | Investment Adviser · Small ($100M–$1B) | $395M | 14 | 19 | 7 | 04/09/2026 | ☆ |
| 9274 | Cargile Investment Management, Inc. CRD 116982 | Midland, TX | Wealth Manager · Small ($100M–$1B) | $395M | 204 | 319 | 3 | 03/24/2026 | ☆ |
| 9275 | Value Partners Limited CRD 143177 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $395M | 5 | 5 | 104 | 07/06/2026 | ☆ |
| 9276 | Attinger, Llc CRD 311772 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $395M | 7 | 8 | 4 | 06/26/2026 | ☆ |
| 9277 | Aegon Usa Realty Advisors, Llc CRD 286438 | Cedar Rapids, IA | Investment Adviser · Small ($100M–$1B) | $394M | 14 | 21 | 178 | 03/27/2026 | ☆ |
| 9278 | The Retirement Planning Company Of New England, Inc. CRD 108705 | Warwick, RI | Wealth Manager · Small ($100M–$1B) | $394M | 566 | 1,312 | 4 | 03/13/2026 | ☆ |
| 9279 | Vawter Financial Ltd CRD 108830 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $394M | 247 | 1,155 | 5 | 07/21/2026 | ☆ |
| 9280 | Integrity Investment Advisors, Llc CRD 154131 | Wealth Manager · Small ($100M–$1B) | $394M | 117 | 512 | 4 | 05/08/2026 | ☆ | |
| 9281 | Mn Wealth Advisors, Llc CRD 322617 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $394M | 571 | 1,173 | 5 | 02/27/2026 | ☆ |
| 9282 | Signet Investment Advisory Group, Inc. CRD 123910 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $394M | 198 | 746 | 9 | 03/11/2026 | ☆ |
| 9283 | Elizabeth Park Capital Advisors, Ltd CRD 158416 | Pepper Pike, OH | Private Fund Manager · Small ($100M–$1B) | $394M | 7 | 9 | 10 | 03/30/2026 | ☆ |
| 9284 | Knuff & Company Llc CRD 298203 | Foster City, CA | Multi-Family Office · Small ($100M–$1B) | $394M | 29 | 28 | 4 | 03/26/2026 | ☆ |
| 9285 | Aj Advisors, Llc CRD 321606 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $394M | 414 | 1,483 | 5 | 03/26/2026 | ☆ |
| 9286 | Arsenal Venture Partners, Inc. CRD 160426 | Winter Park, FL | Private Fund Manager · Small ($100M–$1B) | $394M | 12 | 12 | 4 | 06/18/2026 | ☆ |
| 9287 | Virginia Wealth Management Group, Inc. CRD 311248 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $394M | 117 | 399 | 4 | 09/09/2026 | ☆ |
| 9288 | Bellevue Asset Management, Llc CRD 129194 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $394M | 219 | 593 | 2 | 02/20/2026 | ☆ |
| 9289 | Acas, Llc CRD 160657 | Rancho Santa Fe, CA | Wealth Manager · Small ($100M–$1B) | $393M | 256 | 656 | 5 | 03/31/2026 | ☆ |
| 9290 | Sl Advisors, Llc CRD 151495 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $393M | 49 | 50 | 4 | 02/13/2026 | ☆ | |
| 9291 | Core Wealth Partners Llc CRD 322365 | Santa Rosa, CA | Wealth Manager · Small ($100M–$1B) | $393M | 385 | 840 | 5 | 02/16/2026 | ☆ |
| 9292 | Pfw Advisors, Llc CRD 325119 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $393M | 138 | 371 | 4 | 01/20/2026 | ☆ |
| 9293 | Causey Wealth Llc CRD 331134 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $393M | 185 | 585 | 7 | 04/06/2026 | ☆ |
| 9294 | Key Capital Management, Inc. CRD 173773 | Hendersonville, TN | Wealth Manager · Small ($100M–$1B) | $393M | 2,018 | 2,324 | 35 | 04/08/2026 | ☆ |
| 9295 | Bentley Financial Group, Inc. CRD 172474 | Downers Grove, IL | Insurance-Affiliated · Small ($100M–$1B) | $393M | 470 | 747 | 4 | 02/06/2026 | ☆ |
| 9296 | C. C. Dunnavan & Co., Inc. CRD 109058 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $393M | 231 | 231 | 6 | 03/05/2026 | ☆ |
| 9297 | Atlatl Advisers Llc CRD 284036 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $393M | 274 | 1,124 | 10 | 05/21/2026 | ☆ |
| 9298 | Panoramic Capital Partners Llc CRD 331349 | Lake Oswego, OR | Insurance-Affiliated · Small ($100M–$1B) | $393M | 159 | 712 | 7 | 03/02/2026 | ☆ |
| 9299 | Apex Investments Management Us, Llc CRD 322874 | Coconut Grove, FL | Private Fund Manager · Small ($100M–$1B) | $392M | 1 | 1 | 6 | 09/11/2026 | ☆ |
| 9300 | Apex Investments Management, S.A. CRD 323044 | Guatemala City | Private Fund Manager · Small ($100M–$1B) | $392M | 1 | 1 | 8 | 09/11/2026 | ☆ |