Ellsworth Advisors, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 860
- Avg AUM / client
- $1.6M
- Accounts
- 2,088
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 23, 2026
Investments (13F portfolio — 182 positions, $608,552,210)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Harbor Etf Trust | COMM ALL WEA ETF | $20,513,576 | 645,893 | 3.37% | 1.46% |
| 2 | Spdr Gold Tr | GOLD SHS | $17,366,404 | 46,640 | 2.85% | 1.23% |
| 3 | Nvidia Corporation | COM | $16,576,607 | 78,008 | 2.72% | 1.18% |
| 4 | Apple Inc | COM | $15,273,057 | 46,635 | 2.51% | 1.09% |
| 5 | First Tr Exchange Traded Fd | FIRST TR ENH NEW | $14,099,090 | 235,692 | 2.32% | 1.0% |
| 6 | Dell Technologies Inc | CL C | $12,135,771 | 29,407 | 1.99% | 0.86% |
| 7 | Johnson & Johnson | COM | $12,115,121 | 49,045 | 1.99% | 0.86% |
| 8 | Broadcom Inc | COM | $12,005,049 | 30,448 | 1.97% | 0.85% |
| 9 | Advanced Micro Devices Inc | COM | $11,869,139 | 22,431 | 1.95% | 0.84% |
| 10 | Alphabet Inc | CAP STK CL C | $11,369,025 | 30,710 | 1.87% | 0.81% |
| 11 | Goldman Sachs Group Inc | COM | $10,984,292 | 9,534 | 1.81% | 0.78% |
| 12 | Cisco Sys Inc | COM | $10,397,907 | 93,029 | 1.71% | 0.74% |
| 13 | Meta Platforms Inc | CL A | $10,319,635 | 15,147 | 1.7% | 0.73% |
| 14 | Microsoft Corp | COM | $10,237,961 | 25,878 | 1.68% | 0.73% |
| 15 | Enterprise Prods Partners L | COM | $10,149,183 | 270,501 | 1.67% | 0.72% |
| 16 | Eaton Corp Plc | SHS | $10,148,923 | 24,582 | 1.67% | 0.72% |
| 17 | Altria Group Inc | COM | $9,094,029 | 128,957 | 1.49% | 0.65% |
| 18 | Chevron Corporation | COM | $8,887,293 | 48,939 | 1.46% | 0.63% |
| 19 | Pnc Finl Svcs Group Inc | COM | $8,793,895 | 34,601 | 1.45% | 0.63% |
| 20 | Us Bancorp | COM NEW | $8,782,082 | 139,376 | 1.44% | 0.62% |
| 21 | Berkshire Hathaway Inc Del | CL B NEW | $8,461,152 | 17,326 | 1.39% | 0.6% |
| 22 | Packaging Corp Amer | COM | $8,110,795 | 35,596 | 1.33% | 0.58% |
| 23 | American Elec Pwr Co Inc | COM | $8,088,110 | 61,042 | 1.33% | 0.58% |
| 24 | Amazon Com Inc | COM | $8,080,192 | 31,692 | 1.33% | 0.57% |
| 25 | Arista Networks Inc | COM SHS | $8,066,658 | 46,921 | 1.33% | 0.57% |
Top 25 of 182 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 641 | $794M | 56.5% |
| High net worth individuals | 212 | $593M | 42.1% |
| Corporations and other businesses | 7 | $19.6M | 1.39% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $16.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Gdp Investment Partners, Llc | Private Equity Fund | Delaware | $4.9M | 43 |
| Torsion Group Partners, Llc | Private Equity Fund | Delaware | $4.9M | 44 |
| Chatham Scalloping Company | Private Equity Fund | Delaware | $3.6M | 19 |
| Fcp Investment Partners Ii, Llc | Private Equity Fund | Delaware | $2.2M | 48 |
| Silca Investment Partners, Llc | Private Equity Fund | Delaware | $1.0M | 13 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Remington Products Company 401(k) Plan And Trust Remington Products Company | 2024 | |
| Bober, Markey, Fedorovich & Company Thrift/Incentive Plan Bober, Markey, Fedorovich & Company | 2024 | |
| Benesch, Friedlander, Coplan & Aronoff Elective Savings And Profit Sharing Plan Benesch, Friedlander, Coplan & Aronoff Llp | 2024 | |
| Hennis Care Centre, Inc. 401(k) Plan Hennis Care Centre, Inc. | 2024 | |
