Investment advisers
44,499 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4551 | Aa Financial Advisors, Llc CRD 119829 | Columbus, OH | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 968 | 2,817 | 30 | 07/09/2026 | ☆ |
| 4552 | Water Street Capital, Inc. CRD 158133 | Jacksonville, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 5 | 5 | 16 | 03/31/2026 | ☆ |
| 4553 | Finser Investment Advisor CRD 142570 | San Antonio, TX | Investment Adviser · Mid-sized ($1B–$10B) | $1.4B | 10 | 10 | 1 | 08/25/2025 | ☆ |
| 4554 | V Square Quantitative Management Llc CRD 310355 | Chicago, IL | Multi-Family Office · Mid-sized ($1B–$10B) | $1.4B | 49 | 49 | 5 | 03/06/2026 | ☆ |
| 4555 | N CRD 285507 | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 3,213 | 5,385 | 5 | 12/16/2025 | ☆ | |
| 4556 | Wingate Wealth Advisors, Inc. CRD 105012 | Lexington, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 649 | 2,802 | 24 | 03/24/2026 | ☆ |
| 4557 | Ab Custom Alternative Solutions Llc CRD 110879 | Nashville, TN | Investment Adviser · Mid-sized ($1B–$10B) | $1.4B | 1 | 1 | 1 | 03/30/2026 | ☆ |
| 4558 | Equinox Partners Investment Management Llc CRD 105885 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 6 | 8 | 11 | 03/26/2026 | ☆ |
| 4559 | Blueprint Financial Advisors Llc CRD 315570 | Charlotte, NC | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 2,330 | 2,330 | 47 | 07/24/2026 | ☆ |
| 4560 | Diametric Capital, Lp CRD 288409 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 10 | 10 | 14 | 03/31/2026 | ☆ |
| 4561 | Elion Partners, Llc CRD 170483 | Miami, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 28 | 28 | 27 | 03/31/2026 | ☆ |
| 4562 | Chambers Energy Management, Lp CRD 155906 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 5 | 5 | 6 | 03/27/2026 | ☆ |
| 4563 | Zbs Partners, Llc CRD 326727 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 8 | 8 | 4 | 03/31/2026 | ☆ |
| 4564 | Shorecliff Asset Management Company Llc CRD 324111 | Newport Beach, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 3 | 3 | 14 | 03/27/2026 | ☆ |
| 4565 | Iron Point Partners, Llc CRD 157078 | Washington, DC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 11 | 11 | 14 | 03/28/2026 | ☆ |
| 4566 | Sagard Holdings Manager (Us) Llc CRD 322374 | New York City, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 11 | 12 | 41 | 03/31/2026 | ☆ |
| 4567 | Smith Group Asset Management, Llc CRD 313265 | Dallas, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 2,320 | 2,320 | 14 | 07/10/2026 | ☆ |
| 4568 | Leader Capital Corp. CRD 46206 | Vancouver, WA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.4B | 2 | 2 | 2 | 01/28/2026 | ☆ |
| 4569 | N CRD 118739 | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 769 | 1,778 | 26 | 03/26/2025 | ☆ | |
| 4570 | Souders Financial Advisors, Llc CRD 296780 | Cincinnati, OH | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,351 | 3,616 | 21 | 07/24/2026 | ☆ |
| 4571 | Greene Wealth Management, Llc CRD 137810 | Seattle, WA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 398 | 1,783 | 9 | 04/29/2026 | ☆ |
| 4572 | Claro Advisors Inc. CRD 160294 | Boston, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,123 | 3,161 | 37 | 07/27/2026 | ☆ |
| 4573 | Seven Springs Wealth Group, Llc CRD 127411 | Brentwood, TN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.4B | 400 | 1,771 | 15 | 06/01/2026 | ☆ |
| 4574 | Arrington Capital Investment Management, Llc CRD 292038 | Miami, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 6 | 6 | 10 | 03/31/2026 | ☆ |
| 4575 | First Light Asset Management, Llc CRD 168899 | Edina, MN | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 861 | 861 | 14 | 03/24/2026 | ☆ |
