Wingate Wealth Advisors, Inc.
- Regulatory AUM
- $1.4B
- Discretionary
- $1.2B
- Clients
- 649
- Avg AUM / client
- $2.2M
- Accounts
- 2,802
- Employees
- 24
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 287 | $103M | 7.31% |
| High net worth individuals | 355 | $1.3B | 88.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $9.9M | 0.7% |
| Charitable organizations | 7 | $34.3M | 2.42% |
| Corporations and other businesses | Fewer than 5 clients | $9.2M | 0.65% |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Hayden White | Chief Compliance Officer | CFP Chartered Financial Consultant | Apr 1994 (32y) | 25% – 50% |
| Matthew Allan Lasker | Shareholder | Sep 2004 (22y) | 10% – 25% | |
| Gary Douglas Pomerantz | Shareholder | CFP | Sep 2017 (9y) | 25% – 50% |
| John Casimir Slupski | Shareholder | CFP | Nov 2017 (9y) | 10% – 25% |
| Byron, Richard, Carl | Chief Operating Officer | Mar 2021 (5y) | Less than 5% | |
| Peter Frailey | Registered representative | Apr 1994 (32y) | ||
| Carol M Khouri | Registered representative | CFP | May 2002 (24y) | |
| Joseph Nicola Evangelista | Registered representative | May 2003 (23y) | ||
| Carol R Newman | Registered representative | May 2013 (13y) | ||
| Teofilo O Ferreira | Registered representative | CFP | Jul 2015 (11y) | |
| Christopher John Bekel | Registered representative | CFP | Sep 2017 (9y) | |
| Lianna Ariel Deprey | Registered representative | Jan 2018 (9y) | ||
| Jason Sikorski | Registered representative | Sep 2021 (5y) | ||
| Cara Anne Whipkey | Registered representative | Oct 2021 (5y) | ||
| Michael Paul Claveau | Registered representative | CFP | Jun 2022 (4y) | |
| David Nicholas Khouri | Registered representative | CFP | Jan 2024 (3y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (92% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