49 Wealth Management, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 319484
· SEC file 801-123687
· Austin, TX
· www.facebook.com
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ADV data as of Mar 12, 2026
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 3,839
- Avg AUM / client
- $365K
- Accounts
- 6,257
- Employees
- 167
AUM over time
$0
$1.4B
Dec 2021
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,553 | $650M | 46.3% |
| High net worth individuals | 218 | $648M | 46.2% |
| Pension and profit sharing plans | 1 | $6.9M | 0.49% |
| Charitable organizations | 14 | $41.9M | 2.99% |
| Corporations and other businesses | 53 | $56.5M | 4.03% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tidewater Physicians Multispecialty Group, P.C. 401(k) Plan Tidewater Physicians Multispecialty Group, P.C. | 2024 |
People (135)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Travis Jordan Penfield | Sole Member | Jun 2019 (7y) | ≈ 56.25% – 100% via 49 Holdings, Llc | |
| Hunter Ray Lloyd | Owner | Oct 2022 (4y) | 10% – 25% | |
| Lucas Walter Miller Winskowski | President | CFP | Apr 2024 (2y) | Less than 5% |
| Wohlgemuth, Daniel, Christopher | Chief Compliance Officer | May 2024 (2y) | Less than 5% | |
| Austin Merle Graff | Cio | CFA | Sep 2024 (2y) | Less than 5% |
| Benjamin David Long | Registered representative | Jan 2023 (4y) | ||
| Connor Hart Bradley | Registered representative | Jan 2023 (4y) | ||
| Dean Philip Dillenberg | Registered representative | Jan 2023 (4y) | ||
| Grant Mathew Boren | Registered representative | Jan 2023 (4y) | ||
| Gregory Morgan Rosner | Registered representative | Jan 2023 (4y) | ||
| Joshua Glen Henson | Registered representative | Jan 2023 (4y) | ||
| Jacob Henry Roos | Registered representative | Jan 2023 (4y) | ||
| James Joseph Henry | Registered representative | Jan 2023 (4y) | ||
| Kristin Leigh Griffin | Registered representative | Jan 2023 (4y) | ||
| Lincoln John Rock | Registered representative | Jan 2023 (4y) | ||
| Matthew Kyle Sims | Registered representative | Jan 2023 (4y) | ||
| Michael Keith Ihlenfeldt | Registered representative | CFP | Jan 2023 (4y) | |
| Mitchell Alan Johnson | Registered representative | Jan 2023 (4y) | ||
| Neil Roy Tjon Hing | Registered representative | Jan 2023 (4y) | ||
| Nicholas John Bishop | Registered representative | Jan 2023 (4y) | ||
| Roy Clayton Anderson | Registered representative | Jan 2023 (4y) | ||
| Tyler Edward Staniford | Registered representative | Jan 2023 (4y) | ||
| Timothy Micheal Rodgers | Registered representative | Jan 2023 (4y) | ||
| Brandon Scott Lanz | Registered representative | Jan 2023 (4y) | ||
| David Brian Farrell | Registered representative | Jan 2023 (4y) | ||
| Stephen Reed Davis | Registered representative | Jan 2023 (4y) | ||
| Zachary James Hawkins | Registered representative | Jan 2023 (4y) | ||
| Patrick Douglas Mundlin | Registered representative | Jan 2023 (4y) | ||
| Sean Jackson O'brien | Registered representative | Jan 2023 (4y) | ||
| Amber C Allen | Registered representative | Feb 2023 (3y) | ||
| Chase Alan Bertrand | Registered representative | Feb 2023 (3y) | ||
| Joseph Bolling | Registered representative | Feb 2023 (3y) | ||
| Boston Ryan Prachyl | Registered representative | Feb 2023 (3y) | ||
| Matthew Ryan Foxhall | Registered representative | Feb 2023 (3y) | ||
| Mitchell Keith Roper | Registered representative | Mar 2023 (3y) | ||
| Louis Michael Aquino | Registered representative | Mar 2023 (3y) | ||
| Christopher William Spalthoff | Registered representative | Mar 2023 (3y) | ||
