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Wealth Manager · Small ($100M–$1B)
CRD 105795
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ADV data as of Mar 07, 2025
- Regulatory AUM
- $397M
- Discretionary
- $397M
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- 6
- Employees
- 4
AUM over time
$117M
$432M
Mar 29, 2012
Mar 7, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 07, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 | $397M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 07, 2025.