| Apple Growth Partners 401(k) Plan Apple Growth Partners, Inc. | 2024 | |
| Howard, Wershbale & Co. Profit Sharing & 401(k) Plan And Trust Howard, Wershbale & Co. | 2024 | |
| Leafhome 401(k) Plan Leaffilter North, Llc | 2024 |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cameron Shields Miele | Managing Director | Apr 2018 (8y) | Less than 5% | |
| Kaulig, Matthew, John | Member | Apr 2018 (8y) | ≈ 56.25% – 100% via Ellsworth Advisors Holdings, Llc | |
| Timothy Banks Clepper | Managing Partner | Apr 2018 (8y) | Less than 5% | |
| Kelly Michael Kuennen | President | CFP | Sep 2018 (8y) | Less than 5% |
| Michelle Marie Schwab | Chief Compliance Officer | Sep 2018 (8y) | Less than 5% | |
| Martin, Paul, A | Chief Financial Officer | Nov 2018 (8y) | Less than 5% | |
| Brett David Baskin | Registered representative | CFP | Sep 2018 (8y) | |
| Michael Maxwell Schindler | Registered representative | Oct 2018 (8y) | ||
| John Leo Dugan | Registered representative | Oct 2019 (7y) | ||
| Christopher George Ameen | Registered representative | Oct 2019 (7y) | ||
| Patrick Aaron Justice | Registered representative | CFP | Nov 2020 (6y) | |
| Kelly Orris | Registered representative | Aug 2021 (5y) | ||
| David John Jakubowski | Registered representative | Oct 2021 (5y) | ||
| Christopher Michael Prado | Registered representative | May 2024 (2y) | ||
| Cade Thomas Tonozzi | Registered representative | Aug 2025 (1y) | ||
| Derek N Spencer | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ellsworth Advisors Holdings, Llc | Member | Apr 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kaulig, Matthew, John: 75% – 100% of Ellsworth Advisors Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $16.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Gdp Investment Partners, Llc | Private Equity Fund | $4.9M | $25.0K | 43 |
| Torsion Group Partners, Llc | Private Equity Fund | $4.9M | $25.0K | 44 |
| Chatham Scalloping Company | Private Equity Fund | $3.6M | $25.0K | 19 |
| Fcp Investment Partners Ii, Llc | Private Equity Fund | $2.2M | $10.0K | 48 |
| Silca Investment Partners, Llc | Private Equity Fund | $1.0M | $25.0K | 13 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (7)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Remington Products Company 401(k) Plan And Trust | Remington Products Company | 194 | $23.6M | 01/01/2024 |
| Bober, Markey, Fedorovich & Company Thrift/Incentive Plan | Bober, Markey, Fedorovich & Company | 116 | $26.6M | 01/01/2024 |
| Benesch, Friedlander, Coplan & Aronoff Elective Savings And Profit Sharing Plan | Benesch, Friedlander, Coplan & Aronoff Llp | 751 | $202M | 01/01/2024 |
| Hennis Care Centre, Inc. 401(k) Plan | Hennis Care Centre, Inc. | 214 | $5.7M | 01/01/2024 |
| Apple Growth Partners 401(k) Plan | Apple Growth Partners, Inc. | 0 | $0 | 01/01/2024 |
| Howard, Wershbale & Co. Profit Sharing & 401(k) Plan And Trust | Howard, Wershbale & Co. | 143 | $35.5M | 01/01/2024 |
| Leafhome 401(k) Plan | Leaffilter North, Llc | 2,715 | $44.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/23/2026 | 2.42 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $840M (60% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 23, 2026.
View current Form ADV (SEC/IAPD) ↗