| Hayden Shea Baker | Registered representative | Apr 2023 (3y) | ||
| Collin Gregory Plotts | Registered representative | May 2023 (3y) | ||
| Micah Ross Damrow | Registered representative | Jun 2023 (3y) | ||
| Cole Michael Pettis | Registered representative | Jun 2023 (3y) | ||
| Clifton Caleb Borders | Registered representative | Jun 2023 (3y) | ||
| Jonathan Lane Curry | Registered representative | Jul 2023 (3y) | ||
| Garrett Andrew Newberry | Registered representative | Jul 2023 (3y) | ||
| Brock Joseph Martin | Registered representative | Jul 2023 (3y) | ||
| Campbell Morgan Huber | Registered representative | Sep 2023 (3y) | ||
| Alexander Thomas Bright | Registered representative | Oct 2023 (3y) | ||
| Ryan Mitchell Botzong | Registered representative | Dec 2023 (3y) | ||
| Ashley Kate Bourland | Registered representative | Jan 2024 (3y) | ||
| Conner Robert Haney | Registered representative | Feb 2024 (2y) | ||
| Grace Anne Mc Casland | Registered representative | Mar 2024 (2y) | ||
| Alfred Justin Lopez | Registered representative | Apr 2024 (2y) | ||
| Jon Erick Webb | Registered representative | Apr 2024 (2y) | ||
| Mary Grace Cooper | Registered representative | Apr 2024 (2y) | ||
| Richard Joseph Drucker | Registered representative | Apr 2024 (2y) | ||
| Kyle Joseph Sweeney | Registered representative | Apr 2024 (2y) | ||
| Jack Edward Breen | Registered representative | Apr 2024 (2y) | ||
| Dana Nicole Cabela | Registered representative | May 2024 (2y) | ||
| Maximilian Alexander Hillerbrand | Registered representative | May 2024 (2y) | ||
| Timothy Dean Jr Herndon | Registered representative | May 2024 (2y) | ||
| Nathan David Allen | Registered representative | May 2024 (2y) | ||
| Caleb Benjamin Kuhn | Registered representative | Jun 2024 (2y) | ||
| Cami Ann Engelbert | Registered representative | Jun 2024 (2y) | ||
| Ryan Steven Rattay | Registered representative | Jun 2024 (2y) | ||
| Andrew Allen Horton | Registered representative | Jun 2024 (2y) | ||
| Luke Harrison Heiligenthal | Registered representative | Jun 2024 (2y) | ||
| Adam Joseph Lenartowicz | Registered representative | Jun 2024 (2y) | ||
| Ava Louise Smagacz | Registered representative | Jul 2024 (2y) | ||
| Sydney Elizabeth Cobb | Registered representative | Jul 2024 (2y) | ||
| Parker Bradley Teague | Registered representative | Jul 2024 (2y) | ||
| Frates Seeligson Newsom | Registered representative | Jul 2024 (2y) | ||
| Jace Matthew Engel | Registered representative | Aug 2024 (2y) | ||
| Cole Kershner | Registered representative | Aug 2024 (2y) | ||
| Paul Baylor Wedge | Registered representative | Aug 2024 (2y) | ||
| Will Block Crenshaw | Registered representative | Aug 2024 (2y) | ||
| Faith Austin | Registered representative | Aug 2024 (2y) | ||
| Hanna Lee Wroblewski | Registered representative | Aug 2024 (2y) | ||
| Robert Myles Thomas | Registered representative | Aug 2024 (2y) | ||
| Grayson Lawrence Downs | Registered representative | Sep 2024 (2y) | ||
| Clayton Cross | Registered representative | Oct 2024 (2y) | ||
| Abigail Grace Horton | Registered representative | Oct 2024 (2y) | ||
| Matthew Gooch | Registered representative | Oct 2024 (2y) | ||
| Samantha Sloan Owens | Registered representative | Oct 2024 (2y) | ||
| Tarpley Herlihy | Registered representative | Nov 2024 (2y) | ||
| Trenton Raye Milner | Registered representative | Nov 2024 (2y) | ||
| Madeline Mason | Registered representative | Nov 2024 (2y) | ||
| Lauren Nicole Matheu | Registered representative | Jan 2025 (2y) | ||
| Olivia Shin | Registered representative | Jan 2025 (2y) | ||