| 4576 | Slg Capital Management Llc CRD 331370 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 2 | 2 | 20 | 05/08/2026 | ☆ |
| 4577 | Ellsworth Advisors, Llc CRD 297464 | Hudson, OH | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.4B | 860 | 2,088 | 16 | 02/23/2026 | ☆ |
| 4578 | Cumberland Investment Counsel Inc. CRD 110887 | Toronto Ontario | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 48 | 48 | 19 | 12/22/2025 | ☆ |
| 4579 | Greenline Partners, Llc CRD 164192 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 59 | 61 | 5 | 03/04/2026 | ☆ |
| 4580 | Astignes Capital Asia Pte. Ltd. CRD 152719 | Singapore | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 3 | 3 | 47 | 03/26/2026 | ☆ |
| 4581 | Marino, Stram And Associates Llc CRD 107768 | Braintree, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,338 | 3,271 | 19 | 06/18/2026 | ☆ |
| 4582 | Polymer Capital Management (Us), Llc CRD 316277 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 1 | 1 | 23 | 03/30/2026 | ☆ |
| 4583 | Thorofare, Llc CRD 171293 | El Segundo, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 2 | 2 | 27 | 03/31/2026 | ☆ |
| 4584 | Hudson Way Capital Management, Llc CRD 172400 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 7 | 7 | 10 | 03/30/2026 | ☆ |
| 4585 | 49 Wealth Management, Llc CRD 319484 | Austin, TX | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.4B | 3,839 | 6,257 | 167 | 08/04/2026 | ☆ |
| 4586 | Schroder Wealth Management (Us) Limited CRD 289151 | London | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 272 | 272 | 9 | 04/01/2026 | ☆ |
| 4587 | Dc Capital Partners Management, L.P. CRD 283131 | Alexandria, VA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 4 | 4 | 18 | 05/21/2026 | ☆ |
| 4588 | Howard Financial Services, Ltd. CRD 107978 | Dallas, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 446 | 1,276 | 24 | 06/19/2026 | ☆ |
| 4589 | Silicon Valley Retirement Services, Llc CRD 154756 | San Jose, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.4B | 50 | 50 | 2 | 02/09/2026 | ☆ |
| 4590 | Alterna Wealth Management, Inc. CRD 146153 | Houston, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,316 | 1,316 | 55 | 03/27/2026 | ☆ |
| 4591 | N CRD 164461 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 1 | 1 | 15 | 03/24/2025 | ☆ | |
| 4592 | N CRD 130930 | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 307 | 468 | 8 | 03/07/2025 | ☆ | |
| 4593 | Werba Rubin Papier Wealth Management, Llc CRD 139237 | San Jose, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 677 | 2,105 | 18 | 06/01/2026 | ☆ |
| 4594 | Pivot Capital Partners Llc CRD 335324 | Chicago, IL | Investment Adviser · Mid-sized ($1B–$10B) | $1.4B | 2 | 2 | 06/09/2026 | ☆ | |
| 4595 | Verity And Verity, Llc CRD 119630 | Beaufort, SC | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 472 | 1,101 | 16 | 03/18/2026 | ☆ |
| 4596 | Laurel Oak Wealth Management, Llc CRD 336824 | Marlton, NJ | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.4B | 4,662 | 4,662 | 22 | 06/24/2026 | ☆ |
| 4597 | Asset Advisors Investment Management, Llc CRD 297305 | Augusta, GA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 476 | 1,263 | 9 | 03/24/2026 | ☆ |
| 4598 | Double Eagle Family Offices, Llc CRD 315523 | Fort Worth, TX | Multi-Family Office · Mid-sized ($1B–$10B) | $1.4B | 21 | 114 | 6 | 06/22/2026 | ☆ |
| 4599 | Acorn Financial Advisory Services, Inc. CRD 116763 | Reston, VA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 2,619 | 4,566 | 11 | 06/15/2026 | ☆ |
| 4600 | Fourworld Capital Management Llc CRD 284138 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 26 | 29 | 17 | 05/07/2026 | ☆ |