Schroder Wealth Management (Us) Limited
- Regulatory AUM
- $1.4B
- Discretionary
- $1.1B
- Clients
- 272
- Avg AUM / client
- $5.2M
- Accounts
- 272
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 252 | $977M | 69.6% |
| Corporations and other businesses | 20 | $426M | 30.4% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Noah, Benedict, Joel David | Chief Compliance Officer | Nov 2019 (7y) | Less than 5% | |
| Fitzgerald, Helen, Louise | Chief Financial Officer Director | Oct 2020 (6y) | Less than 5% | |
| Emmerson, Dominic, Peter Corti | Chair Director Manager | May 2023 (3y) | Less than 5% | |
| Glover, Toby, James | Chief Executive Officer Director Manager | May 2023 (3y) | Less than 5% | |
| Emily Caroline Kidd | Registered representative | May 2024 (2y) | ||
| Leshek Julian Farthing | Registered representative | CFP | Sep 2024 (2y) | |
| Janette Clare Saxer | Registered representative | Oct 2025 (1y) | ||
| Martin John Heale | Registered representative | Oct 2025 (1y) | ||
| Michael Geoffrey Greenwood | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Schroder Wealth Holdings Limited | Parent Company | May 2017 | A | 75% or more |
| Schroders Plc | Parent Company | Nov 2003 | B | ≈ 42.19% – 100% via Schroder Administration Limited |
| Schroder Administration Limited | Parent Company | Jul 2015 | B | ≈ 56.25% – 100% via Schroder Wealth Holdings Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Schroders Plc: 75% – 100% of Schroder Administration Limited × 75% – 100% of Schroder Wealth Holdings Limited × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Schroder Administration Limited: 75% – 100% of Schroder Wealth Holdings Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Royal Bank Of Canada (Channel Islands) Limited $1.2B (87% of AUM) Apr 2026
- Bank Pictet & Cie (Europe) Ag, London Branch $182M (13% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