| Victoria Nadine Patrie | Registered representative | Jan 2025 (2y) | ||
| Corbin Tandy | Registered representative | Jan 2025 (2y) | ||
| Curry Pajcic | Registered representative | Feb 2025 (1y) | ||
| Elizabeth Lea Boswell | Registered representative | Feb 2025 (1y) | ||
| Elizabeth Marie Odegaard | Registered representative | Apr 2025 (1y) | ||
| Dawson Bennett Moses | Registered representative | Jul 2025 (1y) | ||
| Scott Edward Neils | Registered representative | Jul 2025 (1y) | ||
| Nicholas Skudlarick | Registered representative | Aug 2025 (1y) | ||
| William Young Harvey | Registered representative | Aug 2025 (1y) | ||
| Alexander Coggins | Registered representative | Aug 2025 (1y) | ||
| James Luke Scheper | Registered representative | Aug 2025 (1y) | ||
| Dane Bower | Registered representative | Aug 2025 (1y) | ||
| Madeline Elizabeth Blok | Registered representative | Sep 2025 (1y) | ||
| Shelby Smith | Registered representative | Sep 2025 (1y) | ||
| Parker Robert Worley | Registered representative | Oct 2025 (1y) | ||
| Colton Dunn | Registered representative | Oct 2025 (1y) | ||
| Banks Bentley Wilson | Registered representative | Oct 2025 (1y) | ||
| Jake Daigle | Registered representative | Oct 2025 (1y) | ||
| Leighton Michael Becker | Registered representative | Nov 2025 (1y) | ||
| John Helmers | Registered representative | Nov 2025 (1y) | ||
| Andrew Collie Wilson | Registered representative | Nov 2025 (1y) | ||
| Conrad Simpson | Registered representative | Nov 2025 (1y) | ||
| Noah Jacob Plotkin | Registered representative | Dec 2025 (1y) | ||
| Jack Stulack | Registered representative | Dec 2025 (1y) | ||
| Brooke Ann Smith | Registered representative | Dec 2025 (1y) | ||
| Derrik Andrew Naegelin | Registered representative | Dec 2025 (1y) | ||
| Ellie Clare Gaunt | Registered representative | Dec 2025 (1y) | ||
| Michael Scott Kipniss | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Heath Donald Siebel | Registered representative | Jan 2026 (1y) | ||
| Tyler Pace | Registered representative | Jan 2026 (1y) | ||
| John Walker Smith | Registered representative | Feb 2026 (0y) | ||
| Bryan Brashear | Registered representative | Mar 2026 (0y) | ||
| John Michael Follett | Registered representative | Mar 2026 (0y) | ||
| Charlou Paige Peterson | Registered representative | Mar 2026 (0y) | ||
| Logan Nicole Tingley | Registered representative | Jun 2026 (0y) | ||
| Christian Cancello | Registered representative | Jun 2026 (0y) | ||
| Joshua Kennedy | Registered representative | Jun 2026 (0y) | ||
| Lawson Day | Registered representative | Jun 2026 (0y) | ||
| Lillian Frances Claire Cheesar | Registered representative | Jun 2026 (0y) | ||
| Layden James Baldwin White | Registered representative | Jun 2026 (0y) | ||
| Adam Deeb | Registered representative | Jun 2026 (0y) | ||
| Parker Andrew Crane | Registered representative | Jun 2026 (0y) | ||
| Sydney Warning Ramos | Registered representative | Jun 2026 (0y) | ||
| Jack Robert Bunter | Registered representative | Jul 2026 (0y) | ||
| Whitney Grace Dodson | Registered representative | Jul 2026 (0y) | ||
| Connor James Bartley | Registered representative | Jul 2026 (0y) | ||
| Douglas Da Palma | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| 49 Holdings, Llc | Sole Member | Oct 2022 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Travis Jordan Penfield: 75% – 100% of 49 Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tidewater Physicians Multispecialty Group, P.C. 401(k) Plan | Tidewater Physicians Multispecialty Group, P.C. | 1,105 | $169M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