N
N
Wealth Manager · Mid-sized ($1B–$10B)
CRD 130930
·
☆ Save with Pro
ADV data as of Mar 07, 2025
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 307
- Avg AUM / client
- $4.6M
- Accounts
- 468
- Employees
- 8
AUM over time
$599M
$1.4B
Mar 30, 2012
Mar 7, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 07, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 95 | $41.1M | 2.93% |
| High net worth individuals | 173 | $1.1B | 77.1% |
| Pension and profit sharing plans | 27 | $99.2M | 7.08% |
| Charitable organizations | Fewer than 5 | $29.0M | 2.07% |
| Corporations and other businesses | 12 | $151M | 10.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
- • Other fees
- • BUSINESS MANAGEMENT SERVICES FEE = 1% OF CLIENT'S ANNUAL INCOME
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- National Financial Services (Fidelity) $1.2B (83% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 07, 2025.